Ex parte The CITIZENS BANK.
(In re The Citizens Bank
v.
Bobby Norwood).
The Citizens Bank
v.
Bobby Norwood.
Supreme Court of Alabama.
*537 William H. Mills of Redden, Mills & Clark, Birmingham, for petitioner/appellant The Citizens Bank.
Thomas E. Baddley, Jr., and Jeffrey P. Mauro of Baddley & Mauro, LLC, Birmingham, for respondent/appellee Bobby Norwood.
On Application for Rehearing
PER CURIAM.
The Citizens Bank appealed the trial court's judgment entered on a jury verdict in favor of Bobby Norwood and against Citizens Bank; this Court affirmed, without an opinion. See Citizens Bank v. Bobby Norwood,
Citizens Bank appealed the trial court's order in its Rule 60(b) action and the award of attorney fees. Citizens Bank also petitioned this Court for a writ of mandamus directing the trial court to set aside the award of attorney fees. This Court dismissed Citizens Bank's petition for the writ of mandamus; the Bank has filed an application for a rehearing of that denial.
This case has produced three proceedings that are presently pending before this Court: (1) The Citizens Bank v. Bobby Norwood (case no. 1010285), the appeal of the trial court's order in favor of Norwood in Citizens Bank's Rule 60(b) action; (2) Ex parte The Citizens Bank (case no. 1010786), the application for a rehearing on this Court's denial of Citizens Bank's petition for the writ of mandamus; and (3) The Citizens Bank v. Bobby Norwood (case no. 1010951), the appeal of the trial court's award of attorney fees to Norwood.
The Appeal of the Rule 60(b) Order (case no. 1010285)
Citizens Bank, in case no. 1010285, seeks our review of the trial court's refusal to grant Citizens Bank relief on its Rule 60(b), Ala. R. Civ. P., motion. Citizens Bank asserted in its Rule 60(b) motion that it is entitled to relief from the original judgment against it under Rule 60(b)(4) on the ground that the original judgment entered on the jury verdict was void, or under Rule 60(b)(6), for "any other reason justifying relief." This Court has stated the standard of review in an appeal seeking relief under Rule 60(b)(4) and (6):
"The decision to grant or to withhold Rule 60(b)(6) relief being discretionary, the trial court's decision will not be reversed except for an abuse of that discretion. Textron v. Whitfield,380 So.2d 259 (Ala.1979).
"On the other hand, a Rule 60(b)(4) motion has a different standard of review on appeal. When the grant or denial turns on the validity of the judgment, *538 discretion has no place for operation. If the judgment is void, it is to be set aside; if it is valid, it must stand. Wonder v. Southbound Records, Inc.,364 So.2d 1173 (Ala.1978). A judgment is void only if the court rendering it lacked jurisdiction of the subject matter or of the parties, or if it acted in a manner inconsistent with due process. Ibid."
Smith v. Clark,
Citizens Bank alleges that an investigation of the jurors, which it conducted after this Court had affirmed the trial court's judgment, showed that certain members of the jury were related to Norwood, that one member of the jury had not been a resident of the jurisdiction for the requisite 12 months to qualify for jury service, and that one member of the jury had a criminal conviction that he did not disclose on his juror questionnaire that, Citizens Bank argues, disqualified him from serving on the jury. Citizens Bank argues that these alleged facts render the original judgment void and that, therefore, it is entitled to relief under Rule 60(b)(4) in the form of a new trial.
Whether a judgment is void is a question of law. A judgment is void only if the trial court lacked subject-matter jurisdiction or jurisdiction over the parties, or if the trial court acted in a manner inconsistent with due process. Smith v. Clark,
Citizens Bank also argues that it is due relief in the form of a new trial under Rule 60(b)(6), Ala. R. Civ. P., which grants relief for "any other reason justifying relief from the operation of the judgment." "This Court has held that a Rule 60(b)(6) motion must be based on some reason other than those reasons stated in (1) through (5)." Ex parte State ex rel. J.Z.,
Citizens Bank has failed to show that the trial court abused its discretion in not granting a new trial under Rule 60(b)(6), Ala. R. Civ. P. Smith v. Clark, 468 So.2d at 140-41 . Therefore, we affirm the order of the trial court refusing to grant Citizens Bank a new trial.
The Appeal of the Award of Attorney Fees and the Petition for the Writ of Mandamus (case no. 1010951 and case no. 1010786)
Citizens Bank appealed the trial court's award of attorney fees (case no. 1010951); it also petitioned for a writ of mandamus contesting the award of attorney fees (case no. 1010786). This Court dismissed the petition for the writ of mandamus because we believed the issues raised in the petition could be addressed in an appeal. Citizens Bank filed an application for rehearing.
In its petition, Citizens Bank argued that the trial court lacked jurisdiction to enter a judgment granting Norwood attorney fees under the Alabama Litigation Accountability Act ("ALAA"). Citizens Bank argues that when the trial court ruled in Norwood's favor on its Rule 60(b) motion, it did not retain jurisdiction of the case to determine an award of attorney fees.
In Baker v. Williams Bros.,
"When plain language is used in a statute, it must be interpreted to mean exactly what it says. Ex parte Madison County,406 So.2d 398 (Ala.1981). The plain language of § 12-19-270 states that the court must make its award of attorney's fees under the Act as part of its judgment on the merits of the case, `in addition' to other costs assessed against a frivolous litigant. The statute does not create a new or separate cause of action to be brought after a case is litigated and given a final adjudication on its merits; rather, it indicates that the motion must be made during the pendency of the case.
"....
"As interpreted by the supreme court, the ALAA provides for the trial court to consider the outcome of the proceedings in determining whether a party's action was without substantial justification. For this reason, it is within the court's discretion to hold a separate hearing on an ALAA petition after the entry of final judgment on the merits, provided that the court retained jurisdiction to do so. Meek [v. Diversified Prods. Corp.,575 So.2d 1100 (Ala.1991).[1]] Otherwise, a final judgment puts an end to all controversies litigated or which ought to have been litigated within the particular controversy. Vacalis v. Lowry,279 Ala. 264 ,184 So.2d 345 (1966)."
In this case, Norwood did not file his petition seeking attorney fees, costs, and *540 expenses until after the trial court had entered the final order in Citizens Bank's Rule 60(b) action. Norwood alleges that in his motion to dismiss he asked for attorney fees under the ALAA and that that motion was pending when the trial court entered its order in the Rule 60(b) action. The fact remains that when the trial court entered that order, it did not mention reserving jurisdiction to determine the issue of attorney fees. Moreover, Norwood did not, at the hearing on Citizens Bank's Rule 60(b) motion, ask the trial court to reserve jurisdiction for the consideration of an award of attorney fees. We therefore conclude that the order refusing Citizens Bank's request for relief under Rule 60(b) was a final disposition of this case and that the trial court's order purporting to grant Norwood's motion for attorney fees under the ALAA was a void judgment. See, e.g., Harvey v. City of Oneonta,
This Court originally dismissed Citizens Bank's petition for the writ of mandamus as moot, because we believed the issue raised in the petition could be addressed on appeal. Citizens Bank correctly points out, however, that an appeal from a void judgment must be dismissed. See, e.g., Luken v. BancBoston Mortgage Corp.,
1010786APPLICATION GRANTED; PETITION GRANTED; WRIT ISSUED.
HOUSTON, SEE, LYONS, BROWN, JOHNSTONE, HARWOOD, WOODALL, and STUART, JJ., concur.
MOORE, C.J., dissents.
1010285 AFFIRMED.
1010951 APPEAL DISMISSED.
MOORE, C.J., and HOUSTON, SEE, LYONS, BROWN, JOHNSTONE, HARWOOD, WOODALL, and STUART, JJ., concur.
MOORE, Chief Justice (concurring as to case no. 1010285 and case no. 1010951 and dissenting as to case no. 1010786).
I concur in the Court's decision in case no. 1010285 to affirm the trial court's ruling in favor of Norwood because a Rule 60(b), Ala. R. Civ. P., motion is not the proper mechanism for obtaining the relief that Citizens Bank requests. I also concur with the dismissal of the appeal in case no. 1010951. I must dissent, however, from the ruling in case no. 1010786, in which the Court grants Citizens Bank's petition for a writ of mandamus and sets aside the trial court's award of attorney fees to Norwood.
I agree with the Court that the trial court's order denying Citizens Bank the relief it sought by its Rule 60(b) motion ended the trial court's jurisdiction in the case under the terms of the Alabama Litigation Accountability Act ("ALAA"); therefore, the trial court had no jurisdiction to award attorney fees to Norwood. It follows, then, that Citizens Bank's appeal of the trial court's order awarding attorney fees must be dismissed because "a void judgment will not support an appeal." Luken v. BancBoston Mortgage Corp.,
The result of requiring Citizens Bank to file a Rule 60(b)(4) motion would, in effect, grant Citizens Bank the same relief for which it now petitions, only the form of the relief would not be a direct command from this Court to the trial court because a Rule 60(b) motion does not bring the underlying judgment up for review; it presents only the question of the propriety of the judgment denying the Rule 60(b) motion. See, e.g., Sanders v. Blue Cross-Blue Shield of Alabama, Inc.,
NOTES
Notes
[1] In Meek v. Diversified Products Corp.,
"The trial court specifically granted Diversified's request [made during a hearing on a motion for a summary judgment] to file a written motion and brief. This reserved the court's jurisdiction of Diversified's motion and gave ample notice to the plaintiff and his attorney.
"The specific language of the Alabama Litigation Accountability Act, consistent with its intent, provides for the trial court to consider the outcome of the proceedings in determining whether a party's action was without substantial justification. § 12-19-273(7). The holding of a separate hearing on the motion for an award of attorney fees after the entry of the summary judgment was a proper exercise of discretion by the trial court."
