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Ex Parte Austin
746 S.W.2d 226
Tex. Crim. App.
1988
Check Treatment

*1 AUSTIN, parte Ex David Jr.

No. 69930. Texas, Appeals Court of Criminal En Banc. Feb. Dunbar, Dallas, appellant.

Colleen A. Wade, Henry Atty. Former Dist. McFarlane, Dallas, Atty., Leslie Asst. Dist. Huttash, Austin, Atty., Robert State’s the State.

OPINION ONION, Judge. Presiding post-conviction application

This is a corpus brought under the writ of habeas provisions of Article V.A.C.C.P. Applicant indicted on June attempted murder of “Richard Rea- for the deadly weapon.” handgun, a son with a 9, 1986, May applicant waived trial On guilty before the plea and entered a The court as- court to the indictment. punishment years’ at 10 confine- sessed the In Department of Corrections. ment made an affirma- judgment the court handgun, a finding as the use of a deadly weapon, during the commission reflects also the offense. “* PROBA- FOR SHOCK REVIEWED 1 The docket AFTER 120 DAYS TION entry. a similar sheet contains described alleges above

Applicant part of a as a guilty was entered agreement the State V.A.C.C.P., 3e(a), begins provid- 1. See execution of the sentence expiration probation.” that after the of 60 motion for "shock consider a from the date the *2 the approved by court that he be guilty plea was to to whether a under such circum ¶. probation pursuant State, shock Arti- Bass truly voluntary. to stance is 3e, 42.12, cle He further con- V.A.C.C.P. Rogers, (Tex.Cr.App.1979); 576 S.W.2d 400 bargain the plea agreement tends that Pruitt, 742; parte Ex supra, at 689 S.W.2d plea guilty which induced his not of could (Tex.Cr.App.1985). Further, 905 when the be due to fulfilled the affirmative jurisdiction court loses so as to bar enforce of the use a in of the com- plea bargain agreement, ment of doubt is mission of the offense the trial court guilty plea also raised as to whether a judgment;2 the entered that regarded under such circumstances can be court, prosecutor, trial defense counsel and truly voluntary. Rogers, as supra, at 742. applicant were unaware the time that And the plea agree where plea bargain the could be out. carried bargain ment or later become unenforcea York, v. Santobello New He relies parte ble, plea Ex involuntary. the is 495, 404 92 U.S. S.Ct. 30 L.Ed.2d 427 Huerta, 692 (Tex.Cr.App.1985). S.W.2d 681 (1971), entitling authority as him relief. to though This is true even the State the court never did the en authority have to 11.07, In accordance with supra, Article compliance plea bargain. sure with the Cf. application the habeas was first filed in the Chandler, parte Ex (Tex. 684 S.W.2d 700 convicting filing court. At time of Cr.App.1985). appropriate relief for application habeas in the trial keep bargain failure to plea either court the the trial court which specific agreement enforcement jurisdiction grant retained to shock plea, depending upon withdrawal expired. tion had not No action was taken Joiner v. on circumstances of each case. original application and an amended State, application (Tex.Cr.App.1979); 578 S.W.2d 739 day peri- was filed after the 180 State, Shannon v. (Tex.Cr. od had 708 S.W.2d 850 expired. Several months later Perkins, parte Ex App.1986); adopted supra. trial proposed court the State’s findings of fact and conclusions of law that In the case the instant trial

applicant’s guilty plea was made jurisdiction grant lost to shock that assurances he be would released provided Article after the 180 shock probation, and in attempting to 42.12, 3e, V.A.C.C.P. See Houlihan v. plea bargain fulfill this it was discovered State, (Tex.Cr.App.1979); 579 S.W.2d applicant legally eligible was not parte Rogers, supra, Ex at 742. For this since plea enti reason alone the would be promise was based on a could bargain light plea tled to relief fulfilled, guilty plea involuntary regardless had of whether the trial court and that the is entitled to have to or not authority plea his withdrawn. view It is now axiomatic that when however, Applicant, does not weapon. plea guilty defendant enters a or nolo by the plea bargain claim was broken plea bargain contendere plea loss of contends the jurisdiction, but agreement, carry the State is bound out bargain out because was not carried plea bargain its plea side of the or the itself prosecutor decided that shock and the court involuntary. DeRusse v. 579 S.W. legally granted in probation could not Rog Ex parte (Tex.Cr.App.1979); 2d 224 finding. It is light the said affirmative ers, Ex (Tex.Cr.App.1982); 629 S.W.2d our attention. this matter we turn Garcia, parte 581 (Tex.Cr.App. Perkins, 1985); parte Ex Legislature reorganized the 706 S.W.2d 320 In 1985 the parole and prosecution regulating probation, If (Tex.Cr.App.1986). does statutes etc., amending Arti- up part clemency, not live executive 42.12, V.A.C.C.P., adding bargain Article and such was used as an induce cle V.A.C.C.P., by repealing Article guilty plea, ment for the is raised doubt 3g(a)(2) supra. 2. Cf. 3e with said Article (Acts Leg., V.A.C.C.P. 69th Section 3 of as reor- p. 1, 1985). Sept. ch. effective ganized provides in 1985 “judges of the courts of the having State of Texas reorganization Under we find that original jurisdictions of criminal actions” provides: of said Article 42.12 may place a defendant on after a (a) purposes 3e. “Sec. For the of this conviction or a or nolo con- section, jurisdiction of a court *3 tendere where the punishment maximum requiring a sentence confinement against assessed the defendant does not Department in the Texas of Corrections years’ imprisonment exceed ten (of and “it imposed for felony) conviction a appear days

shall continue for 180 shall to the the date satisfaction the court actually justice execution of the sentence that the ends of and the best inter- begins. expiration After the of 60 public est of the as well as the defendant prior to the will be subserved thereby.” from the date the execution of the sen- Section 3c of the statute under the 1985 begins, actually judge tence version reads: imposed may court that such sentence Nothing “Sec. 3c. herein shall limit his own motion or on written motion of grant probation of the court to defendant, suspend further execution regardless of sentence of the recommen- imposed of the sentence dation of the or the conviction defendant on under the terms of the defendant.” article, and conditions of this if in the the defendant would provisions of Sections 3 and 3c are not benefit from further incarceration in by provisions limited of Section penitentiary. may Probation found the 1985 amendment which reads: granted this section if: (a) 3g. “Sec. Sec- “(1) the eligi- is otherwise defendant tions 3 and 3c this Article do not article; ble probation under for apply: “(1) to adjudged guilty a defendant “(2) the defendant had never before by following an offense defined sec- in penitentiary been incarcerated serv- tions of the Penal Code: felony; a sentence for a murder); “(A) (Capital Section 19.03 “(3) the offense for which the defend- “(B) (Aggravated kidnap- Section 20.04 ant was convicted was other than those ping); 19.02, 20.04, 22.021, defined Section “(C) (Aggravated 22.03, 22.04(a)(1),(2), (3), 29.03, 36.02, Section 22.021 sexu- or assault); felony 71.02 or a of the second al degree under Section Penal Code.” “(D) (Aggravated 29.03 rob- (Emphasis supplied.) bery); or as amended “(2) to when it is shown a defendant reorganization of the statute reads: used or exhibited a that the defendant “Sec. 2. This Article be cited as weapon as in Section defined the ‘Adult Probation Law’. Code, 1.07(a)(ll), during the com- Penal “Unless the during context otherwise re- or mission offense quires, ap- Upon definitions shall af- immediate therefrom. ply specified phrases words used finding that the defendant firmative used in this Article: weapon or exhibited a * * * during im- “a. of an offense commission therefrom, the trial court mediate “b. shall mean the release ‘Probation’ finding judgment enter the shall of a convicted defendant a court un- finding Upon an affirmative der the court. imposed by conditions the court for a deadly weapon the defendant specified period during imposi- which the firearm, tion of or exhibited was suspended....” sentence is used judg- shall enter that provision that shock could (Emphasis supplied.) ment.” granted “if such sentence is otherwise eligible under this article” It is thus clear under reorgani- the 1985 changed provide proba- that shock zation of Article supra, in effect at tion (1) could be “only if: applicant’s plea the time of before fendant is otherwise the court in entry of an article,” under this prohibition affirmative against granting “shock in cases was not homicide, rape, criminal robbery” “regular” probation by the trial court extended to a whole list of desig- offenses and the “power” trial court was without nated section numbers in the Penal the same. If eligi- was not Code, 3e(a)(3). “regular” probation ble for because of the finding, 3g(a), see Section 5 of the said S.B. provid- 123 also then he was not for shock ed: “A eligibility defendant’s for shock *4 3e(a), tion under supra, probation governed is by because he could this Act if the § granted probation judgment be shock only if he of conviction was is entered on or after the effective date of this this Act. The eligibility article.” for shock of a defend- ant judgment as to whom a of conviction The trial court was correct in concluding was entered before the effective date of that the 1986 could not be governed this by Act is in law existence out, carried applicant and that was entitled date, before the effective and that law is to the sought. relief he in continued effect for purpose this as if concurring opinion concludes that this law were nob force.” the trial court could have shock In 1983 rape the former offenses of and probation despite the of aggravated rape became sexual assault and a deadly weapon. Clinton, Judge in his aggravated sexual assault respectively. opinion, takes the reader back to 1977 and (Acts 1983, R.S., Leg., 977, 68th chap. p. Legislature the 65th when the (H.B. 2008).) 5311 Section 9 of said H.B. (S.B. 695) law was enacted 3e(a)(3) 2008 amended of Article § as 3e of existed, Article 42.12 as it then § supra, to add the offense defined in provisions when the of what is now 22.021 of the Penal Code to those of- § 3g(a) was enacted as 3f of the then fenses for pro- which shock was existing (S.B. 152). Adult Probation Law (replacing hibited former 21.03 and 21.- §§ These bills generally coursed independent 05). through of each legislative other As amended in 1981 and 1983 was Regardless cess. agrees whether one brought complete reorgani- forward in the Judge Clinton or not about the con- (Article zation of the Adult Probation Law placed struction to be upon the 1977 enact- 42.12, supra) agree in 1985. We cannot ments, it is observed that in 1981 the shock Legislature that it was the intent of the probation provision 42.12, supra, of Article reorganization of Article was completely (c) rewritten and subsection permit probation by de- the court (Acts 1981, 69, was Leg., added 67th p. ch. spite an affirmative 1, Sept. 1981). Judge effective As weapon judgment in the whereas the same notes, Clinton analysis accompany- the bill grant- would foreclose the trial court from (67th Leg.) Bill plainly Senate ing “regular” probation. proposed states that the bill to restrict the categories of prayed applicant defendants who would eli- The relief gible probation. granted. for shock This is clear and sentence compared the 1981 version is Dis- to the Cause No. F-8587181-KH Criminal 3e(a). alia, County version of set Inter the time trict Court No. 1 of Dallas aside, that the trial court jurisdiction applicant retained is ordered released days, custody increased from 120 to of Dallas to the the Sheriff that, parties agree in said All County to answer the indictment at the appli- time guilty plea, cant entered his copy A will fur- cause. assistant attorney assigned case, district to the de- Department nished the Texas of Correc- counsel, applicant fense and the trial court tions the Clerk of this Court. impression applicant were under the so ordered. It is could receive shock per plea agreement. point At some later CLINTON, Judge, concurring. record, parties apparent- revealed all ly concluded that could not in fact post application for This is a conviction opera- receive shock due to the corpus brought to this Court writ habeas 3g(a)(2) 42.12, supra, tion of of Article provisions 42.12, supra. Appli- 3 and 3c of Article V.A.C.C.P. alleges plea cant now that the terms of his Applicant attempted indicted for out, bargain plea cannot be carried that his murder, proscribed by Penal V.T.C.A. involuntary is thus he Code, 15.01(a), on June 1985. The plea. should be allowed to withdraw that indictment, omitting portions, the formal York, Applicant cites Santobello v. New attempted alleged to '‘cause 92 S.Ct. 30 L.Ed.2d 427 U.S. the death of Richard Reason ... know- (1971), support of his contention. shooting ingly intentionally him with a In accordance with the Arti- weapon.” Applicant handgun, 11.07, supra, adopted cle the trial court has by jury entered a waived trial proposed findings the State’s of fact and *5 guilty May to the trial court on 1986. ap- indicate conclusions law which that accepted plea The trial and en- court plicant’s plea guilty made with the was sentencing applicant to judgment tered a released on assurance that he would be Depart- years ten confinement in the Texas serving days in probation shock after 120 judgment, ment of In the Corrections. Department of Corrections. the Texas (hand- finding trial entered a of “true findings These and conclusions also indi- designated “findings gun)” in the area attempting plea fulfill this cate that “[i]n deadly weapon.” use of The also [applicant bargain it discovered that was for shock contains the notation “reviewed probation” and eligible not for shock was probation days,” the docket after 120 “[sjince plea based that was proba- “shock sheet contains the notation fulfilled, was bargain which cannot be [it] days.” tion after involuntary” applicant thus should be plea. his No rea- allowed to be withdraw Applicant alleges, agrees, and the State party why as to by any is offered son entered that the terms of eligible proba- for shock applicant was not applicant that between the State and were tion, interpretation of other than the applicant granted shock was to be 42.12, supra, apparent- 3g(a)(2)of Article 3e, V.A.C. tion to Article 42.12 § subsequent to parties ly arrived at C.P., the Texas serving after guilty. applicant’s plea of Applicant fur- Department of Corrections. bargain agree- alleges plea applicant is ther that majority concludes guilty can- plea requests, induced his without ment which to the relief he entitled court, bargain why plea the trial and that stating any not be fulfilled reason per involuntary. Appli- out as guilty plea his is thus been carried could have opinion is Implicit in the reasoning is that the trial court’s terms. cant’s 42.- 3g(a)(2)of Article entry finding of an affirmative of the use conclusion that preclude an award deadly weapon prevented applicant supra, operates to of a that Article.1 3e of receiving shock under probation. from shock or a conviction supra, allows the ant on Section 3 of Article only con- guilty judges having original or nolo contendere. of the courts of this state discussion to our jurisdiction suspend on this relevant straint over criminal actions punishment assessed maximum imposition defend- is that of the sentence and agree conclusion, I eligible cannot with that for the accused is not bation,” reasons set forth below. and thus a candidate for shock probation. appears court, It that the trial majority I believe that a of this Court as prosecu- well defense counsel and the interpre- has fallen into same erroneous tor, felt he did not authority have the tation of the relevant sections of Article grant applicant because he 42.12, supra, adopted by parties appellant had found deadly used a interpretation court. This habeas weapon during attempted murder apparently proceeds phrase from the “oth- issue. eligible for probation erwise under this ar- analysis genesis A reasoned ticle,” 3e(a)(l). contained in To be “oth- statutes in issue reveals probation” erwise from the trial fact suggests eligibility general under the court, despite the trial the affirmative find- judicial probation criteria for contained in weapon used a 3c, dealing 3 and during felony the commission of the instant general power with the of the trial court to reason, offense. For this I am unable to However, probation. 3g(a)(2) ap- accept assumption majority the tacit pears eligibility grant- to limit for judicially that one is not for shock sections, ed under these inas- felony when one has found been prescribes much as it that “the offense and there is an affirmative apply of Sections 3 and 3c do not ... to a weapon of the use or exhibition of a defendant when it is shown that during the commission of that offense or fendant used or exhibited a the immediate from the commission ... the commission of a of- of that offense. fense or in immediate therefrom.” Thus it is believed that where an affirma- My analysis begins with this Court’s West v. 3g(a)(2), is made against years (3)the the defendant not exceed ten im- offense for which the defendant was

prisonment. other than those defined convicted was *6 19.02, 20.04, 22.021, 22.03,22.04(a)(1), provides nothing Section 3c contained in Section (2), 42.12, 38.07, 71.02, power (3), limits the of the trial or or a grant probation regard- court to of the sentence felony degree of the second under Section jury less of the recommendation of the or of 38.10, Penal Code." any prior conviction of the defendant. 3g(a) provides Section as follows: 3e(a) provides Section as follows: "(a) provisions of Sections and 3c of "(a) section, purposes For the of this apply: this Article do not jurisdiction of a court in which a sentence (1) adjudged a defendant of an requiring Depart- confinement Texas by offense defined sections imposed ment of Corrections is for conviction Code: Penal (of felony) days a shall continue for 180 from murder); (A) (Capital Section 19.03 actually the date the execution of the sentence (B) (Aggravated kidnapping); Section 20.04 begins. expiration After the of 60 but (C) (Aggravated 22.021 sexual as- Section sault); actually date the execution of the sentence (D) (Aggravated robbery); Section 29.03 or begins, judge imposed of the court that (2) when it is shown that the to defendant may such sentence on his own motion or on deadly weapon used or exhibited a defendant defendant, suspend written motion of the fur- Code, 1.07(a)(ll), as defined in Section Penal imposed ther execution of the and sentence felony offense or the commission place probation under the defendant on Upon flight therefrom. affirma- in immediate article, terms and conditions of if in the this the defendant used or exhib- opinion judge the defendant would weapon during the commission ited a peni- benefit from in a further incarceration during immediate of an offense or therefrom, tentiary. may Probation under find- trial court shall enter the this section if: Upon of the court. in the (1) the defendant is otherwise finding that the article; probation under and this (2) was a fire- defendant used or exhibited the arm, before been defendant had never finding in its enter that serving the court shall penitentiary incarcerated in a sen- judgment." felony; tence for a

(Tex.Cr.App.1986).2 Judge There Tom scribed for the offense for which he was “probation” Davis indicated that convicted, is a term regard without to the term of having meaning more than one and more Thus, punishment assessed. may the court restrictions, one depending than set power provided not exercise the by 3§§ authorizing imposition. the statute its 3g(a) implicated. and 3c when § at 634. Article supra, provides Id. 3g(a) complete Section is not a ban on the the statutory mechanisms which a trial grant of a trial court probation; it judge grant may “regular” pro- or “initial” purport does not application to bar of 3d§ 3c, adjudication bation in 3 and deferred (deferred (shock adjudication) or 3e§ 3d, “unadjudicated probation” or § bation), being the latter our concern here. probation (felony) “shock” in 3e and 3f § § (misdemeanor). 42.12, supra, Id. Article suspension imposition Unlike a of sen provision jury also makes for the contemplates tence 3e under Section 3g(b) Finally, 3a. of Arti- imposition conviction and sentence 42.12, supra, judge cle allows the trial court, trial followed incarceration of de sentence a defendant who has been convict- actually fendant in TDC to serve the sen degree ed of a of the second State, imposed. tence See O’Hara v. higher period penitentiary to a brief in the (Tex.Cr.App.1981), at jury where has recommended Tamez v. 620 S.W.2d n. (which recommendation would otherwise be (Tex.Cr.App.1981). Jurisdiction of the 3a) binding judge on the trial under trial court defendant continues for 180 over has also made an affirmative find- “if days. days, After the first 60 ing as to use or exhibition of a the defendant would weapon during the commission or in a not benefit from further incarceration from the commission of the offense. convicting may ex penitentiary,” understanding probation- The crux of to “sus continuing jurisdiction ercise its ary scheme set forth in Article su- im pend the sentence further execution of pra, Judge lies in Davis’ statement that “all posed defendant on forms of discussed above [these] this arti conditions of under the terms and other, independent are each the sense course, provided, he is otherwise cle”— eligible that a defendant under the disqualified is not forms, statute for one or two but not [an- 3e; (3). 3e(a)(2) Ta under State, supra, at 634. West v. other].” State, supra. mez v. Naturally, some care must be exercised in reading these various sections to arrive at That defendant be understanding article,” 3e(a)(l), correct whole. According- ambiguity. entirely free of Facially by express terms bars *7 of examination ly, I turn a detailed now to application only. 3c The latter and §§ underlying intent legislative history and grant deal with of a trial court to 42.12, 3e(a) supra. 3g(a) Article probation eligible §§ to an defendant “when it 311.023(3). Ann. Tex. Gov’t Code appear shall to the satisfaction of the court justice that the ends of and the best inter- public ests of the defendant as well as BILL 695 SENATE thereby,” “regardless of will be subserved supra, was Article prior the recommendation of the Regular Ses- originally introduced conviction of the defendant.” The mecha- Bill Senate Legislature sion of the 65th suspend imposition nism 3 is “to February on Schwartz Senator place proba- on sentence and the defendant my discus- to significant portion 1977. The period

tion” for a of not more than ten years pre- minimum sion read as follows: nor less than the J., dissenting). (Clinton, my supra at 635 2. I adhere to the set forth in dissent- views ing opinion See West v. in that case. expiration days After the of 60 but fendant on “... under the terms article, from expiration to the of 120 and conditions of this prior such if date the execution of the sentence sentence is otherwise for begins, actually judge of the court tion under this article and sentence, imposed may, such on his sentence execution such the defend- own motion or written motion of the ant had never been incarcerated in a defendant, suspend serving penitentiary further execution of a sentence for a fel- imposed ony opinion judge the sentence and in the fendant on under the terms defendant would not benefit from fur- article, penitentiary. and conditions of this ther incarceration in a Pro- such if years sentence did not exceed 10 bation under this section sentence, execution if offense for the defend- prior to the of such which the defendant had never been incarcerat- ant was sentenced was an offense other homicide, penitentiary serving rape, ed a sentence than criminal or rob- opinion bery.” for a and in the

judge the defendant would not benefit specified As amended the statute three of- further peniten- incarceration in a judge fenses for the trial which could not tiary.” “if substituted originally clearly The bill as drafted such evi- sentence otherwise dences language an intent to create a new bation for the version article” play to “if was come into af- bill such sentence did not begun serving por- years.” key disposition ter the defendant had exceed 10 precise interpretation tion his or her sentence. This new of this cause phrase have three conditions precedent; specifically, that the sentence under this article.” imposed years, have been less than ten At the time this bill was introduced and previously the defendant not have in- been legislature, discussed felony, judge carcerated for a and that the any provisions supra, did not contain num- be of the defendant would (and than is now bered later what profit from further incarceration. In- then) 3d. of those sections Examination deed, analysis accompanying the bill Senate of Article which were ef- legislation Bill 695 states that this proposes precursor present 3e fect when the “provide continuing jurisdiction by suggests strongly was under discussion purpose trial court for allowing pro- provided sole refer- that those sections actually bation after a defendant has be- point legislators referred ence to which gun serving a sentence after drafting language in issue. now guilt.” bill, original language of the The bill was amended in the House on years, exceed ten coincides sentence not 11, 1977, May and the Senate concurred in of confine- the maximum allowed term May finally those amendments on As 3a, forth in 3 and Article ment set approved by legislature signed into respectively govern “initial” supra, which law, what would be provid- codified as 3e “regular” probation from the trial part ed in as follows: Additionally, provi- jury. and from the may not receive After the a defendant

"... sion that *8 previ- he or she has from shock when closely a ously the date incarcerated for the execution of the sentence been actually begins, parallels provision of 3a of the court unless imposed may, may on his not recommend such sentence motion to the of the has filed a sworn own motion or on motion defendant written previously defendant, he or she has suspend execution effect that further parallels These felony. of a convicted imposed the sentence been emphasis 3. All indicated. otherwise mine unless

strongly suggest revising that in the stat- ference report Committee summarizes the provide portions to relevant ute of Senate version article,” legislature bill as bation under this follows: thinking exclusively was in terms of those “Section provides 3e is new and already appearing limitations 3 and judicial jury probation does not 3c. apply person adjudged guilty when a

of: Murder SENATE BILL 152 Aggravated kidnapping originally Section introduced Rape 3e Senator Meier in Senate Bill during regular Aggravated rape number 152 session of legislature January the 65th Sexual abuse Senate, originally As introduced Aggravated sexual abuse read as bill follows: Robbery “Section 3e. The of Sec- Aggravated robbery 3, 3a, 3c, tions of this Article do 3d deadly weap- or when it is shown that a apply: on, firearm, except during was used (a) adjudged guilty to a defendant the commission of an offense or immedi- an offense defined sec- ate therefrom. There must an tions of the Penal Code: of the use or exhibi- (1) (Murder); Section 19.02 deadly weapon tion of the and it shall be n (2) (Aggravated kidnap- Section 20.04 judgment. entered in the court’s ping); probation by the defendant receive

(3) (Rape); imposition extraordinary judicial pro- 21.02 Section extraordinary jury probation. bation or (4) (Aggravated rape); Section 21.03 used or exhibited a (5) (Sexual abuse); Section 21.04 If defendant during the commission (6) (Aggravated Section 21.05 sexual firearm during or immediate abuse); offense therefrom, the is not defendant (7) (Robbery); 29.02 jury probation, judge probation, ex- (8) (Aggravated Section 29.03 rob- traordinary judicial probation or ex- bery); or traordinary jury probation.” (b) when it is shown that the defend- report That same Committee Conference deadly weapon ant used or exhibited portions of the pertinent summarized the during the commission of an offense House as follows: version bill flight after the com- immediate provides that “Section 3e is new and mission of the offense.” judicial probation does not ordinary seems originally Thus conceived the bill apply person adjudged when a designed preclude been to have of: to a de- any type award of Capital Murder has been an affirma- fendant when there Aggravated kidnapping use or as to the exhibition Aggravated rape However, deadly weapon. amendments passage, Aggravated sexual abuse prior to its as well as its the bill subsequent legislature, treatment Aggravated robbery original design. unquestionably altered this it is shown that during the commis- adopted used or exhibited The House several amendments felony offense or immediate sion of a many Senate Bill of which the Sen- must be an af- Thus, flight therefrom. There unwilling accept. ate was a con- finding of the use or exhibition firmative ference committee was selected to arrive deadly weapon and it shall be It is compromise version of the bill. *9 judgment.” in the court’s entered particularly important to note that the Con-

235 deadly 3g(a) being tion as weapon among or when it shown that a of those sec- § during or the tions of Article are was used exhibited commis- which applicable finding felony sion of a or immediate affirmative has offense made, legislators been the flight had intended to therefrom. There must be an af- foreclose finding of or an award shock in firmative the use exhibition such circumstances. weapon it the shall be judgment. entered in the court’s The I conclude that this was not intent of the probation by receive defendant legislators the Bill who revised Senate imposition or the extraordi- eventually 3g(a). which would become § probation. nary judicial My in part conclusion is based on the Con- If the defendant used or a fire- exhibited “ordinary ference Committee’s reference to during felony arm the of a commission judicial in probation” report, the committee higher, the degree offense of second or obviously a term which the committee un- therefrom, or immediate proba- derstood to be different from “shock jury probation, is not tion,” fendant literally in the which was mentioned judicial probation extraordinary judi- or next report. column of that committee probation. An cial Furthermore, both Senate Bill 695 and the use or exhibition firearm must Senate Bill eligibility 152 restricted judg- be made and entered in court’s the respective their forms of to those ment.” murder, convicted of offenses other than The Conference ultimately Committee rape robbery. If one reads “otherwise adopted House version of Section 1 of (now in Senate Bill 695 ...” bill, 3g would which become of Arti- 3e(a)(l)) § provisions to to refer Sen- § 42.12, supra. enacted, then, cle As what (now 3g(a)(l)), ate Bill prohibition appears originally to have been intended as against awarding to one all homicide, limitation extant forms of rape, convicted of “criminal tion, by express only terms limited (now 3e(a)(3)) robbery” in Bill 695 Senate judge grant probation redundant, to un- proscrip- would be the same der the 3 and 3c. Bill already tion is contained Senate §§ (§ 3g(a)(l)), presume legisla- We only notation of interest that Com- give every ture word intended to effect to report mittee was that the Conference respective statutes. most obvi- Committee version was “identical way provi- ous to effectuate each of these House with the excep- version interpret sions Bill 695 is to Senate tions: Section 3e is renumbered to 3f be- (§ 3e(a)(l)) refer limita- to those (shock cause of SB 695 probation), which viz., already tions those extant passed Representa- has both House of su- found 3 and 3a of Article §§ Thus, tives and Senate and used 3e.” pra. revising Senate Bill 152 the Conference clearly Committee was of the exist- aware 3g(a) pre- Obviously was intended to ence of Bill Senate was intro- granting “initial” vent the trial duced after Senate Bill 152 but which “regular” §§ signed by governor May would be 3c, convicted the offenses those 30, while Bill would not 3g Senate whom enumerated in and to those signed specifically until June both to be effective 90 trier of have used fact found to adjournment. weapon after The members of or exhibited a certainly or in immediate Conference Committee had commission of 3g(a) should opportunity to include shock therefrom. against award of prohibition read sentencing as a options one of the foreclosed so to one situated. an affirmative use or deadly weapon, they exhibition of a had SUBSEQUENT AMENDMENTS Indeed, chosen so. it would have to do the Texas required sessions of Apparently minimal effort to have listed 3e three Ias along opening por- Legislature read 3e and and 3c in have §§ *10 now, do for these sections have been and intentionally did not legislate a redun separate dancy amended on three in amending 3e(a). occasions in Heckert v. § State, are not to be suggesting they 549, manner 552 (Tex.Cr.App. 1981); parte Santellana, Ex majority suggests. read as the tacitly 606 S.W.2d 331, (Tex.Cr.App.1980); Morter v. Specifically, 123, Senate Bill authored 715, 551 S.W.2d 718 (Tex.Cr.App. Senator Brooks and Reg- introduced 1977). Thus, even if language legislature ular Session of the 67th on Jan- 3e(a) versions of 3g(a) and §§ 12, 1981, uary 3e(a) amended to restrict § might lend itself to the interpretation I now scope applicability pro- of shock reject, I would conclude that this subse analysis bation. The bill accompanying quent 3e(a) amendment clearly indi § “(t)he Bill plainly Senate states that bill legislature cates that the did not intend for proposes categories to restrict of de- 3g(a) granting to control the of shock § fendants who would be for shock 3e(a). under § probation.” amendments, as enacted 3e(a) 3g(a) Sections again and were 69, in Chapter Legislature, Regular 67th subject legislative scrutiny 1983, Session, 154, page pertinent part read in rape aggrava- the old offenses of and follows: rape changed ted were to sexual assault may “Probation be under this aggravated and sexual respectively. assault only section if: 2008, House Bill Representa- introduced (1) the defendant is otherwise Danberg, 977, Chapter which became article; under this and 1983, legislature, Regular Acts of 68th Ses- (2) the defendant had never before sion, updated relevant sections of both penitentiary been incarcerated in a serv- Indeed, 977, 3g. Chapter 3e and 9 of §§ § ing a felony; sentence for a and Code, supra, adds V.T.C.A. Penal 22.021 § (3) the offense which the defend- to the list of offenses enumerated in ant was convicted was other than those 3e(a), Chapter and 10 of 977 adds the § § 19.02, 20.04, defined provision 3g(a). legis- same Thus the § 21.05, 22.03, 22.04(a)(1),(2), (3), 29.03, simultaneously lature has examined and 36.02 71.02 or a of the sec- 3e(a) 3g(a), subsequent amended §§ degree ond under Section Penal apparently passage, time their Code.” concluded that “otherwise 3e(a) does bation under this article” § Note that several of the offenses listed contained not embrace the restrictions already amendment to 3e are con § 3g(a). § tained in the list offenses set forth in 3g(a), supra. aggravated Specifically, legislature, Finally, § 69th Acts of (§ 20.04), kidnapping aggravated rape Session, page Regular Chapter § (§ 21.03), aggravated (§ sexual abuse 21.- all of Article amended and recodified 05), 29.03) changed desig- aggravated robbery (§ supra. all This act 3f to the cur- appear in the nation for what was then list offenses for which § legislature left 3g. again rent Once granted, § 3e(a) substantively un- 3g(a) well as in list §§ of offenses to which the changed, evincing a clear under- thus apply 3 and 3c do not legislators that standing part on the through operation 3g(a). The addition separate and distinct these sections served already three of the offenses listed in functions. 3g(a) preclude to the offenses which award of shock as set out in the legislature Thus three sessions 3e(a), certainly amendments to would 3g(a) since have examined §§ legislature if redundant act intended appar- enactment, three have and all their 3g(a) availability limit the of shock prohibitions set ently concluded 3e(a). ability Our courts will apply forth in “regular” generally presume legislature in “initial” a trial 3c, and not effective, tended 3 and probation pursuant that the entire statute be to §§ *11 ability of the assess shock 3e(a). to § HERNANDEZ, Leyva Appellant, Hector v. CONCLUSION Texas, Appellee. The STATE of misinterpretation The trial court’s 3g(a), supra, prevented that court from 1177-83. No. honoring plea agreement the terms of the Appeals Texas, Court of Criminal applicant’s in effect in case. I believe that En Banc. the trial court did the authority have March award after he Depart- had served 120 in the Texas Corrections, per

ment of the terms of original Indeed, plea agreement. done, is what the trial should have did not the parties’ because of mutual misapprehension of statute which arose point some applicant’s plea time after guilty. court, Contrary to the habeas Court, the majority in this I do not

characterize this as case in which the parties plea bargain entered into a which Rather,

could not later be fulfilled. I would characterize as a case in parties plea bargain entered a valid into

agreement which was later breached court, good trial albeit in faith reliance on understanding statutory scheme. Where there is a broken agreement, appropriate remedy spe performance

cific terms of agreement plea, or withdrawal of the depending upon the circumstances of the Burton, parte particular case. Ex Joiner (Tex.Cr.App.1981); S.W.2d State, v. 741 (Tex.Cr.App. 1979). Here, language 3e(a), the clear of § 42.12, supra, divests the trial court jurisdiction af ter the from the actually date the execution sentence begins. Houlihan v. 579 S.W.2Ü (Tex.Cr.App.1979)(interpreting 219-20 an earlier version of which con limit). day appropri a 120 time tained remedy is to to with ate allow his and return him to draw the trial court to answer indictment. I Thus concur the Court. Paso, Jr., appel- El Dolph Quijano,

lant. Simmons, Atty. Dist. and David

Steve W. Paso, Cowan, Atty., El Clay Asst. Dist. Huttash, Atty. and Cathleen State’s Robert

Case Details

Case Name: Ex Parte Austin
Court Name: Court of Criminal Appeals of Texas
Date Published: Feb 24, 1988
Citation: 746 S.W.2d 226
Docket Number: 69930
Court Abbreviation: Tex. Crim. App.
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