29 Conn. App. 274 | Conn. App. Ct. | 1992
The petitioner, William T. Evans, appeals from the judgment of the habeas court denying his petition for a writ of habeas corpus. He claims that the habeas court improperly (1) concluded that, as a matter of law, that he was required to present the testimony of a legal expert at his habeas corpus hearing in order to establish his claim of ineffective assistance of counsel, (2) failed to consider the transcript of his criminal trial that was presented at the habeas hearing, and (3) denied his posttrial motions. We agree with the petitioner’s second claim and, with respect to the first claim, do not agree that the testimony of a legal expert is required, as a matter of law, in every habeas corpus petition in order to establish ineffective assistance of counsel. We need not reach the petitioner’s third claim.
Thereafter, the petitioner filed a petition for a writ of habeas corpus, claiming ineffective assistance of both trial and appellate counsel. After a hearing, the habeas court denied the petition. The petitioner then filed pro se motions to reargue and for a new trial, a petition for a new trial and a petition for a writ of habeas corpus addressed to the alleged ineffective assistance of his habeas corpus counsel. The court denied the petitioner’s motion and petition for a new trial on the ground that they were not timely filed and that the issues raised would better be considered in the pending habeas corpus petitions. The trial court did not rule expressly on the motion to reargue or on the petition for a new habeas trial.
We first address the effect of the habeas court’s failure to consider the transcript of the petitioner’s criminal trial. At the habeas hearing, upon stipulation of the parties, the transcript of the petitioner’s criminal trial was admitted into evidence. It is undisputed that the court did not view the transcript.
The petitioner argues that because the principal argument of his habeas corpus petition was that his trial
“In a trial to the court, the trial judge performs a dual function; he is the authority who must adopt the correct principles of law to apply to the facts which he finds in leading to the judgment rendered.” Peck v. Jacquemin, 196 Conn. 53, 73, 491 A.2d 1043 (1985). “ ‘[T]he conduct of the trial must necessarily be left largely to the discretion of the presiding judge, a discretion which in its very nature cannot be made the subject of review by this court, except in a clear case of the abuse of that discretion.’ ” State v. Wood, 208 Conn. 125, 130, 545 A.2d 1026, cert. denied, 488 U.S. 895,109 S. Ct. 235, 102 L. Ed. 2d 225 (1988), quoting McKiernan v. Lehmaier, 85 Conn. 111, 119, 81 A. 969 (1911). “A committee, or other trier, is bound to consider all the evidence which has been admitted, as far as admissible, for all the purposes for which it was offered and claimed. Not to do so is an error of law no less than it would be to exclude the evidence when offered.” (Emphasis added.) State v. Suffield & Thompsonville Bridge Co., 82 Conn. 460, 465, 74 A. 775 (1909). Although a trial court need not expressly order a jury, as the trier of fact, to read the full text of each and every exhibit, it is within the sound discretion of the court to instruct the jury to give careful consideration to all the evidence in a case. State v. Wood, supra, 132. These principles are fully applicable in habeas corpus trials.
In his second claim, the petitioner argues that the habeas court improperly concluded that, as a general principle of law, expert testimony is required in order to establish a claim of ineffective assistance of counsel. The respondent argues that the trial court did not
In making its oral ruling following the hearing on the petitioner’s application for a writ of habeas corpus, the court stated: “I think that under Strickland [v. Washington, 466 U.S. 668, 104 S. Ct. 2052, 80 L. Ed. 2d 674 (1984)] and the other cases in Connecticut the insufficiency of counsel is an objective standard. We have no expert here. I don’t think that you can properly claim to me that the conduct of these attorneys, and I’ve heard very little of their conduct, is covered by the doctrine of res ipsa loquitur. I think without some evidence of an expert there is no way that this court could find that the trial counsel or the appellate counsel’s services were deficient. ... I really don’t think that I have any cause whatsoever to review the transcripts because I have not heard what I consider to be under Strickland the two most important things. One, an objective standard for the conduct of either trial counsel or appellate counsel, and I have not heard any evidence that the shortcomings that you have raised would — if they had been raised at either point, the outcome would have been different.”
Whether expert testimony is needed, as a matter of law, in a habeas corpus proceeding in order to establish ineffective assistance of counsel is a question of first impression in this state and has been afforded only limited consideration in other jurisdictions. See Hubbard v. State, 584 So. 2d 895, 901 (Ala. Crim. App. 1991) (expert testimony is not required for an ineffective assistance of counsel determination); State v. Carter, 56 Wash. App. 217, 228, 783 P.2d 589 (1989)
As a general rule, expert testimony is required “ ‘when the question involved goes beyond the field of the ordinary knowledge and experience of judges or jurors’ Latham & Associates, Inc. v. William Raveis Real Estate, Inc., 218 Conn. 297, 301, 589 A.2d 337 (1991), quoting Bader v. United Orthodox Synagogue, 148 Conn. 449, 454, 172 A.2d 192 (1961); Aspiazu v. Orgera, 205 Conn. 623, 630-31, 535 A.2d 338 (1987); Toomey v. Danaher, 161 Conn. 204, 210, 286 A.2d 293 (1971); Jaffe v. Department of Health, 135 Conn. 339, 350, 64 A.2d 330 (1949); C. Tait & J. LaPlante, Connecticut Evidence (2d Ed. 1988) § 7.16.5; which necessarily must be decided on a case-by-case basis. Although we have had the opportunity to apply this rule in a number of circumstances involving allegations of professional malpractice; Mather v. Griffin Hospital, 207 Conn. 125, 131, 540 A.2d 666 (1988); Shelnitz v. Greenberg, 200 Conn. 58, 66, 509 A.2d. 1023 (1986); Hammer v. Mount Sinai Hospital, 25 Conn. App. 702, 718, 596 A.2d 1318, cert. denied, 220 Conn. 933, 599 A.2d 384 (1991); Vinchiarello v. Kathuria, 18 Conn. App. 377, 381, 558 A.2d 262 (1989) (medical malpractice); see Davis v. Margolis, 215 Conn. 408, 416, 576 A.2d 489 (1990); Dunham v. Dunham, 204 Conn. 303, 317, 528 A.2d 1123 (1987); Somma v. Gracey, 15 Conn. App. 371, 374-75, 544 A.2d 668 (1988); Pearl v. Nelson, 13 Conn. App. 170, 173, 534 A.2d 1257 (1988) (legal malpractice); we have yet to apply this rule in the context of a Strickland inquiry.
We are'not persuaded that we should adopt an inflexible requirement that expert testimony must be presented in every case raising a Strickland inquiry. The case-by-case approach is appropriate in a situation
Here, the petitioner claims that because the standard for determining ineffective assistance of counsel is a legal standard, the question involved does not go beyond the field of the ordinary knowledge and experience of the habeas judge.
The petitioner cites several examples of alleged ineffectiveness on the part of both his trial and appellate counsel, suggesting that this ineffectiveness would be manifest to the court without expert testimony.
The judgment is reversed and the case is remanded for a new hearing on the habeas petition.
In this opinion the other judges concurred.
The habeas court stated: “I really don’t think that I have any cause whatsoever to review the transcripts because I have not heard what I consider to be under Strickland [v. Washington, 466 U.S. 668, 104 S. Ct. 2052, 80 L. Ed. 2d 674 (1984)] the two most important things.”
The proper context for the court’s Strickland inquiry is the record of the trial court viewed as a whole. Strickland v. Washington, 466 U.S. 668, 104 S. Ct. 2052, 80 L. Ed. 2d 674 (1984); see State v. Carter, 56 Wash. App. 217, 218 n.1, 783 P.2d 589 (1989).
Whether a defendant is denied his right to effective assistance of counsel is “a mixed determination of law and fact that requires the application of legal principles to the historical facts of this case.” Cuyler v. Sullivan, 446 U.S. 335, 342, 100 S. Ct. 1708, 64 L. Ed. 2d 333 (1980); Phillips v. Warden, 220 Conn. 112, 131, 595 A.2d 1356 (1991). Combined issues of fact and law in a habeas corpus matter are heard by the court. General Statutes § 52-470; Practice Book § 536.
The petitioner claims that the following actions, among others not specifically referred to, constituted ineffectiveness and would have been apparent on review of the transcript, and without expert testimony: (1) failure to address the inconsistencies in one of the eyewitnesses’ identification of the petitioner; and (2) failure to except to and, on appeal, challenge the trial court’s failure to give a limiting instruction regarding the destruction of evidence necessary for the petitioner’s alibi defense.