MEMORANDUM OF DECISION AND ORDER
On Mаrch 30, 2011, the Plaintiff Charles Evans (the “Plaintiff’) commenced this action against the Defendant United States of America (the “Defendant”). The Plaintiff asserts negligence claims pursuant to the Federal Tort Claims Act, 28 U.S.C. § 2671 (“the FTCA”), and § 5102 of New York State’s No-Fault Insurance Law (“N.Y. Ins. Law” or the “No-Fault Law”). In this regard, the Plaintiff alleges that he suffered a “serious injury,” as defined by N.Y. Ins. Law § 5102(d), as the result of a motor vehicle accident with Jacob L. Tennis (“Tennis”), an employee of the Defendant.
Presently before the Court is the Defendant’s motion for summary judgment pursuant to Federal Rule of Civil Procedure (“Fed. R. Civ.P.”) 56. Also before the Court is the Defendant’s unopposed motion to strike from the summary judgment record the affidavit of the Plaintiffs chiropractor, Dr. Marie G. Gerard (“Dr. Gerard”). For the reasons set forth below, the Court denies the motion to strike, but grants the motion for summary judgment.
I. THE DEFENDANT’S MOTION TO STRIKE DR. GERARD’S AFFIDAVIT
Before discussing the background facts of this case or addressing the Defendant’s motion for summary judgment, the Court must first resolve the Defendant’s motion to strike the affidavit of Dr. Marie G. Gerard. Century Pacific, Inc. v. Hilton Hotels Corp.,
On November 6, 2012, responding to the Defendant’s motion for summary judgment, the Plaintiff requested the right to supplement the summary judgment record with Dr. Gerard’s affidavit. The Defendant opposed the Plaintiffs request to so supplement the summary judgment record. On November 7, 2012, the Court directed the Defendant to address any issue pertaining to discovery and the sum
Subsequently, on November 19, 2012, Judge Brown found the issue of whether the Plaintiff could supplement the summary judgment record with Dr. Gerard’s affidavit to be premature. However, Judge Brown stated that “[sjhould, after examination, plaintiff seek to supplement the record with additional medical findings or information, it may seek relief from the undersigned at that time, at which point the Court may consider that application, along with the Government’s objections, upon a full record.” (Docket Entry No. 28.)
On December 7, 2012, the Plaintiff filed his response to the Defendant’s motion for summary judgment and attached Dr. Gerard’s affidavit. However, the Plaintiff failed to renew his application to supplement the summary judgment record pursuant to Judge Brown’s November 19, 2012 Order. On December 11, 2012, the Defendant filed a letter addressed to Judge Brown moving to strike Dr. Gerard’s affidavit from the summary judgment record. The Defendant’s letter motion to strike is unopposed by the Plaintiff.
According to the Defendant, Dr. Gerard’s affidavit should be stricken because the Plaintiff neither made the application to the Court as required by Judge Brown’s November 19, 2012 Order nor provided the required expert or treating physician disclosures pursuant to Fed.R.Civ.P. 26. The Court disagrees.
As an initial matter, the Court first finds that, under the provisions of Fed.R.Civ.P. 26(a)(2), the Plaintiff was not required to disclose Dr. Gerard’s affidavit. Fed. R.Civ.P. 26(a)(2) states that a party presenting an expert witness must provide a written report that discloses the expert witness to the opposing party. Under the provisions of Fed.R.Civ.P. 37(c)(1), “if a party fails to provide information or identify a witness as required by [Fed.R.Civ.P.] 26(a) or (e), the party is not allowed to use that information or witness to supply evidence on a motion, at a hearing, or at a trial, unless the failure was substantially justified or is harmless.” Courts have found that failure to disclose an expert witness may prejudicially ambush the opposing party. Palma v. Pharmedica Communications, Inc., 00CV1128 (AHN),
However, “treating physicians have consistently been held not to be experts within the meaning of Fed.R.Civ.P. 26(a)(2).” Thompkins v. Santos, No. 98Civ.4634 (MBMXHBP),
In this regard, “whether a physician is a treating or consulting physician appears to turn on why the patient saw the physician — for treatment or for testimony.” Id. Thus, if the physician examines the patient so that she may provide testimony at trial, then that physician is considered an expert witness, but if the physician examines the patient for the primary purpose of treating the patient, she is considered a treating physician. See, e.g., Mangla v. Univ. of Rochester, 168 F.R.D.
Here, Dr. Gerard is clearly the Plaintiffs treating physician. Indeed, Dr. Gerard and the Plaintiff have had an ongoing relationship and Dr. Gerard acquired her opinion аs to the cause of the Plaintiffs injuries directly through treatment of the Plaintiff. Mangla,
Nevertheless, even if the Court was to consider Dr. Gerard as an expert, “[pjrecluding testimony from the expert under [Fed.R.Civ.P. 37(e)(1) ] is a drastic remedy and should only be applied in cases where the party’s conduct represents flagrant bad faith and callous disregard of the federal rules.” McNerney v. Archer Daniels Midland Co.,
The decision as to whether a court may consider documents in these circumstances “rests within the sound discretion of the district court.” Lore v. City of Syracuse,
For example, in Morgenstem, the court denied a plaintiffs motion to strike two affidavits offered by the defendants in support of their motion for summary judgment. Although the defendants had failed to disclose the two affiants, the Morgenstem court reasoned that this failure was harmless because the plaintiff was aware of the affiants’ identities from previous document requests concerning them and was thus on notice that they were potential witnesses.
Further, it appears that Dr. Gerard’s affidavit was created by the Plaintiff for the purpose of opposing the Defendant’s summary judgment motion. See Dupee v. Klaff's Inc.,
In addition, the Court finds the Defendant’s reliance on Ebewo v. Martinez,
In reaching its conclusion, the Ebewo court reasoned as follows:
This is not a complex case with changing issues, or in which theories and litigation strategy must be allowed to develop as evidence is discovered and the case progresses toward trial. It is a simple negligence case. The issues are straightforward and the facts that plaintiffs must prove have been clear from the time that they filed their Amended Complaint. Plaintiffs have an obligation to gather the evidence necessary to prove their case, and upon defendant’s proper discovery requests, to make that evidence available to defendant, on or before the close of discovery.
Id. at 608 (quoting 251 CPW Hous. Ltd. v. Paragon Cable Manhattan, No. 93 Civ. 0944(JSM),
Conversely, as discussed above, (1) Dr. Gerard is not considered an expert under Fed.R.Civ.P. 26(a)(2); (2) she examined the Plaintiff multiple times before discovery closed; and (8) the Defendant reviewed Dr. Gerard’s medical reports during discovery. (Schumacher Decl., Ex. 1 at 59:5-10.) Thus, while some of the reasoning from Ebewo could be applicable here, the crucial element is whether the Defendant will be prejudiced as a result of the Plaintiffs delay. In contrast to the situation presented in Ebewo, there was no prejudice in this case because Dr. Gerard was the Plaintiffs treating physician and the Defendant had knowledge of Dr. Gerard’s identity and that she was a potential witness well before the сlose of discovery.
In sum, the Defendant has failed to establish that Dr. Gerard’s untimely affidavit will result in prejudice or was produced in bad faith by the Plaintiff. As such, for these reasons, the Defendant’s motion to strike the affidavit of Dr. Marie G. Gerard is denied.
II. THE FACTUAL BACKGROUND
Unless otherwise stated, the following facts are drawn from the exhibits accompanying the Defendant’s motion for summary judgment, the Plaintiffs opposition papers and the Defendant’s reply. The facts are construed in the light most favorable to the Plaintiff as the nonmoving party-
A. The Plaintiff’s Employment Background
From 1997 to approximately February of 2011, the Plaintiff worked in construction as a spackler for Partition Plus in Blairstown, New Jersey. (Schumacher Decl., Ex. 1 at 24:22-25.) The Plaintiffs responsibility as a spackler was to “finish [the] dry wall before painting,” which involved “tap[ing] the walls, the seams in the wall, [and] the butt joints.” (Id. at 26:2-12.) The job of taping the walls required the Plaintiff to bend over to tape or spackle the bottom of the walls and to reach over his head to spaekle the top of the walls and the ceiling. (Id. at 28:10-25.) The Plaintiffs job also included lifting ladders and “can[s] of compound” or spaekle, which weighed approximately fifty to sixty pounds. (Id. at 26:20-27:2-15.) In addition, the Plaintiff climbed up and down ladders approximately twenty times during a workday. (Id. at 29: 2-16.) Further, his job as a spackler included standing on his feet fоr about six of the seven hours he typically worked. (Schumacher Decl., Ex. 1 at 27:24-28:9.) Currently, the Plaintiff is unemployed. (Id. at 22:18-21.)
B. The Plaintiff’s 1974 Back Injury
In approximately 1974, the Plaintiff injured the middle portion of his lower back when he was pushed from behind while playing basketball. The Plaintiff neither received medical treatment nor experienced physical limitations as a result of the injury. This back injury resolved itself in approximately two weeks and the Plaintiff continued to play basketball for years without physical limitations. (Schumacher Decl., Ex. 1 at 49:20-50:10-25; 51:5-17.)
From February 5, 2002 to February 27, 2002, on nine different occasions, the Plaintiff received medical treatment from Dr. Lauren Stimler-Levy (“Dr. StimlerLevy”) for neck and back pain. (Schumacher Decl., Ex. l.G.) On February 5, 2002, the Plaintiff complained of “a lot of tightness in the neck area” and “chronic low back pain.” (Id.) According to the initial evaluation, dated February 5, 2002, the Plaintiff maintained “a three year history of constant numbness and tingling sensation to the right side of the neck with radiation to the top of the head.” (Id.) On examination of the Plaintiff’s cervical spine, “there [was] bilateral paracervical tightness noted to palpation.” (Id.) In relation to the Plaintiffs thoracic spine, the examination revealed “upper trapezius tightness with mild tenderness noted to palpation on the left side.” (Id.) The following impressions were also noted: “[o]ccipital neuralagia, [c]ervical strain/sprain, [and] [l]umbar strain/sprain.” (Id.) The Plaintiff was placed on a treatment plan, which included physical therapy three times a week. (Id.)
On February 6, 2002, during the next therapy session, the Plaintiff stated that there was “no change in the degree of neck pain” and indicated that “there [was no] change in the lower back pain since the last treatment.” (Id.) On a “1 to 10 scale,” the Plaintiff evaluated his pain and discomfort in his neck and lower back as a “10.” (Id.) The objective findings by Dr. Stimler-Levy noted (1) “a severe amount of restricted joint function Cl, C2, C6, L4, and L5”; (2) “fairly severe pain ... at Cl, C2, C6, L4, and L5 bilaterally”; and (3) “[o]n palpitation, complete spasm suboeciptal muscles and lumbar paraspinal muscles bilaterally[.]” (Id.) At the session on February 6, 2002, Dr. Stimler-Levy treated the Plaintiff with an “adjustment to the low back region and neck to correct joint dysfunction of the vertebral segments.” (Id.)
On February 9, 2002, at his next therapy session with Dr. Stimler-Levy, the Plaintiff again expressed that there were no changes in the level of pain in both his neck and back, evaluating the pain as a “10.” (Id.) Dr. Stimler-Levy again indicated that the Plaintiff was suffering from (1) a “substantial amount of fixation of the spinal joints Cl, C2, C6, L4, and L5”; (2) “severe intensity of pain at Cl, C2, C6, L4, and L5 bilatеrally”; and (3) “a severe muscle spasm subocciptal muscles and lumbar paraspinal muscles bilaterally.” (Id.) Once again, Dr. Stimler — Levy’s treatment consisted of “manual adjustment to the lumbar spinal area and cervical spine, in order to help improve mobility and vertebral alignment.” (Id.)
During his February 11, 2002 therapy session with Dr. Stimler-Levy, the Plaintiff stated that his cervical pain and lower back pain remained unchanged at a pain level of “10.” (Id.) Dr. Stimler-Levy again treated the Plaintiff for joint restriction and severe pain at Cl, C2, C6, L4, and L5. (Id.) She also noted “a severe hypertonic muscle spasm suboccipital muscles and lumbar paraspinal muscles bilaterally.” (Id.) Dr. Stimler-Levy’s rendered the same treatment as the previous therapy sessions. (Id.)
On February 14, 2002, at another therapy session with Dr. Stimler-Levy, the Plaintiff stated that his neck and lower back pain remained unchanged at a pain level of “10.” (Id.) On examination, Dr. Stimler-Levy observed the same findings as the previous therapy session and she continued the same treatment of “manual manipulation ... to the lumbar spinal area and cervical spinal area, in order to correct
During the February 18, 2002 therapy session with Dr. Stimler-Levy, the Plaintiff reported that his neck and lower back pain remained unchanged and evaluated both as a “10.” (Id.) As to the objective findings, Dr. Stimler-Levy once again discovered (1) a “severe degree of joint fixation Cl, C2, C6, L4, and L5”; (2) “[o]n palpation examination!,] ... a severe pain intensity at Cl, C2, C6, L4 and L5 bilaterally”; and (3) also on palpitation examination, a “complete spasm suboccipital muscles and lumbar paraspinal muscles bilaterally!.]” (Id.) Dr. Stimler-Levy’s performed the same treatment as she did in the previous therapy sessions. (Id.)
On February 20, 2002, at the next session with Dr. Stimler-Levy, the Plaintiff reported a “definite reduction in severity” in relation to both his neck and back pain. (Id.) However, regarding the neck pain, the Plaintiff noted “constant very severe restricted movement and stiffness and tingling sensations and numb sensations as well as sharp pain radiating to the head.” (Id.) Concerning the back pain, the Plaintiff complained of “constant very severe restricted movements as well as sharp pain generalized in the lower back.” (Id.) The Plaintiff evaluated both his neck and low back pain as a “9.” (Id.) Dr. StimlerLevy’s objective findings during examination and subsequent treatment remained consistent with the previous therapy sessions. (Id.)
Five days later, on February 25, 2002, the Plaintiff had another therapy session with Dr. Stimler-Levy. (Id.) During the session, the Plaintiff asserted that his neck and back pain had remained unchanged and evаluated both as a “9.” (Id.) Dr. Stimler-Levy’s objective findings showed again a “very significant degree of joint restriction Cl, C2, C6, L4 and L5” along with “a strong pain level at Cl, C2, C6, L4 and L5 bilaterally” and “severe muscle spasms subocciptal muscles and lumbar paraspinal muscles bilaterally.” (Id.) The Plaintiffs “lumbar region and cervical spine received adjustment to correct spinal misalignment.” (Id.)
On February 27, 2002, during the Plaintiffs last therapy session with Dr. StimlerLevy, the Plaintiff reported “improvement of his neck pain at 20% and low back pain at 20%,” evaluating the pain level as an “8.” (Id.) Regarding his neck pain, the Plaintiff again noted “constant very severe restricted movement and stiffness and tingling sensations and numb sensations as well as sharp pain radiating to the head.” (Id.) As to his back pain, once more, the Plaintiff mentioned “constant very severe restricted movements as well as sharp pain generalized in the lower back.” (Id.) Dr. Stimler-Levy’s examination results and treatment remained unchanged from the previous therapy sessions. (Id.)
D. The Plaintiff’s 2004 Motor Vehicle Accident
On May 27, 2004, the Plaintiff was injured in a motor vehicle accident when his vehicle was rear-ended. (Schumacher Deck, Ex. 1 at 42:22-43:10, 44:10-15.) Beginning on June 11, 2004 and continuing through May 3, 2005, a period of almost eleven months, the Plaintiff received medical treatment from a chiropractor, Dr. Marie G. Gerard. (Id. at 58:6-15, 59:5-21.) He was injured in the lower bаck and in the neck.
On June 11, 2004, Dr. Gerard’s original diagnosis indicated that the Plaintiffs injuries included “[l]umbosacral sprain/ s[t]rain, lumbar subluxation, cervical sprain/s[t]rain, muscle spasms.” (Schumacher Deck, Ex. l.H.) The Plaintiff subsequently met with Dr. Gerard on the following six days: August 2, 2004; August 23, 2004; October 6, 2004; November
Due to the injuries that the Plaintiff sustained as a result of the May 27, 2004 motor vehicle accident, Dr. Gerard supplied the Plaintiff with “Disability Certifieate[s],” which certified that the Plaintiff was unable to work from May 27, 2004 through April 30, 2005. (Schumacher Deck, Ex. 1.1.) Throughout this time period, the Plaintiff received Workers’ Compensation benefits. (Schumacher Deck, Ex. 1 at 64:16-65:22.) On May 3, 2005, the Plaintiff returned to work, and according to the Plaintiff, he no longer experienced any physical limitations from the May 27, 2004 motor vehicle accident. (Id. at 66:10-12; 70:12-17.)
Between May 3, 2005 and January 2010, the Plaintiff did not receive treatment from Dr. Gerard or any other medical professional. (Id. at 67:23-68:12.)
E. The January 6, 2010 Motor Vehicle Accident
On January 6, 2010, the Plaintiff claims he sustained injuries when the Defendant’s 2009 Chevrolet Suburban SUV struck his 2001 Chevrolet Suburban SUV in the rear at the Farmers Boulevard exit of the Belt Parkway. (Schumacher Deck, Ex. 1 at 73:18-74:8.) At the time of the accident, the Defendant’s motor vehicle was being operated by Tennis, an employee of the United States Fish and Wildlife Service who was acting within the scope of his employment. (Id. at 75:6-19.) The United States Fish and Wildlife Service is a bureau within the United States Department of the Interior, which is a cabinet level agency of the Defendant United States of America. (Schumacher Deck, Ex. l.D.)
According to the Plaintiff, as his car was “easing out” into the intersection at the Farmers Boulevard exit, the Defendant’s motor vehicle struck his automobile’s “back driver’s side bumper.” (Schumacher Deck, Ex. 1 at 72:2-17, 77:4-10.) The Plaintiff estimates that the Defendant’s vehicle was traveling at fifteen to twenty miles per hour when it struck the Plaintiffs vehicle. (Id. at 78:22-79:8.)
The impact of the accident did not cause the Plaintiffs front airbag or any other airbag in the Plaintiffs vehicle to deploy. (Id. at 76:23-77:3.) While the Plaintiff’s body did propel fоrward, it did not make contact with the steering wheel or the dashboard. (Id. at 83:11-22.) However, the Plaintiff claims that he experienced pain in the back of his neck immediately after the impact. (Id. at 91: 10-16.) A couple of minutes after the accident, the Plaintiff was able to get out of his car and move around. (Id. at 94:6-95:19.)
The police arrived approximately thirty to forty-five minutes after the subject accident, and at that time, the Plaintiff told the police that his “neck [was] bothering [him].” (Schumacher Deck, Ex. 1 at
F. The Purported Effects from the January 6, 2010 Motor Vehicle Accident
As indicated above, as result of the January 6, 2010 accident, the Plaintiff did not suffer any dismemberment, lose any limbs, become disfigured, or suffer any fractures. (Id. at 86:4-22.) However, the Plaintiff claims the he suffered injuries to his neck and lower back. On January 7, 2010, the Plaintiff visited Dr. Gerard in connection with the alleged injuries that he sustained as a result of the accident. (Schumacher Deck, Ex. 1 at 104:14-18; Falk Aff., Ex. 3.) During this initial therapy sеssion, Dr. Gerard characterized the Plaintiff as “partially disabled.” (Falk Aff., Ex. 3.) For a period of fourteen months thereafter, through March 18, 2011, the Plaintiff sought and received medical treatment from Dr. Gerard several times a week. (Id.)
In addition, on January 10, 2010 and January 17, 2010, after his first visit with Dr. Gerard, the Plaintiff received emergency treatment at Franklin General Hospital for his alleged injuries. (Schumacher Deck, Ex. I.B.) During one of these emergency visits, the Plaintiff was x-rayed, the results of which confirmed a mild straightening of his cervical lordosis suggesting an underlying spasm. (Id.)
Also, on August 8, 2010, while still being treated by Dr. Gerard, the Plaintiff had an MRI of his cervical spine. (Schumacher Deck, Ex. l.K.) This MRI was conducted by Elmont Open MRI. (Id.) The MRI, like the x-ray, confirmed a straightening of the cervical lordosis. (Id.) The MRI farther showed disc bulges at C3-4, C4-5 and C67 and narrowing of the right and left lateral recesses extending to the right and left neural foramina. (Id.) This caused steno-sis and crowding of the exiting nerve roots. (Id.)
On August 25, 2010, the Plaintiff sought medical treatment at Orlin & Cohen Orthopedic Associates and was examined by Dr. Micheál B. Shapiro, M.D. (“Dr. Shapiro”). (Id.) The Plaintiff complained of neck pain, which the Plaintiff described as a “5” on a scale of “0-10.” (Id.) The cervical examination revealed “pain, muscle spasm, diminished flexibility, diminished extension, diminished rotation, and diminished lateral bending.” (Id.) During the August 25, 2010 visit, the Plaintiff was diagnosed with “[cjervicalgia, [hjerniated [njucleus [p]ulposus, [and] [c]ervical [radiculopathy.” (Id.)
On October 6, 2010, Dr. Gerard wrote a letter to the Plaintiff’s attorney, affirming the statements set forth above. (Falk Aff., Ex. 3.) In the letter, Dr. Gerard detailed the Plaintiff’s range of motion testing for both the Plaintiff’s thoraco-lumbar and cervical spines. (Id.) Dr. Gerard found that in degrees with the second number being normal, the range of motion for the Plaintiffs thoraco-lumbar spine was 60/90 flexion; 20/30 degrees extension; 25/35 right lateral flexion; 25/35 left lateral flex-ion; 20/30 right rotation; and 20/30 left rotation. (Id.) In addition, in degrees with the second number being normal, the range of motion for the Plaintiff’s cervical spine was 20/50 flexion; 40/70 extension; 15/45 right lateral flexion; 20/45 left lateral flexion; 20/85 right rotation; and 30/85 left rotation. (Id.) Dr. Gerard also confirmed the findings in the MRI report conducted by Elmont Open MRI and concluded that the Plaintiffs injuries were
Thereafter, on January 5, 2012, the Plaintiff returned to Elmont Open MRI for further MRI testing. (Id.) The MRI testing of the cervical spine revealed “broad-based disc bulging noted at C3-4, C4-5 and C5-6” with “central disc bulge noted at the C6-7 level as above.” (Id.) In addition, on that same date, Elmont Open MRI conducted an MRI of the Plaintiffs lumbar spine, concluding that “broad based disc bulges are noted at the L2-3, L3-4, L4-5 and L5-S1 levels.” (Id.)
On November 30, 2012, more than one year and eight months after she last treated the Plaintiff, Dr. Gerard prepared a sworn affidavit stating that she conducted physical examinations and measured decreased ranges of motion of the Plaintiffs cervical and lumbar spine. (Falk Aff., Ex. 3.) Dr. Gerard also confirmed that the August 8, 2010 MRI evaluation revealed bulging discs of the cervical spine. (Id.) Based on this MRI evaluation and her own records and reports, Dr. Gerard stated that “to a reasonable degree of chiropractic certainty,” the Plaintiffs injuries “were caused by the motor vehicle accident on January 6, 2010.” (Id.) Moreover, as a result of the limitations in the full range of motion of the spine, Dr. Gerard concluded that the Plaintiff was “permanently partially disabled” due to the January 6, 2010 accident. (Id.) Dr. Gerard also determined “[tjhat the [alleged] limitations in [the Plaintiffs] physical activities, including difficulty in sitting, standing, or walking for any extended period of time, in climbing stairs and lifting heavy objects and the patient’s inability to perform normal daily activities[,] [we]re the natural and expected consequences of [his] injuries.” (Id.)
To the present date, to the Plaintiffs recollection, no physician has placed any restrictions on the Plaintiffs activities, including his ability to work. (Schumacher Deck, Ex. 1 at 87:17-21.) Moreover, frоm January 6, 2010 to an unspecified date in February of 2011, the Plaintiff never declined work nor received any “disability certificates” from Dr. Gerard, which, as discussed above, she had given the Plaintiff after his May 27, 2004 motor vehicle accident. (Id. at 36:24-37:3, 65:23-66:2.) However, unlike after his May 27, 2004 accident, the Plaintiff was not working at the time of the January 6, 2010 accident and is currently unemployed. (Id. at 22:18-21; 32:10-14.)
During his deposition, the Plaintiff alleged that he has faced limitations that have (1) affected his ability to perform chores around the house; (2) made him “stay home more”; and (3) produced depression. (Id. at 109:3-13.) Those chores that he had previously been able to perform, but which he was unable to perform following the January 6, 2010 accident, were (1) taking out the garbage about three times a week and (2) cutting the grass in about ten minutes once a week. (Id. at 109:14-22; 41:14-16; 110:8-11.) In this regard, after January 6, 2010, the Plaintiff claimed that his injury affected his ability to “lift a garbage can,” and as a result, he was unable to take the garbage out until “a few months afterwards.” (Schumacher Deck, Ex. 1 at 110:6-21.) The Plaintiff also stated that he was limited in cutting the grass “immediately after” the accident. (Id. at 110:2-5.) Beginning in March 2010, the Plaintiff allegedly was unable to “cut the grass” for approximately a month. (Id. at 111:2-23.)
With respect to the Plaintiff’s claim that he had to “stay at home more,” the Plаintiff alleged that his “energy level” fell following the January 6, 2010 accident. (Id.
As to the Plaintiffs alleged depression, the Plaintiff conceded that he never sought treatment with a psychiatrist or psychologist and that he was not clinically diagnosed with depression or anxiety. (Id. at 114:5-19.) Of note, on August 25, 2010, the Plaintiff denied having anxiety or depression to Dr. Shapiro. (Schumacher Deck, Ex. l.K.)
G. The Plaintiff’s Alleged Property Damage from the January 6, 2010 Accident
On February 3, 2010, the Plaintiff submitted a Standard 95 Claim for Damage, Injury or Death report to the United States Fish and Wildlife Service (the “Standard Form 95”). (Schumacher Deck, Ex. I.D.) The Standard Form 95 claims that the Plaintiff suffered $5,000 in property damages as a result of the January 6, 2010 accident. (Id.)
In addition, at his deposition, the Plaintiff testified that his 2001 Chevrolet Suburban sustained damages and circled photographs containing the damaged areas. (Schumacher Deck, Ex. 1 at 84:8-86:2; Schumacher Deсk, Ex. l.C.) However, the Plaintiff admitted that he had no basis for the $5,000 property damage claim. (Schumacher Deck, Ex. 1 at 100:6-8.) Therefore, in his Fed.R.Civ.P. 56.1 Counter Statement of Facts, the Plaintiff asserts a claim for only $1,000 in property damages. (Plaintiffs Rule 56.1 Counter Statement of Facts at 4-5.) This $1,000 figure is based on an estimate the Plaintiff received “in Freeport” sometime in March of 2010. (Schumacher Deck, Ex. 1 at 99:15-18.) According to the Plaintiff, he has not paid any out-of-pocket expenses to fix his vehicle. (Id. at 101:3-6; Schumacher Deck, Ex. l.B.)
III. DISCUSSION
A. Legal Standard on a Motion for Summary Judgment
It is well-established that, when deciding a motion for summary judgment pursuant to Fed.R.Civ.P. 56(c), the Court may not grant such a motion unless “the pleadings, depositions, answers to interrogatories, and admissions on file, together with affidavits, if any] show that there is no genuine issue as to any material fact and that the moving party is entitled to judgment as a matter of law.” Globecon Group, LLC v. Hartford Fire Ins. Co.,
When moving for summary judgment in a case involving the No-Fault Law and a claim for non-economic loss, the
Once the defendant has met his burden, the burden shifts to the plaintiff to “overcome [the defendant’s] motion by demonstrating that [he] sustained a serious injury.” Gaddy v. Eyler,
On the other hand, a plaintiffs “subjective complaints alone cannot defeat summary judgment.” Id. In addition, unsworn letters or medical reports from physicians submitted by a plaintiff in opposition to a summary judgment motion are inadmissible evidence that may not be considered. See Robinson v. United States, 02 CIV. 5166DF,
Further, of importance, unlike a physician’s affirmation, an affirmation
Finally, in order to recover for non-economic losses under the No Fault Law, a plaintiff not only has to prove that he sustained a serious injury as defined by N.Y. Ins. Law. § 5102(d), but he also must show that “the injury was proximately caused by the accident at issue.” Carter v. Full Service, Inc.,
B. The Governing Substantive Law
Under the FTCA, a plaintiff may recover “for ... personal injury ... caused by the negligent ... act or omission or any employee of the Government while acting under the scope of his (or her) office or employment, under circumstances which the United States, if a private person, would be liable to the claimant in accordance with the law of the place where the act or omission occurred.” 28 U.S.C. § 1346(b) (2011). An “employee of the Government” encompasses “offices or employees of any federal agency” including the executive departments of the United States of America. 28 U.S.C. § 2671 (2000). Here, Tennis works for the United States Fish and Wildlife Service, which is an executive department of the United States of America. At the time of the accident, Tennis was acting within the scope of his employment. (Schumacher Deck, Ex. A.)
N.Y. Ins. Law. § 5102(d) defines “serious injury,” in relevant part, as follows:
permanent loss of use of a body organ, member, function or system; permanent consequential limitation of use of a body organ or member; significant limitation of use of a body function or system; or a medically determined injury or impairment of a nonpermanent nature which prevents the injured person from performing substantially all of the material acts which constitute such person’s usual and customary daily activities for not less than ninety days during the one hundred eighty days immediately following the occurrence of the injury or impairment.
(See also Falk Aff. in Opp., Ex. 2.) Of importance, a major goal of the legislature in enacting the No-Fault Law was to “keep minor personal injury cases out of court.” Licari v. Elliott,
In order to establish a “permanent loss of use of a body organ, member, function, or system” under § 5102(d), a plaintiff must show that the loss is a total loss. Oberly v. Bangs Ambulance Inc.,
To demonstrate a “permanent consequential limitation of use of a body organ or member,” a plaintiff must “demonstrate more than ‘a mild, minor or slight limitation of use.’ ” Katiraeifar v. Santrizos,
Similarly, with respect to the “significant limitation of use of a body function or system” category, “‘the law
Lastly, in order to establish a “medically determined injury or impairment of a nonpermanent nature which prevents the [plaintiff] from performing substantially all of the material acts which constitute [his] usual and customary daily activities for not less than ninety days during the one hundred eighty days immediately following the occurrence of the injury or impairment” (the “90/180 day category”), a plaintiff must show that he was prevented “from performing his usual activities to a great extent, rather than some slight curtailment” for ninety of the 180 days following the accident. Licari,
C. As to Whether the Defendant Satisfied its Initial Burden
In this case, the Defendant has the initial burden of demonstrating that there exists no genuine issue of material fact under Fed.R.Civ.P. 56. Anderson,
The Court finds that the Defendant has met its burden by providing evidence that shows that the Plaintiff did not suffer a permanent injury, a significant limitation, or a non-permanent injury that limited substantially all of the Plaintiffs customary daily activities as defined by N.Y. Ins. Law. § 5102(d). For example, the Plaintiff admitted in his deposition that he did not suffer any dismemberment, becоme disfigured, or maintain any fractures as a result of the January 6, 2010 motor vehicle accident. (Schumacher Deck, Ex. 1 at 86: 4-22.) Rather, the Plaintiff stated that the January 6, 2010 accident limited him by (1) affecting his ability to do things around the house, (2) making him “stay home more” due to “low energy levels” and (3) causing depression. {Id. at 22:18-21; 32:10-14.)
However, as the Defendant points out, the Plaintiffs claims of depression and “low energy levels” are not supported by objective medical evidence. Indeed, the Plaintiff admitted that he did not seek medical treatment for his depression or “low energy,” and therefore, he has not been clinically diagnosed with depression or any other mental health problem. (Schumacher Deck, Ex. 1 at 114:8-19.) The Plaintiffs subjective complaints concerning his mental state do not satisfy the serious injury threshold. Lowe,
The Court also agrees with the Defendant that the Plaintiffs alleged limitations regarding household activities are also insufficient to establish that the Plaintiff suf
Moreover, as the Defendant explains, the limitations of the Plaintiffs household activities were a “[mjinor, mild, or slight limitation of use.” Zavialov,
Furthermore, in the Court’s view, the Defendant has met its burden with regard to the 90/180 day category of N.Y. Ins. Law. § 5102(d). For example, the Plaintiff admits that his ability to cut the grass was limited only for a month and, therefore, fails to satisfy the 90/180 day category. (Schumacher Deck, Ex. 1 at 111:1-25.) With respect to the Plaintiffs claims that he was limited with respect to taking out the garbage and picking up his son from school, these activities does not constitute “substantially all” of the Plaintiffs normal activities for 90 of the first 180 days after the accident. Indeed, rather than limiting his normal activities to “a great extent,” it appears to the Court that the Plaintiffs injuries only caused him to suffer a “slight curtailment” to his usual activities. Licari,
In addition, the Defendant also argues that the Plaintiffs injuries were pre-existent and, thus, not caused by the January 6, 2010 automobile accident. Arenes,
However, the Court does find that the evidence regarding the Plaintiffs injuries in 2002 and 2004 are persuasive enough to shift the burden to the Plaintiff. Dr. Stimler-Levy in 2002 and Dr. Gerard in 2004 both observed neck and lower back injuries that are similar to the injuries that the Plaintiff claims were caused by the Defendant as a result of the January 6, 2010 accident. (Schumacher Deck, Ex. l.G; Schumacher Deck, l.H.) In 2002, Dr. Stimler-Levy consistently concluded that the Plaintiff sustained significant joint restrictions, strong pain levels, and severe muscle spasms in his neck and lower back. (Schumacher Deck, Ex. l.G.) Dr. Stimler-Levy also made objective findings concluding that the Plaintiff experienced “severe amount of restricted joint function Cl, C2, C6, L4, and L5 ... fairly severe pain at
Also, in 2004, Dr. Gerard found that the Plaintiff had “difficulty with moderate standing, walking, bending; difficulty with moderate sitting; difficulty with light, repeated lifting; difficulty with light, repeated twisting and turning neck and low back; stiffness, upon rising” due to his neck and low back injuries. (Schumacher Decl., Ex. l.J, caps removed.) The Plaintiffs injuries were so severe that the Plaintiff missed approximately a full year of work in 2004-2005. (Schumacher Deck, Ex. 1.1.) Moreover, based on objective findings, Dr. Gerard reported that the Plaintiff sustained the following injuries: “846.0 Lumbosacral Sprain/Strain 739.3 Lumbar subluxation 724.4 Lumbosacral Radicular Syndrome 847.0 Sprain/Strain Injury to Cervical Area.” (Schumacher Deck, Ex. l.H; Schumacher Deck, Ex. l.J.) Even though the Plaintiff stated that he did not experience physical limitations once returning to work, Dr. Gerard found that the Plaintiff was “totally disabled.” (Schumacher Deck, 1 at 70:12-17; Schumacher Deck, l.J.) Therefore, in the Court’s view, the Defendant has presented “persuasive evidence” as to the Plaintiffs pre-existing injuries. The Court finds that these pre-existing injuries from 2004 and 2005 involved the same parts of the body as those allegedly sustained in the present 2010 accident, namely the cervical spine and lumbar spine; the neck and lower back.
Accordingly, the Defendant has satisfied its “seriоus injury” summary judgment burden and the burden now shifts to the Plaintiff to demonstrate that the Plaintiff did in fact suffer a serious injury under the provision of N.Y. Ins. Law § 5102(d) and also to prove causation. See Arenes,
D. As to Whether the Plaintiff Has Satisfíed His Burden
As stated above, in order to demonstrate that he suffered a serious injury, a plaintiff must submit admissible evidence “in the form of affidavits or affirmations .... Uncertified medical records and unsworn letters or reports are of no probative value.” Parmisani,
Nevertheless, for a court to consider a physician’s affidavit, the affidavit must be based upon a recent examination of the injured plaintiff or an adequate explanation must be offered in the absence of a recent examination. See Hodder v. U.S.,
Here, Dr. Gerard’s affidavit was based upon muscle spasm observations and range of motion tests that occurred from January 7, 2010 to March 18, 2011. (Falk Aff., Ex. 2.) Twenty months later, on November 30, 2012, apparently without any additional treatments or examinations, Dr. Gerard filed her affidavit. (Falk Aff., Ex. 3.) In a case involving soft tissue injuries, such a gap of time between the last examination and a physician’s affidavit is generally insufficient to raise a triable issue as to whether the plaintiff suffered a serious injury. For example, in Rabolt v. Park,
As such, this Court finds that because the opinions conveyed by Dr. Gerard in her November 30, 2012 affidavit are not based upon a recent examination, the Plaintiffs submissions are insufficient to meet his summary judgment burden. See Jimenez v. Gubinski, 09 CIV. 5645 FM,
In any event, even if the Court were to consider Dr. Gerard’s affidavit, the Court would still find that the Plaintiff failed to demonstrate that he suffered “a permanent loss of use of a body organ, member, function or system” or “permanent consequential limitation of use of a body organ.” Even though Dr. Gerard labeled the Plaintiff as “permanently partially disabled,” the Plaintiffs own admissions at his deposition undermines Dr. Gerard’s affidavit. Indeed, when asked what limitations he sustained as a result of his alleged injuries, the Plaintiff only stated that the accident (1) affected his ability to do things around the house; (2) made him “stay home more”; and (3) caused depression. (Schumacher Deck, Ex. 1 at 109:3-13.) He was unable to list any other activities that were limited by his alleged injuries from the January 6, 2010 accident. (Id.)
Furthermore, as previously stated, the Plaintiff admitted that he resumed his household activities a month or a few months after the accident, indicating that these limitations were temporary and not permanent. (Id. at 1110:16-25, 110:19-111:1-23, 114:25-115:2-9.) As such, the Plaintiffs deposition testimony proves that (1) he did not suffer a total, permanent loss of use as required by the “permanent loss of use of a body organ, member, function, system” category of N.Y. Ins. Law § 5102(d), Oberly,
Moreover, the Plaintiff failed to offer evidence in support of the 90/180 day category of N.Y. Ins. Law. § 5102(d). In this regard, the Plaintiff points to no evidence that taking out the garbage, mowing the lawn, and picking his son up from school constitute “sustainably all” of the his daily activities. Licari,
The Court does acknowledge that the Plaintiffs evidence, if it was in admissible
Dr. Gerard also stated that these objective tests showed that the Plaintiff will be limited in activities such as sitting, standing, walking, climbing stairs, and lifting heavy objects. Cf. Hemmes v. Twedt,
Nevertheless, the Plaintiff is also required to rebut the Defendant’s evidence with respect to causation with his own evidence. Thus, even if the Court did consider the Plaintiffs admissible evidence and determined that the Plaintiff had proven a serious injury as required by the No-Fault Law, the Court wоuld still find that the Plaintiff has failed to proffer sufficient evidence to counter the Defendant’s persuasive evidence concerning causation and pre-existing injuries. In this regard, the Plaintiff contends that his injuries are the result of the January 6, 2010 accident and that even if the medical records from his prior neck and low back injuries raise causation concerns, material issues of fact still exist as to whether the January 6, 2010 accident caused new injuries or aggravated prior asymptomatic injuries.
However, none of the evidence that the Plaintiff offers, including Dr. Gerard’s affidavit, addresses whether the Plaintiffs pre-existing neck and low back injuries were resolved before the January 6, 2010 motor vehicle accident. Instructive here is the decision in Franchini v. Palmieri,
On appeal, the New York Court of Appeals affirmed summary judgment in favor of the defendant. Franchini,
Similarly, in the instant case, while Dr. Gerard’s affidavit states that the January 6, 2010 accident caused the Plaintiffs neck and lower back injuries, her affidavit, medical reports and October 6, 2010 letter do not adequately address the Plaintiffs preexisting injuries. As such, Dr. Gerard’s affidavit is speculative and conclusory with regard to whether the Plaintiffs injuries were causally related to the January 6, 2010 accident. See Franchini,
Moreover, of note, the Plaintiff has also failed to explain his cessation from medical treatment. In this regard, on March 18, 2011 the Plaintiff ended his physical therapy sessions with Dr. Gerard, but he offers no excuse in the record as to why he ceased medical treatment at that time. Importantly, courts have recognized that “while a cessation of treatment is not dis-positive ... a plaintiff who terminates
In sum, the Court finds that the Plaintiff has neither submitted admissible evidence in support of his claim that he suffered a serious injury, nor has he presented any viable evidence to explain in any manner the relationship of the pre-existing similar injuries. Therefore, the Court grants summary judgment in favor of the Defendant with respect to the Plaintiffs claim for noneconomic loss.
E. As to the Plaintiff’s Property Damage Claim
The Plaintiff also seeks recovery for his alleged economic loss in connection with the January 6, 2010 automobile accident. Under the provision of N.Y. Ins. Law. § 5102(a), the victim of an accident may recover their “basic economic loss” without regard to fault. See Cooper v. U.S.,
In this case, the Plaintiff claims that his “basic economic loss” is the $1,000 property damage to his vehicle. (Schumacher Decl., Ex. 1 at 99:15-18.) However, under the FTCA, the Defendant cannot be held liable without a showing of fault. Cooper,
Having reviewed the summary judgment record and viewing the facts in the light most favorable to the Plaintiff as the non-moving party, the Court dismisses the Plaintiffs claim for property damage, as the Plaintiff has failed to show any damages. As the Defendant demonstrated in its summary judgment motion, there is insufficient evidence regarding this element of his negligence claim. Feis v. U.S.,
IV. CONCLUSION
For the foregoing reasons it is hereby:
ORDERED, that the Defendant’s motion for summary judgment dismissing the Plaintiffs Complaint is granted in its entirety, and it is further
ORDERED, that the Clerk of the Court is directed to close this case.
SO ORDERED.
