Jimmy Evans seeks federal habeas relief under 28 U.S.C. § 2254, asserting that he received ineffective assistance of counsel during his Massachusetts state trial for murder. He also challenges the constitutionality of limitations imposed by § 2254(d)(1), as amended by the Antiter-rorism and Effective Death Penalty Act of 1996 (“AEDPA”), Pub.L. No. 104-132, 110 Stat. 1214. Evans argues that the revised statute violates Article III, the separation of powers, and the Supremacy Clause of the U.S. Constitution because it restricts the capacity of federal judges to reach independent decisions and limits the sources of law on which they may rely; he also argues that AEDPA so narrows the availability of habeas relief for state prisoners as to effectively suspend habeas in violation of the Suspension Clause.
Similar constitutional challenges to the AEDPA amendments have been rejected by majority opinions in the Fourth, Seventh, and Ninth Circuits, at times over spirited dissents.
Crater v. Galaza,
I.
The facts underlying this case have been described at greater length by the Massachusetts Supreme Judicial Court (“SJC”),
Commonwealth v. Evans,
In the early morning of January 25, 1995, Lyle Jackson was shot three times inside a small and crowded fast food restaurant, Walaikum’s, in Dorchester, Massachusetts. Petitioner Evans, his brother John, and their friends Robert Brown and Ronald Tinsley had arrived at-Walaikum’s shortly before the shooting. They had previously been at a nightclub, where John had fired a gun at a group of people in the presence of Jackson and his friend. According to eyewitnesses at Walaikum’s, Brown identified. Jackson to Evans, who then pulled out a silver handgun with a black handle. Jackson backed away, falling over some tables and chairs and crawling into a corner, where he begged Evans for his life. Evans shot at him multiple times. John, who also had a gun, then fired a shot at Jackson. Evans, John, Brown, and Tinsley fled the scene in a gold Lexus automobile. In the police chase that ensued, two guns were thrown out of the car and were later retrieved by the police. The four men were apprehended after they abandoned the car and tried to flee on foot.
Evans,
Shell casings from both guns were recovered at the crime scene, both inside and outside Walaikum’s. There was no gun powder residue on Jackson’s clothes, suggesting that he had been shot from a distance of at least three feet. Id. A bloody bullet fragment found inside Walai-kum’s was linked to the silver-and-black handgun. Id. at 390. The police were *4 unable to identify any fingerprints off either gun. Id. at 381.
Jackson died from his wounds. The four men were indicted and tried together on a theory of murder by joint venture. Evans and his brother John were both found guilty, while Brown and Tinsley were acquitted.
Id.
at 382. Evans moved for a new trial as well as for funds to conduct post-conviction forensic investigations. His motions were denied, and his appeal of that denial was consolidated with his direct appeal to the SJC. The SJC affirmed his conviction and upheld the denial of his post-conviction motions.
Id.
at 393. The Supreme Court denied his petition for writ of certiorari.
Evans v. Massachusetts,
Evans then filed a petition for writ of habeas corpus in the District of Massachusetts, challenging the constitutionality of § 2254 as amended by AEDPA and asserting, inter alia, that his counsel provided ineffective assistance when he failed to conduct independent forensic investigations. The district court denied his petition.
Evans,
II.
The statute at issue, 28 U.S.C. § 2254(d)(1), as amended by AEDPA, provides that:
(d) An application for a writ of habeas corpus on behalf of a person in custody pursuant to the judgment of a State court shall not be granted with respect to any claim that was adjudicated on the merits in State court proceedings unless the adjudication of the claim—
(1) resulted in a decision that was contrary to, or involved an unreasonable application of, clearly established Federal law, as determined by the Supreme Court of the United States....
Petitioner’s arguments are based not so much on the statutory text of § 2254(d) as on the Supreme Court’s binding interpretation of that text in
Williams v. Taylor
as to the meaning of three key terms in the statute: “clearly established,” “contrary to,” and “unreasonable application.” As interpreted by the Supreme Court, “clearly established” law refers to “the holdings, as opposed to the dicta, of [the Supreme] Court’s decisions as of the time of the relevant state-court decision.”
Williams,
III.
Evans’s constitutional arguments fall into three general categories: (1) that by prohibiting the granting of habeas relief unless a state court decision was not merely wrong but was also an “unreasonable application” of federal law, § 2254(d)(1) violates Article III, the separation of powers, and the Supremacy Clause; (2) that by limiting judges to federal law as “clear *5 ly established” by the Supreme Court, § 2254(d)(1) unconstitutionally constrains independent judicial decisionmaking, violating Article III and the separation of powers; and (3) that § 2254(d), as amended, so restricts the- granting of federal habeas relief for state prisoners as to effectively suspend habeas in violation of the Suspension Clause. We consider each argument in turn, and begin with some fundamental principles about the constitutional structure of our government.
A.
First, the Constitution recognizes that state court judges may interpret the Constitution and binds them to compliance with the Constitution, notwithstanding contrary state law. U.S. Const, art. VI, cl. 2 (“This Constitution, and the Laws of the United States ... shall be the supreme Law of the Land; and the Judges in every State shall be bound thereby, any Thing in the Constitution or Laws of any State to the Contrary notwithstanding.”). The U.S. Constitution does not displace state judicial systems, nor does it subject state judicial decisions to direct review by the lower federal courts. Rather, “from the beginning we have had in this country two essentially separate legal systems. Each system proceeds
independently
of the other with ultimate review in [the Supreme] Court of the federal questions raised in either system.”
Atl. Coast Line R.R. Co. v. Bhd. of Locomotive Eng’rs,
Based on this expectation, Congress did not grant federal question jurisdiction to the lower federal courts'for roughly the first century of our country’s history, instead counting on the state courts to handle such cases when the parties were not diverse.
See
Judiciary Act of March 3, 1875,18 Stat. 470 (granting general federal question jurisdiction to lower. federal courts). Nor did Congress extend the writ of habeas corpus to all persons in state custody “in violation of the Constitution, or of any treaty or law of the United States” until 1867. Act of Feb. 5, 1867, 14 Stat. 385;
see also Felker v. Turpin,
The writ of habeas corpus does not empower lower federal courts to conduct direct review on appeal from state criminal convictions: that authority is reserved for the Supreme Court.
Cf. D.C. Court of Appeals v. Feldman,
We • note a second preliminary principle. While the authority of the federal courts comes from Article III of the Constitution, the existence of the lower federal courts, including this court, and the extent of our jurisdiction depend .entirely on statutory grants from Congress, unlike *6 the Supreme Court. U.S. Const, art. Ill, § 1 (“The judicial Power of the United States, shall be vested in one supreme Court, and in such inferior Courts as the Congress may from time to time ordain and establish.”). The Supreme Court has often explained that:
[T]he judicial power of the United States, although it has its origin in the Constitution, is (except in enumerated instances, applicable exclusively to [the Supreme Court]) dependent for its distribution and organization, and for the modes of its exercise, entirely upon the action of Congress, who possess the sole power of creating the tribunals (inferior to the Supreme Court) for the exercise of judicial power ... and of withholding jurisdiction from them in the exact degrees and character which to Congress may seem proper for the public good.
Cary v. Curtis,
The decision with respect to inferior federal courts, as well as the task of defining their jurisdiction, was left to the discretion of Congress. That body was not constitutionally required to create inferior Art. Ill courts to hear and decide cases within the judicial power .... [n]or, if inferior courts were created, was it required to invest them with all the jurisdiction it was authorized to bestow under Art. III.
Palmore v. United States,
B.
We take up first Evans’s challenge to § 2254(d)(l)’s restriction of federal habeas relief to instances where state courts have “unreasonably” applied Supreme Court precedent. As a practical matter, this challenge refers to a very small category of decisions. It does not include cases in which the state court failed to address the petitioner’s constitutional claim; in those cases, the federal courts consider the claim de novo.
Fortini v. Murphy,
Despite petitioner’s depiction to the contrary, the gap between erroneous state court decisions and unreasonable ones is narrow. At least four Justices agree that it will be the rare case that will fall into this gap.
See Williams,
Still, there will be eases which are in that gap where relief will be denied. This is where the state court decision about a criminal defendant is in constitutional error and (a) the Supreme Court has not corrected the error on direct review and (b) the lower federal courts are precluded from granting relief because any error was not an unreasonable one. First, it is worth emphasizing that even though a state court may have made a constitutional error, that does not mean the defendant is actually innocent of the crime of conviction. The usual remedy on successful habeas petitions is a new trial in the státe court, if the state wishes to continue to prosecute.
See, e.g., Foxworth v. Maloney,
Second, the cases that fall into this gap are cases involving “close questions,”
McCambridge,
*8
Only the Supreme Court can finally answer those questions. “The judgment of the court of last resort is ‘correct’ by definition....” K.S. Scheidegger,
Habeas Corpus, Relitigation, and the Legislative Power,
98 Colum. L.Rev. 888, 953 (1998) (citing
Brown v. Allen,
Evans argues that federal courts, having once been empowered under previous statutes allowing collateral relief to review such questions without the “reasonableness” limitation, may not constitutionally be forbidden from granting relief when they disagree with the state court’s resolution of a legal issue. As Evans acknowledges, Congress can shape the contours of federal jurisdiction to except from that jurisdiction very specific types of claims.
See, e.g., Lauf v. E.G. Shinner & Co.,
Congress cannot tell the courts what constitutional rights to recognize, for example.
See, e.g., City of Boerne v. Flores,
Many limitations on the ability of federal courts to grant relief originate not from Congress, but from binding Supreme Court precedent. This has been true as to the scope of habeas petitions for state prisoners. The Supreme Court has barred on collateral review the retroactive application of new constitutional rules.
Teague,
In fact, the Court before AEDPA had restricted the ability of state prisoners to obtain habeas relief in numerous ways, regardless of the merits of their constitutional claims.
See, e.g., Brecht v. Abrahamson,
This is also true in other areas of law. Take, for instance, the doctrine of qualified immunity, which shields government officials “from liability for civil damages insofar as their conduct does not violate clearly established statutory or constitutional rights of which a reasonable person would have known.”
Harlow v. Fitzgerald,
There is thus nothing inherently unconstitutional about Congress restricting the scope of relief available from lower federal courts on collateral review of state criminal convictions. There is no impairment of lower federal courts’ independent interpretative authority: such courts still have authority to decide whether a state court decision is wrong, and whether the decision is, in addition, unreasonably so.
See Lindh,
C.
Evans brings a closely related argument that by restricting habeas relief to situations controlled by “clearly established Federal law” as established by the Supreme Court, § 2254(d)(1) unconstitutionally limits the legal sources on which federal courts can rely in determining what the law is.
Again, Evans exaggerates the effect of § 2254(d)(1), at least in this circuit. Federal courts are not precluded from considering lower federal court decisions, and, indeed, often do consider them.
See, e.g., Aspen v. Bissonnette,
Petitioner argues that Congress has attempted to interfere with the basic deci-sionmaking functions of the federal courts by prescribing a rule of decision. Petitioner misapplies, however, the Supreme
*11
Court’s holding in
United States v. Klein,
There is a world of difference between telling a court how to decide a case given a certain set of facts and limiting the availability of relief
after
a judge independently determines the existence of a right and the reach of Supreme Court precedent.
Accord Crater,
Congress cannot tell courts how to decide a particular case, but it may make rules that affect classes of cases. Congress cannot say that a court must award Jones $35,000 for being run over by a postal truck, but it may prescribe maximum damages for categories of cases or provide that victims of torts by federal employees cannot receive punitive damages.
Petitioner’s reliance on
Plant v. Spendthrift Farm, Inc.,
In the end, while AEDPA does restrict a remedy, it does not interfere with Article III powers, nor does it prescribe a rule of decision.
D.
Finally, Evans argues that the AEDPA amendments restrict the availability of ha-beas relief to such an extent as to constitute an implied suspension of the writ. See U.S. Const, art. I, § 9, cl. 2 (“The privilege of the Writ of Habeas Corpus shall not be suspended, unless when in Cases of Rebellion or Invasion the public *12 Safety may require it.”)- This argument also fails.
This case concerns only restrictions on the ability of federal courts to issue habeas relief to prisoners in custody for state convictions. As we have said, state courts are bound to honor constitutional rights, and direct review is available in the Supreme Court. See Scheidegger, supra, at 892 (“[Tjhere is no question of a congressional cutoff of all remedies.”). Nothing in this opinion concerns claims of suspension of habeas relief in other situations.
Limitations on the availability of federal habeas relief for state court convictions are nothing new. Before AEDPA, the scope of the writ was already subject to “a complex and evolving body of equitable principles informed and controlled by historical usage, statutory developments, and judicial decisions.”
Felker,
IV.
Petitioner has essentially, but not explicitly, conceded that his habeas petition cannot succeed if the state court decision is viewed through the lens of AED-PA. 7 He is correct.
The SJC reasonably concluded that the outcome of any additional forensic testing would not have aided Evans’s defense. Counsel would have had no reason to believe the testing would result in additional evidence — that another fingerprint expert, for example, could identify fingerprints on the guns when the Commonwealth’s expert could not.
Evans,
*13 V.
Because we have rejected petitioner s challenge to the constitutionality of AED-PA, and because the SJC’s denial of Evans’s post-conviction motions was based on a reasonable application of the Strickland standard, we affirm.
Notes
. The en banc court in
McCambridge,
overruling prior circuit precedent,, rejected a more stringent rule that “for the writ to issue, the state court decision must be so offensive to existing precedent, so devoid of record support, or so arbitrary as to indicate that it is outside the universe of plausible, credible outcomes.”
McCambridge,
. In civil cases, even decisions by state courts which, in the view of the lower federal court, are improper may not provide the basis for federal court relief.
See
28 U.S.C. § 1738 (state court decisions receive full faith and credit in federal courts);
Atl. Coast Line R.R. Co.,
. For this reason, petitioner's Supremacy Clause argument is without merit. It is the ■Supreme Court, and the Supreme Court alone, that has the "revising authority” to "control [the state courts'] jarring and discordant judgments, and harmonize them into uniformity.”
Martin v. Hunter's Lessee,
. This analysis would not apply in regard to the application of § 2254(d)(1) to habeas review by the Supreme Court, but that is not the question before us. We are concerned only with the constitutionality of the statute as it applies to circuit and district courts.
. Indeed, the line between congressional restrictions of jurisdiction and congressional restrictions of remedies is often blurred, as illustrated by cases like
Lauf
and
United States v. Klein,
. We do not reach the question of the constitutionally required scope of the writ and assume here, as the Court did in
Felker,
that "the Suspension Clause of the Constitution refers to the writ as it exists today, rather than as it existed in 1789.”
Felker,
. The SJC analyzed Evans’s ineffective assistance of counsel claim under Massachusetts law. "For habeas purposes, where state law is explicitly more favorable to defendants than the federal standard, ‘we will presume the federal law adjudication to be subsumed within the state law adjudication.' ”
Teti v. Bender,
