ROBERT M. EUZEBIO, Clаimant-Appellant v. DENIS MCDONOUGH, SECRETARY OF VETERANS AFFAIRS, Respondent-Appellee
2020-1072
United States Court of Appeals for the Federal Circuit
March 3, 2021
Appeal from the United States Court of Appeals for Veterans Claims in No. 17-2879, Judge Michael P. Allen, Judge Amanda L. Meredith, Judge Joseph L. Falvey, Jr.
ZACHARY STOLZ, Chisholm Chisholm & Kilpatrick, Providence, RI, argued for claimant-appellant. Also represented by CHRISTOPHER J. CLAY, BARBARA J. COOK, APRIL DONAHOWER; MEGAN BRITTNEY HALL, Disabled American Veterans, Cold Spring, KY.
MARTIN F. HOCKEY, JR., Commercial Litigation Branch, Civil Division, United States Department of Justice, Washington, DC, argued for respondent-appellee. Also represented by JEFFREY B. CLARK, ROBERT EDWARD KIRSCHMAN, JR.; MARTIE ADELMAN, BRIAN D. GRIFFIN, Office of General Counsel, United States Department of Veterans Affairs, Washington, DC.
HILLARY ANNE WANDLER, Veterans Advocacy Clinic, Alexander Blewett III School of Law, University of Montana, Missoula, MT, for amicus curiae National Law School Veterans Clinic Consortium. Also represented by MITCHELL L. WERBELL, V.
DORIS JOHNSON HINES, Finnegan, Henderson, Farabow, Garrett & Dunner, LLP, Washington, DC, for amicus curiae National Veterans Legal Services Program. Also represented by JOHN D. NILES, BARTON F. STICHMAN, National Veterans Legal Services Program, Washington, DC.
Before O‘MALLEY, WALLACH, and TARANTO, Circuit Judges.
Appellant, Robert M. Euzebio, appeals a decision of the U.S. Court of Appeals for Veterans Claims (“Veterans Court“). See Euzebio v. Wilkie, 31 Vet. App. 394 (2019). The Veterans Court affirmed the Board of Veterans’ Appeals’ (“the Board“) denial of Mr. Euzebio‘s entitlement to sеrvice connection for a thyroid condition “as due to exposure to Agent Orange[.]” Id. at 397; see J.A. 22 (Judgment). The Veterans Court held that, contrary to Mr. Euzebio‘s arguments, the National Academies of Sciences, Engineering & Medicine‘s (“NAS“) report, Veterans and Agent Orange: Update 2014 (10th Biennial Update 2016) (”NAS Update 2014“), “was not constructively before the Board” and Mr. Euzebio “ha[d] not demonstrated prejudicial error in the Board‘s decision to decline to obtain a medical nexus opinion” to evaluate whether Mr. Euzebio‘s thyroid condition is associated with his exposure to Agent Orange. Euzebio, 31 Vet. App. at 397.
We have jurisdiction pursuant to
BACKGROUND
I. The NAS Agent Orange Reports
Agent Orange was “the most widely used herbicide” during the Vietnam War. S. REP. NO. 100-439, at 64 (1988); see id. at 64–65 (providing that the United States dispersed “[a]pproximately [twenty] million gallons of herbicides . . . in Vietnam, including approximately [eleven] million gallons of Agent Orange” from 1962 to 1971). Agent Orange consisted of an equal mixture by weight of two n-butyl esters of phenoxy acid herbicides, 2,4-dichlorophenoxyacetic acid, and 2,4,5-trichlorophenoxyacetic
A. Individual and Class Actions
In 1979, Vietnam veterans and their families filed what would become a class action tort suit in the U.S. District Court for the Eastern District of New York against the United States and “a major portion of the chemical industry,” seeking damages for injuries to and the deaths of “tens of thousands of Vietnam veterans who came in contact with
herbicides“—in particular, Agent Orange. In re Agent Orange Prod. Liab. Litig. (Agent Orange I), 597 F. Supp. 740, 746 (E.D.N.Y. 1984), aff‘d sub nom. In re Agent Orange Prod. Liab. Litig. MDL No. 381 (Agent Orange II), 818 F.2d 145 (2d Cir. 1987). The district court considered it “one of the most complex litigations ever brought,” with “[s]ome [six hundred] separate cases” and “an estimated fifteen thousand named plaintiffs,” with “[h]undreds of motions” filed and “[m]illions of pages of documents and hundreds of depositions of witnesses” collected into evidence. Id. at 749–50. After five years of litigation, “plaintiffs, on behalf of a class of Vietnam veterans and members of their families, agreed with defendants to settle their claims against the defendant chemical companies,” for “$180 million plus interest” in damages. Id. at 748. On behalf of the class, the district court held that the settlement was “reasonable under the law,” Agent Orange I, 597 F. Supp. at 749, and the Second Circuit affirmed, Agent Orange II, 818 F.2d at 174.
The Government did not “participate in the negotiations that culminated in the settlement of th[at] class action.” Agent Orange II, 818 F.2d at 160. Rather, the plaintiffs’ claims against the United States were dismissed as “barred by the Feres doctrine and the discretionary function exception to the Federal Tort Claims Act.” Id. at 152; see Feres v. United States, 340 U.S. 135, 146 (1950) (holding that “the Government is not liable under the Federal Tort Claims Act for injuries to servicemen where the injuries arise out of or are in the course of activity incident to service“). Veterans also pursued their claims against the United States through what is now called the U.S. Department of Veterans Affairs (“VA“), seeking disability compensation for diseases they asserted were caused by exposure to Agent Orange. H.R. REP. NO. 98-592, at 6 (1984) (providing that “as of October 1, 1983, Veterans had filed 18,518 disability claims with the VA for disorders they attribute to Agent Orange exposure“; of those, “9,170 . . . had a
diagnosed disability“; and, of those, “7,709 were denied” disability compensation for lack of service connection (capitalization normalized)). The VA took the position that only chloracne, a skin disorder, was “causally related to Agent Orange exposure” and largely denied the veterans’ Agent Orange claims. Id. (capitalization normalized); see id. (noting that of the 18,518 disability claims for Agent Orange exposure, the “1,461 . . . [that] were granted service connection were for skin conditions” (capitalization normalized)).
B. The Dioxin Act
In 1984, in response to “concern,” generally, “about the decision[-]making process within the [VA] with respect to Agent Orange compensation,” and, specifically, to the absence of “standards or guidelines available by which the [VA] justifie[d] its position that no illness, except chloracne, result[ed] from Agent Orange exposure,” H.R. REP. NO. 98-592, at 21 (capitalization normalized), Congress enacted the Veterans’ Dioxin and Radiation Exposure Compensation Standards Act (“Dioxin Act“), Pub. L. No. 98–542, 98 Stat. 2725 (1984). Given the “scientifiс and medical uncertainty regarding [the] long-term adverse health effects” resulting from dioxin exposure, Congress had previously “authoriz[ed] priority medical care at [VA] facilities for any disability of a veteran who may have been . . . exposed [to dioxin],” even where “there [wa]s insufficient medical evidence linking such disability with such exposure,” “unless the disability [wa]s found to have resulted from a cause other than the exposure.” Dioxin Act § 2(2), (3) (citing An Act to Make Technical Corrections in the Defense Officer Personnel Management Act, Pub. L. No. 97–22 § 102, 95 Stat. 124 (1981)). However, the VA had yet to “promulgate[] permanent regulations setting forth guidelines, standards, and criteria for the adjudication of claims for [VA] disability compensation based on exposure to herbicides containing dioxin[.]” Id. § 2(11).
With the Dioxin Act, Congress sought “to ensure that [VA] disability compensation [wa]s provided to veterans who were exposed” to Agent Orange, for disabilities that were service-connected “based on sound scientific and medical evidence[.]” Id. § 3. The Dioxin Act required the VA to “prescribe regulations . . . for the resolution of [Agent Orange] claims” based on “exposure during service” in Vietnam, id. § 5(a)(1)(A), including “guidelines governing the evaluation of the findings of scientific studies relating to the possible increased risk of adverse health effects of exposure to herbicides containing dioxin,” id. § 5(b)(1)(A). The Dioxin Act further required the VA, “in the evaluation of [such] studies,” id., to “receiv[e] the advice of” a panel of individuals drawn from “the Scientific Council of the Veterans’ Advisory Committee on Environmental Hazards” (“the Dioxin Council“) as created within the VA by the Dioxin Act, id. § 5(b)(1)(B). The Dioxin Act directed the VA to create a presumptive service connection for any disease which had, “based on sound medical and scientific evidence,” id. § 5(b)(2)(A), “a connection to exposure to a[n] herbicide containing dioxin,” id. § 5(b)(2)(B); see LeFevre v. Sec‘y, Dep‘t of Veterans Aff‘rs., 66 F.3d 1191, 1193 (Fed. Cir. 1995) (explaining that the Dioxin Act “require[d] the [VA] to create or reject a presumption-of-service connection for particular diseases, based upon the statistical probability of such connection, as reflected in scientific studies“).
In April 1985, the VA published a proposed rule to implement the Dioxin Act. Adjudication of Claims Based on Exposure to Dioxin or Ionizing Radiation (“Proposed Rule“), 50 Fed. Reg. 15,848 (Apr. 22, 1985). The Proposed Rule provided “а formal process for the [VA‘s] evaluations of scientific and medical studies relating to the possible adverse health effects of dioxin[.]” Id. at 15,848. In August 1985, the VA promulgated a final regulation adopting the Proposed Rule. Adjudication of Claims Based on Exposure to Dioxin or Ionizing Radiation (“Dioxin Regulation“), 50 Fed. Reg. 34,452, 34,452–53 (Aug. 26, 1985) (formerly
codified at
In 1987, Vietnam veterans brought a class action suit against the VA and Dioxin Council in the U.S. District Court for the Northern District of California, alleging that the agency “improperly implemented” the Dioxin Act through promulgation of the Dioxin Regulation. Nehmer v. U.S. Veterans’ Admin. (Nehmer I), 118 F.R.D. 113, 115 (N.D. Cal. 1987); see id. (explaining that plaintiffs alleged that “defendants failed to adequately review the pertinent scientific studies of dioxin-related diseases, failed to impose proper guidelines for the consideration of relevant evidence, and failed to apply the correct legal standard to determine which diseases are compensable” and that “the [Dioxin] [R]egulation contradict[ed] the weight of scientific evidence and is therefore arbitrary and capricious“). While the Dioxin Regulation did “not preclude a veteran from proving in an individual case that a claimed disease was caused by Agent Orange exposure,” “as of December 1987, over 31,000 veterans ha[d] been denied compensation under th[e] [Dioxin] [R]egulation.” Nehmer II, 712 F. Supp. at 1408 (citing Nehmer I, 118 F.R.D. at 120). The district
court held “void . . . the portion of the Dioxin [R]egulation that denie[d] service connection for all other diseases” and “all benefit decisions made under [that portion of the regulation], and remand[ed] to the VA for further proceedings[.]” Id. at 1409. The district court exрlained that the VA‘s “adoption of [a] cause and effect test and failure to give the benefit of the doubt to veterans violated the Dioxin Act,” “sharply tipped the scales against the claims of veterans,” and thus, “[g]iven the congressional finding of substantial scientific uncertainty regarding the effects of Agent Orange,” were “not harmless” errors, but likely “account[ed] for the conclusion that the [VA] reached in the Dioxin [R]egulation.” Id.
In May 1989, the VA announced that it would “abide by the ruling” in Nehmer II, S. REP. NO. 101-82, at 42 (1989), and amended the Dioxin Regulation accordingly, Evaluation of Studies Relating to Health Effects of Dioxin and Radiation Exposure, 54 Fed. Reg. 40,388, 40,388 (Oct. 2, 1989). The VA amended the Dioxin Regulation to provide for a presumptive service connection where the Dioxin Council found “a significant statistical association . . . between any disease and exposure to a[n] herbicide containing dioxin“—that is, “when the relative weights of valid positive and negative studies permit the conclusion that it is at least as likely as not that the purported relationship between a particular type of exposure and a specific adverse health effect exists.” Id. at 40,391. It did not preserve the provision for consideration of the Dioxin Council‘s evaluation of scientific and medical studies in the adjudication of individual claims. See generally id. at 40,391–92.
C. The Agent Orange Act
In 1991, Congress enacted the Agent Orange Act of 1991 (“Agent Orange Act“), Pub. L. No. 102–4, 105 Stat. 11 (1991) (codified in part at
available
To this end, in the Agent Orange Act, Congress directed the VA to “seek to enter into an agreement with [the NAS],” Agent Orange Act § 3(b), “an independent nonprofit scientific organization with appropriate expertise which is not part of the ... Government,” id. § 3(a). Under this agreement, the NAS was to “review and summarize the scientific evidence, and assess the strength thereof, concerning the association between exposure to,” inter alia, Agent Orange “and each disease suspected to be associated with such exposure,” id. § 3(c), and transmit to the VA and Congress “periodic written reports regarding the [NAS‘s] activities under the agreement” (“NAS Reports“), with a report “submitted at least once every two years” through October 1, 2014, id. § 3(g), (i); see Veterans Education and Benefits Expansion Act of 2001 (“Veterans Education Act“), Pub. L. No. 107-103, § 201, 115 Stat. 976 (2001).
In generating the NAS Reports, the “NAS conduct[s] a comprehensive search of all medical and scientific studies on health effects of herbicides used in the Vietnam War“—numbering in the thousands for eаch biannual NAS
Report. Determinations Concerning Illnesses Discussed in National Academy of Sciences Report: Veterans and Agent Orange: Update 2012 (“NAS Update 2012 Determination“), 79 Fed. Reg. 20,308, 20,309 (Apr. 11, 2014). The NAS then categorizes “each health outcome it reviewed . . . based on the strength of the evidence of association between herbicide exposure and the health outcome,” ranging from “Sufficient Evidence of Association” to “Limited or Suggestive Evidence of No Association.” Id.
Until September 30, 2015, the Secretary was required, within sixty days of receiving an NAS Report, to “determine whether a presumption of service connection is warranted for each disease covered by the [NAS] [R]eport.”
Further, the Board‘s internal guidance advises that, even if the VA has not “conceded a relationship” by establishing a presumptive service connection, “suggestive evidence of an association” between a medical condition and “exposure to herbicide agents” as discussed in NAS Reports may “be sufficient to establish an ‘indication’ that the current disability ‘may be related’ to herbicide agent exposure during service, as contemplated by
provide a veteran with a “medical examination” or “opinion” “when such an examination or opinion is necessary to make a decision on the [veteran‘s disability] claim“). For example, by its internal guidance, the Board should “not deny service connection for hypertension, bladder cancer, or hypothyroidism without first obtaining a VA medical opinion” on the question of service connection, J.A. 75, even though “the VA has not conceded” a presumptive service connection, J.A. 76; see J.A. 76 (“On a practical basis, for the above reasons, [the VA‘s Office of General Counsel‘s] [Veterans Court] Litigation Group will not defend service connection for hypertension cases when a VA nexus opinion has not been obtained[.]“).
II. Factual Background and Procedural History
Mr. Euzebio served on active duty in the U.S. Navy Seabees from February 1966 to October 1969, including two tours of duty in Vietnam. J.A. 31 (DD 214), 40 (Claim), 51 (Supplemental Claim). He was stationed first in Da Nang and then in Hoi An. J.A. 51, 57. At both sites, he was exposed to Agent Orange. J.A. 57; see
In 2009, Mr. Euzebio began experiencing problems swallowing. J.A. 58. In 2011, medical examinations and testing by private physicians indicated that he had benign nodules on his thyroid. J.A. 32-39 (Radiology and
Pathology Reports), 57–59 (Board Transcript). Later that year, Mr. Euzebio filed a claim requesting service-connected disability compensation for “thyroid nodules believed [to be] caused by [his] exposure to Agent Orange while serving in Vietnam.” J.A. 40 (Claim).2 The VA denied his claim, finding that “[t]he available scientific and medical evidence does not support the conclusion thаt [Mr. Euzebio‘s thyroid] condition is associated with herbicide exposure.” J.A. 47; see J.A. 43–49 (September 2011 VA Letter). In April 2015, after filing a supplemental claim with the VA, Mr. Euzebio appealed the VA‘s decision to the Board. J.A. 50–51 (Supplemental Claim), 52–53 (Notice of Disagreement), 54 (Appeal to Board).
In March 2016, while Mr. Euzebio‘s appeal was pending before the Board, the NAS Committee to Review the Health Effects in Vietnam Veterans of Exposure to Herbicides published the NAS Update 2014. J.A. 70, 76. At that time, while the NAS was still required to “transmit to the [VA] and [Congress]” an NAS Report, Agent Orange Act § 3(g); see Veterans Education Act § 201, the VA was no longer required to use that NAS Report to determine if any new presumptive service connections were warranted or to publish such determinations for notice and comment in the Federal Register,
publications/health-and-medicine-division.asp. The NAS Update 2014 provided that in one study considered by the NAS Committee, “thyroid conditions overall showed an indication of increased risk with herbicide exposure.” J.A. 78 (alterations omitted) (quoting NAS Update 2014 at 885). The NAS Committee also noted that “consistеnt observations of exposures to herbicide agents” indicated that they were “related to perturbations of thyroid function” and that “[e]ndocrine effects have been observed in conjunction with exposure to herbicide agents in both humans and animals.” J.A. 78 (alterations omitted) (quoting NAS Update 2014 at 897–98).
In July 2017, the Board denied Mr. Euzebio‘s claim. J.A. 60-61; see J.A. 60–69 (Board Decision). The Board concluded that Mr. Euzebio “ha[d] not . . . met” “[t]he criteria for service connection for a thyroid disability,” finding that Mr. Euzebio‘s “benign thyroid nodules ha[d] not been shown to be related to his in-service environmental exposures.” J.A. 61. The Board noted that “[t]he Agent Orange Act . . . requires that when the Secretary determines that a presumption of service connection based on herbicide exposure is not warranted for [certain] conditions, he must,” inter alia, consider “reports of the [NAS]” when making the decision. J.A. 66 (citing
The Board then concluded that, while Mr. Euzebio “ha[d] not been afforded a VA [medical] examination,” the VA was not required to provide him with one because Mr. Euzebio‘s “conclusory generalized statements” that “his thyroid condition is related to his in-service exposures to Agent Orange” “lack probative value and are insufficient
to meet even the low burden triggering [the] VA‘s duty to assist in providing an examination and medical opinion.” J.A. 63-64 (citing McLendon, 20 Vet. App. at 83); see
assertions as to the cause of his benign thyroid nodules, while likely genuine, are not probative in this context“).
Mr. Euzebio appealed the Board‘s decision to the Veterans Court. Euzebio, 31 Vet. App. at 397; see J.A. 70 (excerpt of Veterans Court Brief). Mr. Euzebio argued that “the Board erred in determining that the Secretary‘s duty to assist did not require [the] VA to afford him a medical examination,” because “the Board failed to consider and discuss ‘all evidence and material of record and applicable provisions of law and regulation,’ including the [NAS Update 2014].” Euzebio, 31 Vet. App. at 398 (quoting
A divided panel of the Veterans Court affirmed the Board‘s decision. Euzebio, 31 Vet. App. at 397. The majority “conclude[d] that the [NAS Update 2014] was not constructively before the Board.” Id. at 402. The majority explained that the Veterans Court “case[ ]law is clear, that even if [the] VA is aware of a report and the report contains general information about the type of disability on appeal, that is insufficient to trigger the constructive possession doctrine[.]” Id. Rather, “there must also be a direct relationship to the claim on appeal.” Id. (emphasis omitted) (citing Monzingo v. Shinseki, 26 Vet. App. 97, 102 (2012)).
The majority stated that “[t]o hold otherwise would not only contravene [the Veterans] Court‘s case[ ]law but would undermine the [Veterans] Court‘s jurisdictional obligation to base its review on the record of proceedings before the Board[.]” Id.; see
One judge dissented. Euzebio, 31 Vet. App. at 407–12 (Allen, J., dissenting). He understood the majority‘s rationale to be a constructive ignorance rather than a constructive possession doctrine, as the majority‘s opinion could not “possibly be the outcome of a rational system of adjudication, especially one designed to be pro-veteran and nonadversarial.” Id. at 409. He explained that, while “[t]he majority appear[ed] to suggest that there is quite a rigorous test to show [a direct] relationship“—such that “for all practical purposes, only evidence that directly names the veteran whose case is at issue would qualify“—the majority was incorrect. Id. He emphasized “the[] unique nature” of the NAS Reports and the “important role congressional attention to Agent Orange exposure has” had in the adjudication of Agent Orange claims. Id. at 410; see id. at 410 (“These are not the type of documents that аre located somewhere in the bowels of [the] VA, tucked away in the desk of some bureaucrat never to be read.“). Because the VA had actual notice of the NAS Update 2014, and because the NAS Update 2014 has a direct relationship to “all claims based on Agent Orange exposure” by “congressional directive,” he would have found the NAS Update 2014 to be
constructively before the Board in Mr. Euzebio‘s case. Id. at 410–11.
DISCUSSION
I. Standard of Review and Legal Standard
Our jurisdiction to review decisions of the Veterans Court is defined by statute. Gazelle v. Shulkin, 868 F.3d 1006, 1009 (Fed. Cir. 2017). We may “review and decide any challenge to the validity of any statute or regulation or any interpretation thereof” and “interpret constitutional and statutory provisions, to the extent presented and necessary to a decision.”
The Veterans Court is “an Article I tribunal,” created under the Veterans’ Judicial Review Act of 1988 (“Veterans’ Judicial Review Act“), Pub. L. No. 100–687, 102 Stat. 4105 (2000) (codified as amended at
“[T]he Veterans Court‘s scope of review, [38 U.S.C.] § 7261, is similar to that of an Article III court reviewing agency action under the Administrative Procedure Act, 5 U.S.C. § 706.” Henderson, 562 U.S. at 432 n.2. The Veterans Court “decide[s] all relevant questions of law,”
In keeping with its appellate review of Board and VA determinations, the Veterans Court may, under certain circumstances, consider “documents that were not literally before an examiner to be constructively part of a claimant‘s record.” Lang v. Wilkie, 971 F.3d 1348, 1352–53 (Fed. Cir. 2020) (emphasis omitted) (citing Bell v. Derwinski, 2 Vet. App. 611, 613 (1992)); cf. Home Prod. Int‘l, Inc. v. United States, 633 F.3d 1369, 1379 (Fed. Cir. 2011) (explaining that the rule that appellate review of agency proceedings must be on the administrative record “is not without exceptions” (citing, inter alia, Fla. Power & Light Co. v. Lorion, 470 U.S. 729, 743 (1985))). Specifically, where “a dispute arises” before the Veterans Court “as to the content of the record” before the Secretary and Board, and the evidence at issue is “within the Secretary‘s control” and “could reasonably be expected to be a part of the record ‘before the Secretary and the Board,’ such documents are,” constructively, part of the record. Bell, 2 Vet. App. at 613 (quoting
II. The Veterans Court Rеlied on an Erroneous Legal Standard When It Required a “Direct Relationship” for Constructive Possession of the NAS Update 2014
The Veterans Court “conclude[d] that the [NAS Update 2014] was not constructively” before the Board, because “even if [the] VA [wa]s aware of a report and the report
contain[ed] general information about the type of disability on appeal, that [wa]s insufficient to trigger the constructive possession doctrine.” Euzebio, 31 Vet. App. at 402 (emphasis and footnote omitted). The Veterans Court explained that “there must also be a direct relationship to the claim on appeal” and there was no direct relationship between the NAS Update 2014 and Mr. Euzebio‘s claim. Id. Mr. Euzebio argues that the Veterans Court “relied on an erroneous legal standard when it refused to consider the [NAS Update 2014] because it lacked a ‘direct relationship’ to Mr. Euzebio‘s claim.” Appellant‘s Br. 8. We agree with Mr. Euzebio.
Mr. Euzebio is correct that the Veterans Court relied on an erroneous legal standard when it required Mr. Euzebio establish a “direct relationship” between the NAS Update 2014 and his claim. The constructive possession doctrine provides that evidence that is “within the Secretary‘s contrоl” and “could reasonably be expected to be a part of the record ‘before the Secretary and the Board,‘” is constructively part of the administrative record. Bell, 2 Vet. App. at 613 (quoting
Here, the Government does not challenge our jurisdiction. Appellee‘s Br. 13–14. Indeed, as noted above, we have jurisdiction to consider “whether the Veterans Court applied the correct legal standard.” Sneed, 737 F.3d at 724 (internal quotation marks, citation, and footnote omitted); see
The correct standard for constructive possession, as articulated in Bell and later Lang, and as applied throughout veterans benefit law, is relevance and reasonableness. Lang, 971 F.3d at 1353; Bell, 2 Vet. App. at 612–13; see Golz v. Shinseki, 590 F.3d 1317, 1323 (Fed. Cir. 2010) (“The relevancy limitation allows [the] VA to focus its efforts on obtaining documents that have a reasonable possibility of assisting claimants in substantiating their claims for benefits.“). This is not to say that any and every treatise, text, or medical record must now be part of the administrative record. See, e.g., AZ v. Shinseki, 731 F.3d 1303, 1311 (Fed. Cir. 2013) (explaining that “[e]vidence that is insufficiently probative” is not “relevant“). Rather, where the Board has constructive or actual knowledge of evidence that is “relevant and reasonably connected” to the veteran‘s claim, but nonetheless fails to consider that evidence, Lang, 971 F.3d at 1354; see AZ, 731 F.3d at 1311 (explaining that, to be “relevant,” evidence “must tend to prove or disprove а material fact“), the Veterans Court must ensure that Board and VA decisions are not “arbitrary, capricious, an abuse of discretion, or otherwise not in accordance with law,”
That constructive possession requires relevance and not a direct relationship makes sense in light of the VA‘s “statutory duty to assist veterans in developing the evidence necessary to substantiate their claims.” Henderson, 562 U.S. at 431–32; see
The Veterans Court concluded that “[t]o hold” that the NAS Update 2014 was “constructively part of the record before the Board” would “undermine the [Veterans]
First,
In reviewing Board and VA determinations, the Veterans Court “decide[s] all relevant questions of law,”
That is, while the Veterans Court must review Board and VA decisions on the “record of proceedings,”
Second, the Veterans Court misreads our decision in Kyhn as precluding all consideration of “extra[-]record evidence” in the course of its review of Board decisions. Euzebio, 31 Vet. App. at 400 (citing Kyhn, 716 F.3d at 576-78). In Kyhn, we explained the Veterans Court may not “rel[y] upon extra-record evidence to make a finding of fact in the first instance[.]” Kyhn, 716 F.3d at 578; id. at 575–78 (concluding that the Veterans Court had improperly considered affidavits proffered by the VA that had been created specifically for the record on appeal and were “evidentiary in nature” (citation omitted)). Indeed, “[i]n no event shall findings of fact made by the Secretary or the Board... be subject to trial de novo by the [Veterans] Court.”
Second, the Government argues that even if the Veterans Court were to conclude the Board had constructive possession of “relevant” evidence, the NAS Update 2014 is not relevant to Mr. Euzebio‘s claim. Appellant‘s Br. 43–44. This argument is misplaced. It asks us to apply law to facts—that is not our role here. See
The Government‘s argument also ignores “the importance of systemic fairness and the appearance of fairness” “in the context of veterans’ benefits,” including in the development of all necessary evidence. Hodge v. West, 155 F.3d 1356, 1363 (Fed. Cir. 1998); see
CONCLUSION
We have considered the Government‘s remaining arguments and find them unpersuasive. The Judgment of the U.S. Court of Appeals for Veterans Claims is
VACATED AND REMANDED
COSTS
Costs to Mr. Euzebio.
Notes
Monzingo was appealed to this court. Monzingo v. Gibson, 566 F. App‘x 972, 973 (Fed. Cir. 2014). We did not, however, reach the issue of constructive possession, as we concluded that Mr. Monzingo “in effect . . . disagree[d] with the Veterans Court‘s application of the law to the facts of his case” and “dismiss[ed] for lack of jurisdiction.” Id.
While
The Veterans Court similarly concluded that it “lack[ed] jurisdiction to consider” “documents that postdate the Board‘s decision, such as The Purplebook . . . to demonstrate that [the] VA and the Board were aware of the [NAS Update 2014.]” Euzebio, 31 Vet. App. at 402 n.3. This is incorrect. The Veterans Court may take judicial notice of agency manuals, such as The Purplebook, that post-date a decision by the Board. See FED. R. EVID. 201 (providing for “judicial notice of adjudicative facts” (capitalization normalized)); Kyhn, 716 F.3d at 576 n.5 (noting the applicability of FED. R. EVID. 201 to the Veterans Court); Smith v. Derwinski, 1 Vet. App. 235, 238 (1991) (“[The Veterans] Court[] may take judicial notice of facts not subject to reasonable dispute.” (emphasis omitted) (citing FED. R. EVID. 201)).
The Government similarly argues that, because the VA and Board were not “required” under statute or regulation to “consider[] NAS [R]eports when adjudicating individual claims,” Appellee‘s Br. 26, we should “reject Mr. Euzebio‘s argument that NAS [R]eports were intended to be used in adjudicating individual claims,” id. at 30; see generally
Further, the Government‘s corollary to its argument, that “[r]equiring [NAS Reports] to be discussed or to be the basis of an exam in all individual claims for a condition that has been evaluated in a[n] NAS report would ... put VA adjudicators and examiners in an extremely challenging position,” Appellee‘s Br. 32, conflates the constructive possession of evidence, Lang, 971 F.3d at 1353; Bell, 2 Vet. App. at 612, with the evaluation of that evidence, see
