*1 WATERS, Kelly Petitioner- Eurus
Appellant, THOMAS, Georgia Warden
Albert G. Center,
Diagnostic and Classification
Respondent-Appellee.
No. 88-8935. Appeals, Court
United States Circuit.
Eleventh 27, 1995.
Feb.
Rehearing April Denied
thirty-fivе,
fishing
Jekyll
who had been
Island, Georgia.
gunpoint,
At
he forced the
woods,
to march into
women
where he
together.
orally
handcuffed them
Waters
so
Culpepper.
domized Ms.
Then he shot her.
woman,
shooting
After
the older
shot
young
point,
her
friend. At some
he tore the
off,
teenager’s
leaving
clothes
her nude from
leaving
the waist down. As he was
scene,
stopped by
Culpepper’s
Ms.
poeketbook,
automobile to steal her
which
contained seven dollars. Anita Paseur died
*4
Kathryn Culpepper
at the scene.
died five
days later. Other details of the crime and
overwhelming
guilt
evidence of Waters’
the.
in
opinion
Georgia
are set out
of the
State,
Court,
355,
Supreme
v.
Waters
248 Ga.
(1981),
denied,
Waters filed a for habeas court, relief state which was denied after evidentiary hearing. Following an the Geor- Counsel, Doyle, Deputy James M. Chief gia Supreme appli- Court’s denial of Waters’ Div., The of Massachu- Public Counsel Com. probable cation for certificate cause to Services, setts, for Public Counsel Committee denied, appeal, certiorari was Waters v. Boston, MA, II, Herring, Wade W. Savan- 1039, 1249, Kemp, 475 U.S. 106 S.Ct. 89 nah, GA, appellant. (1986). L.Ed.2d 357 then filed a Waters petition, corpus federal habeas 28 U.S.C. Smith, Gen., Atlanta, GA, Atty. Paula Asst. 2254, § which the district court denied in an appellee. extensive order. panel
A of this affirmed the denial of Court corpus insofar as the convic- habeas relief concerned, Zant, v. 979 tions were Waters TJOFLAT, Judge, Before Chief (11th 1473, Cir.1992), 1490-92 but re- F.2d KRAVITCH, HATCHETT, ANDERSON, as to the death versed the denial of relief EDMONDSON, COX, BIRCH, DUBINA, sentences, holding that Waters had received CARNES, Judges,* and BLACK and Circuit sen- ineffective assistance of counsel CLARK**, Judge. Senior Circuit stage proceedings, id. at 1492- tence affirming panel unanimous CARNES, ANDERSON and Circuit relief, guilt stage but Chief the denial Judges:1 Tjoflat panel ma- Judge dissented from the Kelly Mdnapped jority’s holding Anita due sen- Eurus Pas- that Waters was ear, sixteen, Kathryn Culpepper, age stage on ineffective assistance age tence relief * jointly by Judges Judge opinion 1. This was written Barkett became a member the Court 18, 1994, Kemp, Peek v. 784 February Anderson Carnes. this case was after when Cf. (11th Cir.) (en banc) (authored by F.2d 1479 argued She has and taken under submission. denied, Anderson, JJ.), cert. 479 U.S. Vance participate elected not in this decision. 939, 421, L.Ed.2d 371 107 S.Ct. 93 ** Judge I, II, opinion Senior U.S. Circuit Thomas A. Clark elect- were authored Parts and III of this decision, Carnes; participate pursuant by Judge by Judge to 28 ed to in this Part IV was authored 46(c). § Anderson. U.S.C. C.J., (Tjoflat, of whom were associated with the coun- con both
grounds,
at 1498-1504
id.
dissenting
part).
We
curring
ty public
office. The district court
defender’s
suggestion for
Georgia’s
granted the State of
experienced attorneys.
that both were
found
banc, vacating
panel opin
rehearing en
eight years experience
had more than
Dаvis
(11th
Zant,
Cir.
1511
(1990);
repeatedly recognized
court has
that L.Ed.2d
Daugherty
“[T]his
804
Dugger,
v.
(11th
1426,
Cir.),
counsel’s failure to introduce evidence of 839 F.2d
1431-32
cert. de
nied,
sentencing stage
illness at the
ren
871,
187,
mental
488 U.S.
109 S.Ct.
102
performance constitutionally
(1988);
ders his or her
L.Ed.2d 156
Dugger,
Clark v.
834
1561,
(11th
deficient.”
1512 Strickland, they made a rates counsel’s assistance.” professional able accord, 2066; to introduce addition- decision not at deliberate at 104 S.Ct. 466 U.S. at that F.2d circumstance evidence Singletary, al v. e.g., Atkins Cir.1992) (“We always (11th pre- beginning of the sentence stage. also should At the performance strongly that counsel’s stated to trial counsel proceedings, the court sume -”). Be- adequate right place “You have the before was reasonable that: perfor- acceptable constitutionally Court, jury, any mitigating cir- cause before the defined, instead narrowly mance is not wish to.” Davis re- cumstances that petitioner range,” a encompasses a “wide sponded as follows: strong presumption of seeking to rebut Court, the defense May please As we burden. a difficult effectiveness bears pro- right it has the understands that explained: have evidence, however, we do not further duce nothing with what the to do The test has present at this further evidence to have done. Nor is lawyers would have best intend, rather, rely on the time. We good lawyers would most test even what already in the that’s been offered evidence some whether We ask have done. in the admitted into evidence case and trial could have lawyer at the reasonable hearing jury. And we presence and circumstances, acted, as defense right jury only the to address the reserve are not at trial.... We counsel acted subject sentencing phase on the lawyers’ perfor- grading interested in this case. mances; in whether the are interested we fact, trial, in worked process adversarial present any additional did not The State adequately. stage, Dur- either. evidence at the sentence stage closing argument, F.2d 1220-21 Singletary, ing his sentence White Cir.1992). (11th the facts of turn now to that the would We Davis reminded court did, reaching whether some a sentence charge, this case in order to determine as it attorney have acted consider all of the reasonable could verdict the should guilt stage, attorneys did in the circumstances at the includ- these evidence submitted ing mitigating this trial. circumstance evidence. ar- sentence, guing a life Davis relied exten- Men- Introduce the Decision to sively stage concerning guilt on the tal Evidence at Guilt Illness *7 mental illness. Waters’ Stage certainly lawyer could have an insani A reasonable presenting In the course of attorneys trial, made the tactical choice these two ty presented a sub defense at counsel lawyers for trial mitigating did. There is much wisdom illness stantial amount of mental enough adage leaving well alone. They present about did not circumstance evidence. of stage Having presented substantial evidence any sentence additional evidence at the problems, counsel evidentiary serious mental they explained at the Waters’ for reasons subject required not to defense wit hearing testified that were in state court. Davis stage to another round of cross-examina they presented guilt all of nesses had at the required present to helpful to tion. Nor were counsel they felt would be the witnesses witnesses, words, if they evidence. Which sentencing. In his redundant Waters them, call, any, to call is the penalty phase, and when nothing at the offered new decision, strategic and it is one put epitome in our of a thought “because I that we had seldom, ever, guess. if second phase.” that we will guilt/innocence whole load in the Kemp, 735 F.2d 404 See Solomon v. Manning explained that Cir.1984) (“While (11th attorneys may dis presented at the sentence would have been many particular or what already guilt agree as to how stage presented had been at the call, out of such is the stuff strategic not witnesses stage, so made a decision denied, made.”), cert. 469 testify again to which trials are to call the same witnesses 952 83 L.Ed.2d transcript U.S. S.Ct. opinions. the same facts and The stage proceedings corrobo- of the sentence reactions.” his own actions and Mitigating fear about Illness Cir- Mental Leeumberri, to Cureton Dr. whom Introduced Lorenzo Evidence cumstance Stage diagnosed “schizophrenia, Waters referred
the Guilt schizophrenia type” and defined paranoid that counsel should Waters contends per- [a that “affects as a mental disease mitigating circum presented additional have Dr. Le- thought and his behavior.” son’s] begin consideration evidence. stance We Mellaril, an prescribed even cumberri cir mitigating by discussing issue Miguel powerful anti-psychotic. Dr. more uncover and counsel did cumstance evidence Bosch, psychiatrist who exam- the forensic said, “[t]he court As the district present. agreed with after his arrest ined Waters the record establishes found and state court schizophrenia. diagnosis paranoid investigated petition extensively that counsel impor- testimony emphasized the Bosch’s condition, as to evidence both mental er’s medication, anti-psychotic tance of Waters’ time state at the mental petitioner’s stopped taking agreed if history that Waters psychiatric and as to his crime might have become F.2d at 1498-99 his medication See also treatment.” Bowman, Jerry “acutely C.J., concurring part psychotic.” and dissent (Tjoflat, Waters, investiga examined testi- extensive who ing part). psychologist Counsel’s stage, guilt stopped taking counsel his bore fruit. At tion fied experts who testified the murders. called six mental health at the time of medication physician problems: Torre, ques- mental who about Waters’ Dr. De La Even Hosea Waters; psycholo treating agreed schizophrenia diagnosis, who had been tioned the nurse; psychia short, and three psychiatric gist; mentally ill. that Waters rec also introduced medical Counsel long-term trists. mental evidence of there was history of documenting mental illness, ords enough prompt two sui- serious necessary to detail the illness. It of the medi- attempts and the failure cide state of mental extensive evidence There was designed to control it. cation through presented counsel circumstances testimony the fact expert disputed no Instead, we documents. these witnesses and mentally There was ill. that Waters summary from Waters’ quote following testimony that said Waters was expert no Court, which belies to this own brief “insane.” pre were ineffective in that counsel claim (record 37-38 En Bane Brief at Petitioner’s mitigating circumstance senting mental state omitted; original); alterations references evidence: C.J., (Tjoflat, F.2d at 1498-1500 see also 979 de- jurors’ decision that the Despite the dissenting part) concurring sub- not “insane” there was fendant was the six men- (summarizing trial seriously that Waters stantial evidence defense). expert witnesses for tal illness Indeed, all of the medical mentally ill. six any case referred us Waters has agreed that experts who testified counsel who concluded that we have which *8 illness, of mental from some form suffered much mental state presented this for active treatment and Waters was under was ineffective circumstance evidence years pre- four schizophrenia for at least failing present more. Lewis, Wiley the Dr. ceding the murders. first Wa- general practitioner who treated Illness Miti- Mental The Additional 3. “a schizophrenia distinct ters considered gating Wa- Evidence Circumstance powerful prescribed the possibility” аnd Been In- Have ters Contends Should medication, Thorazine. Sar- anti-psychotic troduced Cureton, who psychiatric nurse adell at- practice petitioners It is common re- beginning in 1978 monitored Waters affi- submit tacking death sentences to their depressed him fearful membered say they could who davits from witnesses potential for vio- his about himself and mitigating circum- supplied additional have was testified Waters lence. Cureton called, or, if evidence, they had been dis- stance messages that were “getting from God called, asked had been they great turbing him deal [and he] 1514 could exception. examples As of how counsel This case is no
right questions.
better,
affidavits, artfully
points out that
have done
Waters
of such
But the existence
witness, Jerry
be,
psychologist
may
usually proves
since the trial the
though they
drafted
Stewart, has
an affidavit
excep Bowman
submitted
significance. This case is no
little of
saying
opinion
in her
Waters’ mental
That other wit
respect,
in that
either.
tion
have affected his conduct on the
or other testi
illness would
could have been called
nesses
day
opinion
in
usually
of the murder and
her
would
mony
proves at most
elicited
for him to have been
that with the luxu
have been consistent
wholly unremarkable fact
day.
hallucinating that
See 979 F.2d at
opportunity to focus re
ry of time and the
witness,
record,
only
opinion of that
who had
parts
a made
The
specific
sources
inevitably
degree
psychology
in
and a mas
identi
bachelor’s
post-conviction counsel will
counseling,
contradicted
performance
prior
degree
ter’s
fy shortcomings in the
Bosch,
before,
psychiatrist,
opinion
ret
of Dr.
“[i]n
As
have noted
counsel.
we
no connection
may always identify
who testified that he found
rospect, one
shortcom
1287,
Francis,
killings
con
1302 between the
and Waters’ mental
ings,” Cape v.
741 F.2d
(11th
denied,
911,
that,
Cir.1984),
opinion,
474
dition and
his
cert.
U.S.
(1985),
281,
psychotic”
acting
and was “not
under
L.Ed.2d 245
“not
106
88
S.Ct.
compulsion” on
the influence of a delusional
perfection is not the standard of effective
murders;
instead,
day of the
Dr. Bosch
assistance.
testified,
of his behavior.”
“aware
widespread
tactic of attack
The
use of the
carefully
crafted statement in Stewart’s
“might
ing
by showing what
trial counsel
affidavit, that
would be consistent with
“[i]t
proves
nothing
clearer
have been”
is
for him to
what I know of his condition
have
hindsight except perhaps the rule that
than
—
hallucinating,”
open
possibili
leaves
been
judge
performance
trial counsel’s
we will
ty that it also would be consistent with what
See,
hindsight.
e.g.,
v.
through
Strickland
she knew of his condition for Waters not to
668, 689,
Washington,
104
466 U.S.
S.Ct.
hallucinating
have been
when he murdered
(1984) (“A
2052, 2065,
from the waist
orally
sodomizing
As for the contention that
trial
According Waters,
her.
after he allowed counsel was
failing
ineffective for
to ask Dr.
Culpepper
dress,
Ms.
“her and Miss Pas-
express
Bosch to
opinion
that Waters’
eur both at the same time
lunge,
made a
and mental state should be considered a “strong
know,
just
don’t
gun
had the
on them
—I
factor,”
mitigating
neither
psychiatrist
a
nor
pulled
and I
trigger.
And I believe any other
expert
mental health
competent
is
I struck
Culpepper,
Mrs.
and then as she fell
express
opinion
an
about
partic
a
whether
back, I shot Miss Paseur.” Waters’ testimo-
ular set of facts constitutes a mitigating cir
ny
equivocal
belies the
suggestion in Stew-
and,
so,
cumstance
if
whether it
a strong
post-trial
art’s
affidavit that Waters might
one. We will not hold counsel ineffective for
suffering
have been
from hallucinations when
failing to ask a
express
witness to
opinion
an
he committed the murders.
If Stewart had
that would
province
invade the
judge
at
testified
trial that Waters killed because
jury.
(Tjoflat,
C.J.,
Id.
concurring in
hallucinations,
he was suffering
her credibili- part
(“I
and dissenting
part)
cannot be
ty probably would have been undermined to
that,
lieve
even if
so,
Davis had tried to do
such an extent that it
have
would
rendered
prosecutor
and the
judge
trial
would
testimony
worthless the
give
she did
for the
have allowed Davis to elicit from Dr. Bosch
defense. The failure to adduce additional
other witness what would amount to a
testimony from her was not ineffective assis-
mitigation.”).
instruction on
Finally, as
tance.
for the contention that counsel was ineffec
Trial counsel is also faulted for not
failing
tive for
to ask
express
Dr. Bosch to
an
eliciting
Bosch,
from Dr.
one of the
opinion
three
as to whether Waters had a “criminal
psychiatrists
defense,
who testified for the
type personality,” no
suggested
one
that Wa
testimony: “that Waters
a
has
‘serious
ters,
men
who had
jailor
worked as a
at
tal disorder’ that should be considered a Waycross city jail
and whom there was no
‘strong mitigating factor’
opinion
and his
history,
criminal
was a “crimi
appear
Waters does not
to have a ‘criminal
type
nal
personality.”
It
undisputed
type personality.’”
witnesses. closing and the testi- mitigation argument, in to intent of counsel’s was .unaware witness Manning at the state mony of both Davis and cir- testify mitigating about him or her have strategy, we hearing their Instead, evidentiary about guilt stage. during the cumstances disagree. affidavits, that coun- Bosch stated Dr. possibility me the with discussed sel “never the contention disagree with We also phase”; Dr. penalty testifying at the my of that, the existence had no idea about “Davis asked to he “was not stated Lecumberri Lockett, Furman, progeny; he and their of phase”; and Stewart penalty testify at the necessity introducing of idea of the had no me, with “never discussed that counsel stated arguing the balanc mitigating evidence and testimony during recall, my any of use as mitigating circum ing aggravating and of Each of those state- phase.” penalty F.2d sentencing hearing.” 979 at the stances coun- entirely with consistent trial ments joined throughout Davis 1494. mental putting all of the strategy of sel’s Manning, an assistant representation Don guilt stage. At the in at illness evidence defender, just years before public who two that he hearing, Davis testified habeas state as co-counsel another trial had served this with mitigating circumstances had discussed ease. That trial had capital murder Georgia Dr. Bosch and asked trial Dr. Bosch before conviction, Manning in a murder resulted subject. Manning to that himself address in obtain had succeeded and his co-counsel and direct- trial he Davis that before testified imprisonment instead of ing of life a sentence expert each medical the attention of ed credulity It strains for the defendant. death Thus, the evi- mitigating circumstances. having recently and success suggest miti- counsel discussed indicates that dence post-Furman capital fully participated in a medi- with each gating circumstances Manning not have Georgia, would case may not though counsel experts, cal even Furman, Lockett, and related known about possi- of them the with three have discussed law, his that he would have hidden knowl penalty phase. testifying at the bility of their Furthermore, case. edge from Davis this coun- mitigating circumstance mitigating circumstance evi quantity intro- fact sel intended introduce introducing, that Davis succeeded dence event, even guilt stage. duced at the specifically re closing argument his which experts that trial if knew none of the medical mitigating circum to and discussed ferred testify as to intended that he or she counsel stances, Manning testimony of and the during guilt mitigating circumstances proceeding, estab at the state habeas Davis ineffec- phase, that fact not constitute would trial were aware that both counsel lishes testify tive assistance counsel. Witnesses punishment law and the post-Furman capital a sine by answering questiоns, and it is not mitigating function of circumstances. an attor- qua non of assistance that effective ney strategy with reject grounds discuss trial witnesses. factual on Wa We argument that trial specific more coun ters’ of Post-Fwr-
5. Counsel’s Awareness difference be not understand the sel did Importance man Law and of ill insanity and mental as defense tween Mitigating Evidence Circumstance mitigating as a circumstance. Davis’ ness evidentiary court “ap- at the state hear trial It is also counsel contended However, ambiguous point.3 ing on establish- pears focused at all have us with no at trial leave doubt 979 F.2d at actions ing mitigating circumstances.” illness evidence mitigat- that he knew mental quantity of 1494. In view the insanity of’establishing short that falls presented, counsel ing circumstance evidence Moreover, Dr. he had talked with Davis testified Although answered in affirmative Davis Bosch, psychiatrist, cir- thought "about leading question stating that he had wrong,” right given more than insanity would be cumstances same instructions Georgia trial, recognized "that the test flatly he that he testified insanity denied both halves of the right wrong test.” applied. is the thought legal the same standard
1517 course, mitigating circum- of hold counsel ineffective for not is nonetheless defense being sentencing confused about the law. evidence relevant stance virtually thing, one all or all of decision. For THE B. CONTENTION THAT of illness evi- COUN-
the substantial amount mental
SEL SHOULD HAVE ELICITED AD-
presented
dence counsel
was evidence
DITIONAL
mitigating cir-
MITIGATING CIRCUM-
established mental illness as a
cumstance,
STANCE
insanity. Every one
FROM WA-
but not
of
EVIDENCE
TERS’
experts
by the
SISTERS
the six mental health
called
mentally
defense testified
Waters was
constitutionally signifi
The second
ill,
that he
but none of them testified
did
shortcoming
alleges
cant
that Waters
right and
know the difference between
performance
trial
of
counsel is their failure
wrong,
Georgia
insanity
a
test for
“to
mitigating
elicit wealth of available
1513-14,
pp.
supra.
defense. See
As Davis
evidence from Waters’ sisters.” 979 F.2d at
evidentiary hearing,
testified at the
when the
eight non-expert
1494. Trial counsel did call
“trying
began
trial
he felt he was
the case to
testify
behalf,
witnesses to
on Waters’
includ
get
save this man’s life rather
than
a not
minister,
ing
employer,
his former
his
his
closing argument
guilty verdict.” Davis’
sisters,
brother-in-law,
three
his
and his wife.
stage
sentence
establishes that he knew
nice,
They
quiet,
testified that
Waters was
insanity as a
the difference between
defense
man,
religious,
trustworthy
who cried
mitigating
as a
circum-
and mental illness
uncontrollably with remorse for what he had
jury
by
determined
its
stance. After
had
done,
cooperated
and who
with authorities.
guilt stage verdict that
was not in-
Waters
present
As even
counsel concedes:
Waters’
sane,
argued
stage
Davis
at the sentence
guilt/innocence phase
At the
of Waters’
appropriate
a life sentence was nonetheless
body
trial a substantial
of evidence was
illness,
because of Waters’ mental
which the
“constitutionally
introduced which was
rel
jury
already
insanity.
had
found fell short
jury.
capital sentencing
evant” to a
Evi
predomi
dence of Waters’ mental illness
As for
contention that Davis had no
nated,
testimony
but there
also
con
necessity
arguing
balancing
idea
nature,
quiet
cerning
religious
his
his
devo
aggravating
mitigating circumstances
tion,
remorse,
cooperation
his
his
with au
sentencing hearing,
agree that
at the
we
history
and his
of suicide at
thorities
Georgia’s post-
did not. Neither do we.
tempts and failed medicine.
capital punishment
Furman
statute does not
(citation
provide
balancing
aggravating
and Petitioner’s En Banc Brief at 24
omitted).
See,
mitigating
e.g., Barclay
argues that tri-
circumstances.
references
Florida,
939, 954,
3418,
gotten
testimony
more
v.
468 U.S.
103 S.Ct.
al counsel could have
(“Unlike
(1983)
3427,
sisters about his troubled child-
gravating circumstances
all
of one of the medical
circumstances....”);
ing
Stephens,
v.
evidence before the
about Waters’ alco-
Zant
862, 873-74,
2733, 2741,
“rough
and his
childhood.” As
462 U.S.
103 S.Ct.
77 holic father
State,
(1983);
history
lack of a
of violent behav-
L.Ed.2d 235
Ford v.
257 Ga.
(1987) (“In
258,
ior,
461,
suggested that
no one ever
360 S.E.2d
state, juries
ag
kidnapped
before he
the two
required
are not
to balance
been violent
them,
women,
they
against mitigating
handcuffed
and while
gravating circumstances
denied,
circumstances.”),
both.
helpless,
sodomized one and shot
cert.
485 U.S.
Wainwright,
F.2d
108 S.Ct.
on other
symp-
(1986),
given
behavior and
reaffirmed, 874 be attached
L.Ed.2d 650
90
Oklahoma,
68, 81,
Cir.1989).
(11th
v.
470 U.S.
toms.” Ake
F.2d 1397
1087, 1095,
miscue amounts to ineffective THE THAT E. CONTENTION COUN- may attorneys who have tried There be some SEL’S HIM FOR SCIENCE” “SPARE mistake, making ever a difficult cases without INEF- ARGUMENT CONSTITUTED it. On the whole—and that is but we doubt FECTIVE ASSISTANCE OF COUN- required judge it—trial coun- how we are to SEL range performance sel’s was within the wide professional constitutionally of reasonable assistance. significant The fifth
deficiency performance in trial counsel’s THAT stage D.THE CONTENTION COUN- said to be that of his sentence THAT closing urged jury FAILED TO ENSURE in argument SEL which he the ADEQUATELY THE IN- spare JURY WAS that could to Waters’ life so be ON MITIGATING CIR- STRUCTED for the ultimate of mankind. studied benefit argument CUMSTANCES The exact words of this and their Judge Tjoflat’s context are set out Chief Waters, According to the fourth con dissenting opinion, F.2d at 979 1501-04. We stitutionally shortcoming in significant coun agree with his conclusion the issue and performance allegedly sel’s is that counsel reasoning. his with jury guid to that “failed ensure the received concerning ance how Waters’ mental illness a to We add few observations what the mitigating could a 979 constitute factor.” with, Judge begin Chief said. To this coun- upon F.2d at 1496. That conclusion is based “spare sel did not invent the him for science” closing ar perceived deficiencies counsel’s argument. It has been used other eases. gument jury instructions. We opinion Wainwright, v. Our Goode 704 deficiencies, reject find no such and we (11th 593, Cir.), F.2d 604 rev’d on other sufficiently jury contention that the 78, 378, grounds, 464 U.S. 104 S.Ct. 78 mitigating informed about circumstances. (1983), L.Ed.2d 187 indicates that a similar jury argument opinion Trial did about miti- was used there. The counsel tell the gating opening part sentencing circumstances. In the of that case also indicates that the jurors ultimately closing argument, judge, persuaded by ag- his told while counsel they gravating copy would receive a of the court’s circumstances to sentence Goode them, death, charge portion give oral a of to and he read did least consideration sparing charge jury closing prospect the oral to the in his of his life for scientific argument. study society. judge portion Included in the he read to benefit The asked in jury sentencing his remarks: “Could not some- instruction thing should consider all evidence submitted at the be learned from Arthur?” Id. at 604. case, any Although opinion including trial of the evidence of our Goode does not address circumstances, argument and that the whether use was ineffective counsel, certainly provide any assistance of it contains no could life sentence for satisfactory reason to them for no reason. hint that it was.
1521
mercy
Petitioner has
victims.
considered
courts have
three other
At least
argument that would
suggested
specific
no
“spare him for science”
use of
whether
likely
assistance
the time more
ineffective
have seemed at
argument constitutes
1, 82
Gacy,
penalty
103 Ill.2d
People
v.
the death
dissuade the
counsel.
(1984),
391,
1171
cert.
petitioner
N.E.2d
argument
468
Ill.Dec.
than counsel’s
1410,
1037,
denied,
84
S.Ct.
470 U.S.
105
purpose
study.
spared
be
for the
should
(1985),
of coun
the main theme
L.Ed.2d
unavailing, but that
argument proved
that it would be
closing argument was
sel’s
not demonstrate that
bad
does
than to have
study the defendant
better
avail-
argument or that a better one was
argument
Holding
him executed.
concluding
able. There is no basis
and did not
judged in context
be
should
the mini-
performance
counsel’s
fell below
assistance, the Illinois
to ineffective
amount
mum
standard.
Constitutional
reason
counsel
Supreme
found that
Court
Welborn,
Gacy
rel.
No. 89
States ex
United
argu
an
such
ably could have decided that
(N.D.Ill.
Aug.
1992 WL
C
under
the best one available
ment was
decision) (record
1992)
refer
(unpublished
case,
which involved
circumstances
(7th Cir.),
omitted),
F.2d 305
aff'd, 994
ences
speculating
(11th
955,
Zant,
range
professionally competent
the “wide
697 F.2d
970
Stanley v.
denied,
question
Cir.1983),
1219,
assistance.” The
is not whether the
104
cert.
467 U.S.
implications
arguments
broader
of counsel’s
L.Ed.2d 372
He ex
S.Ct.
us,
are offensive to
in view of
but whether
all
knowledge of local atti
plained that counsel’s
highly
the circumstances and under
deferen-
tudes,
jury,
particular
and “evaluation
review,
strategic
tial
counsel’s
decision
‘chemistry’ of the courtroom
his sense of the
range
within the wide
of reasonableness—
elusive,
just
intangible fac
are
a few of the
hand,
task at
reasonableness
rea-
apparent
reviewing
to a
tors that are not
sonableness as a matter of moral values or
court,
by
are considered
most effective
philosophy.
making variety
pre
of trial
counsel
Judge
trial decisions.” Id.
Vance’s reason
argument
It is said that counsel’s
essen
Court,
ing
Supreme
when the
was vindicated
tially gave
keep
the choice of either
later,
year
that “counsel is
ing
one
instructed us:
alive so that he could
be studied
strongly presumed
death,
to have rendered ade
putting
“[cjertainly,
him to
and that
signifi
juror
quate assistance and to have made all
a reasonable
could have concluded that
cant
exercise of reasonable
decisions
the latter alternative was the more merciful.”
professional
Actually,
judgment,” Strickland v. Wash
1523 denied, says 956, 105 he killed those die. Your verdict 1486, 469 U.S. cert. 731 F.2d (1984); people. request his that he wants to Romero v. It’s 355, 291 L.Ed.2d S.Ct. Cir.1989) (5th die, 871, you. according to the evidence before F.2d Lynaugh, 884 mercy him (“Had you I to show to the same life sentence ask returned a them, to Ann and Anita. He have been seen as he showed to strategy might well Why mercy. should he be it did not does showed them no move. That brilliant State, range mercy. behalf of the we of reason shown On that it was outside the mean denied, assistance.”), you, cert. state to we no reservations professional have able 1311, asking pun- the maximum 108 L.Ed.2d hesitation 110 S.Ct. 494 U.S. (1990). provided by laws of the ishment as Georgia, all of the evidence
State of under THE OF RELIEF ON III. DENIAL and the law of this case. CLAIM
CALDWELL
Ballenger
Judge
The late
Jack W.
once
said,
slept
I
I
that life was
“When
dreamed
stage
sentence
Because it held that
beauty,
I
I found that
but when awoke
life
granted on ineffective
due to be
relief was
duty.”
slept
I
When
dreamed
panel did not reach
grounds, the
assistance
beauty,
found
life was
but when
awoke
district court
contention
you
duty.
Let me state to
life
prosecu
denying his claim that
erred
law,
Jury
responsi-
Georgia
is not
under
stage
closing argument at
sentence
tor’s
consequences
for the
of their verdict.
ble
Mississippi, 472 U.S.
Caldwell
violated
Jury
responsible
for the truthful-
jury’s
“Under Geor-
sense
stage
tains that
the sentence
instructions
gia
jury
responsible
a
is not
for the
law
erroneously incorporated
guilt stage in-
verdict”; and, “Kelly
consequences of its
has
instruction,
sanity
effectively precluding the
under
sentenced himself under the laws and
jury
considering
mental health evidence
the evidence of this case.” Those two state-
mitigation
unless such evidence was found
ments, maintains, unconstitutionally
less-
legal
insanity.
to meet the
definition of
Sec-
jury’s
responsibility.
ened
sense
ond,
argues
Waters
the instructions
those two statements viewed out of
Whether
adequately
jury
faded to
communicаte to the
might
jury’s
context
have undermined the
meaning
mitigating
and function of
cir-
responsibility
sense of
is an issue we need
reject
cumstances. We discuss and
each
challenged
not decide. The
statements were
out,
claim in turn. For the reasons set
we
not uttered or heard in isolation. We will
conclude that
is not
entitled to relief
consider them in the context
on either claim.
prosecutor
made.
It is clear to us that the
jury
arguing
to the
A.
INCORPORATION OF GUILT STAGE
facing a death sentence because of what Wa-
INSTRUCTIONS
done;
ters had
he was the one who had
sentencing jury
A
must be al
gotten
predicament
himself into the
he was
mitigating
lowed to consider relevant
evi
in;
jury
sorry
and the
should not feel
dence, including evidence of mental illness
him, but for his victims.
Instead of under-
constituting
legal
falls short of
excuse.
mining
jury’s
responsibility
sense of
Oklahoma,
Eddings
See
v.
455 U.S.
113
verdict,
argu-
prosecutor’s
its sentence
-16,
869, 876-77,
102 S.Ct.
L.Ed.2d
ment,
whole,
importance
as a
stressed the
(1982). Jury
permitting
instructions
full con
jury’s
urged
jurors
verdict and
sideration of
circumstances estab
follow their oath and
“return
verdict that
lished
the evidence are essential if the
speaks
the truth under the evidence that
give
is to
response
reasoned moral
heard and under
the law of this case.”
character,
background,
the defendant’s
“
Moreover,
‘[t]o establish a Caldwell viola-
Penry
crime.
Lynaugh,
492 U.S.
tion, a
necessarily
defendant
must show
327-28, 109
2934, 2951, 106
S.Ct.
L.Ed.2d 256
jury improperly
the remarks to the
described
(1989). An instruction is
if
erroneous
there
”
assigned
jury by
the role
local law.’
is a reasonable likelihood that the
has
—
Oklahoma,
U.S.-,-,
Romano v.
applied
way
prevents
it in a
the consid
*18
2004,
(1994)
2010,
114 S.Ct.
1
129 L.Ed.2d
constitutionally
eration of
relevant evidence
(quoting
Wainwright,
Darden v.
477 U.S.
mitigation. Boyde California,
in
v.
494 U.S.
168,
15,
2464,
15,
184 n.
106
370, 380,
1190, 1198,
S.Ct.
2473 n.
91
110 S.Ct.
108 L.Ed.2d
(1986)).
(1990).
L.Ed.2d 144
These remarks did not.
Jury
316
instructions are not consid
Thus,
prosecutor’s argument
isolation; rather,
the
did not con-
ered in
we view them in the
travene the
sentencing
Caldwell rule.5
context of the entire
proceeding.
prosecutor’s argument
5. Because
generally, Mulligan
the
did not
contravened Caldwell. See
v.
Caldwell,
746,
(11th
contravene
we do not reach
Cir.)
Waters'
Kemp,
(rejecting
818 F.2d
748
any
argu
contention that
Caldwell error in the
jury
Caldwell attack on
instructions similar to the
cured,
aggravated,
ment was not
but instead was
denied,
case),
1043,
ones in this
cert.
481 U.S.
by
jury
the
instructions. The
claim
Caldwell
2171,
107 S.Ct.
1525 below, the As discussed 378, 380-81, at reason at all. 110 S.Ct. Boyde, U.S. at 494 jury to consider charge to the F.2d 988 1196, 1198; High Kemp, v. and that could return (11th Cir.1987); Kemp, F.2d 1479 circumstances Peek denied, no reason Cir.1986) (en banc), reason or for (11th 479 life sentence cert. purported inconsistent with Waters’ L.Ed.2d 371 at all is 107 S.Ct. U.S. Moreover, we believe (1986).6 claiming interpretation. that the chal petitioner A sentencing of the entire the consider the broader context prevented lenged instruction in- further undermines Waters’ constitutionally proceeding evidence relevant ation of stage By the time the sentence terpretation. is a reason that there mitigation must show jury already received sub- jury applied began, the in the had the likelihood that able from Boyde v. evidence that Waters suffered manner. Cali stantial in such a struction prosecution and at 1198. mental illness. The 110 S.Ct. serious fornia, 494 U.S. defense, introducing than new evi- rather beginning of his sentence At the stage, instead relied dence at the sentence jury, judge included charge the the stage to closing previously adduced evidence. the the following language, which forms basis the stage, prose- the arguments at the sentence challenge: for Waters’ deserved the cution maintained that Waters in this given you earlier instructions argued that penalty, the defense death while you in of law outlined to and the rules case spared due to his illness. should be Waters apply also the instructions portion jury arguments, the received the After the penalty, as to your deliberations to instructions, including challenged portion the you in the to of law outlined the rules quoted above. earlier, apply gave you also Charge that closing prosecutor’s that the claims arriving at the your deliberations stage rein- during the sentence argument punishment in this case. penalty or interpret- possibility that the forced general language claims that the now incorporate sentencing instructions ed the immediately the effect of above had quoted disagree. right-wrong standard. We guilt stage definition of incorporating the argument sug- Nothing prosecutor’s standard) (the right-wrong into the insanity insanity jury that the standard gested to the instructions, stage with the result sentence fixing punishment. The was relevant impression that leaving jury with the jury, in re- prosecutor first noted health could of Waters’ mental verdict, that Wa- guilty had found turning a mitigation unless his mental considered in be wrong that he was right from ters knew that he could not was so serious disease plainly was This responsible for his actions. wrong. Because the distinguish right from prosecu- guilt phase. The summary of the sane, already found Waters jury particular jury that “in this then told the tor preclude argues, the effect was defense going give ... phase, [is] this Court constitutionally considering you to Charge ... copy of his written mitiga- health evidence relevant mental fixing determining and your consider tion. juxtaposition carries This punishment....” above, However, our evaluation as noted charge the new implication that the clear challenged instruc- upon must focus charge prosecutor is the referred isolation, upon sentenc- the entire tion phase. An govern penalty is to sentencing pro- entire ing instruction and the stages distinction between unmistakable parts of the sen- ceeding. Other relevant *19 any prosecutor, without by the was made jury to consid- tencing charge instructed the insanity re- the standard implication that of the in the trial er all evidence submitted stage. during sentence applicable the mained ease, mitigating including any not. Rather, that it did implication is the circumstances, jury that it the and instructed during argument the sentence any The defense life sentence for provide for a could sentencing the court’s phase also discussed jury for satisfactory to the or no reason 6. See note 5 infra. argument,
instructions.
his
Waters’ coun-
ters’ mental illness were to
considered
be
as
quoted
portion
sel
of those
mitigating
instructions:
evidence.7
prosecutor]
He
you
[the
you
stated to
that
charge
The
begin
court’s
did
with the chal-
copy
would receive a
Charge
of the
of the
lenged language
above,
quoted
which consti-
Court
given
you.
which will be
And
general
tutes a
reference to the continued
you
indeed
will.
also
copy,
have a
as
applicability of
previously
the instructions
prosecutor],
does
Charge.
[the
of that
given. However, several
persuade
reasons
say
And
any
before
further in connection
us that
is no
there
reasonable likelihood that
case,
with the facts in this
I want to read
jury interpreted
the
the
stage
sentence
in-
you
a portion
Charge,
of that
and I ask
structions
incorporating
as
the right-wrong
you
that
keep
firmly
it
you
in mind as
go standard
guilt stage. First,
from the
Wa-
your
about
in this
deliberations
case.
interpretation
ters’
is inconsistent with at
Jury, you
Members of the
should consider
key
least
provisions
two
in the sentence
all evidence submitted in the trial of this
stage instructions
Waters’ in-
themselves.
arriving
your verdict,
case in
at
as to the
terpretation is inconsistent with the instruc-
imposed.
sentences to be
This will include
tion that
jury
the
“should consider all evi-
any evidence mitigating
circumstances
dence submitted in the trial of this case”
by you
received
in this case. Members of
including “any
mitigating
evidence of
circum-
Jury,
the
you
beyond
even if
find
a reason-
by you
stances received
in this case.” The
able doubt
proved
that the State has
the
court did
jury,
tell the
as Waters would
aggravating
existence of
... circumstances
believe,
want us to
that it could not consider
in this case which
justify
would
imposi-
the
any
very
considerable evidence of
sentence,
tion of a
you
death
are not re-
mental illness because it had already been
quired to recommend that the accused be
determined that none of it
rose
level of
put to death. Remember that. You would
legal insanity. To
contrary,
the
the court
be authorized under these circumstances
jury
told the
to consider all of the evidence
to recommend the death penalty,
you
they had
Moreover,
heard.
the court ex-
required
are not
to do so. The sentence to
pressly included mitigating circumstances.
imposed
be
in this case is a matter entirely
course,
And of
jury
just
the
heard de-
your
within
you may
discretion.
pro-
And
fense
expressly identify
counsel
Waters’
vide for a life sentence for the Defendant
mental
principle
illness
the
mitigating evi-
any
satisfactory
you
reason that is
dence
the case.
prosecutor
Neither the
any reason,
without
if
care to do so.
nor the court said anything to
jury
Defense
proceeded
counsel
immediately to
suggest that defense
wrong
counsel was
argue to
jury
that the “unusual circum-
regard.
this
(i.ethe
stance”
circumstance)
mitigating
interpretation
Waters’
which warranted
the life
inconsistent with
sentence
this case
provision
another
was Waters’
of the sentencing
mental
posed
illness. He
instruc-
tion;
i.e.,
jury
key question:
the one
principle
informing
“The
problem you
have to
could
contend with in
return a life
any
sentence for
ease is ... what went on in
reason or for
Kelly
the mind of
no reason
Aall.
look-
Waters.”
ing
charge,
focus of
at this
using
defense counsel’s en-
common
its own
argument
tire
experience
Waters’
sense,
mental illness. If
and common
could not be-
it was not clear
argument,
before this
lieve both
it was
could base a life sentence on
unmistakable afterward
charge
a new
reason
or no reason
yet
at all and
think
given
would be
govern
to the jury to
simultaneously
that it could not consider Wa-
sentence stage,
mitigating
(albeit
circumstances
ters’ serious mental illness
it fell short
important,
and that
details of
legal insanity).
Wa-
apparent
text,
7. As is
from the
discussion
impel
juiy
factor that should
and as we
opinion,
hold in Part II.D.
impose
of this
we
a sentence of life rather than death. To
reject
argument
attorney
contrary,
failed
precisely
that is
message
*20
explain
jury
to
the
to
the role
attorney
of mental
conveyed.
health as
the
clearly
only to
stage instructions that
related
interpretation is
reason Waters’
A second
obviously inapplicable, e.g.,
were
conviction
immediately before the
is that
unpersuasive
the
of the verdict for
description
the
of
form
instruction,
prosecutor’s
both the
sentencing
of
finding guilt of murder
the elements
clearly de-
and even more
closing argument
Similarly, we believe
the crime of murder.
spoke of
closing argument
the
counsel’s
fense
insanity
clearly
legal
for
that
the test
would
in terms that
sentencing instructions
guilt.8
only to the determination of
related
interpretation.
inconsistent with Waters’
be
Rather,
challenged portion of the
the
sen-
above,
unpersuasive
we find
Wa-
noted
As
tencing
clearly meant that
the
instructions
closing
argument
prosecutor’s
that the
ters’
incorporating
court was
those instructions
possibility that the
the
argument reinforced
stage
applicable
that
to
from the earlier
sentencing
interpreted the
jury could have
sentencing,
as the distinction between
such
right-wrong
incorporate the
instructions
evidence,
direct and circumstantial
the rules
above,
Rather,
the
as discussed
standard.
-witnesses,
testing
believability
the
the
just
closing argument
implied
prosecutor’s
witnesses,
expert
the admonition
function of
i.e.,
insanity
legal
the
issue
opposite,
that
the
arguments of counsel do not constitute
that
already
wrong had
knowing right from
evidence, the statement
that
the foreman
guilt phase, and that the
decided in the
been
deliberations, and
preside
would
over
the
jury
going
give the
a new
court was
trial
(a standard
definition of reasonable doubt
govern
jury’s determi-
charge to
the
written
applied
stage
to the
at the sentence
punishment. As also
fixing
nation
circumstances).
finding
aggravating
above,
closing argu-
defense counsel’s
noted
including
light
of all the circumstances —
clearer, quoting from the
was even
ment
interpretation
fact
is incon-
that Waters’
shortly
sentencing charge
given
includ-
be
itself,
sentencing
with the
instruction
sistent
mitigating
jury
consider
ing that the
should
closing
implication
prosecution’s
jury
that the
could return
circumstances and
right-wrong
argument that the
standard
for no
reason or
a life sentence
guilt stage
was to be
applied
significantly,
all. Most
defense
reason at
instruction,
replaced by a new
the similar
absolutely
jury
it
clear to
counsel made
argu-
in the defense
clearer statement
even
consid-
mental illness was to be
that Waters’
ment,
argument
that the defense
and the fact
Thus, by the
mitigating evidence.
ered as
mental illness
made
clear Waters’
sentencing in-
read the
time the trial court
mitigating
as
evidence9—
to be considered
jury already had
jury, the
structions to the
no
like-
conclude that there is
reasonable
we
actually quoted,
had
language
heard the
jury applied the sentence
lihood that
men-
explanation
clear
that Waters’
heard a
way
prevented
stage instructions
illness
was to be considered
tal
constitutionally relevant
the consideration
evidence.
mitigation. The instructions
evidence in
is
consider mental
persuading
clearly
us that there
left the
free to
A third reason
mitigation
punishment
that the
inter-
health evidence
reasonable likelihood
no
right-wrong standard
applying the
in- without
stage instructions as
preted the sentence
stage.
guilt
from
right-wrong standard
corporating'the
many
guilt stage
guilt stage is that
AND
THE MEANING
B. DEFINING
obviously inapplicable in the
are
instructions
OF MITIGATION
FUNCTION
already
stage. Because Waters
sentence
claims that the instruc
stage of the two
also
guilt
at the
been convicted
women,
adequately
failed to
communicatе
guilt
tions
murdering the two
crimes of
found not
guilt
that Waters could be
makes it clear
argues
other references in the
8. Waters
insanity
was met.
guilty only
standard
if the
interpretation.
stage
reinforce his
instructions
points
example,
to the sentence: “Mental
For
abnormality
weakness of mind
no
no
or mere
that defense counsel made
9. We also note
imbecility
idiocy,
suggests
objection.
to us
contemporaneous
That
excuse unless it amounts
perceive
ability
participants
the trial did not
deprives
offender of the
which
wrong.”
challenged
in the manner
right
Howev-
instruction
distinguish
between
er,
proffers.
appears
language
now
which that
the context in
*21
1528
jury
meaning
the
and function of mitigating
given.
instructions
Boyde
v. Califor
nia,
circumstances
of
principles
violation
370,
the
380-81,
494 U.S.
1190,
110 S.Ct.
Kemp,
established in Peek v.
1198,
784 F.2d
(1990).
1479
provide
of knowing
means
what elements of
examination of the entire sentencing pro
the evidence presented during
guilt stage
the
ceeding is
appropriate
therefore
to determine
jury’s
were relevant
to the
task at sentenc whether additional
information at
the sen
ing, and
did
know how this
stage
evidence
tence
cast illuminating light. Boyde,
could be properly employed during sentenc
380-81,
494
at
U.S.
1529 Therefore, challenge must Waters’ 1284-85. The mitigating evidence. role of and ture of fail. link the function served to argument also jury the that instruction to the
mitigation any reason for a life sentence impose CONCLUSION
could V. Kemp, 846 v. Williams at all. See none of district court’s denial affirm the We denied, Cir.1988), (11th cert. 1276, 1284 F.2d petition. habeas Waters’ 1836, L.Ed.2d 1090, 108 110 S.Ct. 494 U.S. the (1990). the of fact that focus 965 dissenting CLARK, Judge, Senior Circuit i.e., mental was on Waters’ argument health — in concurring in which part part, and in jury the obviously arguing to counsel was HATCHETT, Circuit and KRAVITCH impose a life they should the reason that join: Judges, mental of Waters’ was because sentence majority II of the part I dissent jury that the the it clear to health —made analysis, majority’s de the opinion. Under impose life could charge jury the judge’s that strategy, no trial need have fense counsеl jury could that the meant for reason testify will out how witnesses need not find mitigating evi of the because impose life stand, need on the and Indeed, putting them before as illness. mental of Waters’ dence mitigating evi value of the quoted the not know about above, counsel defense the noted require the facts in a ease where dealing even dence sentencing instructions part of the jury client’s of a acknowledgment ar then mitigating circumstances with counsel unnec that to be Nor matter guilt. does circumstance” the “unusual gued that has his on the stand and essarily puts mental a client this case was Waters’ in dealt with the details of gruesome the client describe illness.11 Fur promise of victims. The of the murder (as case the note that Additionally, we 2726, 238, 92 Georgia, 408 S.Ct. U.S. man advised Waters’ Kemp) the court in Peek v. (1972), penalties death that 346 33 L.Ed.2d jury, that he the counsel, presence of in the imposed is indiscriminately not be should jury, ... the place before “the right adequate Without in this Circuit. now lost wish circumstances any mitigating counsel, opportuni the death without defense clarify that the This further served to.” of a matter ty a sentence becomes life mitigating present party the defendant is pure chance. at Kemp, 784 F.2d Peek v. evidence. See 1491. majority opinion. part I of the I concur in on the grant relief Because would instruc- sentencing of the An examination claim, I of counsel assistance ineffective sentencing entire in the context the tions parts in the addressed issues not reach no would is us that there persuades proceeding Thus, majority opinion. of the III and IV jury failed likelihood that reasonable by the only the addressed issue in this discuss below mitigation role understand whether opinion: part II of its majority in Kemp, F.2d at 846 Williams v. case.12 See hand, scheme, grants more much the other health evi argues the mental 11. Petitioner sentence, as impose jury a life to be type we have found discretion to was not dence self-evidently Kemp, reason” “any 784 or no mitigating Peek v. reason evidenced question Peek stage The evidence instructions. language F.2d at the sentence 1493. record, sentencing of a criminal youth absence the entire context in the Viewed primary whereas the counsel Waters' trial proceeding, it is clear that con illness. Waters involved mental instant case sup of mental illness presenting evidence inherently "two- mental illness tends that sentence, there is no reasonable port life "may [defen diminish edged because it sword” that. to understand failed likelihood that as it crime even for his dant’s] blameworthiness he will probability is a there indicates that con- no counsel made that defense We note Ly Penry v. See dangerous in the future." be par- suggesting objection, temporaneous 2949, S.Ct. 109 naugh, U.S. 492 difficulty on the perceived no ticipants trial However, Supreme L.Ed.2d undеrstanding function of the in the context this observation Court made Waters’ role of and the mitigating circumstances scheme, employs sentencing which capital Texas mitigating evidence. as mental illness inquires specifically system special issue sentencing Georgia's dangerousness. to future counsel constitutionally rendered ef- pass guilt both the sentencing phases fective during assistance the sentencing of the trial. phase of Waters’ trial. capital case, In a ... attorneys some strategy devise a guilt stage with-
I. THE APPLICABLE STANDARD out considering penalty phase. the Others take position the will merely “put agree majority with the as to the stan- government the to its proof’ burden of at apply dard in we must reviewing ineffective penalty “ the stage. approaches Both are assistance of counsel claims: We ask inadequate. penalty Because the trial will lawyer some whether reasonable at the trial be if critical the defendant is convicted of acted, could have circumstances, the offense, the capital attorney defense must defense counsel acted at trial.... We are devise a strategy coherent for pro- not grading interested in lawyers’ perfor- Moreover, ceeding. simply putting the mances; we are interested in whether the government to its burden of proving its process trial, fact, adversarial at worked ” case against the defendant is not a viable adequately.’ Majority Opinion at 1512 option because ... dynamics of capi- a (quoting Singletary, White v. 972 F.2d tal trial are such that the defendant must (11th Cir.1992)). 1220-21 put on an “affirmative case for life.” Fur- I disagree with majority’s application thermore, because guilt penalty and of the standard this case. Waters’ counsel trials related, are integrally devising one failed develop to a strategy for the sentenc- strategy guilt phase for the separate and a ing phase trial, of the strategy and his one for the phase penalty is also insuffi- guilt phase, one, if he had defeated the cient. In effective, order to be capital a objective of obtaining a life sentence for Wa- attorney defense develop must a consistent ters. repeated Counsel made flagrant and theory to be used guilt at the penalty fundamental trial errors which assured that phases. the jury could not view Waters in a sympa- (footnotes Id. omitted). at light. thetic merciful 356-57 or It painfully obvi- ous process that the adversarial at this trial case, Waters’ objective of the de- did not work. fense was to obtain a sentence of life rather than death. No objective other possible.
II. A REASONABLE TRIAL The defense could possibly not convince the STRATEGY jury that Waters had not committed the crimes; confessed, he had and the evidence Approach A. The Competent Counsel of against him was ovеrwhelming. As to the competent “No attorney defense go would insanity defense, the defense did not have a to trial without formulating first an single overall witness who testify would that Waters strategy.” White, Welsh S. Assis met the insanity test for Georgia under Effective law.1 tance Capital Counsel Cases: The Davis admitted at the state hearing habeas Evolving Care, Standard 1993 U.Ill.L.Rev. that he expect did not to succeed on the Effective lawyers trial typi insanity defense: cally prepare for the defense aof criminal Q: say Is fair to that you didn’t by asking (1) case questions such as: What is expect to succeed on an insanity defense? objective (2) of the defense? What is the trial strategy to objective? reach that expected A: lawyer, a as a realis- —as (3) does implement How one strategy? tic lawyer, I hoped that the matter of his In the defense of penalty a death case in competence would result in a verdict of a particular, strategy counsel’s must eneom- life sentence and a death sentence. law, Georgia Under person ‘‘[a] guish shall not be right between wrong in relation to if, guilty found act, of a crime at the time act, omission, such negligence.” or Ga.Code omission, negligence crime, constituting the (Michie § 1992). Ann. 16-3-2 person did not capacity have mental to distin- Nevertheless, completely failed Thus, Davis death. 3B at 50-51. Exh. Respondent’s strategy frame- trial implement a develop or objective was overall recognized objective. this to achieve which work his client. sentence life a obtain trial competent develop an effec- objective, failure complete this Davis’ achieve To at aimed strategy explained develop strategy may be attorney trial would tive excused) experi- a men- his lack jury that Waters convincing (although unique circum- admit- Davis cases. being penalty whose death tally ill with human ence deserving that, prior him hearing made habeas background state ted stances and mer- compassion, involvement with case, sympathy, his last jury’s Waters’ compe- strategy, prior sometime case was implement penalty cy. To death evi- years twenty before prepare attorney would more than tent *24 from for exam- jury, practiced law the Davis show designed to case commenced. dence court from schizo- a state and as suffered served the defendant that 1939 until ple, not background, was until 1961. judge a from troubled had trial phrenia, family ties. Con- violent, close States had to the United and elected Davis was typically He years. mission attorney’s central for 14 he served capital gress, defense where “A for life’ and became County ‘case in Glynn defendant’s present the to to retired is evi- less mitigating of December in through introduction Defender the the Public White, at stage.” sentencing involved he became before the six months at than dence ex- capital case pre-1961 His case. 360-61. Waters’ time, but only remote was not perience ju- the educate attorney will An effective im- the given largely irrelevant was also the procedure and capital case the as to rors its Georgia and Furman impact of mense in their play should mitigating evidence role jurisprudence. penalty death upon progeny deliberations; that specifically, a just as case Indeed, tried Davis Waters’ “[sjuch not as consti- do are circumstances to prior have lawyer would defense criminal offense the for or excuse justification a tute consisted Furman, trials penalty death when mercy, which, in fairness question, Supreme Court the phase and only one of extenuating or reduc- as may be considered of role important the yet to declare had thereby culpability,” moral degree of the ing jury’s the decision- mitigating evidence sentence appropriate reducing the the educate did not Davis making process. Dictionary 1002 Law life. Black’s to death mitigating evidence role of to the as 1990). of the This education (6th ed. sufficiently informed not was he because of the beginning at the place take should significance. its to attorney expects Particularly an when trial. the explain upon he should as- guilty, majority of relies verdict the Astonishingly, a case, explain capital Manning’s expe- of the nature Don bifurcated defender public sistant life of a verdict expects defense that defense the its conclusion support rience to mitigat- explain death, use then effective made than of and rather was aware counsel during unfold will law. punishment how it capital ing evidence post-Furman the of Thus, be- of this verdict. number support a to for trial ludicrous the is This reliance stand, any the effec- provide takes First, Manning witness did not the first fore reasons. framework jury a during Wa- given the has to Davis counsel meaningful tive assistance any recognize and consider even not name does Manning’s which within trial. ters’ phase during guilt except the to note transcript mitigating evidence trial appear life. single for plea support question the a might did He presence. his the single statement a make witness Counsel Waters’ Approach B. The been Manning Second, of jury. judge or time. very short a for law practicing act Waters, did not Davis In his defense only a for bar member a been testimony at He had Davis’ counsel. competent aas public with the been and had half year a he hearing indicates habeas state months six than less for office defender’s defense objective of the that the understood case. in Waters’ involved became when than rather of life a sentence to obtain was Finally, Manning any meaning- did have Q: In terms of the approached dеfense ful experience. Manning trial, admitted at the [sic] is it fair say hearing state habeas that he had not tried strategy a was essentially strategy single felony prior case to the Waters’ prepared case. sentencing with in mind? Although appointed he was co-counsel No, A: I don’t think say. that’s fair to penalty death February 1979, tried in case Certainly, that was a consideration but I four months after he was admitted to the don’t believe that that would characterize bar, his indicates that he did not strategy had. we actually try this case himself. It prepos- Thus, Id. at 80. to the extent Davis focused majority terous for suggest that Man- case, on Waters’ emphasis entirely ning’s presence compensates somehow for upon defense, the insanity a defense that he incompetence. Davis’ knew would fail. pursuit To Davis’ the extent Davis did blind strategy insanity have defense case, present exclusion strategy other defense of ob- insanity objective scured guilt phase. obtaining developed Davis a life sen- strategy very no tence from sentencing phase beginning of the trial. opening trial. Davis’ Neither develop did he statement phase an at the guilt effective *25 of strategy the trial encompass overall to covers guilt than pages the less both three sentencing phases. Rather, and the trial transcript. He jury: he told the decided ‘We present do not insanity any the contend for during defense other defense avail- the guilt trial, law, phase of able one, the under the except is, did nothing and that more. that Manning As [Waters] was not right testified at in his the state mind the hearing: time [of habeas the crimes].... You have a delicate and difficult perform task to ease; in this Q: If we could move now the sen- just one, and by that your is verdict tencing phase trial, of the if you could the determine mental condition of the Defen- describe to any the Court effort to prepare dant at the time that these offenses oc- sentencing phase. the Respondent’s curred.” Exh. IE at 628-30. Well, A: really we any didn’t have spe- This is the substance of opening the state- cial preparation for phase. We— ment. Other than noting that Waters had knowing the facts of the appeared ease attempted suicide, mention, Davis did not probably Mr. Waters would be found much summarize, any less mitigating evi- guilty upon based testimony and other dence; indeed, he not did even recite the evidence. So we considered totality the of evidence that support would the insanity de- the well, trial. We didn’t think let’s talk fense! Far from educating jury the as to guilt/innocence about the phase versus let’s capital procedure case and the mitigat- role talk penalty about the phase. We viewed ing evidence should play in their delibera- it as a approached whole and the trial from tions, Davis did not even mention that the that standpоint. And we that any felt jury was embarking on the phase first of a witnesses put that we up during the two-phase Indeed, trial. Davis, no one—not guilt/innocence phase, their testimony not judge, the prosecutor not the the —told would be essentially the same in that jury of the bifurcated proceed- nature of the phase as it be in penalty would the phase. ings until after the trial had into moved the got So if we the testimony in attempted sentencing phase. Thus, provided Davis the or tried to in guilt/innocence, the we felt it absolutely with no framework within just be same, to call redundant very those which to consider the helpful limited mitigat- same, witnesses penalty case. So ing evidence he manage did to introduce we any did not call penal- witnesses in the during guilt phase the of the trial. ty phase. By pursuing insanity defense, the Davis Respondent’s Exh. 3B at Manning 74-75. sought exoneration for his During client. the even admitted that the strategy defense guilt initial phase trial, the prepared not with sentencing mind: learned that sought of verdict Well, that the instruction you felt Q: he admitted notwithstanding that guilty, used in would the trial be half of the first Thus, the murders. heinous committing two trial, you? the didn’t half of the second respon- escape sought who jury saw a man instructions? man who A: The crimes, than rather sibility for his sought Court from the crimes sorry Q: for his instructions truly insanity? concerning This frustrated mercy his life. for Wa- securing insanity. life sentence Yes. Yes, concerning objective of A: so, ters. the Court instructed Q: when And legal the the Jurors about of definition failing problem this compounded Davis be used in insanity, you would felt between jury on the difference the to educate phase penalty phase and guilt both the sentenc- deliberations phase guilt trial, right? to ex- failed Davis ing deliberations. phase suppose so. A: applicable standard jury that the to the plain (emphasis at 62-63 3B Exh. Respondent’s very different insanity defense to the added). what Davis was It is know hard sentenc- applicable the standard under the operated have thinking. may He Indeed, jury was never ing decision. rejection jury’s that the impression mistaken justi- could mitigating evidence informed legal imposed insanity some defense evi- if same life even fy a sentence sentencing deliberations. upon its constraint insanity. A review establish failed to dence keep sure, nothing to did be Davis To during state habeas Davis’ a misinter- under such operating jury from -under- Davis did hearing indicates pretation. guilt phase between the distinction stand insanity defense and phase deliberations: sentencing pursuit Davis’ phase him sentencing caused neglect of the during *26 period, During this time Q: thereby fail to and to elicit and ignore, to trial, you still were of the
insanity phase mitigating evi- jury, available the present decide who would Juror hoping for one the may convinced have that dence inappropriate, was penalty the that death introduced Affidavits life. spare Waters’ right? is that indicate рroceeding during state habeas the Jurors. hope for twelve A: I would who expert witnesses of the several that the time? hoping at you have of- Q: What would behalf on Waters’ testified of Wa- mitigation evidence additional fered hoping for hoping, as was As far A: this evidence. crimes, elicited had Davis ters’ was insane that he to decide twelve Jurors Stewart, a Jerry Bowman example, Ms. For of- of the commission of the the time at that Wa- testified have would psychologist, fense. major a schizophrenia, from “suffered ters penalty the you Q: And decided disorder”; illness would that this psychiatric less be more trial the would phase of day of on the conduct affected have right? thing, is the same been would have murders; that it and the a decision Well, so much it wasn’t A: halluci- been to have for Waters consistent same, Yes, pretty was the my part. at on 3B Exh. Respondent’s day. nating the same. much testi- have Bosch would Miguel Dr. 115-16. suffering a seri- from “Waters fied evidence the same you felt Q: And schizo- is called mental disorder ous part of in the second used to be have would disorder”; not have did that Waters phrenic the first? than trial the that he type personality”; “criminal a A: Yes. facing mur- surprised ap- legal standard the same Q: And affidavits These 111-12. Id. at charges. der trial as of the part second plied wit- expert the prepared Davis indicate that first. the insanity did defense only for the nesses mitigating testify as them prepare not legal standard No, not same A: in her said Ms. Stewart As circumstances. same. virtually the testimony be would me, Third, “[Davis] affidavit: never discussed with majority justifies Davis’ failure recall, any my testimony use of during to elicit opinion Dr. Bosch’s that Waters did penalty phase of Mr. Waters’ trial.” Id. have a type “criminal personality” by proof 116. This is further that Davis noting: did suggested “[N]o one that Waters ... not understand the bifurcated nature of a was a type ‘criminal personality.’ It was penalty death case. undisputed that Waters is law-abiding citi- except, course, zen for the fact that he majority attempts makes several kidnapped, abused, and murdered two wom- justify Davis’ failure to elicit available miti- Majority Opinion en.” jus- at 1515-16. This gating expert witnesses. has ring tification joke. a tasteless It First, majority opines that the favorable also defies logic both capital and sound trial testimony that Ms. Stewart could have of- strategy. In presenting evidence, fered by “was contradicted opinion of Dr. a capital attorney objec- defense has several Bosch, psychiatrist, testified that who tives, one of which is “to convince the sen- found no connection killings between the tencer that the defendant will not be a future Waters’ mental condition....” Majority danger if his spared.” White, life is at 361. Opinion majority at 1514. The point fails to Certainly, presenting evidence that the de- out that prejudicial Dr. Bosch’s highly opin- fendant is “criminal type personality” ion about by Waters was elicited Davis on objective. furthers this There is no excuse redirect examination. As is discussed more for Davis’ failure to present elicit and fully below, III.B. Davis made funda- type of evidence. mental egregious errors his redirect Finally, majority reaches the astonish- by examination of repeatedly Dr. Bosch elic- ing conclusion that “the evidence indicates iting testimony that was harmful to his client. that counsel discussed mitigating Thus, circum- majority justifies Davis’ failure to stances with each of the experts.” medical elicit favorable from Ms. Stewart Majority opinion at majority 1516. The relying highly prejudicial on the testimo- mistaken. At the hearing, state habeas Man- ny that foolishly Davis elicited from Dr. ning testified: Bosch, evidence that an effective defense at- torney presented. would have never This Q: During preparation trial, justification by majority is ludicrous. did specifically ever direct medical *27 people’s legal attention to the idea of miti- Second, majority the excuses Davis’ failure gating circumstances? elicit to Ms. opinion Stewart’s that Waters Yes, A: think everyone with we may have hallucinating by been noting that talked to. testimony would have been inconsistent with testimony: Waters’ ‘Waters’ testimony Respondent’s Exh. 3B at Manning did equivocal belies the suggestion in Mrs. testify, however, Stew- that either defense at- post-trial art’s affidavit might that Waters torney talked with all of the experts medical have been suffering from hallucinations when who Indeed, testified at trial. neither Man- he Majority committed the Opin- murders.” ning nor Davis indicated talked ion at 1515. As is part discussed with III.B. Dr. prior Hosea DeLatorre to trial. As below, Davis made a fundamental mistake in is part discussed below, III.B. it is obvious putting stand; Waters the Waters’ testi- from Dr. DeLatorre’s trial testimony that mony, at Davis, least as elicited was dev- Davis had no idea what Dr. DeLatorre would astating plea Thus, to his again, life. say on the the Similarly, stand. Dr. Bosch’s trial majority explain seeks to one ineffective testimony act indicates that Davis did not know on the of Davis with consequence of what Dr. say.2 Bosch would If Davis did another ineffective act. mitigating discuss any circumstances with of 2. Davis hearing trial; testified at the state habeas Respondent’s stances.” Exh. at 3B 63. Dr. he prior talked with Dr. Bosch to in re- Bosch, however, unequivocally attested sponse leading question, to a he even testified directly Davis "did my testimony discuss that he asked Dr. specifically Bosch "to address with me before testified.” Id. at 111. question himself to mitigating of circum- Dr. Hosea DeLatorre testified not do so effee- experts, he did the medical reality,” good “in contact with and Wa- mitigating an abundance of tively, as he left conveyed jury in own ters to the his words unrevealed. evidence grisly graphic details of his crimes. mitigat- available failed to elicit Davis also is consistent with the None of this evidence family members. ing frоm Waters’ objective mentally portraying of Waters as a trial, phase Davis During guilt of the mercy. deserving sympathy ill man sisters, the the stand Waters’ three called to in an Davis elicited this evidence Whether his be- that testified on only blood relatives insanity attempt support to the doomed de- only her sister about half. Davis asked one utterly prepare fense or because he failed to certain medical to have certified endeavors trial, incompetently. acted sisters He asked the other two documents. “a surprisingly, Not research shows that leading up to Waters’ about the events attempt to raise an defendant’s unsuccessful from of the Davis never elicited arrest. positively insanity defense correlates with testimony touching upon Waters’ sisters Perlin, penalty death verdict.” Michael L. childhood, history character, his troubled his Penalty Lives in Death The Sanist Jurors illness, histoiy attempted or his of mental Puzzling “Mitigating” Cases: The Role of is evident from the evidence suicides. As Evidence, Disability 8 Notre Dame Mental proceeding, state habeas offered Waters’ Pub.Pol’y & I do not J.L.Ethics ready willing to offer the sisters pursuing insanity suggest an defense subjects. testimony on each these during guilt phase capital trial is of a wife as a witness Davis also called Waters’ unreasonable; always the manner in which phase trial. Like during guilt case, pursued Davis the defense in this how- sisters, only to the she testified ever, lay person A would was senseless. arrest; up she leading to Waters’ events Davis made a decision have known better. insight into his character or his offered no defense, insanity present which he history illness. of mental succeed, could not and there his strate- knew Davis’ failure In its effort excuse that, gic planning, if it can be called came mitigating evidence from Wa- elicit favorable develop any strat- tragic halt. He failed to members, majority contends family ters’ egy encompassed sentencing phase testimony non- did elicit trial; that Davis consequence, presenta- as a nice, expert evidence, that Waters “was a purpose witnesses its tion of trustworthy religious, role, may man.” Ma- quiet, woefully inadequate. He have majority understand, certainly fails to jority Opinion at 1517. The failed to and he even jury, the difference explain of this favorable mention that none failed insanity defense and the sen- or his wife. between the from either Waters’ sisters came Thus, formu- tencing Davis neither family decision. By putting members on trial implemented a reasonable lated nor testimony, failing to elicit such stand and *28 incompetency compounded strategy. This undoubtedly jury into misled the be- Davis to fundamental rules his failure to adhere family nothing favorable lieving that the advocacy, trial discussed below. say about Waters.3 by case only harmed his client’s Davis not THE FUNDAMENTAL RULES III. evidence; failing favorable to elicit By Rulеs Followed A. The eliciting by case he also harmed the Competent Counsel plea for life. devastating to Waters’ that was very attorney Dr. follows persistent questioning, An defense Davis’ effective Under during the course of a criminal a drunken sex basic rules portrayed Bosch Waters as following: Among these rules are satisfy impulse, trial. maniac who killed to a sexual concerning many his could have testified Kemp, 653-54 others Stephens 846 F.2d 3. See behavior; do so (11th Cir.) ("The that others did not only testimony at the fact heard impact undoubtedly on the histoiy diminished the sentencing concerning appellant’s mental omitted.]”), condition, [Footnotes described. including the facts she he oc and bizarre behavior denied, exhibited, 109 S.Ct. present 488 U.S. cert. casionally was that which was clear, testimony L.Ed.2d 158 her makes ed his mother. As put a compulsions, 1. Never witness the stand with- sional but when we do this discussing work, his or her out first testimo- kind of people when we see these ny. and talk to them and see the crime committed, question that we ask question 2. Never ask a witness a without ourselves, is this connected with this knowing the answer. illness, is this a result of this illness. possible, 3. To the extent insure that evi- Well, Q: your what’s answer to that? gruesome dence that is or inflammato- ry is excluded. my A: I And couldn’t find —And put 4. Never the defendant on connection. the stand That’s the reason that I stat- Attorney
unless is an essential ed to my there element of the District that it is offense, proof opinion that can be established at the time of the through alleged the defendant. the time of the murder that he knew doing. what he was say anything during 5. Never or do disparage Well, trial to or diminish the Q: de- you let me ask this: How do jury. fendant front of the feeling reconstruct the of the emotion Kelly Waters felt at the time the Identify help with defendant and crime was you, committed? How do jury identify with the defendant. mind, your reconstruct that? These good rules are fundamental to advoca- cy lightly disregarded. and are not to be A: I question, would like to answer the Disregard B. Davis’ the Rules jury present. but not with the trial, During the course of Waters’ Davis n Q: Well, we—You will have to ... de- every
violated each and one the six rules fer to our "wishesin the matter. I asked above, repeatedly. listed some of them I you to answer it. egregious offer here a few of the most exam- ples. example first A: ... To question, is Davis’ redirect answer the I exami- would the, Throughout get as,
nation of Dr. have Bosch. into I this exami- what consider I nation, know, don’t questions Davis asked the it’s witness confidential between me client, your about obviously information the two and the had not Defendant. And I that, discussed would say something and to which Davis could have to not have what he answers, thereby known the said to violating me and don’t if I say rules know should result, and 2 that in gentlemen above. As a front of the Davis elicited ladies and testimony inflammatory not. highly have some doubt about it. (rather prejudicial to Waters insuring thаn excluded, testimony that such in accor- Well, Honor, A: You do I have to an- above). dance Specifically, with rule 3 Davis question? swer the Do I right have the opinion elicited Dr. Bosch’s that there was no refuse to answer questions? ... Your connection between Waters’ mental illness Honor, my point: this is I do can have —I opinion the crime and his “key” that the question. answer his I do have the an-
to the crime was Waters’ sex I repro- drive. question swer. There’s no about it. I can duce here the bulk of Dr. Bosch’s question answer his hope that he’d be *29 on redirect examination: satisfied, my but based on confidential re- [byA Dr. ... Bosch]: As far as the lationship Waters, between me and Mr. I question of his condition at the time of the prefer question. not to answer that But I offense, alleged I dealt many with that do you have the answer. If give ask me to trying times in figure to out what was him, it to I will do it. wrong, put and I together, could not the Well, THE COURT: crime know, and the mental illness. You you’re talking insanity. about Honor, You’re talk- MR. DAVIS: Your we ask that ing right wrong about from and from give delu- he it. to his ing processes led the emotional right. All He right. All THE COURT: attempted suicide. Dr. Bosch. privilege, waived his has A: Yeah. Davis, is the answer Well, this Mr. A: Now, trying you give to Q: it down. I’m to ask I wrote your question, and to processes your opinion of the emotional us Q: right. All just you read about. that led to the event saying something that I’m A: It’s not Well, likely, kind he was a A: most Now, related to the today. is you to condition, more or stage, or emotional me that he He to alleged offense. related Liberty County less, like I saw him in the Brunswick, that he Waycross from went bit tense or a Maybe he was little Jail. a over fishing that area two women saw had a few drinks depressed. little He bit get- women were That he saw the there. was, maybe he like that date. And that on leave, gun he had ting ready to him, to, I going when talked he was car, gun those pulled the on that he talk, relate, that he able to able he was that the has me And he stated women. my questions and ... understood want- because he he did it was reason that 25th. Q: talking April about on I’m them, but he could sex with ed to have Yeah, I And I’m that’s what said. A: that he he said with them. And have sex state, he that his whatever sure emotional the women. with one of had oral sex about, being maybe a little bit worries saying oral? Q: You’re nervous, a little a little bit apprehensive, Oral, yes. A: date, because of depressed on that and bit Q: right. All had, maybe background that he all of this handcuffs put the A: He said that he lady got lady, first the oldest after the them, the left and believe on I on both one, shot, the second and between one one, and then right side of the other got apprehensive maybe he a little more said that he after he said that that —He going on what was little more fears about the ladies because on put the handcuffs more, say, tight, emotional you might him. And power trying to over state, shooting between between lady, then he he the older thеn shot ladies, plus, I’m sure that after two one, And other one. shot the second incident, that, incident the whole whole Waycross. left, He went back to then he tight, a little got a more maybe he little by deputy or a stopped that he was said if that And I don’t know upset. more road, checked on who patrol state question. your takes care of they let drinking, and if he was him to see driving No, I’m What Q: it doesn’t. got on he back go. him And then later the whole is, you think that what —Do to me about said That’s what he home. something for his do trying to episode was alleged offense. other- reason? ego or some own Well, object your I Q: don’t Yes. wrote, and I I My feeling is like A: init quite happy to have reading that. I’m before, that, he seemed like I said believe quite record, didn’t my question but he answered when honest with me to be My question is: How point. address that believe of the —I my questions. And one processes emotional you do reconstruct thing is that whole key to the you’ve just read to that act that that lead know, you when You to have sex. wanted about? said, Alcohol, a sedative. like I drink — got mean, I an you A: believe know, sexual But, relieves the alcohol —I to, you’re trying what you’re idea what performance. desire, away the take but to, asking trying me looking for. You’re people people are drunk —When When opinion about give an sex, able to how was alcohol drink, they to have want them, ... that he was away performance takes one, awas in this was the case way and that my *30 No, trying to work Q: I’m not released, impulse was of sexual little bit just saying,— I’m anything. back this is related And perform. couldn’t but example, you were deserib- ago, for Awhile reason, alcohol. But I believe the main preposterous. ion at 1520. This conclusion is women, majority when he saw those two that he had The contends that had of sexual already during some kind stimulus he want- heard cross-examination Dr. me, ed to have sex with. And to that’s Bosch’s conclusion that there was no connec- key thing. what the of the whole And tion between Waters’ mental illness and the again, episode when one of the cross-examination, women During crime. Dr. Bosch trying overpower him was and—That’s testify did right that Waters knew again, said. I what he And believe what wrong, psychotic, that he was not and that it he said. “quite possible” was that he knew what he doing crimes; when he committed the questions.
Mr. Davis: have no further however, implied, Dr. Bosch never even Respondent’s Exh. IF at (emphasis 1002-11 there was no connection between Waters’ added). indicates, testimony As this Dr. Thus, mental illness during and the crimes. attempted protect Bosch with- Bosch, Davis’ redirect examination of Dr. holding damning opinions. his most At heard for the first and time that insistence, Davis’ Dr. Bosch was forced to there was no connection between Waters’ opinions jury. Thus, reveal these crimes, mental illness and his and that the succeeded, pros- Davis in a manner akin to a crimes were the result of Waters’ drunken ecutor, portraying his client not as a men- impulse to fulfill a sexual desire. It is non- tally deserving ill sympathy, man but aas suggest sense to that this redirect examina- maniac satisfy drunken sex who killed to tion was not plea harmful to Waters’ impulse. sexual mercy. questioning Davis’ conduct Dr. Bosch in inexplicable. this manner is being The issue A example second flagrant Davis’ viola- tried was whether Waters was insane or not. tion of the fundamental rules trial advoca- (1) Either Davis had talked with Dr. Bosch cy is Davis’ direct examination of Dr. Hosea testimony, about his knew what he would DeLatorre. Davis called Dr. DeLatorre as a say, intentionally sabotaged Waters’ ease knowing witness without testimony what his by eliciting testimony, Dr. Bosch’s harmful Thus, again would be. Davis violated rules 1 (2) Davis had failed to talk with Dr. Bosch result, and listed in III.A. above. As a regarding testimony, his woefully ill- nothing he elicited but evidence that was prepared examination, for the blindly prejudicial I reproduce Waters. here devastating ques- stumbled into the line of Davis’ entire direct examination of Dr. DeLa- tioning majority opts on redirect. The torre, exception with the professional of his scenario, the latter speculating that Dr. background: devastating testimony Bosch’s “resulted from Q: right. All you you I’ll ask if attempt trial counsel’s to extract favorable occasion to examine the Defendant this testimony Majority from the Opin- witness.” case, Waters, Kelly past? ion at If thought 1520. Davis questioning A: That’s correct. testimony would elicit favorable from Dr. Bosch, it is absolutely because he had no Q: you you Can state what date exam- idea say. what Dr. Bosch would With even ined him? preparation, minimal Davis could have A: I saw him the first time the date egregious avoided his blunder. That that he was admitted to the Forensic Ser- blunder was due to preparation, lack of rath- 21st, August vices Division in er than to sabotage, intentional does not Q: And then did reasonable, render see him more than Davis’ conduct as the ma- that one jority time? concludes. majority opines also rounds, that the testimo- A: I saw him mostly once a
ny of Dr. Bosch week, also, on redirect examination was him saw when he was at not harmful to Waters: “That competent, did Stafford for to decide he was defense, help competent we are not con- to stand trial when re- vinced Majority that was harmful.” Opin- building. leased from the Binion *31 type of evaluation to see if we are time did another period what Q: And over diagnoses agreed with the offered him once a week? you see sending people psychiatrist before a month. A: For about the court. approximately him four Q: you saw So Q: you disagreed? And times? agreed diagnosis A: I was with round, got I in one and A: Four times in anxiety neurosis done the Binion Build- with him. interviews two or three ing. During course of those inter- Q: Q: anxiety agreeing You are with neu- views, form a medical you able to rosis? to his mental condition? opinion as A: That’s correct. A: ...Uh you Q: explain to the how Would ... you it if were able Q: Just answer anxiety neurosis differs from a schizo- an opinion. got A: I an phrenic condition? his records to find Q: Did consult neurosis, anxiety people in A: The diagnosed paranoid as a that he had been anxious, anxiety, person feels when the type schizophrenic? there’s not too much difference with the information that he was got A: some schizophrenia. schizophrenic. diagnosed paranoid aas Q: There’s not much difference. diagnosis? Q: you concur in that Did A: Not much' difference because the No, A: sir. people that feel anxious react different actions, people, exaggerate his than normal Q: You did not? become violent at times. At times he feels No, A: sir. symptoms depressed. It’s mixed of differ- your diagnosis? Q: What was illnesses, per- but the types ent of mental anxiety My diagnosis neurosis. A: was reality. always good contact with son Q: kind of neurosis? What Q: right. All by the A: It’s a neurosis characterized questions. I have no further Mr. Davis: feelings anxiety and ... Respondent’s Exh. 1G at 1013-1016. Q: understanding I’m that word. not essence, Dr. DeLatorre testified Feelings anxiety. A: paranoid not suffer from schizo- Waters did Q: you ... Would neurosis, anxiety phrenia, but time, nervous, A: ... all the tense. reality. good contact with that he was anxiety? Q: your One of words was Thus, Dr. DeLatorre’s entire surprisingly, case. Not to Waters’ Anxiety. A: harmful prosecutor’s of Dr. De- cross-examination Q: part of that? And what’s the first short; extremely prosecutor Latorre was Anxious, neurosis, anxiety A: neurosis. good merely that Waters “was clarified Q: Anxiety neurosis? reality” knew the difference contact with A: Neurosis. right wrong. Id. at 1016. between diagnosis? Q: your And that majority that a reasonable attor- concludes No, tes- ney Dr. DeLatorre’s my diagnosis. it was would have offered A: That was mercy timony support plea of a agree my diagnosis. I was with support insanity defense. As with by a diagnosis, diagnosis was done Bosch, testimony Dr. Davis’ con- Building, redirect Binion that he psychiatrist ways: of two may explained in one duct be assigned psychiatrist to a mental intentionally sabotaged his client’s diagnosis. And either He made the evaluation. stand, I, by calling Dr. DeLatorre Forensic case medical director of the as the had no idea what Division, check, prepared all the or he was I need to review (As say on the stand. Dr. DeLatorre would Division diagnoses in the Forensic Service above, Davis nor II.B. neither noted if are correct. So we make to see *32 myself in stomach with a .22 caliber one of Dr. DeLatorre as Manning identified n occasion, I second taken rifle. On the with whom talked expert witnesses trial.) poisonous medicine which consisted some way, Davis acted Either prior to rubbing alcohol and white of a bottle incompetently. linament. that Dr. DeLa- majority contends The ago occa- Q: lоng How was the second harmful to coun- testimony “was torre’s sion? than a sentence less to obtain sel’s efforts Something A: like 1966. it “was because death for Waters” presented from mental counsel evidence ago occa- Q: long was the first How perspectives different experts with health sion? Majority Opinion at diagnoses....” happened I ’64. A: believe majority suggests that counsel 1519. The Now, Q: your marriage present to the offering testimony faulted for cannot be Waters, Waters, your Helen is second Mrs. picture of more accurate paints a fuller and marriage, is it not? defendant, if the is ulti- even Yes, A: sir. the defendant’s case. This mately harmful to Q: your marriage, And first did end totally the ad- approach inconsistent with in divorce? integrity which the process, the versarial Yes, A: it did. of counsel standard is assistance ineffective designed protect. Q: a child ... Was there Yes, example of Davis’ violation of the A: sir.
A third advocacy rules of trial is Davis’ fundamental Q: your marriage? ... first put Waters on the unbelievable decision Yes, A: sir. put client on the stand even stand. Davis Q: age And what is that child now? testimony could add abso- though Waters’ A: Sixteen. nothing case for the defense. lutely Q: Where does she live? gruesome elicited from Waters Davis then inflammatory regarding the de- City, A: Florida. Lake reproduce crimes. I here Davis’ tails of the Waters, Q: you formerly, Mr. were examination of Waters: entire direct not, you Waycross? were a cab driver Kelly Q: Eurus Your name is Waters? Yes, A: sir. A: Yes sir. you Q: you I’ll ask if can tell us some- Waters, Q: your until the time of Mr. thing about the events on and around the arrest, your Way- you lived with wife in 25th, 1980, April involving date of visits cross? by you Jekyll example, Island? For Yes, 25th, 1980,
A: sir. now, April Friday. on a you Wednesday recall the before that Can Q: that at 708 Homer Street Was Friday going Jekyll Island? Waycross? Yes, sir, Jekyll I A: I believe went to A: That’s correct. fishing day. Island jail Q: you’ve since And now been May early Q: particular day, you of 1980? can On that re- anything happened? member Yes, A: sir. Only got A: real bad sunburned. Waters, Q: during if you, I’ll ask Mr. your you the course of lifetime have ever it, you you Q: get And did how attempted yourself? kill beach, fishing lying just ... on the or sir, A: occasions. Yes on two A: Both.
Q: ... how? A: Both. Q: right, that. All sir. Tell us about Q: you hap- what attempted A: time I to take And can remember The first day? pened you Jekyll my gunshot was a wound. The —I shot after left life Yes, remember, A: sir. thing A: considered —I know, be that, that would you Q: following can tell And then house and drank by my sister’s stopped happened next? us what tea. some only thing thing next A: The that —The *33 Davis, mind, right. my is that I Q: All to Mr. that comes drinking drinking, that I some talking about I’m the sister A: Which alcohol, whiskey. regard in to And some Rainey. Georgia is question only thing I day, the that the rest of the then, Now, about Q: right. All just in the statement is what is remember Thurs- been a day, would have which next Curley. I to Mr. that made about that anything unusual day, was there now, Well, go to Q: going we’re to have that you remember day that caused you a through But first I’ll ask that. day? you drinking question or two. What were happened, no. Nothing unusual A: on that occasion? remember, you Friday, Q: Then on Calvert’s, I A: believe. course, day, Friday? that you gotten it? Q: And where had Vaguely. A: say I don’t A: I can’t for sure because to the Court Q: you state Yes. Would know. begin- out at the happened? Start what Well, Q: right. You don’t what —All happened day and what ning of the state Well, was it in? know. what size bottle Friday. on that half-pint particular A: That one was Davis, my recollec- A: Mr. best bottle. I thing that remember that the first tion is pocket Q: you your when Did wear it my Friday taking happening on toas it, that bottle? you drinking out of weren’t wife to work. sir, I that it was A: No believe you took her Q: right. And All when car. work, you do? what did you Q: your car. Can remember In have idea. A: I don’t you encountered before the occasion where being Jekyll you on Q: Do remember killed, before who were the two women day? you buy a you remember —Did that? Can Yes, A: sir. anything along go or to a store or chaser day time of Q: you tell us Can what at all? that line day? Jekyll you got to was when Yes, sir, bought I I believe that A: sure, Well, I but would A: can’t be coffee, Gatorade, and also and some some morning. say in the late sometime Market, or Zippy cigarettes, at the little is, Jekyll Is- of it Now, course, through the name whatever Q: you’ve, of sat land. trial, to do under the you’re as entitled this lady take the stand You heard
law. Now, Zippy Market Q: where from Darien. Googe of Mrs. name located? Yes, you go sir. into plaza A: shopping A: go Jekyll, onto island. seeing her that Q: you Do remember people Q: you know area day? Do Marina over there? call the New Yes, talk to her on I did A: believe Yes, I do. A: day. the beach in it? Q: you ever fished Have say she had to Q: You heard what that was be- the conversation Many A: times. about ... you her. Was tween you’d been Q: you go Did after later Market, Mart, you did Yes, Zippy Zippy A: sir. Marina? area of the New go over to the you way Q: with the ... accordance Yes, sir. A: it? remember Q: you got you it there while were Q: And when that —What Was driv- ing? driving? you Yes, A: it was. My A: ’74 white Chevrolet. Q: there, you Did have handcuffs?
Q: you got over what did When see, anything? if Yes, sir, A: I think so. Nothing particularly. A: stands out Q: they? Where were Now, there was a sailboat there Probably my pocket. A: large marina consists of a river. This Q: place Would that be the normal lagoon from the river. that makes off them be? there and there were There was a sailboat *34 No, sir, generally they A: were on the people some believe was one black —I signal light they reflector knob is where fishing. man and one black woman generally were. Q: At the new marina? Q: Hanging, dangling? Yes, A: sir. Yes, A: sir. Q: you right. All Then after observed Q: right. say Now, you’ve All You — that, happened? what next already you pulled your gun said that thing The next that stands out to A: Now, the ladies. ... recall, me that I have been able to been Yes, A: sir. recollect, able to was I went around to the time, Q: you your ... at that were Marina, far side of the Nеw which it con- car or out of the car? dirt, narrow, road, sists of a dirt and Now, car, my there I saw this red car. as to the A: I was out their out of car ear, I have no idea. make and at the rear of their car. Q: Q: right. your gun All Where was at that time? my A: hand. coming A: But there were two ladies up steep go- the —There is incline there Q: And where were the handcuffs at ing down to the water. And I observed that time? coming up two ladies that incline. time, guess A: At that I the cuffs were Now, Q: you say coming up, when my pocket. would have been the water to Q: what, right. All anything, And if car, you’re their is that what ... you got was said when there and that A: That’s correct. happened? what, happened, After that if anything, was said?
Q: telling ... us? just A: I they told them that were Yes, sir, trying A: I’m that’s what —I going go to with me. And I marched them say. some, something across like a hundred Q: right. All And what occurred? yards, to a wooded area where it’s real pulled my up A: I car beside of their’s. brushy. guess my And I intentions was Q: you driving you So were still when sex; I anyway, don’t know. But Mrs. coming up? saw them was, Culpepper, put I believe her name Yes, sir, A: I was. cuffs on her wrist and Miss Paseur’s wrist. Q: right. All Q: you Did tell her to do that? car, car, got my A: IAnd out of the Yes, A: I I believe did. pulled my gun on them. Q: they tight Were fastened or loose? Now, Q: you say you pulled your gun. No, sir, A: they very loosely. were Yes,
A: sir. Q: Then what occurred? Q: your gun Where had been? I Culpepper A: had —I made un- Mrs. My gun my my down, A: hip pocket, was in dress from I attempt- the waist right hip pocket. ed to have oral sex with her. „ time, particular they Q: only thing At that A: The that stands out is standing, sitting lying or down? Culpepper she accused Mrs. enjoying doing what I was to her. Lying
A: down. Q: Is that a fact? Q: they lying on their stomach or Were Yes, A: sir.
their back? Q: Anyway, what next occurred? A: On their back. with, they A: Then after it was over Q: by or in Were side side some got up dress, attempted both Mrs. position? other did, on, Culpepper as she had I believe it side, yes, A: sir. Side pair sure, was a of shorts. I can’t be but I Q: during At time that time when think that’s what it was. And as she you, you you attempted stated to have pulled up buckled, got her shorts them sex, you unzip your oral did ever trousers? got zipped, them or however she fas- them, No, sir, this, A: I tened did not. after she did her and Miss Paseur both at the same time made a Q: your Did ever take trousers know, lunge, just and don’t had the —I down? *35 gun pulled trigger. on them and I No, A: sir. And I Culpep- believe that I struck Mrs. Q: You did not undress at all? per, back, and then as I she fell shot Miss No, A: sir. Paseur. Well, Q: Now, length
Q: you say you what of time was there attempted when sex, between to, the first shot and the second necessary to have oral it’s for this shot? exactly you to understand what mean. Now, that, you say you, you when do are very together. A: It was close telling your it that was mouth? Q: you only? Did fire two shots
A: That’s correct. Yes, A: sir. Q: you saying pri- Are that it was her Q: Not three?
vate, ... female No, A: sir. A: That’s correct. Q: you At the time that fired the first shot, Q: ... Culpepper gotten that was involved? had Mrs. her clothes back on or not? A: That’s correct. Yes, A: sir. Q: nothing And else? Q: you And then what did do? A: That’s all. the, A: I then lеft them both on the Now, Q: long attempt how did this ground my back to ear. went oral sex last? Q: You did what? A: Not over three four minutes. A: I left them there and went back to time, Q: during And what my car. Paseur, younger
Miss of the two ladies Q: you way anything, Did do one or the doing? other, respect clothing with of Miss Well, laying A: she was side of Mrs. Paseur? Culpepper, very hysterical but she was Yes, did, ripped A: I I them. screaming Culpepper. she was at Mrs. Q: anything you Did do else? Q: Screaming? A: No sir. Yes, A: sir. Q: you go your car? Did then back to Q: during All that time? Yes, sir, my I A: I returned to car and Yes, A: sir. car, ear, passed by their or her whichever to, Q: you belonged pocket- one it I take her Do remember the words she said? book off the front seat of the car. about, things happened all you did do? of these
Q: then what And following that? immediately left the island. IA: No, sir, I A: the best that can remem- you Q: did head? And where ber, go I them. would accordance with A: Home. Q: You what? Q: Waycross? To go A: I in accordance with them. would Yes, A: sir. Q: I didn’t understand. way Q: happened on the And what They A: would be in accordance. Waycross? Q: right. All In accordance. pocketbook A: I threw the out some- may Mr. Davis: You examine the wit- Bridge. around the Satilla River where ness. Now, you went at that. Q: describe how Respondent’s Exh. 1G at 1147-61. passenger’s you throw it out over the Did were, seat, side out of majority portray or on the same seeks to Davis’ deci- your side? put the window the stand as a reason- sion Waters on strategic help able decision calculated to “hu- wrong pulled A: over to the side eyes jury. manize” of the This the road from which should have been portrayal is erroneous two reasons. traveling and tossed out the window. First, anything Waters’ did but of, Q: you tossed it out The window eyes jury. “humanize” him in the of the it the driver’s side window? description killings chilling. correct, yes, A: That’s sir. prompting, At Davis’ described not Q: goit over the And did bannister grisly crimes, details of his also *36 bridge there? testimony, the victims’ reactions. Waters’ as Yes, sir, A: I think so. Davis, by paints picture orchestrated of a man who killed without emotion. Q: you And then what did do? Nahunta, proceeded A: I on towards Second, evidence offered at the state habe- seconds, just just a few a min- few which hearing pre- indicates that Davis did not this, by I stopped utes after a Brant- testify. pare Manning Waters to testified ley County Deputy Sheriff. put that the decision to Waters on the stand possibly was made “in the courtroom itself or Q: testify. You him heard Was that holding adjacent with Mr. in cell stopped you? the same man who Respondent’s to the courtroom.” Exh. 3B at Yes, sir, it A: was. 86. Davis testified: Q: Mr. Rowell? Q: testimony The Defendant’s was in- Yes, A: sir. accomplish you tended to what? Do re- Q: Meanwhile, you looked member? pocketbook to see whether there was mon- Jury A: It was intended to allow the ey in it or not? Kelly form a clear idea of what Waters was Davis, A: I Mr. don’t know whether I person. like aas did or not. Q: youDo remember a moment in Mr. Q: You do not know? testimony disсussing and he’s IA: do not know. facts of the crime and he recounts the by younger statement made Q: Now, of the two you’ve testimony heard the victims? that, happened following about what testimony that has been accordance with Yes, A: I remember that. your memory things happened that Q: you Do remember state- after that? enjoy- ment had to do with the older victim Yes,
A: it has. ing the sex act that Mr. Waters was com- mitting at the time Q: your memory you And doesn’t tell Yes, from different what has been testified A: I remember that. . Q: you any good Do recall the effect of that testi- ... Can come out of this case? I’ll mony say say good it can. I’ll on the courtroom? that can come out of it would be this. know We Well, course, that would a A: involve happens what Kelly to a case similar to speculation little but it stands to reason taking Waters when he refrains highly adverse that it was effect. drugs. sorrow, We’ve found out to our fact, Q: you As matter do recall a County, the utter shame of the to that courtroom, couple leaving sobbing? brought event which so much sadness to No, I A: don’t recall that. wife, to the families of the victims Q: piece testimony that a Was case, to that brought occasion which so you you felt wanted the to have? much family sadness to the of the Defen- No, dant in this case. We found out what A: it was not. happen. say would if he is allowed to Q: piece Was dis- life, imprison- serve a sentence of life Mr. cussed with the trial? before ment, living subject he is a that can be A: It was not. studied, upon whom the effects of drugs can be determine with more certain- ty prime than it can be now. He is case Q: you Did tell [Waters] the tri- before happen if what can he doesn’t take him, you going al that to ask drugs steps may and what be needed example, question that drew the re- society to that a ensure man his boots sponse that we discussed earlier? drugs put needs to take and needs to be No, A: I don’t —as a matter of fact I you under such circumstances as either asking question don’t recall him a drugs know he’s on or else he’s in a condi- particular response. drew that The testi- where, nothing, tion where no harm can mony given by him but do not recall come from him if taking he refrains from having response specific its been to a going responsible them. You to make him question by me. Well, taking them? he’s a nut to start Respondent’s (emphasis Exh. 3B at 60-61 happens every day with. It in our lives. added). recollection, Contrary to Davis’ Wa- depend You cannot on that. inBut damning testimony response ters’ case, case, *37 can. his he’s an ideal very pointed specific by questions Davis. subject say, profession for the medical Again, intentionally sabotaged Davis either man, right, all is a here called to God one case, his client’s or he had no idea what his day, pistol called to a and handcuffs the say client would on the stand. day. got split per- next He’s that kind of example sonality. A fourth and final of Davis’ viola- He doesn’t know whether practice tion of the fundamental rules of trial serve the Lord or serve the Devil. He closing argument is his at the conclusion of doesn’t even know whether he wants to be sentencing phase. closing person With this ar- or not. We’ll take him. We’ll gument, experiment Davis violated the last two rules with him. We’ll find out more can, disparaged activity listed IIIA.. above: he about what the limits of in his and, jury, good him diminished Waters before the ease. We’ll use for the of soci- identifying ety, rather than with Waters and so that an offense of this will nature him, helping jury identify repeated. thing with he dis- not be That’s the human begin- socially tanced himself from Waters. At the to do in this case. It’s a advisable ning closing argument, thing agree thing of the Davis said: “It to do. I this sort of Kelly suppose strikes me that is a I Waters miserable excites the basest emotions breast; being....” Respondent’s wreck of a human can be excited in the human re- venge, mercy, Exh. 1H at 1344. Davis then concluded the lack all those kinds of of of closing argument by referring to Waters as emotions are excited in the mind of subject living person “a nut” and “a that can be normal that heard this evidence. studied,” course, socially and he asked the to make “a Of it is. But what is the merciful, biblical, study” killing acceptable, of Waters rather than him: Christian civilization, say tury kill of advanced we have wit- don’t him. thing here? to do (with Adolph of an Hitler put him out of nessed the horrors him out. Don’t rub Don’t followers) Study peaceful him. and the Keep him. Learn his millions of existence. any- yoke by him can’t do of British a non- Keep so he overthrow about him. Maybe any harm. from the body else violent Ghandi. life, the results ... of his continued result attorneys Effective defense know the am- of him and a continued examination of jurors’ feelings can be bivalence with which possible study him make it that the will words, behavior, by and nuances influenced people innocent will not be of more lives ap- courtroom. had as his Waters you that. I ask to consider sacrificed. lawyer pointed defender a who either did not reaching your verdict to And I ask understand this drama or who himself man continue to live the interest let this thought being was not a human your duty enlight- serving, doing as an deserved to die. I do not attribute to Davis facing up to the tremendous ened citizen age, I think this latter callousness. Davis’ upon you in responsibility that the law vest years Congress, far and retirement so this case. courtroom, fray removed him from the added). Thus, (emphasis Id. at 1353-33 incapable rising consid- that he was to the the case for his client —not Davis concluded challenge presented by assignment erable plea mercy being, for a human with a Constitutionally, to defend Waters. Davis’ dehumanizing request speci- with a to allow defense of nor neither effective men to be studied. purposeful, despite anything majority majority spends surprisingly, Not says contrary. holy. Life is dear and justify attempt much time in its Davis’ Humanness is a sacred state. believe a doing, majority closing argument. In so defendant whose life is in the balance de- cynical utterly depressing endorses a legal effective, representation serves that is mankind, jurors particular.
view of and of purposeful, point and to which we can with closing majority that Davis’ concludes penalty. confidence when we affirm a death argument notwithstanding was reasonable That scenario does not exist here. runs counter to basic moral sensibili- ties; majority says: strate- as the “counsel’s Davis’ ineffectiveness as Waters’ defense gic range decision within the wide attorney every page cries out from to the task reasonableness —reasonableness transcript as well as from the hand, not reasonableness as a matter of Manning hearing. Davis and at the habeas philosophy.” Majority Opin- moral values or admission, By his own Davis was aware that majority suggests ion at 1522. The issue for the was whether jurors likely are more to be motivated an Waters lived or died. Yet he had no strate- appeal to base human emotions —such as a *38 gy trial; sentencing phase for the of the being desire to turn a human into a laborato- presentation of evidence was directed toward ry specimen by appeal mercy. an —than whether Waters was insane at the time of the degrading I cannot concur in view of such killings, when he did not have a of shred my fellow man. evidence that would show Waters did not right know the difference between
IV. CONCLUSION
wrong; his elicitation of evidence from wit-
Where a
has confessed to mur-
defendant
nesses he called Waters’ behalf sealed
fate;
penalty,
completely
exploit
der and the State seeks the death
Waters’
he failed
Ohio,
586,
purpose
promise
defense counsel’s
is to seek a
of Lockett v.
438 U.S.
Obviously,
(1978),
light
life sentence.
is no
98 S.Ct.
Davis’ remedy by established ing evidence trial court of the The instructions
Lockett. advising jury one sentence
contained “Members of the mitigating evidence:
about should, all consider
Jury, you should trial of this case
evidence submitted
arriving your as to the sentences verdict would include
imposed. This by you mitigating circumstances received Respondent’s Exh. 1H at 1362 case.” in this added).
(emphasis ample available evidence Wa-
There was and halluci- schizophrenia, its delusional
ters’ of the disease
natory components, the effect ability control his or her person’s
behavior, specifically how it affected Wa- evidence, such the exclusion
ters. Whether placed in inflammatory evidence evi- client, against his own
dence Davis Lockett would education of the about verdict, for life resulted a sentence
have The case was a diffi- shall never know.
we But that was no reason for Davis
cult one. trial commenced and tell
to surrender before nut.” closing that his client “was a promise and the
The Amendment Sixth Wainwright, 83 S.Ct. v. 872 U.S.
Gideon
(1963),
was not fulfilled
district be reversed. was error and should
the writ INC., Appellant, PRODUCTS,
LABARGE Secretary WEST, Jr.,
Togo D. Army, Appellee. *39 93-1266.
No. Appeals, Court
United States
Federal Circuit.
Jan.
