Lead Opinion
ORDER
Our opinions filed February 22, 2002, are hereby withdrawn, and new opinions— a lead opinion by Judge Fernandez, a concurring opinion by Judge McKeown, and a dissenting opinion by Judge Kleinfeld — are filed simultaneously herewith.
Judges Fernandez and McKeown voted to otherwise deny the petition for rehearing. Judge Kleinfeld would grant that petition. The full court was advised of the petition for rehearing en banc. A judge requested a vote on whether to rehear the matter en banc. The matter failed to receive a majority of the votes of the nonre-cused active judges in favor of en banc consideration. Fed. R.App. P. 35.
The petitions for rehearing and for rehearing en banc are, therefore, DENIED.
OPINION
Eudene Eunique was denied a passport because she was severely in arrears on her child support payments. She brought an action for declaratory and injunctive relief on the theory that the statute and regulation authorizing that denial were unconstitutional. See 42 U.S.C. § 652(k); 22 C.F.R. § 51.70(a)(8). The district granted summary judgment against her, and she appealed. We affirm.
BACKGROUND
When Eunique’s marriage was dissolved, her husband was awarded custody
Eunique applied for a passport, but by that time California had certified to the Secretary of Health and Human Services that she owed “arrearages of child support in an amount exceeding $5,000.” 42 U.S.C. § 652(k). Congress has provided federal funds to help the states collect child support,
The Secretary of Health and Human Services received that certification and was required by law to transmit it “to the Secretary of State for action.” 42 U.S.C. § 652(k)(l). That was accomplished here. The law then directed that “[t]he Secretary of State shall, upon certification ..., refuse to issue a passport to” the individual in question. 42 U.S.C. § 652(k)(2). The regulations adopted by the Secretary of State provide that:
A passport, except for direct return to the United States, shall not be issued in any case in which the Secretary of Statedetermines or is informed by competent authority that:
The applicant has been certified by the Secretary of Health and Human Services as notified by a State agency under 42 U.S.C. 652(k) to be in arrears of child support in an amount exceeding $5,000.00.
22 C.F.R. § 51.70(a)(8). Thus, the regulation tracks the statutory language, and really adds nothing to it.
As a result of the statutory and regulatory requirements, Eunique was denied a passport. In her view, that denial was unconstitutional, so this action ensued. The district court ruled against her and she appeals.
STANDARD OF REVIEW
“The constitutionality of a statute is a question of law which we review de novo.... A court should invalidate the statutory provision only for the most compelling constitutional reasons.” Gray v. First Winthrop Corp.,
DISCUSSION
Eunique argues that there is an insufficient connection between her breach of the duty to pay for the support of her children, and the government’s interference with her right to international travel. Thus, she argues, her constitutional rights have been violated. We disagree.
Eunique asserts that she has a constitutional right to international travel, which is so fundamental that it can be restricted for only the most important reasons, and by a narrowly tailored statute. It is undoubtedly true that there is a constitutional right to international travel. See Kent v. Dulles,
At an early point in the development of Supreme Court jurisprudence in this area, the Court seemed to suggest that restrictions upon travel must be looked upon with a jaded eye. See Aptheker,
When confronted with legislation which denied Supplemental Security Income benefits to people who were outside of the country, the Court commented that legislation which was said to infringe the right to international travel was “not to be judged by the same standard applied to laws that penalized the right to interstate travel.” Califano v. Aznavorian,
We have reified those Supreme Court emanations. In Freedom to Travel Campaign v. Newcomb,
The statute easily passes that test. There can be no doubt that the failure of parents to support their children is recognized by our society as a serious offense against morals and welfare. It “is in violation of important social duties [and is] subversive of good order.” Braunfeld v. Brown,
Moreover, the economic problems caused by parents who fail to provide support for their children are both well known and widespread. They can be exacerbated when the non-paying parent is out of the state, as, of course, a parent traveling internationally must be. Indeed, even within the United States itself, the problem is serious. That is one reason that we have upheld the constitutionality of the Child Support Recovery Act of 1992, 18 U.S.C. § 228, which actually criminalizes the failure of an out-of-state parent to pay child support, once having fallen as far behind as Eunique has. See United States v. Mussari,
Respect for the competency of the states in matters of domestic relations is not disparaged but manifested when the states are confronted with interstate impediments to the fulfillment of domestic duties that the courts of the states have imposed, and the states find themselves, if not helpless, at least gravely impaired in pursuing the delinquent debts.
Id. at 791. That is true in this case also; international travel by what our society often calls “deadbeat parents” presents even more difficulties because the United States cannot easily reach them once they have left the country.
Congress also has financial concerns because unsupported children must often look to the public fisc, including the federal treasury, for financial sustenance. That was an impetus for the enactment with which we now deal; it is the reason that the Child Support Enforcement Program, 42 U.S.C. §§ 651-669, was enacted in the first place, and was quite properly upheld by the Tenth Circuit, despite attacks on various constitutional grounds, not including the ground that we consider here. See Kansas v. United States,
All of this not only illustrates the rationality of Congress’s goal, but also demonstrates its rational connection to the passport denial in question. Surely it makes sense to assure that those who do not pay their child support obligations remain within the country, where they can be reached by our processes in an at least relatively easy way. Notably, even when the Court iterated the constitutional right to travel in Kent,
Moreover, if a parent, like Eunique, truly wishes to partake of the joys and benefits of international travel, § 652(k) does have the effect of focusing that person’s mind on a more important concern — the need to support one’s children first. It doubtless encourages parents to do their duty to family. In short, the statute passes rational basis review with flying colors.
CONCLUSION
Eunique has failed to live up to a most basic civic and even moral responsibility: the provision of support to her own children. Yet she has brought this action because she feels that her right to the pleasures and benefits of international travel has been improperly curtailed. Un
We hold that, without violating Eunique’s Fifth Amendment freedom to travel internationally, Congress (and the State Department) can refuse to let her have a passport as long as she remains in substantial arrears on her child support obligations.
AFFIRMED.
Notes
. Actually, he was designated as primary caretaker, although she and he had joint custody.
. At oral argument, she indicated that the amount has reached $28,000-$30,000.
. During the pendency of this appeal, by the way, she obtained a continuance in order to travel to Mexico to visit her sister. Apparently, she was able to enter Mexico without a passport.
. See 42 U.S.C. §§ 651-669.
. I recognize that in Causey v. Pan Am. World Airways (In re Aircrash in Bali, Indonesia on April 22, 1974),
. We have recently applied that statute again, though in a somewhat different context. See United States v. Gill,
. I recognize that in Freedom to Travel,
. Again, I would do so because the statute and regulations pass rational basis scrutiny, and Judge McKeown would do so because they also pass intermediate scrutiny.
. On appeal, Eunique raises the new claim that Congress violated international law when it enacted § 652(k). We do not hear issues raised on appeal for the first time. See Crawford v. Lungren,
Concurrence Opinion
Concurring.
That the right to travel abroad is an important one is beyond dispute. The Supreme Court has not, however, declared international travel to be a fundamental right. Indeed, the Court has never mandated strict scrutiny review, but rather has pointedly distinguished between international travel and interstate travel. Califano v. Aznavorian,
Securing the payment of child support for minor children is surely both an important and substantial government interest. Considering that enforcement often becomes illusory once the parent leaves the country, the passport restriction makes perfect sense. Significantly, the restriction is not absolute. Eunique, a lawyer, could simply pay the support. Doing so would not implicate any First Amendment or other fundamental right. Also, the procedure for state certification to the federal government of delinquent child support apparently permits waiver of the restriction for business purposes and family emergencies. Eunique has not even attempted to avail herself of the regulatory safe harbor.
To understand the development of the jurisprudence in the travel arena, it is instructive to take a short chronological tour of the key Supreme Court cases and our circuit’s follow-on cases. The seminal case of Kent v. Dulles,
The Court next addressed international travel in a challenge to section 6 of the Subversive Activities Control Act, which denied passports to Communists. Aptheker v. Secretary of State,
Just one year later, in Zemel v. Rusk,
More than ten years after Zemel, in Aznavorian,
Finally, the Supreme Court had occasion to tie these cases together in Haig v. Agee,
As to Agee’s freedom to travel argument, the Court acknowledged that a passport revocation “undeniably eurtail[ed] travel.” Id. at 306,
Following the teachings of these cases, we have addressed international travel on two occasions. The issue was raised in Causey v. Pan Am. World Airways, Inc. (In re Aircrash in Bali, Indonesia on April 22, 1971),
Following Causey, we decided Freedom to Travel Campaign v. Newcomb,
Given the importance of international travel — particularly in a global economy and an interdependent world — but recognizing the Supreme Court’s distinction between international and domestic travel, I conclude that intermediate scrutiny should be the benchmark. In his opinion, Judge Fernandez concludes that the regulation at issue passed both rational basis and intermediate scrutiny. Therefore, I concur in the result.
. Although this safe harbor derives from state law, the federal statute is predicated on state certification of child support delinquency provided in accordance with federal law. 42 U.S.C. § 653(k); see also 22 C.F.R. § 51.70(8).
. In footnote 4, the Court noted that plaintiffs also argued that the statute was unconstitutional because it violated the First Amendment. Although the Court stated that it was unnecessary to reach the First Amendment argument, id. at 504 n. 4,
Dissenting Opinion
dissenting.
I respectfully dissent.
The Supreme Court laid down the principles that govern this case before it adopted the three pigeonholes now fashionable: rational basis, intermediate, and strict scrutiny. The holdings in the principal right to travel cases use the approach that dominated jurisprudence in the 1960s, when pigeonholes and drawing inferences based on the pigeonholes was considered a relic of earlier times. We must take these cases as they are. In this case, unlike those in which the Supreme Court has upheld restrictions on travel, the government has not offered a foreign policy or national security justification for the restriction, the government has not narrowly tailored the restriction to its purpose, and the apparent purpose of the restriction is to penalize past misconduct rather than to restrict travel as such. Thus the travel ban in this case is unconstitutional under controlling Supreme Court precedent. That Court can revise its approach if it so decides, but we can’t.
The right to leave is among the most important of all human rights. In the Crito, Socrates explains his decision to stay in prison and accept the death penalty — rather than accept his friends’ arrangement of an escape — by the social contract formed when, though free to leave Athens with his property, he elected to stay and subject himself to its laws:
[W]e further proclaim to any Athenian by the liberty which we allow him, that if he does not like us when he has become of age and has seen the ways of the city, and made our acquaintance, he may go where he pleases and take his goods with him.... But he who has experience of the manner in which we order justice and administer the state, and still remains, has entered into an implied contract that he will do as we command him.4
Magna Carta established that subjects had a right to leave the kingdom and return.
To assure the continued dedication of the United States to fundamental human rights ... products from any nonmarket economy country shall not be eligible to receive nondiseriminatory treatment ... during the period beginning with the date on which the President determines that such country ... denies its citizens the right or opportunity to emigrate.14
In Europe in the 1930s and 1940s, for many citizens emigration or not meant life or death.
Ms. Eunique got caught by part of the “deadbeat dads” law,
The Supreme Court has dealt with three kinds of interference with the right to travel abroad: bans on travel by specific classes of persons;
The statute and regulation in this case
We should reverse the district court under Aptheker v. Secretary of State.
Judge Fernandez’s opinion tries to dilute Aptheker by characterizing it as quaint, from “an early point in the development of Supreme Court jurisprudence in this area.”
The ban on passports for “deadbeat dads” (and “deadbeat moms” as in this case) is less constitutionally defensible than the ban on passports for Communists held unconstitutional in Aptheker. In Ap-theker, there was a genuine national security concern, but the statute swept too broadly, embracing cases where that concern was highly attenuated. Since Magna Carta, national security concerns have justified limiting the right to travel outside the country. For parents in arrears on child support, there is no national security or foreign policy concern.
Zemel v. Rusk does not support the travel restriction in this case, because the restriction on travel to Cuba upheld there was based on the “weightiest considerations of national security.”
Nor does Calif ano v. Aznavorian
Haig v: Agee is another national security case.
Our circuit precedents do not control this case. They sometimes speak of the right to travel as “fundamental,”
The statute and regulations are more plainly overbroad here than in Aptheker. Judge Fernandez’s opinion suggests that “it makes sense to assure that those who do not pay their child support obligations remain within the country.”
The passport ban is also overbroad because, as in Aptheker, it does not take into account individual reasons that might support a passport.
If Ms. Eunique were a murderer who had done her time, she could get a passport.
There is a great deal of conduct that government requires or prohibits. Some is of overwhelming importance: you
But the right to leave one’s country is a very important guarantor of freedom (and in some countries, of life). That right is too important to let the government take it away as punishment to advance a government policy just because it is important. You can’t get a passport if you’re in arrears on your taxes? If you were ever convicted of drunk driving? If you didn’t obey a summons for jury service? That weighs our liberty too lightly. Yet the other two opinions would evidently allow that.
And in this case, the scheme says, ‘You can’t go to Paris if you haven’t paid your child support, but you can if all you did was commit murder.” The scheme also says, “Even though you can’t go to Paris, it’s OK to go to Mexico or Canada,”
. Opinion at 974 (Fernandez, Circuit Judge)
. Concurring Opinion at 978 (McKeown, Circuit Judge)
. See Agostini v. Felton,
. Plato, Crito, in Plato: Selections 46 (Raphael Demos, ed., Charles Scribner's Sons 1955).
. Magna Carta, ch. 42, in Samuel E. Thorne et al, The Great Charter 129 (New American Library: Mentor Books, 1966).
. Id.
.
. Id. at 125,
. Id. at 129,
. Id. at 126,
. Id. at 129,
. Id.,
. 19 U.S.C. § 2432(a) (1999).
. Id. See also 19 U.S.C. § 2439 (1999).
. 42 U.S.C. § 652(k) (1998); 22 C.F.R. § 51.70(a)(8) (2001).
. Id. § 652(k); 22 C.F.R. § 51.70(a)(8).
. See Kent,
. Zemel v. Rusk,
. Califano v. Aznavorian,
. Aznavorian,
. See Aptheker,
. See Aptheker,
. Compare Aptheker at 514,
. 42 U.S.C. § 652(k); 22 C.F.R. § 51.70(a)(8).
.
.
.
. Id. at 290,
. See 42 U.S.C. § 652(k); 22 C.F.R. § 51.70(a)(8).
.
. Id. at 501-502,
. JtZ. at 516,
. Id. at 504, n. 4,
. Id. at 500,
. Id. at 514,
. Id. at 508,
. Id. at 514,
. Id.,
. Id.,
. Opinion at 973 (Fernandez, Circuit Judge).
. See Agostini,
.
. Id. at 3,
.
. Id. at 171-72,
. Id. at 177,
.
. Id. at 306-308,
.
. Id. at 242-43,
. In re Aircrash in Bali, Indonesia on April 22, 1974,
. Freedom to Travel Campaign v. Newcomb,
. Id.
.
.
. Plurality Opinion at 975.
.Generally, a citizen may not "depart from or enter” the United States unless she "bears a valid United States passport,” 8 U.S.C. § 1185(b) (1997), 22 C.F.R. § 53.1 (2001), but the President may specify exceptions, 8 U.S.C. § 1155. The main exception is for travel "between the United States and any country, territory, or island adjacent thereto in North, South, or Central America excluding Cuba ...," 22 C.F.R. § 53.2(b) (2001), with "United States” meaning any territory subject to the United States' jurisdiction, 22 C.F.R. § 50.1(a) (2001).
. 42 U.S.C. § 666(a)(16) (1998).
. See
. Concurring Opinion at 976 (McKeown, Circuit Judge).
. Id. at 976.
. See 22 C.F.R. §§ 51.70, 51.71 (2001).
. See note 57 supra.
