177 P. 283 | Cal. | 1918
[EDITORS' NOTE: THIS PAGE CONTAINS HEADNOTES. HEADNOTES ARE NOT AN OFFICIAL PRODUCT OF THE COURT, THEREFORE THEY ARE NOT DISPLAYED.] *449 In a proceeding in the superior court of the city and county of San Francisco for the final distribution of the estate of Frederick William Sharon, deceased, the appellant, Frederick Wallace Sharon, appeared and filed an answer to the petition for distribution, alleging that he was an adopted son, and the only child, of said decedent; that he was not mentioned in the will of said decedent, and that by virtue of his relation as adopted son he was entitled to one-half of the estate, and asking that the same be distributed to him. *450 The widow, Louise Tevis Sharon, and the beneficiaries under the will of decedent, took issue upon the allegations of this answer. A jury was demanded by the appellant and the case proceeded to trial. At the close of the evidence the respondents moved the court to direct the jury to render a verdict in favor of the respondents, and against the appellant, on the issues raised by his answer. The court sustained this motion and directed the jury to return a verdict accordingly. Thereupon, nine of the jurors refused to agree to such verdict. The court then designated one of the remaining three jurors to act as foreman and under the directions of the court he signed a verdict in accordance with the order. This verdict was then filed. The appellant's counsel then asked that the jury be polled. This demand was refused by the court. A decree of distribution was thereupon entered, refusing any share of the estate to the appellant and distributing it all in accordance with the provisions of the will of decedent. The appeal is from this decree.
The answer of the appellant alleged that in July, 1892, he was under twelve years of age; that the decedent was then thirty-three years of age, and was then residing in the city and county of San Francisco, and that said decedent then adopted the appellant as his son by proceedings legally had before Honorable Walter H. Levy, then one of the judges of said superior court; that at said time said decedent was the husband of Louise Tevis Sharon; that the mother of the appellant had abandoned him and was in the Republic of Mexico; that the father of the appellant was dead; that the said decedent appeared before said judge and executed an agreement to the effect that the appellant should be adopted and treated by him in all respects as his own lawful child should be treated; that Louise Tevis Sharon, the wife of said decedent, was at that time absent from the state of California; that her consent, in writing, duly acknowledged, was produced and filed by said decedent; that the said judge then separately examined said decedent and the appellant and after such examination made an order wherein he found that the interests of the appellant would be promoted by his adoption by said decedent, and declared that the appellant should thenceforth be regarded and treated in all respects as the child of said decedent. *451
The appellant was a son of John W. Sharon, who was a cousin of Senator William Sharon, the father of decedent. At the time of the alleged adoption, the decedent, Frederick William Sharon, had one child, a son about seven years of age, and was a resident of the city of New York, but he and his wife were then visiting in California. From June 27, 1892, until August 30, 1892, his wife, his child, with a governess and maid, were living in rooms at the Del Monte Hotel, in Monterey County, California. The decedent was at the hotel at intervals during that time and at other times was in San Francisco at the Palace Hotel. Senator William Sharon, shortly before his death, which occurred in 1885, conveyed all his estate to trustees, in trust for the period of ten years following his death, one-third for said decedent, who was his son, one-third for his daughter Florence, Lady Hesketh, and one-third to the children of his deceased daughter, Mrs. Newlands. This estate was very large, amounting to several millions of dollars, and during the year 1892 it was managed by Mr. Newlands, then the sole trustee.
In support of the above allegations as to the adoption papers and proceedings, testimony was given by the appellant and two other witnesses, namely, George S. McComb and William J. Heney. McComb testified that he was a deputy clerk of said superior court during the years 1891 and 1892; that he was acting as courtroom clerk for Judge Troutt at that time; that in 1892, while passing along the corridor of the city hall, he was called into the department presided over by Judge Levy, to act as clerk upon an ex parte motion, the regular courtroom clerk of said court not being then present; that he went into the courtroom and sat down; that Judge Levy came out of his chambers with three or four other people, among them a boy ten or twelve years of age, and that an attorney handed to the judge a petition for adoption; that one of the persons was then sworn, gave his name as F.W. Sharon, his testimony was taken, and the judge interrogated the boy; that the judge then said, "Take your order," or "The petition is granted," or some similar words, directed the witness to make a minute entry of the matter, and then signed an order granting the petition; that the witness then took the papers, made an entry of the proceedings in a book called the "rough minutes," gave the papers to the judge, and saw them no more, and that some one of them requested *452 that the matter be kept from the public. On cross-examination he corrected his testimony as to the judge having signed any order, saying that he did not recollect that occurrence, that he did not see any written order, nor any other paper except the petition for adoption, but that he did not read the petition and knew nothing of its contents, nor who signed it. He also retracted the statement that he made his entry on the rough minutes, saying that his impression was that he had made the entry on a loose sheet of paper and that he had placed the paper in the book of rough minutes, leaving it there for the regular clerk of the department when he should come in. This correction was made after he had been reminded that an entry in the book would have made the matter public. He did not explain how he came to know that the paper handed to the judge by the attorney was a petition for adoption. He did not testify that anyone called it by such name, or said that it was a petition for adoption. The witness, Heney, testified that in the year 1892 he was a deputy county clerk and occupied the position of filing clerk; that he remembered the proceedings in adoption mentioned by McComb; that the papers were presented to him to be filed; that, "as the usual custom was," he looked them over; that there was a petition, a consent, an agreement, and an order of adoption; that as deputy clerk he indorsed each one of these papers as filed and indexed the matter in the general index of civil actions under the name, F.W. Sharon, or Frederick W. Sharon, on each side, as the respective parties. On cross-examination he said that he did not remember what judge signed the order, nor whether it was signed by more persons than one; that he could not describe the document which he said was a consent, nor say whether it was acknowledged or not; that he had no recollection of the contents of the agreement, nor by whom it was signed, nor of anything that was in it; that he did not read it at all; that he did not read the petition, nor know anything of its contents, nor who signed it, and that he did not read the order and knew nothing of its contents. He admitted that his designation of the papers by the names above given was made either from the indorsements thereon or from his knowledge that such papers were necessary to an adoption proceeding, and not from any knowledge or recollection of their contents. The appellant testified that he was born on July 10, 1879, that a few days before *453 the alleged adoption proceedings, while he was living in San Francisco, he was taken from his place of abode by Alexander D. Sharon, a cousin of the decedent, to the Palace Hotel, and to a room occupied by the decedent; that the decedent there asked him if he wanted to be his, the decedent's, boy, and told him that he would see that the appellant was well taken care of, and that he was then kept at the Palace Hotel for something over two weeks, including the time of the alleged adoption; that during that period he was provided with several suits of new clothes and was taken to a dentist and to a nose specialist for medical treatment; that on a certain day, which it was claimed was July 23, 1892, the decedent asked him if he would like to be his boy, and that thereupon he, with the decedent and said Alex. D. Sharon, went to a place which he believed to be the city hall in San Francisco; that there they saw a gentleman who he believed was a judge, that the judge asked him if he wanted to be the decedent's boy, to which he answered, "Yes," that some papers were then produced and that the papers were signed before the judge and were left there, and that they then, in connection with those papers, went to another room in the building.
This was all the evidence in proof of the papers and proceedings for the alleged adoption. There was no evidence that Louise Tevis Sharon, the wife of the decedent, was then absent from the state of California, or that she was lawfully or otherwise separated from him, or that she was not capable of giving her consent. On the contrary, the evidence was undisputed to the effect that she was not separated from her husband, that she was then within the state, and that she was capable of giving consent. There is no evidence that the appellant himself signed a consent to the adoption.
There was evidence tending to prove that prior to the alleged adoption the decedent had formed a purpose to adopt the appellant as his son, and had told the appellant of that intention, and other evidence, apparently intended as corroborative proof, which it is claimed tends to show that the decedent had thereafter in some respect treated the appellant as a child of his own. The appellant was kept in a boardingschool for about four years thereafter and supported for some six months longer in Arizona, where he was sent because he was afflicted with tuberculosis. The appellant contends that his expenses during all this period were paid by the decedent. *454 But the evidence is almost conclusive that the expenses were paid out of the funds belonging to the Sharon trust above mentioned, and charged to all the beneficiaries. At all events it comes far short of proving that the decedent, after the alleged adoption, regarded and treated the appellant as his own child should have been treated. He did not treat him as he treated his own child, then living. He never took the appellant into his family, nor associated with him in any way, and in fact he never thereafter spoke to the appellant or communicated with him in any manner whatever. As corroboration of the fact of a valid adoption, the evidence could not well have been weaker without being absolutely immaterial and irrelevant.
The right to adopt a child, and the right of a person to be adopted as the child of another, are wholly statutory. Such right is unknown to the common law. He who claims that an act of adoption has been accomplished must show that every essential requirement of the statute has been strictly complied with. (Ex parte Clark,
Under the law in force in 1892, and upon the undisputed facts of this case, the following things were necessary to make the alleged adoption valid: 1. The consent of the wife of the decedent, signed in the presence of the judge. (Civ. Code sec.
We find in the evidence no proof whatever of such papers and proceedings for the adoption of the appellant by the decedent. If the documents have been destroyed, as it is admitted was the case here, if they ever existed, secondary proof thereof would be admissible. Without such secondary proof the adoption cannot be said to have been proven. There was no such secondary proof. No copy of any paper was proven or offered. No witness testified to the contents of any of the supposed papers, nor gave evidence as to the substance thereof. The witnesses, McComb and Heney, each testified that he had not read any of the papers and did not know the contents thereof. Neither of them said that he had heard any paper read or that any of the persons present had stated the character or contents of any paper. Heney testified that there was a petition, a consent, an agreement, and an order. As he did not read either of them nor know their contents, his knowledge of their character must have been derived wholly from the indorsements thereon or from the title on the inside, although he does not say that he read such indorsements or *456 titles, but leaves that to be inferred from his rather evasive statement that "as the usual custom was, I looked them over." There was no attempt to show what evidence was produced to the judge, upon which the alleged order was given. The appellant does not contend that there was any proof of the contents of any of these essential documents, except a certain proof which he claims arises by presumption. The presumptions upon which he rests his case are those stated in subdivisions 15 and 16 of section 1963 of the Code of Civil Procedure; "that official duty has been regularly performed," (subdivision 15), and "that a court or judge, acting as such, whether in this state or any other state or country, was acting in the lawful exercise of his jurisdiction." (Subdivision 16.)
No case has been cited by appellant, and we know of none existing, wherein these presumptions have been given such effect. Appellant cites Matter of Warfield,
Here we not only have no writings of any kind, but we have no testimony as to the contents, the substance, or the effect of any of the writings claimed to have existed.
In Ex parte Clark, supra, the court says that "jurisdiction in such cases, although the court be one of general jurisdiction, must appear by the record, as to both subject matter and person"; and that the judge so acting is to be regarded and treated in that respect as a court of limited and special jurisdiction. All the other decisions where the subject was involved assume that this is the rule applying to adoptions. (Estate of McKeag,
The conclusion necessarily follows that these provisions of section 1963 are not to be construed to dispense with the necessity of proof of the facts essential to the jurisdiction of an inferior court or tribunal, and that they apply only to the acts of such inferior court after jurisdiction of subject matter and person has attached. When jurisdiction has been acquired to do the thing, all proceedings in the exercise thereof are presumed to have been lawfully done, unless the contrary is shown. The authorities uniformly limit the application of the presumption in this manner. "While the law will presume in favor of the regularity of an official's act, it will not by such presumption supply the necessary jurisdictional facts." (1 Jones on Evidence sec. 45a.) "When the necessary facts of jurisdiction are established, the same assumption is made in favor of the judicial proceedings of judges of inferior courts," says Mr. Chamberlayne, speaking of the presumption that courts act in the lawful exercise of their jurisdiction. (2 Chamberlayne on Evidence, sec. 1206; Best on Evidence, 10th ed., sec. 36]; King v. All Saints, 7 Barn. C. 790, [108 Eng. Rep. 918]; Kuker v. Biendorff,
The presumption being thus ineffectual as proof, nothing remains of the appellant's case. The extrinsic evidence bearing directly on the facts essential to jurisdiction and to the effect that they did not exist was clear and convincing. Frederick William Sharon was shown to have been a resident of New York. Consequently no judge of the superior court of any county of California could have had jurisdiction of the subject matter of an adoption by him. (Ex parte Clark,
In Ex parte Williams, supra, it was held that the only writings necessary to an adoption are the consent of the parties whose consent is necessary, the agreement of the adopting parent or parents and the order of the judge, and that the existence of the other matters required may be shown by extrinsic evidence. If this be so, then of necessity the non-existence of such other matters could be shown in proof of the invalidity of the order. Hence, proof of the facts of the residence and age of the parties concerned was proper.
From the foregoing it is clear that the appellant utterly failed to prove the allegation that he was an adopted child of the decedent. The result is that he was not entitled to distribution of any part of the estate. Some minor objections remain to be disposed of.
It is a settled rule of law regarding trials by jury that in a proper case the court has full power to direct the jury to render a verdict. This power exists in favor of the defendant where there is no substantial evidence tending to prove all the controverted facts necessary to establish the plaintiff's case. It is not necessary that there should be an absence of conflict in the evidence. To deprive the court of the right to exercise this power, if there be a conflict, it must be a substantial one. There are numerous decisions to this effect. We cite the following: Estate of Baldwin,
It is contended that the court erred in the manner of obtaining the verdict after its direction therefor had been given. The claim on this point is that where a part or all of the jury refuse to obey the order, the only method by which the court can enforce it is by proceeding against the refractory jurors for contempt. It is obvious that this might easily prove ineffectual or impracticable, for in such event the refractory jurors would be able to compel a new trial and thus defeat the exercise by the court of a power which it clearly possesses. The objection is untenable, both on principle and by authority. It is based on a misconception of the theory upon which the power rests. The jury can decide facts alone. They are bound by the directions of the court as to the law and must follow those directions. A verdict is directed by the court because the evidence is such that the court can say, as a matter of law, that no other verdict is reasonably possible. The direction to render a verdict in favor of one party is the decision by the court upon a question of law. Such decisions are within the exclusive province of the court. In giving a verdict upon such an order the jurors do not exercise discretion, but act ministerially as the instrument by which the court prepares the record which will support the only judgment that can lawfully be given. They are no more at liberty to refuse obedience than is the clerk when he is directed to do the ministerial act of entering an order or judgment of the court. The verdict so signed by one of the jurors who is appointed as foreman by the court and who signs in obedience to the order, though in form the act of the jury, is really and in law the act of the court. It is needless to elaborate further on these propositions; they are fully sustained by the authorities. (Curran v. Stein,
In such a case the polling of the jury is a mere useless ceremony and the law does not require it. (Donoghue v. Indianaetc. Ry. Co.,
After the verdict was filed and before the decree of distribution was signed or filed, the appellant filed a new answer or opposition to the distribution prayed for. It was substantially the same as the previous answer. He insists that this filing of a new answer arrested the proceedings and entitled him to another trial of his case on the merits. His theory is that the decision upon the directed verdict was not a decision upon the merits, that it does not entitle the respondents to a distribution, but merely authorizes a dismissal of the appellant upon his first answer, and, in short, that it is the equivalent of a nonsuit and does not bar a subsequent proceeding by him for the same relief. We cannot agree to this proposition. The law is well settled to the contrary. A verdict directed by the court is a decision upon the merits of the case. The one important difference in this respect between a judgment of nonsuit and a judgment on a directed verdict is that the latter is a bar to another action for the same cause, while the former is not. (Central etc. Co.
v. Pullman etc. Co.,
The decree of distribution is affirmed.
Sloss, J., Wilbur, J., Richards, J., pro tem., Lorigan, J., and Angellotti, C. J., concurred. *463