Judith Callas, administratrix of the estates of Alexander C. Callas and Gregory Callas, instituted this damage action against the United States and the United States Army Corps of Engineers (the “government”) seeking recovery for the drowning deaths of her husband and son at Lock and Dam No. 8 on the Mississippi River. Jurisdiction is based on the Suits in Admiralty Act, 46 U.S.C. §§ 741-752 (1976). Following a bench trial on the issue of liability, the district court found all parties negligent and apportioned the fault among them. We affirm the finding of government liability but vacate and remand for reconsideration the district court’s apportionment of fault.
I.
On the morning of June 28, 1978, the sixteen foot fishing boat carrying Alexander C. Callas and his nineteen-year old son, Gregory, capsized in front of roller gate no. 1 of Lock and Dam No. 8 on the Mississippi River. Both of the Callases drowned. To understand the legal and factual issues presented by this tragedy, it is first necessary to describe in some detail the structure of the dam and the water conditions around it.
Lock and Dam No. 8 is located on the Mississippi River at Genoa, Wisconsin, and is operated by the defendant, the U. S. Army Corps of Engineers. As illustrated in Figure l,
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the lock portion of the structure consists of a main lock chamber and an (inoperable) auxiliary lock adjacent to the east bank of the river in the State of Wisconsin. The main lock and the auxiliary lock are separated by the intermediate wall, or “I-wall.” To the west of the river wall is
The water conditions on the downstream side of the gates are perilous. Rapidly moving water discharged from the dam passes underneath the roller gates, where it strikes the slower river current. The discharged water then collides with baffle blocks located on the floor of the river approximately 60 feet downstream from the gates. These baffle blocks are designed to slow the flow of the water, but their effect is to cause the water to rise to the surface and to create great turbulence in the area in front of the gates. The surfacing water actually raises the water level several inches above the water level immediately in front of the gates, thus causing
(s) Restricted areas at locks and dams. All waters immediately above and below each dam, as posted by the respective District Engineers, are hereby designated as restricted areas. No vessel or other floating craft shall enter any such restricted area at any time. The limits of the restricted area at each dam will be determined by the responsible District Engineer and marked by signs and/or flashing red lights installed in conspicuous and appropriate places.
33 C.F.R. § 207.300(s) (1981). Since 1968, the area 100 feet downstream from the movable gate section of Lock and Dam No. 8 has been declared a restricted area, which boats are forbidden to enter. The area between 100 feet and 300 feet below the dam, including the auxiliary lock, has been designated as a caution area, which boats are permitted to enter. See Figure l. 4
The quoted regulation in addition requires that the limits of the restricted areas be marked by “signs and/or flashing red lights installed in conspicuous and appropriate places.” In the case of Lock and Dam No. 8, the responsible District Engineer has chosen to employ both signs and lights.
5
Flashing red lights, indicating the boundaries of the restricted area, have been placed on the I-wall at a point 100 feet downstream from the dam. Amber flashing lights, marking the limits of the caution area, have been located 300 feet downstream.
See
Figure 1. Both sets of lights were functioning on the day of the Callas’ accident. Warning signs have also been used at Lock and Dam No. 8. From 1968 until the spring of 1978, three large signs were in place along the dam. Each sign
Despite these efforts to warn the public of the dangers, boaters regularly transgress the limits of the restricted area. There was testimony at trial that fishermen attempt to get as close to the gates as possible, and that Corps employees at least once a week were forced to shout at boaters to keep them away from the danger area. The Coast Guard is charged with enforcing the navigation regulations but it rarely patrols the area. This situation has resulted in proposals, considered by the Corps, to return the restricted area to 300 feet or to erect a physical barrier to prevent boats from entering the restricted area. Although the safety problems have existed at the dam for some years, the Callases were the first persons to lose their lives in a boating accident in front of the roller gates at Lock and Dam No. 8. 6
At approximately 10:30 A.M. on June 28, 1978, Alexander Callas and his son, Gregory, rented a sixteen foot boat from an establishment located a few miles from the dam. Attaching their own 9.5 hp engine to the boat, they launched the boat at a landing site on the river downstream from the dam. The purpose of their trip, as it had been on the previous day, was to fish, and they presumably headed north toward the dam and the prime fishing areas. Sometime around 11:30 A.M., not long after the Callases must have arrived at the vicinity of the dam, Corps employees sitting in the stationhouse on the east side of the river heard cries for help. The equipment manager, Paul O. Benson, responded to the call. Jumping onto a nearby bicycle, he rode out to the river wall, which was about a three minute trip. He donned a life 'jacket and climbed down to the river surface. Immediately in front of roller gate no. 1, Benson observed an overturned boat and debris floating around it — a cooler, a gas tank and flotation cushions. As he watched, a body surfaced momentarily, but just as he tossed a life ring at it, the body again submerged. Benson called for a lifeboat and then went to close the roller gates. The bodies of Alexander and Gregory Callas were subsequently recovered from the river. There were no eyewitnesses to the accident.
The district court found that the Callases were probably fishing in the auxiliary lock with their engine turned off and with no anchor securing the boat. The court concluded that, caught in the circular eddy current carrying the boat toward roller gate no. 1, the Callases were unable to start their engine before the force of the back-current swept their boat into the moving roller gate, causing the boat to capsize. The government contends that these findings amount to pure speculation because there were no eyewitnesses to the accident. We are unable to conclude, however, that the findings are clearly erroneous. Alexander Callas on his most recent fishing trip, in May of 1978, had fished in the auxiliary lock, so it was reasonable to conclude that he did the same on the day of the accident. In addition, given the strong downstream current below 100 feet from the dam, a boat could enter the area facing roller gate
The district court also found that despite their completion of courses in boating safety, the Callases did not carry with them the proper type of life preservers (they had only flotation cushions), or government publications describing the rules and regulations in force at Lock and Dam No. 8. The Callases were also found to have disregarded the warning sign and lights and to have been inattentive in the handling of the boat. These findings of negligence on the part of the Callases are not contested.
The plaintiffs’ complaint charged the government with negligence in the operation and maintenance of Lock and Dam No. 8. Counts I and II alleged jurisdiction based on the “admiralty or maritime character of the claim,” and Counts III and IV alleged jurisdiction under the Federal Tort Claims Act (FTCA), 28 U.S.C. §§ 2671-2680 (1976).' On the government’s motion the FTCA counts were dismissed prior' to trial. 7 The district court ordered separate trials on the questions of liability and damages and, after a bench trial on liability, the court entered judgment finding all parties negligent. The court apportioned liability among the parties, concluding that the government was 25% at fault in causing the death of Alexander Callas and 75% at fault in causing the death of Gregory Callas. The government brings this interlocutory appeal challenging its liability. 28 U.S.C. § 1292(a)(3) (1976).
II.
The district court found that the government’s operation and maintenance of Lock and Dam No. 8 had been negligent in several respects. First, the government should not have allowed boats to enter the auxiliary lock. Second, the government should have required local businesses renting boats to distribute literature explaining the dangers associated with the dam. Finally, the district court stated, the government should either have physically blocked off the area of the backcurrent by buoys' or booms or have provided more explicit directions and warnings to boaters concerning the danger of the backcurrent. On appeal, the government argues that its conduct in these matters is immune from liability under the discretionary function exception,
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which has been judicially implied in the Suits in Admiralty Act.
Bearce
v.
U. S.,
The discretionary function exception precludes government liability for “policy
However the test is formulated, it bears repeating that the purpose of the discretionary function exception is to prevent the courts from intruding, through the vehicle of tort suits, upon the decisionmaking authority of the other branches of government. The exception is intended to “protect the Government from liability that would seriously handicap efficient government operations.”
United States v. Muniz,
We note first that the government’s decision in 1968 to reduce the restricted area in front of the dam from 300 feet to 100 feet and to open up the auxiliary lock to recreational boating probably constituted the exercise of a discretionary function for which the government is immune from liability. That decision, presumably one of basic policy, was made in response to public demands that this area — a productive fishing ground — be available for public use and enjoyment. Balanced against this interest was, of course, the heightened risk of boating accidents. The government having thus decided that public use of these waters will better serve the public interest, we presumably may not, given the discretionary function exception, disturb that policy decision by imposing liability.
It may also have exceeded the authority of the district court to premise liability on the failure of the government to require every boat rental establishment in the area to distribute literature warning boaters of the perils of Lock and Dam No. 8. Imposing liability for this omission is equivalent to a judicial command that the government establish a more comprehensive safety program than it has thus far chosen to adopt. The district court’s contemplated regulation would also require the creation of potentially costly administrative machinery for the
Finally, the district court found that the government was negligent in failing to erect a physical barrier around the perimeter of the restricted area in front of the dam. There was evidence at trial that such a barrier has been under consideration by the Corps of Engineers for some time and has been tested at another dam on the Mississippi River. Questions about the technical feasibility and effectiveness of the barrier plan, however, remain unresolved. The buoy-type barriers that have been tested have tended to collect debris discharged from the dam and have required costly measures to attach the buoys’ anchors to the concrete floor of the river. Moreover, Corps officials expressed the fear that a physical barrier might actually exacerbate the danger by creating a convenient and secure place to which fishermen might lash their boats while fishing in the perilous waters below the roller gates. Rather than protecting unwary boaters from the danger of the backcurrent, a physical barrier mandated by the district court could create a kind of attractive nuisance worsening the situation. These considerations confirm that the decision whether to install such a barrier involves questions of practicability and feasibility (including cost) and is, therefore, somewhere within the ambit of the discretionary function exception.
See Griffin v. U. S.,
What we have said thus far, however, by no means suggests that the government is immune from liability no matter what safety precautions it chooses to take or ignore at Lock and Dam No. 8. This appears to be the contention of the government. Citing
Chute v. U. S.,
Our analysis of the reasonableness of the warning system employed at Lock and Dam No. 8 begins with the Supreme Court’s decision in
Indian Towing Co. v. U. S.,
The Coast Guard need not undertake the lighthouse service. But once it exercised its discretion to operate a light on Chandeleur Island and engendered reliance on the guidance afforded by the light, it was obligated to use due care to make certain that the light was kept in good working order; and, if the light did become extinguished, then the Coast Guard was further obligated to use due care to discover this fact and to repair the light or give warning that it was not functioning. If the Coast Guard failed in its duty and damage was thereby caused to petitioners, the United States is liable under the Tort Claims Act.
After careful review of the record, we conclude that the warning sign installed on the face of the river wall at Lock and Dam No. 8, considered in light of the other warning devices and regulations pertaining to boating in the area, amounted to negligence on the part of the government, and that the negligence was a contributing cause of the deaths of the Callases.
The government argues that even if the sign evidenced negligence, it did not engender justifiable reliance by the Cal-lases to their detriment and, thus, there can be no liability under the rule of
Indian Towing.
It is true that some type of reliance is necessary to establish that government negligence was a cause of the injury,
Inter-Cities Navigation Corp. v. U.S.,
Our finding of liability in no sense constitutes an intrusion upon the type of decisionmaking authority withdrawn from judicial scrutiny by the discretionary func
III.
Having rejected the argument that the discretionary function exception shields the government from liability, we turn briefly to two questions of causation. The government contends on two grounds that the negligence of the Callases was the sole and proximate cause of their deaths. We accept neither contention.
First, the government maintains that the sole and proximate cause of the drowning deaths was the failure of the Cal-lases to wear proper life preservers. The government relies on the following finding by the district court: “There is no evidence that either of the decedents were wearing life jackets. Both of the decedents were good swimmers, and Benson arrived at the scene quickly enough to have saved them had they been afloat.” Contrary to the government’s assertion, this finding by the district court does not mean that the Callas-es would have been saved had they been wearing life preservers; it simply states that they would have been saved “had they been afloat.” There was no evidence at trial that the wearing of life preservers would have kept the Callases afloat in the turbulent waters in front of the roller gates, where there was a strong undertow. Any assumption by the district court on this question would, therefore, have been without record support. We thus reject the government’s claim that failure to wear proper life preservers was the sole cause of the drownings.
Second, the government asserts that the Callases violated at least two other statutory or regulatory rules of conduct. The government says that the Callases failed to keep a proper look-out and failed to take precautions “required by the ordinary practice of seamen,” all in violation of 33 U.S.C. § 351 (1976). In addition, the Callases violated 33 C.F.R. § 207.300(s) (1981), when they entered the restricted area in front of the dam. The government argues that such statutory fault precludes recovery by the Callases unless it can be shown that the fault could not have been a cause of the accident.
See First National Bank
v.
Material Service Corp.,
IV.
The district court found all parties involved in this case to have acted negligent
We therefore vacate the portion of the district court’s opinion pertaining to apportionment of fault and remand the cause for whatever further consideration of the apportionment issue may be appropriate in light of this opinion. In all other respects the judgment is affirmed.
Affirmed In Part. Vacated And Remanded In Part.
Notes
. Figure 1 is based on Government Exhibit 3-C, which is a Corps of Engineers news release, dated August 13, 1968. The diagram of the lock and dam contained in that release is a rough sketch of the structure of Lock and Dam No. 8. We have deleted from the diagram certain irrelevant matter, and have inserted references to the location of the auxiliary lock, I-wall, river wall, warning sign and roller gate no. 1.
. This phenomenon of water flowing upstream toward a dam has been described in other cases as a “whirlpool action,” Cali v. U.S., Civ. No. 5-75-739 (E.D.Cal.1979), or as a “hydraulic jump,” Gemp v. U.S., No. C-1-79-592 (S.D.Ohio 1981).
. 33 U.S.C. § 1 (1976) provides in part: “It shall be the duty of the Secretary of the Army to prescribe such regulations for the use, administration, and navigation of the navigable waters of the United States as in his judgment the public necessity may require for the protection of life and property....” Violations of such regulations are punishable as misdemeanors.
. Prior to 1968, the restricted area extended to 300 feet below the dam and included the auxiliary lock. In 1968, however, at the request of the State of Iowa and other interested parties, the restricted area was reduced to its present 100 feet, thus opening up the auxiliary lock to recreational boating and fishing.
. The Corps of Engineers has supplemented the warning signs and flashing lights with literature and news releases distributed to the public. These publications describe the dangers to boaters posed by the dam and explain the meaning of the flashing red and amber lights. The district court found that in only one of these publications introduced at trial was the danger of the backcurrent mentioned, but this news release states only that “the turbulence in these areas can capsize or draw under a small boat.” Gov’t Ex. 3-B. Thus, none of this literature specifically warns the public about the backcurrent in front of the roller gates.
. Although no deaths have resulted, there have been other boating accidents near the roller gates. On June 3; 1978, for example, several weeks before the Callas’ accident, a boat drifting freely in the auxiliary lock was carried by the circular motion of the backcurrent toward roller gate no. 1. By the time the engine could be started, the boat had drifted in front of roller gate no. 1 and one man had fallen overboard. The engine did eventually start, the man was retrieved, and the boat returned to the relative safety of the auxiliary lock. No injuries were reported.
. The instant case arises under the Suits in Admiralty Act (SIAA), 46 U.S.C. §§ 741-752 (1976), which encompasses all maritime torts alleged against the United States.
United States v. United Continental Tuna Corp., 425
U.S. 164, 176 & n.14,
. The discretionary function exception immunizes the government from liability under the Federal Tort Claims Act for “[a]ny claim ... based upon the exercise or performance or the failure to exercise or perform a discretionary function or duty on the part of a federal agency or an employee of the Government, whether or not the discretion involved be abused.” 28 U.S.C. § 2680(a) (1976).
. Over 10,000 copies of each of several Corps of Engineers safety pamphlets were distributed to the public. See Gov’t Exs. 3-A, 3-F. In addition, the boundaries of the restricted areas, the system of flashing lights and some of the dangers associated with boating in the vicinity of the dam were described to the public in press releases distributed to the news media. See Gov’t Exs. 3-B, 3-D. Many of these publications were available to the public at Lock and Dam No. 8.
. In
Chute,
an action was brought against the United States for wrongful deaths allegedly arising out of the improper marking of a submerged wreck of a navy ship that had been deliberately run aground for use as a bombing target. Denying liability, the First Circuit rejected the plaintiff’s contention that the government violated 14 U.S.C. § 86, which confers on the Secretary of Transportation, acting through the Coast Guard, discretionary authority to mark unremoved wrecks in navigable waters. In so holding, the court refused to second-guess the agency’s exercise of discretion and concluded: “If the Coast Guard’s ex
. Although
Indian Towing
did not directly involve the applicability of the discretionary function exception,
see
. The government maintains that it had no duty to warn because the danger was open and obvious.
Empire District Electric Co. v. Rupert,
. The district court also held that the failure of the warning sign to describe “what the danger is” violated government regulations. The regulations and safety standards that the court cited, however, do not apply to the warning sign in the instant case and, moreover, the message of the sign probably satisfied the very general requirements of these regulations and standards. See Pl. Ex. 37; Court Ex. 1.
.
Cf. Somerset Seafood Co. v. U.S.,
