Lead Opinion
In this action under, inter alia, 42 U.S.C. § 1983, Errоl Houston, Jr., claims defendants violated his Fourteenth Amendment rights (to keep and bear arms, incorporated from Second Amendment, and to due process) by retaining his lawfully-seized firearm after the district attorney refused charges. The action was dismissed under Federal Rule of Civil Procedure 12. AFFIRMED.
I.
As noted, dismissal was under Rule 12, as also discussed infra. Accordingly, the facts that follow are from the allegations in Houston’s complaint.
Houston was arrested by New Orleans police officers on 5 July 2008. Pursuant to that arrest, Houston’s firearm, a Glock 22 .40-caliber pistol, was seized. Approximately a month later, the district attorney entered nolle prosequi (abandonment of prosecution) on the charges against Houston.
Almost a year after his arrest, and following his requests for the return of his firearm being denied by the district attorney’s office and the police department, Houston filed this action on 2 July 2009, claiming, inter alia, violations of the right to keep and bear arms and of due process, and seeking primarily the return of his firearm. Houston alleged he had been informed that the new district attorney had implemented a policy of not returning firearms seized during arrests.
Regarding the district attorney, Houston’s right-to-keep-and-bear-arms and due-process claims were dismissed under Rule 12(b)(6) (failure to state claim). Subsequently, those claims against New Orleans and a former police superintendent were also dismissed, under Rule 12(c) (judgment on pleadings).
In so ruling regarding the Second Amendment and the district attorney, the district court concluded retention of the firearm was “reasonable ... because firearms are needed as evidence in instituting criminal prosecution” and, “[furthermore”, that “[Houston] does not have a Second Amendment right to the particular firearm seized”. Order and Reasons, at 7 (20 Sept. 2010). In its subsequent dismissal of that Second Amendment claim against New Orleans and the former police superintendent, the court further ruled: “law enforcement has a compelling interest in seizing weapons pursuant to a lawful arrest and as evidence of crimes”; and, “law enforcement narrowly tailors such seizures to those firearms involved in crimes and those firearms in possession of arresteеs”. Order and Reasons, at 9 (10 Dec. 2010).
For the due-process claim, the court ruled the firearm’s retention did not violate due process because, inter alia: the firearm was “not a basic necessity of life”; defendants had an important interest in preserving evidence; and, Houston had not alleged he had exhausted state-law remedies, such as a contradictory motion (motion the non-moving party is likely, or should have the opportunity, to contest) for return of his firearm. Order and Reasons, at 9-10 (20 Sept. 2010); Order and Reasons, at 9 (10 Dec. 2010).
II.
In district court, following the dismissal of his Second Amendment and due-process claims, Houston dismissed voluntarily his retaliation and unlawful-arrest claims. At issue are only those concerning the Second Amendment and due process.
Although both district court decisions noted factual allegations contained not in the complaint, but in the parties’ memoranda for the motions, “matters outside the pleadings [were not] presented to ... the court”. Fed.R.Civ.P. 12(d). And, consistent with that, both decisions stated the issue as “whether [Houston] has alleged sufficient facts to show that Defendants deprived [him] of his constitutional rights”. (Emphasis added.) For these and other reasons, the decisions were Rule 12 dismissals, not Rule 56 summary judgments.
Rule 12(b)(6) and 12(c) dismissals are reviewed de novo. E.g., Jebaco, Inc. v. Harrah’s Operating Co.,
The Second Amendment provides for “the right of the people to keep and bear Arms”. U.S. Const, amend. II. That right belongs to the individual, and “central” to it is the “core lawful purpose of self-defense”. District of Columbia v. Heller,
Houston urges strict-scrutiny review of defendants’ alleged policy of retaining seized firearms. See, e.g., San Antonio Indep. Sch. Dist. v. Rodriguez,
Just as some regulation of speech — e.g., of obscenity and defamation — is “outside the reach” of the First Amendment, so, too, is some regulation of firearms outside the reach of the Second. Ezell,
Houston has not alleged defendants prevented his “retaining or acquiring other firearms”. Walters v. Wolf,
B.
The Due Process Clause of the Fourteenth Amendment provides: “[N]or shall any State deprive any person of life, liberty, or property, without due process of law”. U.S. Const. amend. XIV, § 1. To state a due-process claim, Houston must allege: he has a property interest in the firearm; and, he has been deprived of that interest without due process of law. E.g., Gentilello v. Rege,
Determining “what process is due” generally requires consideration of: the private interest affected; the risk of erroneous deprivation and the probable value of additional or substitute procedures; and, the government interest, including the burden of additional or substitute procedures. Mathews v. Eldridge,
Pursuant to accepting as true the well-pleaded fact in the complaint that Houston owns the seized firearm, he has alleged a deprivation of a property interest. Defendants maintain Houston did not allege that the deprivation has occurred without due process, however, because he did not allege he utilized the below-described procedure that could have afforded him a meaningful opportunity to be heard. Houston contends he nevertheless stated a due-process claim, without alleging he utilized that procedure, because, as a matter of law: the procedure was not available to him; or, in the alternative, due process required defendants to notify him of the procedure.
1.
Louisiana Revised Statutes § 15:41(C) provides, in relevant part: “Where the release of seized property is sought by a person claiming to be the owner, it shall be released only upon motion contradictorily with the clerk of court”. Houston contends, as he did in district court, that the procedural remedy afforded by § 15:41 is unavailable where the seized property is a firearm. Houston maintains § 15:41 (disposition of seized property) is displaced by Louisiana Revised Statutes § 40:1798 (disposition of seized firearms), which applies to law enforcement, because the former is prefaced, “If there is a specific statute concerning the disposition of the seized property, the property shall be disposed of in accordance with the provisions thereof’. La.Rev.Stat. § 15:41(A). But the plain language of the mandate to law enforcement contained in § 40:1798 — which contains no procedural remedy for the owner of the seized property — does not preclude the remedy under § 15:41(C).
Instead, the better reading is that § 40:1798 displaces only § 15:41(B): “If there is no such specific statute, the following governs the disposition of property seized .... ” La.Rev.Stat. § 15:41(B) (emphasis added) (instructing property be returned, sold, transferred, or destroyed). See also Foster v. Graves, No. 09-0657-JJB-CN,
2.
In the alternative, Houston maintains: “[T]he Due Process clause requires that the [district attorney] advise Houston not only of his right to petition for recovery of
In contrast, Houston obviously had notice of the seizure of his firearm and the reason(s) for its being seized. Beyond that, defendants were “under no constitutional obligation to provide notice to the plaintiff of [the means for seeking return of his property]”. Baird v. Holton,
The earlier-cited Walters v. Wolf,
Unlike in Louisiana, the Missouri statute governing disposition of seized property does not afford a procedural remedy to owners of “weapons seized by an offiсer incident to an arrest”. Mo.Rev.Stat. § 542.301.1(2). Rather, the only available remedy for the owner of a seized firearm is a separate action for replevin. Lathon v. City of St. Louis,
As discussed, under Louisiana law, the proper remedy for seeking the return of seized property is to file a motion under § 15:41. See Leyland,
III.
For the foregoing reasons, the judgment is AFFIRMED.
Dissenting Opinion
dissenting:
In holding that Houston’s claim does not implicate the Second Amendment, the majority contravenes the Supreme Court’s recent decisions in District of Columbia v. Heller,
Given my conclusion that Houston’s claim implicates the Second Amendment, I must reach the question of what test courts should apply in evaluating Second Amendment claims, an open question in this circuit. In applying Heller and McDonald, most of our sister circuits have adopted a two-step aрproach to Second Amendment claims, step one of which is to determine whether the regulated activity falls within the scope of the Amendment— an exclusively textual and historical inquiry — and step two of which is to apply some level of heightened scrutiny (strict or intermediate) to regulations of Second Amendment-protected activity. Recently, however, Judge Kavanaugh of the D.C. Circuit has articulated an alternative approach, which dispenses with step two on the ground that Heller and McDonald rule out scrutiny analysis. In my view, unless and until the Supreme Court says differently, Judge Kavanaugh is correct that “Heller and McDonald leave little doubt that courts are to assess gun bans and regulations based on text, history, and tradition, not by a balancing test such as strict or intermediate scrutiny.” Heller v. Dist. of Colum.,
I also disagree with the majority’s procedural due process analysis. Without any discussion or citation to relevant authority, the majority imposes the novel requirement that a well-pleaded due process claim must include an allegation that the plaintiff has attempted tо vindicate his interest
I.
Heller and McDonald make clear that courts may consider only the text and historical understanding of the Second Amendment when delimiting the Amendment’s scope. The Supreme Court explained in Heller that it would require “an exhaustive historical analysis” to delineate “the full scope of the Second Amendment.”
Several of our sister circuits have recognized that Heller and McDonald require a textual and historical approach to the Second Amendment’s scope. See Ezell v. City of Chi,
McDonald provides yet another reason why today’s holding cannot be correct. McDonald emphatically rejected the notion that the Second Amendment is “a second-class right, subject to an entirely different body of rules than the other Bill of Rights guarantees.”
Instead of undertaking the historical inquiry required by Heller and McDonald, the majority relies entirely on Walters v. Wolf,
It is particularly unfortunate for our circuit to endorse the atextual, ahistorical rule that the Second Amendment does not protеct particular firearms. In United States v. Emerson,
II.
The majority leaves for another day the question of what test applies to Second Amendment claims. Unlike the majority, I must reach this question because in my view Houston’s claim implicates the Second Amendment.
Until recently, almost every circuit court to address this issue has framed the question as a choice between intermediate and strict scrutiny. See, e.g., Heller,
For essentially the reasons articulated in Judge Kavanaugh’s convincing dissent, I would hold that the proper test for evaluating Second Amendment claims is as follows:
Gun bans and gun regulations that are longstanding — or, put another way, sufficiently rooted in text, history, and traditiоn — are consistent with the Second Amendment individual right. Gun bans and gun regulations that are not longstanding or sufficiently rooted in text, history, and tradition are not consistent with the Second Amendment individual right.
Id., at 1285,
III.
With regard to Houston’s procedural due process claim, I do not agree that Houston’s claim fails because he has not alleged that he has utilized the judicial remedy provided by the state. The majority cites no authority for imposing this novel requirement and offers no justification for why this case requires us to announce this new rule. Thus, even assuming that the majority is correct that Houston could have filed a motion in state court under La.Rev.Stat. § 15:41 (C) for the return of his firearm, that is irrelevant to the proper due process analysis in this case. When Houston filed his complaint, he had no reason to expect that his case would be thrown out for his failure to allege that he has sought relief pursuant to the very state procedure that he alleges is constitutionally inadequate.
I would resolve this case by applying established due process principles. Although the majority has not bothered to address the question, in my view, the proper approach is to begin by resolving the parties’ dispute about whether to classify § 15:41 as a predeprivation or postdeprivation remedy.
Under the Supreme Court’s case law, postdeprivation remedies are only adequate in the narrow circumstances governed by Parratt v. Taylor,
This case is not governed by Parrott, but by the ordinary rule that “the Constitution requires some kind of a hearing before the State deprives a person of liberty or property.” Id. at 127,
Even if § 15:41 is construed to be a predeprivation remedy, I still would hold, under a straightforward application of Mathews v. Eldridge,
In sum, I would hold that Houston has stated a due process claim because the postdeprivation judicial remedy provided
IV.
“Constitutional rights are enshrined with the scope they were understood to have when the people adopted them, whether or not future legislatures or (yes) even future judges think that scope too broad.” Heller,
Notes
. The majority’s analogy to classes of speech that are unprotected by the First Amendment further underscores the need for historical evidence to establish a categorical exception. Only "historically unprotected” categories of speech are beyond the scope of the First Amendment. United States v. Stevens, — U.S. —,
. Indeed, the Supreme Court has expressly rejected this sort of reasoning in the First Amendment context: " ‘[Ojne is not to have the exercise of his liberty of expression in appropriate places abridged on the plea that it may be exercised in some other place.’ ” Southeastern Promotions, Ltd. v. Conrad,
. It bears emphasis that I include these examples not because I fear that today’s rule will facilitate the adoption of equivalent excеptions to other Bill of Rights guarantees. Instead, I include these examples to illustrate just how anomalous today’s holding is.
. The majority also cites Heller for the proposition that "[t]he right protected by the Second Amendment is not a property-like right to a specific firearm, but rather a right to keep and bear arms for self-defense.” This citation is misleading, and Heller contains no such statement. Heller unquestionably supports the second clause of the quoted sentence—
. The relevant deprivation of property occurred at the moment the District Attorney dropped charges against Houston but decided to retain, rather than return, his firearm. There was, of course, a prior deprivation when the government initially seized the weapon, but this was lawful because the seizure was supported by probable cause. Only the second deprivation is at issue. See Walters,
. Houston alleges that "[o]n approximately November 24, 2008, Mr. Houston was told that the new District Attorney, Defendant Cannizzaro, had implemented a new policy providing that firearms seized during arrests would not be returned.” At oral argument, counsel for the district attorney reaffirmed this policy.
