Ernest Young v. United StatesErnest Young v. United States
In 1994 Ernest Young pleaded guilty to distributing cocaine, to possessing a firearm despite a prior felony conviction, and to carrying a gun during and in relation to a drug offense. Two years later, he filed a petition under
Young agreed to sell four ounces of crack cocaine to a person who turned out to be an undercover agent. Young and Eugene Smith drove to the agreed delivery point. In the car Young toted both the cocaine and a loaded gun, in order to protect himself. The agent persuaded Young to make delivery elsewhere. When the arrest occurred a few blocks away, Young had the drugs but not the weapon. Young now contends that only someone who carries a gun during and in relation to a drug offense
of which he was convicted
violates
I
How Young’s contentions come before us for decision is something of a mystery. Young might have denied culpability and taken a direct appeal, but he pleaded guilty and did not appeal. It is hornbook law that
1.
Young does not contend that he is in prison for an act the law does not make criminal. He believes that he could not be convicted under
What is more, in
Broadway v. United States,
2. Both Young and the district judge treat
Bailey
as reopening every conviction under
3. Young pleaded guilty to the
Two decisions of this court,
Stanback v. United States,
In holding that the admissions in a guilty plea “go only to the acts constituting the [crime],” ... the Court of Appeals misapprehended the nature and effect of the plea. A guilty plea “is more than a confession which admits that the accused did various acts.” Boykin v. Alabama,395 U.S. 238 , 242,89 S.Ct. 1709 , 1711,23 L.Ed.2d 274 (1969). It is an “admission that he committed the crime charged against him.” North Carolina v. Alford,400 U.S. 25 , 32,91 S.Ct. 160 , 164,27 L.Ed.2d 162 (1970). By entering a plea of guilty, the accused is not simply stating that he did the discrete acts described in the indictment; he is admitting guilt of a substantive crime.
Broce,
When pleading guilty, a defendant surrenders his right to make legal arguments. Usually he gets a lower sentence in
Stanback
and
Lee
treated an effort to get out of a guilty plea as no different fundamentally from an argument on appeal that jury instructions are plain error. Both panels expressed the view that, if the law in the circuit at the time is adverse to the defendant’s legal position, the defendant need not take any step to preserve his argument for later review, and it is correspondingly proper to revisit the subject
de novo
after the law becomes favorable. That is a problematic statement even for cases in which the defendant is convicted at trial over his vigorous opposition. See
Johnson v. United States,
— U.S.-,
4. Young commenced this collateral attack after April 23,1996, and it is therefore governed by the Antiterrorism and Effective Death Penalty Act. (The crimes and conviction preceded the new statute, but, under the reasoning of portions of our
Lindh
opinion that the Supreme Court did not disturb, the dates of these events do not affect application of the AEDPA. The new rules apply to all petitions filed after the law came into force.) One difference between the AEDPA and pri-or law is that an appeal by the prisoner in a case under
(2) A certificate of appealability may issue under paragraph (1) only if the applicant has made a substantial showing of the denial of a constitutional right.
(3) The certificate of appealability under paragraph (1) shall indicate which specific issue or issues satisfy the showing required by paragraph (2).
Young apparently believes that any misapplication of a law violates the Constitution. Yet it should not be necessary to repeat the refrain that there is a gulf between a statutory and a constitutional error.
Gilmore v. Taylor,
Once again, however, the United States has not noticed the problem. This problem is the closest of the four to being a jurisdictional obstacle. The absence of a certificate of appealability precludes an appeal; should an erroneously issued certificate be treated the same as the lack of a certificate? We think not. The certificate is a screening device, helping to conserve judicial (and pros-ecutorial) resources. The obligation to identify a specific issue concentrates the parties’ attention (and screens out weak issues); the limitation to constitutional claims also reduces the number of appeals while simultaneously removing a category of claim that under Davis and Reed has poor prospects. Once a certificate has issued, however, the case proceeds to briefing and decision; the resources have been invested. It is too late to narrow the issues or screen out weak claims. Perhaps a motion to dismiss an appeal on the ground that a certificate was improperly issued would serve some function. But once the briefs have been written and the case heard, there is little point in scrutinizing the certificate of appealability. An obligation to determine whether a certificate should have been issued, even if the parties do not present this issue for decision- — a step entañed by the conclusion that a proper certificate is a jurisdictional requirement— would increase the complexity of appeals in coñateral attacks and the judicial effort required to resolve them, the opposite of the legislative plan. So we proceed to the merits as the parties have presented them.
The portion of
Whoever, during and in relation to any crime of violence or drug trafficking crime ... for which he may be prosecuted in a court of the United States, uses or carries a firearm, shall, in addition to the punishment provided for such crime of violence or drug trafficking crime, be sentenced to imprisonment for five years____
The pistol Young carried is a “firearm”. Both distribution of cocaine and possession of cocaine with intent to distribute are “drug trafficking crimes” under the definition in
Young slides back and forth between an argument that he did not “carry” the gun and an argument that he did not carry the gun “in relation to” the distribution of cocaine. Each branch of the argument starts from the observation that at the time of the distribution (and arrest) he and the gun were at least a city block apart. And each branch suffers from the same defect:
Recasting the point as an argument that he did not “carry” the gun does not assist Young. He did not have the gun on his person when he was nabbed, but
Young satisfies the most restrictive possible definition of “carrying” — having a weapon on one’s person (“packing a gun”). He carried the gun to the car. He also carried the gun in the looser sense of transportation. He moved the gun from apartment to car, and the car transported Young, gun, and drugs to the delivery location. The self-protection motive establishes the relation between drugs and gun. If on arriving at the scene Young had thrown the gun down a sewer, or locked it in the trunk, before delivering the drugs, this would not have mattered; the crime had been committed.
Suppose, however, Young were apprehended empty-handed, and we knew only that Smith’s car, which Young arrived in, contained a gun. Those stark facts would make the inferential chain more problematic. Did Young carry the gun to the car? Did he know it was in the car? Could he have obtained possession? What relation, if any, was there between gun and drugs (or between defendant and gun)? Cases of that kind — where the record discloses only the location of drugs and gun at the time of arrest — have given rise to divergent views within this circuit.
Molina
and
Shelby
strongly suggest that even a gun safely locked away could support an inference that the defendant carried the gun in relation to the drugs; other opinions, such as
United States v. Cooke,
Perhaps the difference between these opinions is one more of emphasis or advocacy than of substance. Prosecutors often argue
Stir in a few additional facts, however, and the inference of carrying can become compel
Young relies heavily on
United States v. Malcuit,
During the transaction for which he was convicted of distributing approximately five pounds of marijuana, Malcuit was outside of his vehicle, except for a brief interlude in which Officer Fulmer described Malcuit re-entering “the passenger compartment of his [own] vehicle” to retrieve the paper bag containing the marijuana. The evidence presented to the trial court relating to Malcuit’s re-entering his vehicle is not particularized enough for this court to determine whether the firearm would have been “within effortless reach” at that point.
Malcuit was convicted of possessing marijuana with intent to distribute it as well as for the actual distribution to Crispin. Apparently he transported the weapon in the car along with the marijuana he intended to distribute at some future time. The proof disclosed no connection between the possession of marijuana for ultimate distribution and the transportation of the weapon. Rather, there is at most evidence of “mere transportation” of the weapon and “mere possession” of the marijuana. We do not believe the fact that the weapon was transported under these circumstances satisfies the “carry” element of§ 924(c)(1) , even though it was transported “during” the time Malcuit possessed the marijuana for later distribution.
Young might have tried to persuade a trier of fact that the gun he carried with him when he set out to deliver cocaine lacked a relation to the impending sale. Instead he pleaded guilty. He conceded that what could have been branded “just inferences” was true. There was a relation between the gun he carried and his drug dealing. His conviction is entirely proper.
Affirmed.