OPINION AND ORDER
Lars Erickson has sued Michael John Blake for copyright infringement of Mr. Erickson’s musical work, Pi Symphony. Mr. Blake has moved to dismiss the com
BACKGROUND
In considering a motion to dismiss, the court must accept as true all well-pleaded factual allegations in the complaint and construe them in favor of the plaintiff. Daniels-Hall v. Nat’l Educ. Ass’n,
Mr. Erickson, who lives in Omaha, Nebraska, composed the work Pi Symphony in 1992 and registered it with the U.S. Copyright Office. Pi Symphony is an orchestral piece with two movements that is inspired by the number pi.
In February 2011, Mr. Blake published a YouTube video of a musical work titled “What Pi Sounds Like.” Like Mr. Erickson, Mr. Blake assigned a number to each note of a musical scale and then constructed a melody by playing the notes in the order of the digits of pi. “What Pi Sounds Like” is a short canon based on this melody.
In Nebraska, Mr. Blake moved to dismiss Mr. Erickson’s complaint, arguing that the two musical works bear no similarity beyond the idea of putting the digits of pi to music. Mr. Blake further argued that the federal court in Nebraska lacked personal jurisdiction over him. Mr. Blake also asked, in the alternative, for the case to be transferred to the District of Oregon. The federal court in Nebraska agreed with Mr. Blake that it lacked personal jurisdiction over him and that venue in Nebraska was improper. It therefore transferred the case to this court without ruling on Mr. Blake’s motion to dismiss the complaint under Rule 12(b)(6) of the Federal Rules of Civil Procedure. At the parties’ request, and following additional briefing, I will now resolve the remainder of Mr. Blake’s motion to dismiss.
STANDARD
A motion to dismiss for failure to state a claim should be granted when there is no cognizable legal theory to support the claim, or when the complaint lacks sufficient factual allegations to state a facially plausible claim for relief. Shroyer v. New Cingular Wireless Servs., Inc.,
ANALYSIS
I. Copyright Infringement
To establish copyright infringement, Mr. Erickson must prove (1) ownership of the copyright and (2) copying by Mr. Blake of “the constituent elements of the work that are original.” Feist Publ’ns, Inc. v. Rural Tel. Serv. Co., Inc.,
In the Ninth Circuit, the plaintiff establishes substantial similarity by demonstrating that the allegedly infringing work is both objectively similar (the “extrinsic test”) and subjectively similar (the “intrinsic test”) to the copyrighted work. Id. at 1164. The intrinsic test, which is based on the ordinary person’s subjective impressions of the compared works as a whole, is typically a question reserved for the jury. Swirsky v. Carey,
When applying the extrinsic test, the court must analytically dissect the works to evaluate any similarities on an element-by-element basis. See Apple Computer, Inc. v. Microsoft Corp.,
First, it is axiomatic that a copyright only protects expression, not the idea behind the expression. 17 U.S.C. § 102(b) (“In no case does copyright protection for an original work of authorship extend to any idea, procedure, process, system,
Second, and closely related, is the doctrine of merger. If a non-protectable idea can only be expressed in one way, the resulting expression will also not be protected by copyright; otherwise, the holder of the copyright for that expression would effectively have a copyright over the underlying idea. See CDN Inc. v. Rapes,
Merger most often applies to claims of infringement described at high levels of abstraction, for abstract descriptions of expression blur easily into the ideas behind the expression. Cf. CDN,
Third, “expressions that are standard, stock, or common to a particular subject matter or medium are not protect-able [elements] under copyright law.” Satava v. Lowry,
Finally, as a constitutional matter, facts cannot be protected by copyright. See Feist,
After the court has identified which of the alleged similarities are related to unprotected elements, it can determine the proper scope of the copyright. See Apple Computer,
Applying the extrinsic test here is made more challenging by the medium of music, “which lack[s] distinct elements of ideas and expression.” Swirsky v. Carey,
The primary similarity between Pi Symphony and “What Pi Sounds Like” is the musical pattern formed by transposing the digits of pi to a set of musical notes. That pattern is not protected by Mr. Erickson’s copyright for Pi Symphony. Pi is a non-copyrightable fact, and the transcription of pi to music is a non-copyrightable idea. The resulting pattern of notes is an expression that merges with the non-copyrightable idea of putting pi to music: assigning digits to musical notes and playing those notes in the sequence of pi is an idea that can only be expressed in a finite number of ways.
What may be protected by copyright is the combination of that pattern with other musical elements: the choice of scale, rhythm, harmony, and embellishments or variation, for example. See Granite,
Thus, after the similarities based on unprotected elements of Pi Symphony are set aside, very few — if any — similarities remain. Mr. Erickson’s copyright is therefore “thin” and protects his work only from virtually identical copying. See, e.g., Krofft,
Put another way, as the plaintiff did in Aliotti, Mr. Erickson is asserting similarities at a high level of generality. To overcome the merger doctrine, articulable similarities with greater specificity are needed. Mr. Erickson “may prevent others from copying the original features he contributed [to the melody of pi ], but he may not prevent others from copying elements of expression that nature displays for all observers.” Satava,
II. Unfair Competition
Mr. Erickson has also asserted a claim of unfair competition in general terms, without specifying the law on which he relies. Because Mr. Erickson invokes the court’s supplemental jurisdiction, he presumably intends to assert state law, and as the complaint was first filed in the District of Nebraska, the relevant state law is presumably that of Nebraska. The count could be dismissed for failing to state the law on which it is based.
Before concluding, the court notes that Mr. Erickson’s grievance may be based not so much on any “copying” by Mr. Blake, but rather on the perception that Mr. Erickson’s years of hard work in promoting Pi Symphony were undermined by the sudden popularity of Mr. Blake’s work and the media attention it received. For example, Mr. Erickson includes in his unfair competition count a general allegation that Mr. Blake “has and is engaging in acts of unfair competition, unlawful appropriation, unjust enrichment, wrongful deception of the purchasing public, and unlawful trading on Plaintiffs goodwill and the public’s acceptance of Plaintiffs copyright works.”
CONCLUSION
For the reasons stated above, the motion to dismiss [10] is GRANTED.
Notes
. Pi is a mathematical constant that is the ratio of a circle’s circumference to its diameter. It is an irrational number, which means that its numerical representation never ends and never repeats. The first six numbers of pi are 3.14159.
. In a canon, the same melody is begun at different parts so that the melody overlaps with itself. “Row, row, row your boat” and “Frére Jacques” are common canons.
. Mr. Erickson registered with the U.S. Copyright Office a tape recording of Pi Symphony. He also attached a sheet that depicted the notes of the main motif of Pi Symphony, which correspond to the first thirty-three digits of pi transposed to the C-major scale. Sound recordings and musical compositions are separate works with their own distinct copyrights. Compare 17 U.S.C. § 102(a)(2) with id. § 102(a)(7). The registering of a sound recording, however, can automatically register the musical composition embodied by the sound recording when the claimant is the same for both works. See 37 C.F.R. § 202.3(b)(l)(iv); see also Griffin v. J-Records,
. This is an important distinction. The court assumes the validity of Mr. Erickson's copyright. Even if the copyright is valid, however, individual elements of the copyrighted work might not be protected by the copyright against copying by others. This reflects the constitutional and statutory limitations of copyright, which cannot be used to create monopolies over facts or ideas. See 17 U.S.C. § 102(b) (copyright protection does not extend to ideas); Feist,
Mr. Erickson’s arguments also appear to conflate the extrinsic and intrinsic tests. The court agrees that it cannot at this stage gauge the overall feel of similarity between the two works; that is the purpose of the intrinsic test, which is generally reserved for the jury. But the court must first apply the extrinsic test and dissect the copyrighted work to determine whether specific, articulable similarities are related to elements that are by themselves protected by the copyright. ''[Ojnly those elements of a work that are protectable ... can be compared when it comes to the ultimate question of illicit copying!.]” Apple Computer,
. Depending on the circumstances of the case, elements of a work might fall outside the scope of the work's copyright protection for other reasons. For example, if the alleged infringer has a license to use certain elements of a copyrighted work, those elements cannot be used to establish substantial similarity in an infringement claim. See Apple Computer,
. The example of Aliotti illustrates that the analysis in Data East could also have been expressed in terms of merger. Indeed, the Data East court relied heavily on Aliotti, as well as the grandfather of Ninth Circuit merger cases, Herbert Rosenthal Jewelry Corp. v. Kalpakian,
. Aliotti suggests how the concept of scenes á faire could also be applied in the design context. The court rejected the argument that the parties’ stuffed animal Tyrannosauruses were substantially similar because both were depicted with open mouths; the court reasoned that because Tyrannosauruses were carnivores, they are often depicted in such a fashion.
. When evaluating literary works for substantial similarity, courts compare the works' "plot, themes, dialogue, mood, setting, pace, characters, and sequence of events.” Berkic v. Crichton,
. Indeed, an online search generates numerous examples of “pi songs,” which use the same pattern of notes. Many of these “pi songs" were published before 2010.
. The court reiterates that the relevant musical composition is the full orchestral score of Pi Symphony, and not the simplified pattern of the work’s primary motif, which was attached to Mr. Erickson’s registered work. The melody of Pi Symphony bears little resemblance to that of Mr. Blake’s "What Pi Sounds Like” other than the pattern of notes derived from the digits of pi.
. During a telephone conference call, Mr. Erickson suggested that Mr. Blake’s work used a similar chord structure as Pi Symphony. Hrg. Tr. 10:13-15 (Dec. 9, 2011). It is not clear how or in which passages the chord structures are alleged to be the same, and any such similarity appears to be an isolated similarity that, on its own, is not sufficiently substantial to support an infringement claim.
. While pleadings should be construed leniently when filed by a per se plaintiff, Mr. Erickson was represented by counsel when he originally filed his complaint.
. There may also be a question about the extent to which copyright law preempts an unfair competition claim. Because this issue was not raised by any party, the court declines to address it.
. "Original'' in this context does not require novelty, but it does require some degree of creativity. See Feist,
. As the Ninth Circuit in Satava explained:
We do not mean to short-change the legitimate need of creative artists to protect their original works. After all, copyright law achieves its purpose of enriching our culture by giving artists a financial incentive to create. But we must be careful in copyright cases not to cheat the public domain. Only by vigorously policing the line between idea and expression can we ensure both that artists receive due reward for their original creations and that proper latitude is granted other artists to make use of ideas that properly belong to us all.
Satava,
