*1 KEITH, Before ENGEL and Circuit Judges, LAMBROS, Judge.* District KEITH, Judge. Circuit Kentucky ap Commonwealth of peals granting from the district court’s aof * Lambros, Judge, Hon. Thomas D. United States District Court for the Northern District of sitting by designation. *2 is not clear as to the While the evidence Eric Weir corpus. Petitioner of habeas
writ
agreed
fight,
át his
all witnesses
his own defense
cause of the
the stand in
took
prosecutor
fight
court. The
in state
of the
Buchanan
during
murder trial
the course
to
comments
Suddenly
him and made
Bu
ground.2
cross-examined
pinned Weir to
after he
concerning Weir’s silence
jury
shouting
his feet
that he
jumped
chanan
to
Mi
given
he was
before
was arrested but
immediately left
stabbed. Weir
had been
con
The district
court
wife,
randa
momenta
his
returned
the scene with
Weir’s
had violated
the state
cluded
friend, and thereafter
pick up a
rily to
in
as outlined
Rights,
Fifth Amendment
of some friends. He
drove to the home
96 S.Ct.
Doyle v.
426 U.S.
police.
reported the incident
to
never
(1976). Accordingly,
the dis
ute KRS
testimony
FACTS
on
His
stand in his own defense.
events
inside
direct examination
detailed
was convicted
Petitioner Eric Weir
fight and de
up to the
the bar which led
man-
degree
first
Kentucky state court of
surrounding the
scribed the circumstances
stabbing
of Ronnie
slaughter
in the
death
freely
stabbing
Weir
admitted
stabbing.3
during a
stabbing
The
occurred
Buchanan.
Buchanan,
claimed that he acted
but
night club in
fight
parking
in the
lot of a
stabbing was acci-
and that the
Kentucky.
self-defense
County,
McCracken
wife,
think,
you
My
something,
objection.
I
was
know.
The
raises a threshold
1. The state
So,
attorney
lodge
go
argues
standing
the door.
I
on and
that Weir’s
failed to
there at
state
timely objection
questions
game
pool,
claimed to
to the
or was
the rest of this
shoot
rights.
says
my
The state
constitutional
violate Weir’s
wife
finished with it when
almost
they jumped
procedural
Well,
state
characterizes this failure as
I didn’t know
on Owen.
default, precluding
know,
habeas action un-
either,
federal
you
going
so I run
was
on
prejudice”
Wain-
“cause and
rule of
der the
just go down to the end of
out the door and
wright
Sykes,
433 U.S.
97 S.Ct.
Well,
going
building.
I said what’s
on? I
(1977).
wife,
my
talking
and when I did I
was
disagree.
Kentucky
The
state courts did
him until
1 couldn’t see
could see Owen.
procedural default rule
not invoke their own
He was
turned around.
Ronnie Buchanan
appeal.
direct
when
reviewed the case on
car,
the end of
down further towards
Kentucky
rely on Ken
Since the
courts did not
you
happening
said I’ll tell
what’s
and he
they’re
rule,
contemporaneous objection
tucky’s
we
my
my
time
wife
car. At that
all over
this time. See
likewise decline to invoke it at
well,
liar. When she said
he’s a damn
said
Bordenkircher,
(6th Cir.),
F.2d 117
Cook
running stronger
just
and at
come on
that he
denied,
cert.
wife,
my
swinging
which
time
the same
(1979).
standing right
my
side and
was
she
we
that while the state
addition
note
me,
past
swung
but I
kind of
back of me. He
Magis
the issue before the United States
raised
up my
just
arm to block
I
was throw
—all
trate,
objec
the issue in its
it did not include
evidently
he come around
that and
left,
report.
magistrate’s
Under these
tions
thing
on
I knew I was
the next
because
circumstances,
proper
believe it
to reach
coming
ground.
him
down
I remember
appeal.
See United States
the merits of this
my legs,
getting
and he
ahold of
on me and
Waiters,
See also
tell us about
Of
go.
you
have to.
didn’t
MR. OSBORNE:
A No.
going
Again,
object
Now, you
I’m
to
and move
to that
Paducah.
headed towards
Q
discharge
Jury in
case
you going
this
this
this
Why
Court
Paducah?
were
towards
home,
Well,
because of the conduct on cross-examination.
going
guess.
I was
I was
I
A
THE COURT: Overruled.
just going home.
apparently
found.
knife was
never
6. The
Now, Weir,
happened, your
after
this
Q
truck,
his
he left
in back of
said
it
defendant
me,
very
intrigues
really.
inter-
defense
It’s
n.4, supra.
esting
happened,
is the
to me. After it
if this
why
you
way
happened,
go
didn’t
n.4, supra.
7. See
Department?
Police
know, really,
A I didn’t
how bad he
appeal
argues
that
8. The Commonwealth
hurt,
very
if
at all.
or
he was hurt
bad
unclear, we should
record is so
because the
really
didn’t
know.
evidentiary hearing
when
as to
for an
remand
very badly,
right,
All
so he wasn’t hurt
Q
warnings
given. Because we
were
why
you go
Department?
didn’t
to the Police
whether
it makes
difference
that
conclude
Why
anybody
go
A
didn’t
to the Po-
else
not,
given
warnings
no need to
there is
Why
everybody
Department?
out
lice
didn’t
go
Department?
remand.
to the Police
there
post-arrest
defendant with
at the time of arrest
. .. also
silence.
evidence
potential
significant
prejudice. Nonetheless,
has a
we conclude that
danger
likely
that
jury
is
is
post-arrest
of a defendant with
is
silence
assign
weight
much more
to the defend-
Constitution, regardless
by
forbidden
silence than is
previous
ant’s
warranted.
given.
whether Miranda
are
explain
permitting
And
Jenkins were
on a
decided
ration-
unlikely
his silence
the reasons for
ale of basic fairness. We think that
it is
strong negative
overcome the
inference
inherently unfair
to allow cross-examina-
likely to
jury
that
draw from the
concerning post-arrest
tion
silence.
fact
remained silent
First,
believe
at the time of his arrest.”
Id. at
probative.
is not
the Supreme
(citation omitted).
S.Ct. 2138
thought
many
circumstances
course,
Hale, of
was decided under the
pre-arrest
probative:
silence was
supervisory authority
Court’s
over
traditionally
law
has
Common
allowed
proceedings.
federal
impeached
previ-
witnesses
their
91 (1976)
ous failure to state a fact in circumstanc-
the Court extended the rationale of United
naturally
es
which
fact
would
However,
v. Hale
state
States
cases.
Wigmore,
have been asserted. 3A
Evi-
Doyle,
dealing
the Court was
awith
consti-
(Chadbourne
dence
rev.
§
question
holding
tutional
and its
was limit-
jurisdiction may
Each
formulate
ed:
own
*5
its
rules of evidence to determine
impeachment
hold that
use for
prior
when
silence
sois
inconsistent with
silence,
purposes
petitioners’
present
impeachment by
statements that
receiving
time
arrest
and after
Miran-
probative.
reference to such silence is
Id.
warnings,
da
violated the Due Process
at 2129.
Clause of the Fourteenth Amendment.
itself,
In the
Doyle, supra,
Jenkins case
defendant
of a suspect at trial. The Court concluded Hale, shall stated in su- United States that inquiry pre-arrest into silence was not pra : unfair governmental because “no action in- during At the time arrest and custodial petitioner duced to remain silent before ar- interrogation, guilty innocent and alike— rest.” supra, perhaps particularly may the innocent — superficial
There is
logic
intimidating
thus a
the situation so
find
position
only
government
may
when a
A
choose to stand mute.
varie-
actually
officer
warnings
reads Miranda
ty
of reasons
influence
decision.
a defendant
is it
to impeach
unfair
confusing
In these often emotional and
Doyle thought
Jenkins and
it unfair to
circumstances,
suspect may not have
“govern-
where
impeach
use
question, or
fully understood the
heard or
petitioner
induced
to remain
mental. action
reply.
need to
may have felt there was no
Jenkins, supra,
silent.”
at 2130.
of Due Process
Traynor, The Devils
itself,
arrest, by
gov-
We think that an
Detection, Detention, and Tri-
in Criminal
implicitly
action which
induces a
ernmental
al,
He
33 U.Chi.L.Rev.
to remain silent. When one com-
in re-
may have maintained a silence
suspect’s
bines a
fears and anxieties
perhaps
hostile and
unfa-
sponse to the
knowledge
widespread
arrest with
of one’s
surrounding
atmosphere
miliar
his deten-
silent,
right
result
is often
to remain
tion.
realities,
just
these
that —silence. Given
little force in a
These considerations have
fundamentally
think it is
unfair to allow
situation,
through
any post-
before one stands ac-
the use of
pre-arrest
arrest silence.
changes things. The fact
cused. Arrest
significant
been arrested is
that one has
of this case illustrate this un-
facts
make a difference.
and should
got
fight
Petitioner Weir
into a
fairness.
with Ronald Buchanan and stabbed Bu-
important reason not to
There is a second
during
fight.
Petition-
chanan
death
permit post-arrest
silence to be used as
delay,
police
er fled. After some
came
impeachment.
widespread
There is
knowl-
to his house and arrested him. The
is arrested has
edge
society
that one who
repeatedly
also searched the house. When
obligation
speak
to the
and that
questioned
why
at trial as to
he didn’t ex-
attorney.
is entitled to consult with an
culpate
police, petitioner
himself
widely publicized
The news media has
ought
“I
tell
stated that
didn’t feel
and its formal
re-
Miranda case
anything.”
them
stated,
quirement.
Simply
many if not
petitioner
absolutely
correct.
persons
most
under arrest know of their
best course of action was to consult
His
exercise that
to remain silent and
with counsel and remain silent until then.
fact,
right.
many lawyers give
out the
was clear that
generally
He
knew this.
It
*6
routine advice to their clients that
if the
legal problems as a
petitioner would face
reason,
any
client should be arrested for
the
extent
fight.
result of the
The nature and
nothing and call the attor-
say
client should
however,
difficulties,
was unclear.
of these
ney.
persons
We
who are
do not think that
not
Petitioner’s silence was thus
exercising
remain silent
their
unfairly prejudicial
was
for the
guilt.
It
trial.9
prosecutor
pursue
this matter at
penalized
should be
for it.
Nunez-Rios,
exception
cryptic
position.
622
in
United States v.
9. With the
of a
dictum
869,
Caro,
(2d
1093,
1980);
(2d
States v.
637 F.2d
876
United
United
F.2d
1100-01
Cir.
Rowe,
1981),
post-Jenkins
suggested
(7th
no
court has
Cir.
States ex rel. Allen v.
III. Some Practical Considerations
are
not
suspect
where a
simply
is
taken
custody,
into
but rather where a sus
If
we were
limit
to instances
pect in custody
subjected
to interroga
where the police actually read Miranda
11
tion.”
defendant,
warnings
many practical
problems arise.
Thus,
police
have some discretion in
deciding when to read
warnings.
Miranda
First,
penalize
knowledge-
would
If we limited Doyle v. Ohio to instances
above,
able defendant.
many
As indicated
police
where the
actually read the warn-
persons
rights
are aware of their
and do not
ings, they could
Doyle through
eviscerate
need to be
read Miranda
We see
simple expedient
reading
of not
logic
allowing
Miran-
impeachment of the
warnings
da
defendant who tells the
time
arrest. The
that he is
rights
aware of
could
suspect
and wants to
arrest a
talk to his
and be
attorney,
impeachment
but not
careful
allowing
interrogate
not
if
him for 15-20
the police actually read the
minutes.
the police
question
Miranda warn-
If
wanted to
ings.
suspect,
they could then read the Miran-
da warnings.
suspect
If the
had remained
Second,
a position
such
discourage
would
minutes,
silent for those 15—20
that silence
reading
warnings. By
of Miranda
its
be
could
used
trial.
terms,
applies
custody
Miranda
to “in
inter
Such
illogical.
result would be
rogation.”
Arizona,
Miranda v.
1602, 1624,
S.Ct.
L.Ed.2d 694
IV. Harmless Error
(1966).
post-arrest
This
interrogat
means
good
argument
state has a
police departments
ion.10 Most
routinely
improper
post-arrest
use of
silence in this
have officers read
warnings
at the
beyond
case was harmless
a reasonable
time
helps
of arrest.
prevent
This
difficul
prosecutorial
doubt. The unlawful
inquiry
ties which
develop if the officer and
into Weir’s
pro-
was not
way
converse on the
longed
emphasized.
addition,
police station.
Innis,
See Rhode Island v.
questions paralleled questions
prosecu-
L.Ed.2d 297
properly
tor
asked about
pre-arrest
Weir’s
(1980);
Williams,
Brewer
97 silence. The issue of harmless error
More Doyle v. Ohio
up
situations has come
often.
important,
procedure
this
ensures that
We refer the
reader Williams v. Zahrad-
rights
aware of his
from the
nick,
1980)
F.2d
360-65
inception
However,
of the arrest.
there is
(citing
cases)
numerous
for an extensive
no requirement
that the
discussion
question.
of this
read
the time of
As
arrest.
the Court
Innis,
noted in Rhode
supra,
Island v.
In this
we conclude that
*7
300,
1689,
U.S. at
100 S.Ct. at
special
“the
error was
beyond
not harmless
a reasonable
procedural safeguards
in
outlined Miranda
dealing
doubt. We are
fight
with a
which
3189,
(1976)
prophylactic
safeguarding
United States
means of
Fifth
Brinson,
(6th
v.
1969).
was not
respectfully
I
dissent.
circum-
jury’s
fected the
decision. The
Ohio,
610, 619,
Doyle v.
U.S.
surrounding
fight
stances
and subse-
2240, 2245,
I also wish to elaborate on our prejudicial Having error. held that com- Likewise, crossexamination prosecutorial complained
ments of the sort
of here are
development of
plays a
role in the
constitutionally impermissible, to find that
critical
*8
Yet, in
they are
would in
for truth.2
nevertheless harmless
facts and the search
643,
(1971);
174, 179,
People
Conyers,
1
and Brown v.
S.Ct.
28 L.Ed.2d
1. See
v.
49 N.Y.2d
622,
148,
402,
(1980),
States,
2
424 N.Y.S.2d
process
inquiry
prosecutorial
barred
into a
This
type
case does not involve the
at
defendant’s silence
the time of his arrest.
Doyle,
“fundamental unfairness” found in
explicit
where
warnings
Miranda
induced
Supreme
grounds
Court had
two
prom
to remain silent and
Doyle holding,
intimately
its
both
related to
respected.3
ised his silence
be
would
There
police
given
the fact that the
had
Miranda
is no
warnings
evidence that Miranda
warnings to the defendants at the time of
given
arrest,
ever
to Eric Weir. Weir’s
their arrest. The Court first found that
improper
without evidence of some other
warnings
given
been
once Miranda
had
tactics,
was not in itself fundamen
“insolubly
defendant’s
became
silence
am-
unfair;
tally
no
were under
obli
biguous” thereby precluding
jury’s
use gation
give
warnings
Miranda
until
of such
exculpatory
silence to discredit an
began
process
interrogation.
Rhode
story
ruling,
trial.
offered at
In so
a ma-
Innis,
291, 300-01,
Island v.
446 U.S.
100
jority
“[sjilence
observed that
Court
1682, 1689-90,
S.Ct.
2249-50 and n.8
governmental
petitioner
action induced
to re-
Jenkins, supra,
(1980), quot-
1135 p. J., main silent.” Ante at 1131. The fact of 625-26, (Stevens, at 2248 at 96 S.Ct. U.S. however, alone, is no substitute for dissenting). arrest on a constitutional of reliance evidence broadly asserts that because majority necessary pre- the right which is to rebut society” about knowledge in “widespread in this “that the sumption, applicable “many if privilege, Fifth Amendment Jenkins, su- privilege was not exercised.” of their under arrest know persons not most at 2133 n.9. pra, 100 S.Ct. exercise that remain silent and might As much right.” p. Ante at majority seemingly concludes arrest, before easily be said of silence as value, probative has no post-arrest silence time, is that matter. This any at other observes in his con- Judge but as Lambros underlying with the of course inconsistent recognizes curring opinion, even do of Miranda that most citizens premise circumstances, post-arrest certain rights their constitutional not know impeach a defendant. can be used to directly It must be informed of them.4 n.ll, 96 supra, 426 at 619-20 Doyle, U.S. in Jenkins that contradicts the observation Further, 2245 Justice Stevens n.ll. express assertion of the absence of an “[I]n accepted rules of acknowledged that “under self-incrimination], [against privilege evidence, . . ... silence . [a defendant’s] privilege presumption is that prior to a inconsistent tantamount be] [can Anderson, 447 Jenkins v. not exercised.” purposes of statement and admissible for 2124, n.9, 231, 100 S.Ct. U.S. Id., 622, at 2246. impeachment.” 96 S.Ct. J., concurring). (1980) (Stevens, 417, 420 610 F.2d In Charles v. States, 445 In Roberts v. United U.S. curiam, 1979), per rev’d U.S. 1358, 1364-65, 559-60, 63 L.Ed.2d 100 S.Ct. (1980), 65 L.Ed.2d 100 S.Ct. Supreme Court stated si- recognized post-arrest this court telling clarity: probative: be lence sometimes privilege against The Fifth Amendment proposition begin with the is not self- compelled self-incrimination every impeachment use prohibit not does executing requirement Miranda’s .... silence, of a defendant’s excep- creates a limited specific fundamentally un- only those which are privilege tion to the rule that the must be fair. added). (Emphasis claimed .... majority’s square Nor does the conclusion view, my majority’s approach In here purports precedent upon which it with the Supreme precisely persuaded Hale, rely, United States supra. It invites Conyers, to vacate Court where truth- innumerable occasions Hale, for rob- the defendant was arrested proc- seeking function of the criminal trial station, given bery, to the taken impeded, protecting without an ess will However, he refus- his price rights. The individual’s constitutional The defendant to make a statement. ed speculative gains too for such offered stand at his trial and took the Frankfurter, great. In the words Justice cross-exam- alibi defense. only the Fifth Amendment not it makes “of regarding post-ar- his ined the defendant safeguard against judicially a human ruling propriety rest silence. positive but a invita- coerced self-disclosure fed- inquiry as a matter of prosecutor’s party offers to tion to mutilate the truth a law, evidentiary eral Brown, supra, tell.” recognized: points majority at 627. The weight gains more “governmental of arrest as action Silence fact accusation, persists in the face of a defendant to re- where it implicitly which induces (1966). Arguably, the inquire pause in individual will not “[W]e from the ma- to be drawn eventual conclusion whether the defendant was aware of cases therapeutic being given.” jority’s rights warning is that Miranda's Miran- rationale without a longer Arizona, needed. rule is no da *10 not view the rule p. such do as since it is assumed in circumstances Ante at likely penalty; that accused would be more provide the it to fails a shield dispute adequate than not untrue accusation. because there is no reason for it. assertion, however, Failure to contest an testify, If the may defendant elects to he acquiescence is evidence of explain considered still premised that his silence was only it if would have been natural under right. on the of exercise the That not a is object the circumstances to to the asser- shocking guilt; many confession of indeed tion. jurors may complete well be in sympathy logi- such conduct and find it utterly Id., at 2136. The Court had cal. is basically It no any different from noted, previously “If the Government fails concerning may testify. other fact which he inconsistency to establish a threshold be- jury I see harm letting weigh in the that tween at the silence station and later circumstance with all the others. trial, exculpatory testimony proof of si- any significant probative lence lacks value logic dispels The same also the notion and must therefore excluded.” Id. The police may deliberately that the withhold inconsistency Court refused to find an in preserve so as to the Hale because: opportunity impeachment to use silence for of very situation an arrestee is dif- [T]he so, purposes. Perhaps they do, but if may it ferent, for is duty speak he under no good opportunity get be at the risk of a and, case, as in this has ordinarily been confession, valid plans, and their well laid by government advised only authorities assuming they enough are astute to formu moments earlier that has the them, late will be frustrated if the accused remain silent .... never takes the stand. Most state courts added). Id. (emphasis power have the same to prohibit Unlike the in situation such Hale, quiry Weir is right. was not advised of this as vested in federal by courts Rule Evidence; 403 of the Federal Rules of if It is indeed difficult to why discern as a not, always therapeu has the practical matter, precise the moment ar- safeguard tic explaining his silence on rest automatically must any make silence any the stand. the probity lose all truth of a defendant’s has noted: exculpatory story. While holds that process rights . . . administration Miranda undoubted- makes ly provide[s] subsequent jury accused’s valuable aid to the “insolubly assessing ambiguous,” petitioner’s credibility, always has and the seemed to me at process lost, least benefits of this persuasive the more should not be reason is view, in our speculative that while because of the silence proba- still be tive, possibility impermissible police its value is con- diminished point thereby. duct will be outweighed encouraged by protect need integrity promise by made York, 222, 225, Harris v. New administration of the warnings. The majority asserts that failure ex- majority’s approach is strikingly here tend penalize will those defendants similar to the by rationale articulated who already know their majority Conyers, constitutional supra. I subscribe rights, even without generally expressed by the view Judge prosecutions specifi- Such may require, relief in federal Particular circumstances as a cally by afforded Federal Rule of Evidence 403: matter of fundamental fairness and hence process due relevant, evidence of a defendant’s Although may be evidence excluded necessary silence be excluded. It is if substantially its value is out- purposes here, however, only weighed by our to ob- danger prejudice, of unfair issues, serve that the fact of arrest itself does not misleading confusion of the or trigger jury, delay, fundamental fairness bar. considerations of undue time, presentation waste of or needless cumulative evidence. *11 per in that case. The Meyer in his dissent majority today by rule articulated
se when it rejected by court’s decision
summarily vacated state rejected primarily Conyers. It has been places unjustified and unnec-
because it proc- truth-seeking
essary burden
ess. majori- agree with the
Even if I were to view, obliged
ty’s myself I would conceive reverse, pre- noting my obedience to the authority while ex-
vailing Supreme Court
pressing disagreement with it. I see my approach.
nothing wrong with such an my
This is how the law moves. This in appropri-
view would have been a far more majori- response
ate than that made
ty today. COMPANY, Plaintiff-Appellee,
DEERE &
INTERNATIONAL HARVESTER
COMPANY,
Defendant-Appellant.
No. 80-2208. Appeals,
United States Court of
Seventh Circuit.
Argued April
Decided July 2,1981. Denied Nov.
Certiorari
