*4
Patterson was convicted of involuntary
GILMAN,
Before MOORE and
Circuit
manslaughter
based
child endangering
ROSEN,
Judges;
Judge.*
District
July
of 1997. He was sentenced to a
term of between
GILMAN,
years
prison.
10 and 25
J.,
the opinion
delivered
court,
MOORE, J.,
His wife Lisa
was convicted of
joined.
which
misdemean-
ROSEN, D.J.,
669-75),
(pp.
or child endangering
delivered
and
received
sen-
separate opinion concurring in part and
prison.
tence of six
months
Before the
concurring
judgment.
in the
Ohio Court of Appeals,
argued
Patterson
that the trial court had erred in excluding
OPINION
the expert
of a
testimony
criminologist
GILMAN,
RONALD LEE
Circuit
proffered by
that his convic-
Judge.
tion was unconstitutional because the evi-
In
court granted
Scott
dence was
Eric
insufficient to sustain it. The
Patterson a conditional writ of
cor-
rejected
habeas
Ohio Court Appeals
both argu-
*
Rosen,
The Honorable Gerald
Michigan, sitting
designation.
E.
United
States
Judge for
District
the Eastern District of
I,
Declining to
latter,
jury’s
verdict
(according to
decided
When
beyond doubt.”
reasonable
charges
instructions)
faulty
that Patterson was
CT97-0035,
Patterson,
No.
State
involuntary manslaughter
guilty of
(Ohio
Ct.App. June
at *3
WL
endangering,
on child
ceased
based
1998).
not reach
deliberating
therefore did
*5
his
attempts
reopen
to
subsequent
After
on whether Patterson was
a decision
the Ohio Su-
by
review
appeal and secure
offense of
of the lesser included
guilty
failed,
peti-
filed a
Patterson
preme Court
sim-
involuntary
based on
manslaughter
corpus
of habeas
federal
tion for a writ
reasonable,
A
in-
properly
assault.
ple
The
court,
for relief.
raising
grounds
six
jury might have concluded that
structed
petition, but
court denied the
district
was insufficient to establish
the evidence
respect to
a
Patterson
COA
granted
involuntary
the causation element
(1)
pro-
evidence
issues:
whether the
two
endanger-
manslaughter based on child
in-
constitutionally
trial
at his
was
duced
the
yet
have convicted on
less-
ing,
then
(2)
conviction,
his
to
sufficient
involuntary
man-
included offense
er
violated Pat-
jury
the
instructions
whether
simple
on
assault.
slaughter based
by omitting a
process rights
terson’s due
at 611.
the
of the offense that
state
key element
beyond a
prove
to
reasonable
required
was
timely petition
a
for re
filed
Patterson
doubt.
cases in
pointing
a series of
hearing,
to
will
reversed,
this court has stated
holding that
the which
This court
claims
insufficiency-of-the-evidence
Patterson’s
review
court had violated
state trial
has
where it
set
under circumstances
omitting
re
even
rights by
process
due
conviction due to
judgment
aside
proximate cause from
quired element of
of United
He cited the eases
involuntary
trial error.
jury
for
man
instructions
(6th
I,
Quinn,
When
instructions)
being
court
faulty
that Patterson was
tion
overturned
the federal
or a
conviction
guilty
involuntary manslaughter
is
federal conviction
state
it
on collateral
review.
See
endangering,
on child
ceased addressed
based
19, 24,
Massey,
and therefore did not reach Greene
deliberating
(1978)
(applying
open
57 L.Ed.2d
leave
possibility
a retrial.”
Id.;
Atkinson,
habeas-corpus
in a
chal-
also
holding of Burks
see
Delk
665 F.2d
conviction).
(6th
(“[W]here
Cir.1981)
lenge
ap-
to a state-court
An
93 n.
it is
declaration that
the evi-
claimed on
...
pellate
court’s
the evidence
insufficient,
constitutionally insufficient to was
reviewing
dence was
court is re-
conviction,
short,
support
quired
has the
to decide the
question
judgment
acquittal
though
for
even
might
same effect as
other grounds
there
be
jeopardy analy-
for
purposes
preclude
of the double
reversal
would not
[that]
re-
trial.”)
Third, Fifth,
(citing
sis.
cases from the
circuits)
Seventh,
(emphasis
and Tenth
Burks,
court,
In the wake of
this
like
added).
circuits, developed
many
practice
other
reaching
claim in situa-
This
court’s decision
United
alleged
tions where defendants have
both
Aarons,
States v.
This began analysis may court by “de- be retried.” Id. at n. 1. 189 Because ciding] the sufficiency of of the agreed issue evi- the court with Aarons that the dence, rather admissibility, than presented by evidence government the was the former is issue determinative the in fact of insufficient to support his convic question may tion, whether Orrico be retried.” it declined to consider the other is Id. at concluding 116. After 1983, that the evi- sued in appeal. raised his Id. Since insufficient, against dence therefore, Orrico was the the of law the circuit has been court jury also determined that the in- challenges that sufficiency to the of the likely struction was erroneous and would properly presented evidence that were independently require appeal reversal of con- and, the needed to be addressed where viction. Id. at 119 n. 5. But court dispositive the appeal, the allowed the refused to “rest pretermit [its] reversal on this discussion of other al ground ... such leged since a decision would trial errors.
653
slaughter
jury
the
v.
conviction on
erroneous
in United States
decision
court’s
This
(6th Cir.1990),
Orrico,
n.
is still
instruction.
654 rejected judicial economy first the contention “considerations of coun-
This court
against undertaking
analysis
to “a
legal
the initial reversal due
seled”
that
that
jeop- might
unnecessary.
terminated
Id.
the indictment”
What
defect
did, then,
ardy
subsequent
under Davis court
was decline to ad-
barred
Explaining
challenge
a new indictment.
Id.
904.
dress
where it
Supreme
spe-
reversing
Court Burks had
was
conviction on another
that
cifically recognized
ground
independently preclude
that the failure to dis-
that would
theory.
“trial
retrial on
faulty
legal
indictment was a
error”
the same
miss
retrial,
preclude
did
the Davis
that
not
readily distinguishable
Davis is
from the
the defective
court held
indictment
situation that was
us in
before
Patterson I.
similarly
try
Davis was
a “trial
used
original
The
in Davis reviewed a
... has
error” whose “rectification
never
legal theory
conviction that
based on a
thought
precluded
to be
the Dou-
been
repudiated by
Supreme
that had been
Jeopardy
ble
Clause.”
Court after the defendant’s trial. As a
intervening
result of the
Supreme Court
however,
argued,
Davis also
States,
ruling McNally
v. United
483
original panel’s
specific
“failure to make
2875,
U.S.
S.Ct.
L.Ed.2d 292
finding
sufficiency of
on the
the evidence
(1987),
there
no chance that Davis
ought
bar
retrial.” Id. at
This
using
system
could be retried for
the mail
analysis
began
by recognizing
intangible
to defraud others of their
prop-
prior
depar-
that its
decision constituted
erty rights.
question
of whether the
ture from the rule
recited
both Orrico
government had introduced constitutional-
(We
Delk. Id.
note
Davis
ly sufficient evidence at the first trial was
court did not cite the
decision in
published
completely
therefore
irrelevant to whether
Aarons.) The Orrico and Delk cases were
Davis could be retried under a different
view,
distinguishable,
in the court’s
be-
theory and a new indictment.
cause neither one
deal[t] with situation where the defen-
Davis,
But unlike in
our decision in
been
dant had
tried
an indictment
I did not
on a ground
rest
incorporating a legal theory that had
precluded
independently
retrial on the
turned
to be
just
out
invalid.
faced
We
theory
involuntary
manslaughter based
such
situation on the earlier
endangerment.
on child
An erroneous
pointless
here —and would have been
error,
instruction
a trial
California
days’
for us to
through
sift
several
worth
Roy,
2, 5,
U.S.
S.Ct.
of trial evidence to determine whether
(1996)
curiam),
L.Ed.2d 266
(per
and a
the evidence would have been sufficient
reversal on the basis of a trial error does
a conviction under the “intan- not
retrial
preclude
charge.
on the same
gible rights” theory if
Burks,
relief for
date
second trial was barred
the Double
323,
degree
just
Jeopardy
on
how
an
Clause.” Id. at
large
serious
S.Ct.
Based on
3081. But the defendant
error we committed.
the Su-
Richardson
ruling,
v. had not secured such a
since
preme Court’s decision
Richardson
the
States,
317,
district court had
a mistrial
United
declared
and
S.Ct.
3081,
(1984),
ordered a new trial on
two remaining
the
82 L.Ed.2d
and the reac-
counts,
appeals
decision,
court of
had
our sister
to that
de
tion of
circuits
jurisdiction.
clined to exercise
In that sit
convinced that
we are
Patterson has
uation,
only
where “there has
a
been
mis
subjected to an
been
unconstitutional retri-
resulting
hung
trial
jury,
from a
Burks
al.
simply
require
does not
that an appellate
Richardson,
In
jury acquitted
court
rule
of the evi
defendant on one count of
a
distributing
dence because retrial
might
barred
substance,
controlled
but was
unable
Jeopardy
Double
Clause.” Id. The
reach a verdict both as to another distribu
that, “[rjegardless
Court thus concluded
tion count and a third count alleging that
at
the evidence”
his first
conspired
he
to distribute controlled sub
trial, Richardson had “no valid double
318-19,
Id. at
stances.
S.Ct. 3081.
jeopardy
prevent
claim to
his retrial.” Id.
The district court declared a mistrial and
326, 104
at
S.Ct. 3081.
remaining
ordered a new trial on the two
counts, rejecting
argument
Richardson’s
partial
Justice Brennan’s
dissent
that the retrial would violate the Double highlighted some of the anomalous results
Jeopardy Clause
evidence in
to which
opinion
the Court’s
could lead.
troduced at the first
insufficient He
reasoned
follows:
conviction on either of the
Apparently,
approach,
under the Court’s
remaining counts. See id. After the D.C.
only
judgment
an actual
of acquittal, or
Circuit dismissed Richardson’s interlocu
conviction,
an unreversed
would termi
tory
jurisdiction,
appeal for lack of
thereby
nate jeopardy and
bar retrial.
granted
review to resolve
Accordingly,
defendant who is consti
among
conflict
the circuits with respect
tutionally entitled
acquittal
to an
but
jurisdictional
to the
Id.
issue.
at 320 nn.&
who
fails
receive one—because he
3-4,
The Court first
reversed
D.C. Cir-
agree
cannot
on a verdict —is worse off
jurisdictional
cuit’s
ruling, holding that the
than a defendant tried
before
factfin
rejection by the
district
of Richard-
der
constitutionally
who demands
suffi
son’s motion to
was appealable
dismiss
Indeed,
evidence.
he is
cient
worse off
under
Abney
the decision in
v. United
guilty
than a
acquitted
defendant who is
States,
431 U.S.
due to mistakes of
I
fact or law. do not
(1977). Richardson,
L.Ed.2d 651
paradoxical
believe this
result is faithful
at
In
Justice
court
reviewing
that a
previously
“held
in his
dissent
Rich-
foreboding
partial
to address a defendant’s
cannot refuse
Justice Brennan was concerned
ardson.
challenge
of the evidence
to the
“could remand for
courts
trial,”
Circuit
insufficiency offered
Seventh
addressing the
without
retrial
(em-
question.
never addressed
and the
would never
claim
defendant
(citing
cases from
phasis
original)
challenge
the first
able
circuits).
Third, Ninth,
More-
and Tenth
3081. That is
Id. at
trial.”
observed,
over,
Supreme
the court
our decision
the effect that
precisely
reviewing
held that a
I,
never
with Richard- Court “has
when combined
review
son,
declined
must
on
case. We
has
terminated;
original jeopardy
raises
has
evidence whenever
defendant
appeal.”
1150. In
Id. at
abundantly
issue
and is
clear that a reversal
view,
Douglas
court’s
for instructional error is no
ter-
more a
*13
ques-
to
addressing
had come closest
mination of
than a
jeopardy
mistrial
Richardson,
in
where both its reason-
tion
jury
agree.
is
to
it
where
unable
And
holding
at
ing and
indicated “that
least
implications
evident that
of
Rich-
ends in mistrial
prosecution
where
first
for a
ardson
case such as this one did
or
a defendant is
entitled to
hung jury,
not
escape
not
the attention of the Richard-
sufficiency of
a review of the
the evidence
court.
son
presented at trial before a second trial on
(emphasis
(referring
in original)
Id. at
charges begins.”
the same
Id. The Sev-
the consequences
to
identified Justice
proceeded
acknowledge
enth
Circuit
in
separate opinion
Brennan
in Rich-
argument
force of
Brennan’s
Justice
ardson,
3081).
327-31,
104 S.Ct.
dissent,
nevertheless concluded that
but
the original
Because
reversal
rested on
effectively rejected
the ar-
Richardson
instructions,
jury
erroneous
the Fifth Cir-
gument “that the
Jeopardy
Double
Clause
held that jeopardy
cuit
had never termi-
compels
appellate
court to review the
and that
nated
the defendants
could
sufficiency
at
of
evidence offered
trial
consistent
Jeopar-
retried
Double
anytime
question.”
a defendant raises the
Miller,
dy
F.2d at
Clause.
874.
added).
(emphasis
Id.
reasoning
Similar
is found in the Fifth
The same conclusion follows in
pres-
Circuit’s decision United States v. Mil-
Miller,
ent case.
inAs
our
decision
ler,
Cir.1992).
The de-
invalidate Patterson’s conviction rested ex-
fendants’ convictions in
were
Miller
re-
clusively on
ground
jury
that the
in-
on
appeal
ground
versed on
that the
constitutionally
structions were
deficient.
jury
permitted
instructions would have
the But this
error”
“instructional
did not con-
theory
them
to convict
on a
of mail
stitute
jeopardy-terminating event. See
Supreme
fraud that the
Court had invali-
Consequently,
id.
Patterson’s second trial
States,
McNally
dated in
v. United
not
did
violate the Double Jeopardy
that there is no double jeopardy unless criminal cases when defendant presents “[a]lthough mandated the double 874 F.2d at not Douglas, appeal.” the issue clause, practice ... so, explained, jeopardy better did 1150. The court on an initial for Jeopardy [is] the Double just because properly dispose claim Clause, its “concern but because of presented to it that the evidence costly re- of scare preservation the thus Having poli- legally insufficient warrant established sources.” Id. at challenged conviction.” court then reached back cy, Douglas the evi- to evaluate time clear, Douglas make and Miller What first presented the defendants’ dence therefore, longstanding is that this court’s *14 the in to determine whether order prudential practice reviewing of the suffi- on to evaluate the evidence court’s “failure ciency reversing despite evidence subjected them appeal” first grounds on was not un- conviction other Only Id. at 1151. after jeopardy. double by dermined Court’s decision at the evidence introduced concluding that Indeed, despite reading in Richardson. in fact been sufficient did the first trial had implications broadly, of Richardson defen- consider the the Seventh Circuit the Fifth and Seventh Circuits both to their convictions challenges dants’ practice identical to the one that adopted retrial. has 1979. That employed this court since the law of those practice in rec- remains of both the Fifth Miller Similarly, Circuit today. circuits—and our See policy of such a even ognized the wisdom circuit— Moses, 182, States v. 94 F.3d 188 that it was not constitu- United concluding while (5th Cir.1996) (“In cases where rever- tionally Miller defendants required. The retry permits sal the Government post-Richardson a number of pointed to defendant, cases, in reach a of this we must including court’s decision 529, argument in of their the evidence Gov- Quinn, F.2d 901 if may retry the defendant to a ernment “that defendant entitled argument insufficient.”); at trial was sufficiency of the evidence at the evidence review of the Anderson, 1076, F.2d States v. 896 952 F.2d United prior the first trial retrial.” (7th Cir.1990) (applying rule set Fifth Circuit 1078 But the concluded 872. Douglas). in “only that an forth the cases cited held should, in of dis- or the exercise to an circuits likewise adhere Other will, normally review the sufficien- cretion is de- analogous “prudential rule” has well even if it cy of evidence as jeopardy potential “to double signed avoid must that a conviction already determined requires them “to re- problems,’’and grounds.” other be reversed on claims sufficiency of the evidence view defendants, even if resolution on holding “Far that a review of raised [a from grounds otherwise dis- if a would challenge] can be had later alternative Bobo, v. pose of the case.” United States grounds,” on other conviction is reversed (11th Cir.2005); continued, 1264, see F.3d 1268 cases 419 the Miller court “these McDermott, 64 sufficiency of the also United States evidence indicate that (10th Cir.1995) (“[T]he 1448, law first will reviewed claims of compels circuit us review having from defendants prevent order remanding prior to where there was insufficient to face a second trial procedural er- a new trial because of convict at the first for insufficient evidence to ror.”); Bishop, in original). United States (emphasis at 873 trial.” Id. (9th Cir.1992) that, 820, (reaffirming & n. 11 thus concluded
The Fifth Circuit
law-of-the-case doctrine is not
policy
the Ninth
after Richardson
Circuit’s
proper
revisiting
for
basis
Pat-
sufficiency challenges despite
reviewing
sufficiency claim
terson’s
for
grounds
other
rever-
“[t]he existence
sal”) (citation
omit-
quotation
marks
argues
this court’s
ted) (alteration
original).
authority to
earlier
review its
decision re
in a
“power
sides
federal court’s
to revisit
sum,
In
we declined
address
when
decisions
own ...
prior
of its
cir
insufficiency-of-the-evidence
cumstance,
as a rule
although
courts
prior opinion,
claim in our
deviated
we
should be loathe to do so
absence
(and
practice
from a
that has
re-
been
extraordinary
such
circumstances
as where
mains)
the law
this circuit
most
‘clearly
initial
decision was
erroneous
”
part
better
others
last 25
injustice.’
would work a manifest
years.
subject
error
But our
did not
Pat-
Operating
Christianson v.
Indus.
Colt
terson to a retrial that
his double
violated
Corp.,
jeopardy
assuming
even
rights,
(citation
(1988)
omitted).
L.Ed.2d
*15
would have determined that the evidence
Christianson,
passage
But the cited
from
(a
was indeed insufficient
determination
as the
as well
Ninth Circuit cases on which
certain).
that
by
is
no means
With this
relies,
Patterson
refer
circumstances
understanding of our decision in Patterson
fundamentally different than the ones con
established,
I
we
may
address whether we
fronting us in
present
case. The cases
sufficiency challenge
now reach the
in question
that
address the situation in which
incorrectly
we
declined to address
2003.
resolves
legal issue that
at a
reappears
stage
later
litigation,
prior
of the same
but
to final
B.
cannot
reach
We
chal-
Patterson’s
judgment.
See Mendenhall
v. Nat’l
lenge
the evi-
Bd.,
464,
Transp. Safety
213 F.3d
467-69
dence at his first trial
under
either
(9th Cir.2002) (revisiting and reversing the
by
the law-of-the-case doctrine or
panel’s earlier conclusion that
it had the
recalling the mandate
authority
payment
to order the
of certain
attorney
Our
that
agency
conclusion
we should have tak-
fees after an
on remand
panel’s
en
up
applied
ruling
first
challenge to the suffi-
the is
sue);
Council,
ciency
Tahoe-Sierra Preservation
of the evidence in our prior decision
Inc. v. Tahoe Reg’l Planning Agency, 216
leads to a
question
thornier
—whether
764,
(9th Cir.2000) (concluding
787-88
have
power
to reach
issue
now.
remand,
on appeal, after a
that the prior
Patterson maintains that
law-of-the-case
panel’s determination that the defendants
principles
us to
allow
address his claim
waived a
statute-of-limitations defense
because our failure to do so
earlier
erroneous”),
“clearly
aff'd,
departure
clear
precedent
from circuit
and
302,
1465,
122 S.Ct.
not apply, only way that the to revisit our words, In other the above cases prior ruling by recalling would be the man- prudential illustrate nature of the law- date, recalling and that the mandate under doctrine, of-the-case which “states these circumstances would be an abuse of law, upon a court ‘when decides a rule of discretion. We address these contentions decision govern should continue to in turn. in subsequent stages same issues in the ” ordinarily ideally operate Card Ex and automatical- v. Business case.’ Moses same (6th is, Inc., ly, Cir. the need for the 929 F.2d without district press, 1991) further.”) (citation omitted); California, (quoting Arizona court to act Warden, 605, 618, 75 L.Ed.2d Phifer (1983)). Cir.1995) “[cjonditional in both Ninth Circuit (observing or- ” ‘final,’ acknowl and Tahoe-Sierra ordinarily Mendenhall ... considered ders are the effects of edged ability that its undo propo- collecting supporting cases flexibility context). rulings rested on prior in the habeas sition doctrine, which “directs law-of-the-case I opinion Because the Patterson discretion, does not limit the court’s case, judgment final a habeas Mendenhall, 213 F.3d power.” tribunal’s judgment relief from that cannot obtain (citation quotation marks omit at 469 by invoking flexibility of simply ted). He must law-of-the-case doctrine. instead But doctrine does the law-of-the-case forth in “the satisfy criteria set rules to circumstances such those apply not governing ... collateral attack” of a state Wright, present case. As Professors Wright, 18B Miller & Coo- conviction. See Miller, Cooper explained: have below, § As will per be discussed ... rules do involve Law-of-the-case inquiry governing under habeas proper instead, preclusion judgment; final jurisprudence recalling is whether judicial they affairs regulate before order to correct an erroneous final mandate final judgment. judgment, After direct prior would an abuse of our decision *16 is judgment governed relief from discretion. at- governing
rules direct and collateral in Rule found Civil Recalling the principally con- mandate would tack— 60(b) corpus the proce- and habeas and stitute an abuse of discretion sentence— dure to vacate a criminal Judge appeals,” of as “[C]ourts judica- or res rather than law of case “have explained, has asserted the Posner ta. mandate, in ... recall a effect power Wright, Arthur R. Mil- 18B Charles Alana case, time, limit of reopening the without H. Practice Cooper, ler & Edward Federal exceptional in circum although only (2d ed.2002) (em- § and 4478 Procedure Crabb, Patterson v. 904 F.2d stances.” added). phasis (7th Cir.1990); 1179, 1180 see also United (6th 514, Saikaly, 424 F.3d 517 in I v. opinion Patterson consti States Our Cir.2005) (“Although appeals courts of grant judgment” tutes “final authority to recall a of is have inherent corpus of a conditional writ habeas mandate, exer See, power only should e.g., final such treated as a order. Browder Corrections, extraordinary circumstances be Dep’t 434 cised v. Illinois of 556, repose 257, 265-67, of interests profound 98 521 cause S.Ct. 54 L.Ed.2d mandate.”); (1978) appeals to a court of (holding that a district court’s order attached Miller, Cooper, Wright, Federal “final” 16 & granting a conditional writ was (“The § decided, as Practice and Procedure 3938 though the court had not even statute, power appeals of of to recall its required by a court was then whether long recog necessary); once issued has been evidentiary mandate hearing Gen nized.”). Deuth, Supreme Court has de 687, The v. 692 Cir. try 456 2006) (“Conditional a mandate as power recall grants of writs habe scribed “subject is to re- they an “inherent” one that are ... and corpus final orders
662
view for an abuse of discretion.” Calder-
(citing
Second, Fifth, Ninth,
cases from the
538, 549,
circuits).
Thompson,
v.
118 and D.C.
Those courts have
(1998) (cita-
1489,
S.Ct.
As the observed, BellSouth court other court attributed its failure to act earlier to similarly circuits have applied “excep- “procedural misunderstandings by some tional circumstances” standard regarding wit, judges” miscommunications dur- —to the recall of a mandate. 96 F.3d at ing 851-52 a law-clerk transition in judge’s one
663
it, the Court then
rule to the facts before
oversight of
judge’s
another
chambers
not acted
that the Ninth Circuit had
found found
petition
en banc
the initial
—and
justice,
miscarriage
of
which the
constitute “ex
to avoid
failures sufficient
those
at
cases characterize as “actual as
See id.
Court’s
circumstances.”
traordinary
559,
(citation
quota
legal
innocence.” Id. at
550-51,
compared to
1489
118 S.Ct.
omitted).
Sawyer Whitley,
(quoting
This decision
marks
118 S.Ct.
tion
2514,
333, 339,
had
mandate
days after the
S.Ct.
released
(1992)).
had
Thompson
issued,
year
after
almost
L.Ed.2d
rehearing en
request
his first
filed
announced
general
rule
Whether
mur
after the
banc,
years
and almost
actually
Supreme Court
Calderon
Id.
convicted.
he had been
der for which
far from
present
in the
case is
controls
548-49, 118 S.Ct. 1489.
at
terms,
rule, by its own
clear. The Calderon
court recalls its
applies where
Court, by majority
de
to revisit “an earlier decision
mandate
four,
Observing that
five to
reversed.
pris
relief to a state
nying
corpus
habeas
on the
actions “rest[ed]
Ninth Circuit’s
558,
Calderon,
1489. In his
Id. at
118 S.Ct.
523 oner.”
grounds,”
doubtful
most
an uncondi
1489,
sought
Patterson
551,
appeal,
then
first
118 S.Ct.
ordering
his release because the
of a mandate
tional writ
that the recall
explained
allegedly
measured
at his first
trial was
must also be
context
the habeas
insufficient,
alternatively a conditional
statutory
jurisprudential
or
“against
cases.”
secure his release unless
corpus
in habeas
writ that would
applicable
limits
true,
period
This was
retried him within set
Id. at
118 S.Ct.
the state
statutory
said,
the suffi
though
By declining
even
to evaluate
the Court
time.
petitions
evidence,
governing successive
we did not techni
ciency
restrictions
sua
Ninth Circuit’s
had
apply
did not
to the
him the relief that he
cally “deny”
mandate.
to recall its
sponte decision
But our decision
sought
ground.
on that
appeals,
1489. Courts
only
a condi
grant
instead
to re
then,
their discretion
must exercise
him
denying
writ had the
tional
effect
“guided by
general
call a mandate
requested.
relief that he
primary
habeas
underlying
Court’s]
principles
[the
apply here.
may
rule
the Calderon
well
So
the re
even where
corpus jurisprudence,”
does,
no basis to recall
then we
If it
have
Antiterrorism
imposed by strictions
mandate,
argument
since
Act,
Penalty
28 U.S.C.
and Effective Death
has been
throughout
proceedings
these
formally apply. Id.
§
do not
innocent,
that he is
legally
that he is
*18
558-59, 118
id. at
actually innocent. See
focused on a
Court
Supreme
The
S.Ct.
finality
in the
interest
particular
state’s
announced
Cal-
But
if the rule
convictions,
even
and announced
criminal
of the
apply,
aspects
other
deron does
a federal
general rule:
following
“[W]here
in that case
reasoning
Supreme Court’s
recalls its
sponte
sua
appeals
court of
v.
in Bell
more recent decision
and its
merits of an earlier
to revisit the
mandate
2825,
794, 125 S.Ct.
667 at 690- not the “letter the final federal court order. Id. did violate C. The state retry the state to the 91. After chose not spirit” of this court’s decision petitioner, she asked court to introducing the district by new at Pat- evidence by entering enforce the conditional writ scheduling by or retrial terson’s voiding her The 180-day order state conviction. trial outside of the third granted court relief. requested district the period at 691. Id. turn now Patterson’s We appeal, argued On state that by the district only question addressed jurisdiction court had no enter district violated the state of Ohio court —whether requested order. court disa- This forth court in by set this the conditions greed, holding general- that district courts argues Specifically, I. Patterson
Patterson
ly
jurisdiction
“retain
a lawful
to execute
re-
opinion
of our
language
prior
that the
necessary.”
when it
judgment
becomes
quired
to initiate
retrial
the state
Warden,
(citing
at 692
Id.
v.
Phifer
charges
days
within
of the
same
(7th Cir.1995)).
Gentry
The
mandate,
our
and that the
issuance of the
explained that
courts
court
federal district
contemplate
not
that the state
opinion did
jurisdiction
whether
to determine
“retain[ ]
new
at the retri-
would introduce
complied
of a
party has
with the terms
below, we
explained
al.
the reasons
For
case. A
conditional order
a habeas
prior opinion
to read our
find no basis
timely
state’s failure to
cure the error
on the
these unusual restrictions
imposing
by a federal district court
identified
state.
re-
justifies
conditional habeas order
(citation and
petitioner.”
of the
Id.
lease
the district
and this
1. Both
court
omitted).
quotation
Applying
marks
jurisdiction to assure
court have
it,
to the facts
this court con-
rule
before
compliance with the conditional
properly
that the district
cluded
writ
jurisdiction
petitioner’s
exercised
over the
motion,
denying
In
not to
motion
state’s decision
court assumed that it had sub
the district
retry
did not cure
error identified
her
ject
jurisdiction
his case. But
matter
over
court.
re-
by
petitioner’s
the district
The
simply
courts are
allowed
federal
relief,
observed, “rea-
this court
quest
jurisdiction
proceed
then
assume
court to en-
sonably asked
[district]
on the merits.
Steel Co.
resolve a case
See
by making
order
the conditional
force its
Env’t,
a Better
Citizens for
writ absolute.”
93-101,
L.Ed.2d 210
case,
(1998)
Similarly, in
Pat
“hypothet
present
(rejecting
doctrine of
essentially
a motion
asked
jurisdiction”
reaffirming
terson filed
ical
condition
juris
of its
district court
“mak[e]
court must assure itself
federal
case).
deciding
juris
I “absolute.”
al writ” entered
diction before
recognized
court in
Gentry
id. This
question
dictional
controlled
See
Deuth,
jurisdiction
courts
Gentry
that district
“retain[ ]
court’s recent decision
(6th Cir.2006),
complied
has
party
which was
determine whether
The district court deter versal of a conviction improper jury mined that the state’s actions have not run generally instructions curtails the amount spirit” afoul the “letter or of the condi or type may evidence that the state tional writ issued in I. opin Patterson Our produce during a retrial. court’s de This ion ended with the following conclusion: Davis, cision in United States v. judgment Cir.1989), REVERSE the of the
[W]e
which
discussed
court,
district
above,
GRANT Patterson a con-
length
Part II.A.1.
contains
ditional writ of
corpus
habeas
that will
language
contrary.
In explaining
in his
result
release from prison
why reaching
unless
insufficiency-
defendant’s
the state of Ohio
commences new trial
argument
of-the-evidence
would have been
against him
days
futile,
within 180
from the
emphasized
the Davis court
duty
and our
as an interme-
preme
not have
would
challenge
resolving that
court to follow those deci-
diate
government’s
viability of the
affected
to uncomfortable
they
if
lead
sions even
a new
liability under
theory of
different
court,
This is such a
particular
cases.
results
government,”
“The
indictment.
light
In
Court’s
foreclosed,
case.
not be
“certainly would
opined,
*23
appellate
that an
court’s
indictment,
holding
recent
from
the new
a trial on
a decision that
“willingness to correct
not tendered
that was
offering evidence
mistaken” does not
to have been
perceived
language
this
read
first trial.”
We
justify
a belated reconsideration
suffice
reinforcing the commonsense
in Davis
in a
decided issue
habeas
previously
of a
court’s reversal
that an
notion
case,
Thompson,
Bell v.
545 U.S.
corpus
error,
specifi-
unless
for trial
a conviction
2825, 2837,
794,
son
180-day
initial
beyond the
proceedings
determina
fully concur in the Court’s
I
state from
prevent
or
commencement
Eric Scott
petitioner
tion that
during
additional evidence
introducing
third time in
be tried for a
may properly
the district
therefore affirm
retrial. We
court,
to secure a
where he failed
state
motion for
of Patterson’s
court’s denial
federal,
court,
or
by any
state
ruling
stay of the
and for a
unconditional release
insuffi
at his first trial was
proceedings.
state-court
of involun
his conviction
cient to
child endan
manslaughter based on
tary
III. CONCLUSION
trial ended in
his second
gering, and where
.
not often forced
courts are
Federal
Richardson v. United
hung jury See
An
culpa.
amounts to a mea
what
issue
317, 325-26,
States,
104 S.Ct.
468 U.S.
years ago,
committed three
that we
error
(1984);
3081, 3086,
242
see also
L.Ed.2d
82
just
that.
however,
to do
has forced us
900,
Davis,
v.
873 F.2d
States
United
distressing
all the more
Today’s decision is
Bobo,
(6th Cir.1989);
States
United
only
not
recognize
we have had
(11th Cir.2005);
1264, 1267
United
F.3d
mistake,
also that we
made a
but
that we
(5th
Miller,
866,
872-74
States
at this late date.
our error
cannot correct
Cir.1992).
only to ex
separately
I write
of our
a mistake
inability to correct
This
did not
panel
firm view that this
press my
likely
some as
will
strike
own creation
or rule
precedent
any Sixth Circuit
violate
system justice.
inimical to our
Patterson’s suffi
to reach
when it declined
round of
during the first
however,
challenge
ciency
are
system,
Integral
to that
initial tri-
following his
proceedings
habeas
States Su-
of the United
the decisions
al
conviction. See Patterson v.
action,
Has
chosen
panel
course
cited the
kins,
Cir.2003)
ruling
then-recent
in Burks v. United
(“Patterson P). Rather,
States,
1, 18,
acted
2150-
entirely
in accordance with
precedent
(1978),
57 L.Ed.2d
in which the Su-
by citing
good
unwilling
reason for its
preme Court held that a reversal for evi-
dentiary insufficiency
ness
address
precludes a retrial
challenge namely, that
to do so would
jeopardy
on double
grounds. While this
—
require speculation
properly
as to how a
surely is a
explanation
pan-
sound
for that
jury might
weighed
instructed
have
el’s election to address the defendant’s suf-
evidence,
only
as to the
ficiency
offense of
challenge in lieu of his other
conviction,
error,
but also as to a lesser-included
claims of
I do not
single
read this
*24
offense that the
in Patterson’s first
in
statement
Orrico as purporting to an-
trial had no occasion to reach. See Patter
an
nounce
inviolate “rule” that all subse-
I,
son
case present to all of his opportunity arguments why a seem- possible reasons among complete a course of and through state might not suc- argument ingly meritorious proceedings. federal surprise come as hardly This will a ceed. proceedings to habeas petitioners —and Finally, emphasis the ma- bears —and general har- public I that even the suspect (see this, Majority jority recognizes also infallibility of illusions about bors no 655-59) Op. any purported error —that
judges.6 subject I Patterson did not Patterson to an unconstitutional retrial. Nor has our my concern brings me to second This any of the decision otherwise diminished majority’s concluding with the remarks— protections constitutional that Patterson they laying be read as namely, that could enjoys as he his third court faces state today’s supposedly for “uncom- the blame Rather, fully pro- trial. retains due he his at the feet of the Su- result[]” fortable guarantee upon a verdict based cess of preme Any error —if error there Court. evidence, sufficient Virgi- see Jackson v. alone, course, we ours of and was—was nia, 307, 319, 2781, 2789, timely opportunity notice and to ample (1979), op- as well 61 L.Ed.2d as upon such error correct portunity challenge any eventual convic- rehearing. Even filing petition of a of through tion full round state prece- of the absence and, necessary, if habeas federal appeals I majority, dent cited would I Patter- proceedings. am content that to a rule that would reluctant to subscribe upon fate rests and foremost son’s first years their judges allow revisit decisions peers, see judgment of of his later, upon delayed realization that based or nothing “uncomfortable” “inimical goes have mistaken. It they might been justice” this outcome. system our course, saying, rul- without correct disagree I with the ma- Accordingly, while vitally proper important are ings conclusion that erred in Patter- jority’s system, functioning judicial I, judgment I concur in that Patter- son acutely are aware of this. As judges state court trial should be allowed son’s result, judges mightily strive avoid go forward. consequences judgment, an erroneous no this was less true our Yet, cru- finality plays I. also system, in our judicial role as cial long recognized. have
Court’s decisions
See, Pierce e.g., v. United Mine Workers Fund, & Retirement
Welfare Beaver, (6th Cir.1985); Barrier v. 451-52 (6th Cir.1983); Hines
712 F.2d 234-35 Co., Royal Indemnity Cir.1958). latter, in And the
113-14 greater impor-
my judgment, assumes still where, here, a in habeas
tance cases *29 this, course, following Patter- against pur- our decision in is to of certiorari One check Here, however, Nor did seek en banc reconsidera- appeal. son I. he sue an panel's ruling. petition Supreme Court for a writ tion failed to
