Eriс BRAZIER d/b/a Brazier Painting, Appellant-Plaintiff, v. MAPLE LANE APARTMENTS I, LLC, Appellee-Defendant.
No. 71A04-1406-CC-278
Court of Appeals of Indiana
Oct. 22, 2015
Rehearing Denied Jan. 25, 2016
42 N.E.3d 442
ROBB, Judge.
[42] Affirmed.
[43] BROWN, J. and ALTICE, J. concur.
Lily M. Schaefer, Chad W. Nally, Genetos Retson & Yoon LLP, Merrillville, IN, Attorneys for Appellee.
ROBB, Judge.
Case Summary and Issues
[1] Eric Brazier sued Maple Lane Apartments I, LLC (“Maple Lane“), claiming he had performed over $60,000 in painting services at Maple Lane‘s request for which he had not been paid. Following a five-day bench trial, the trial court entered judgment in favor of Maple Lane and imposed sanctions against Brazier‘s counsel in the amount of $5,000 toward Maple Lane‘s attorney fees. Brazier now appeals, raising several issues for our review, which we have restated as: 1) whether thе trial court erred in denying his motion for summary judgment; 2) whether the trial court erred in its evidentiary ruling on certain exhibits proffered by Brazier; 3) whether the trial court‘s judgment is clearly erroneous; and 4) whether the trial court erred in imposing sanctions. Concluding there was no error in any respect, we affirm.
Facts and Procedural History
[2] Maple Lane consists of 396 apartments in 100 buildings and a clubhouse in South Bend, Indiana. Sometime prior to 2006, Maple Lane hired Brazier to do interior painting work at the complex on an as-needed basis. Sue Papaj, who became Maple Lane‘s property manager in 2006, was Brazier‘s primary contact. She would apprise Brazier of vacant apartments, and he would paint the interior for approximately $160 per apartment. In addition, Papaj occasionally sought permission from her boss for Brazier to perform “extra work,” which included such things as сleaning gutters, painting common areas, and exterior painting. Transcript at 58.
In 2009, Brazier was asked to repair and paint the wood around two bay windows on the clubhouse and to paint the picture windows, the common door frame, and the apartment numbers on seven buildings on Norway Maple Court. He was then asked to paint the exterior windows on a few other buildings that were in bad condition (collectively, the “Clubhouse Project“).
[3] Typically, Brazier would handwrite invoices for the work he did and submit them to Papaj within two weeks of completing the work. The date on the invoice would reflect the date he turned the invoice in rather than the date he did the work. Brazier did not keep copies of the invoices he submitted to Maple Lane. Papaj reviewed the invoices, initialed them to indicate payment should be made, and sent them to Maple Lаne‘s corporate office in Chicago for payment. Checks were sent directly to Brazier.
[4] In early 2010, Maple Lane instructed Papaj to stop using Brazier‘s services. When Papaj called Brazier to let him know that his services would no longer be required, she told him to finish up what he was doing and bring her any unpaid invoices. Brazier delivered a few invoices to Papaj which she initialed and sent to Maple Lane. Papaj believed Brazier had submitted, and she had initialed, invoices totaling approximately $3,200 that Maple Lane ultimately did not pay. At the end of March or beginning of April, Brazier brought approximately 100 invoices to Papaj for exterior work he claimed to have done on every building in the complex, charging between $525 and $550 for each building (the “Bay Window Project“). He indicated he started this project in 2008 or 2009; Papaj claimed Braziеr was never asked to, and in fact did not do, this work. Papaj did not initial the invoices, but she did send them on to Maple Lane.
[6] Brazier filed a motion for partial summary judgment contending, in part, Maple Lane‘s answer was a judicial admission that the invoices for the Bay Window Project were due and owing. Following a hearing, the trial court denied the motion:
[Brazier] too narrowly construes [Maple Lane‘s] Answer as an acknowledgement by [Maple Lane]—a judicial admission as is claimed by [Brazier]—that [Brazier‘s] invoices are accurate and that the work described in each invoice was actually performed. [Brazier] takes an inartfully drafted answer and construes it too readily as an admission....
* * *
Beyond that fact, [Brazier] has failed to show the absence of a genuine issue of fact. It appears clear that many of the numerous invoices, including what would appear to be most if not all of the invoices dated April 30, 2010, appear to be the same invoice, reproduced over 100 times, differing only by the apartment building or unit at which services were alleged to have been provided. There are numerous inferences that may be drawn from this evidence, including inferences that would stand to defeat [Brazier‘s] claim. Thus, [Maple Lane] is not obligated to come forth with evidence to defeat [Brazier‘s] Motion. Nonetheless, the evidence designated by [Maple Lane] is sufficient to raise a question of fact concerning [Brazier‘s] billing.
Id. at 9-10.
[7] During the discovery process, Maple Lane filed a motion to compel discovery and for sanctions against Brazier. The trial court did not rule on the motion before trial. Throughout the litigation, Brazier and his counsel referred to the invoices attached to the complaint as “copies” of the invoices he had submitted to Papaj and Maple Lane. It was determined for the first time at trial, however, that the “copies” were actually created by Brazier for the purpose of litigation after consulting with counsel. Maple Lane renewed and supplemented its motion for sanctions during trial.
[8] At the request of the parties, the trial court issued findings of fact and conclusions thereon after the conclusion of the trial. In large part, the trial court‘s findings came down to a credibility call, as the trial court noted the main witnesses—Brazier and Papaj—gave testimony that was “often and grossly wholly contradictory and irreconcilable. Effectively, each was testifying that the other was lying.” Id. at 16. Ultimately, the trial court determined there were numerous issues with respect to Brazier‘s credibility—including his “poorly organized and almost wholly idiosyncratic” recordkeeping, id. at 13, his poor memory of events, and irregularities with regard to the timing and amount of the Bay Window Project invoices—and further determined “Papaj was a credible witness.” Id. at 16. The trial court concluded “Brazier has not proven by a preponderance of the evidence that he was authorized to рerform or that he even did perform the Bay Window Project. The Court concludes that this work was not authorized (beyond the Clubhouse Project)
[9] Following the entry of judgment against him, Brazier filed a motion to reconsider and motion to correct error. Pursuant to the court‘s order, Maple Lane filed an explanation of the sanctions it deemed appropriate, seeking attorney fees incurred from the time of Brazier‘s motion for summary judgment through trial and additional sanctions against Brazier‘s counsel for violations of
Discussion and Decision
I. Brief of Appellant
[10] At the outset, we must note several significant deficiencies in the “Corrected” Brief Brazier filed with this court.1 Brazier initially filed his brief on December 19, 2014. The brief contained a one-page Table of Contents—showing three headings under the Argument section all beginning on page 18—and a four-page Table of Authorities. On December 31, 2014, Brazier filed a Motion to File Corrected Brief to Correct Table of Contents and Table of Authorities. In the motion, counsel alleged she had been unable to complete the brief even after two extensions of time “due to the length of time to review and cite to the voluminous transcript, exhibits, and post-trial filings of the numerous and complex issues on appeal,” but had nonetheless filed a brief by the date ordered. She noted the Table of Contents and Table of Authorities in the brief “provide citations to incorrect page numbers and the correct authorities are not listed in alphabetical order.” Therefore, she requested leave to file “a corrected Appellant‘s Brief limited to the Table of Contents and Table of Authorities in order to provide the correct page numbers and correct authorities in alphabetical order. Brazier will make no changes to other parts of the Brief.” (Emphasis added.) This court grantеd Brazier‘s motion, directing him to file an Amended Appellant‘s Brief “in order to correct the Table of Contents and Table of Authorities.... No substantive changes shall be made to the Amended Appellant‘s Brief.” (Emphasis added.) Brazier timely filed his Corrected Brief of Appellant on March 2, 2015.
[11]
(1) Table of Contents. The table of contents shall list each section of the brief,
(2) Table of Authorities. The table of authorities shall list each case, statute, rule, and other authority cited in the brief, with references to each page on which it is cited. The authorities shall be listed alphabetically or numerically, as applicable.
[12] Although Brazier‘s corrected brief does indeed include these sections, the Table of Contents is now thirty-seven pages long, followed by an eleven-page Table of Authorities. To illustrate how such lengthy tables are possible—despite the substantive portion of the brief being only forty-three pages—we have randomly selected an entry from the corrected Table of Contents, which appears under the “Argument” section:
I. The trial Ct. improperly relied on Papaj‘s and Cory‘s mere “belief” (improper hearsay under
Ind. Evidence Rule 801 and802 ) that Brazier had already been paid for the invoices and the balance of the Account Stated as neither Papaj nor Corey had personal knowledge or any documentary evidence that the subject invoices making up the account stated were actually paid as, pursuant toInd. Trial Rule 8(C) , [Maple Lane] had the “burden of proving ... payment” to Brazier of each of the unpaid invoices of Brazier‘s Account Stated and [Maple Lane‘s] required burden of proof of payment “is subject to the rules of evidence” [appearing on pages] 8-16, 24-6, 27, 28, 29, 31, 35, 37, 39
[13] This is neither a proper heading, nor is it a heading appearing on any of the pages listed. In fact, the Argument section of the brief, which does not even begin until page 16, includes no headings or subheadings at all, despite the corrected Table of Contents listing headings A through ZZ, with multiple subheadings (and some sub-subheadings) under most headings. To the extent the Table of Contents makes sense at all, it represents, at best, an abject failure to understand the most basic requirements of appellate briefing. At worst, it is a blatant attempt to make additional argument without complying with the page and word limitations of a brief, see
[14] The Table of Authorities is not as egregious, but nonetheless fails to comply with the rule and this court‘s order. It includes, for instance, the following:
Hirsch v. Merchants Nat‘l Bank & Trust Co. of Indiana [166 Ind.App. 497], 336 N.E.2d 833 (Ind.Ct.App.1975) (providing eight percent interest in action for breach of lease). When the parties’ contract does not provide an interest rate; therefore, the statutory interest rate of eight percent is applicable. (cited in App. 75-76) [appearing on page] 12 Corrected Brief of Appellant at iii-iv.2
[15] First of all, a Table of Authorities should simply be a list of cases, statutes and other authorities relied on in the brief, presented without further comment. Again, this appears to be an attempt to circumvent the page and word length limitations imposed by the rules and make additional substantive argument
[16] None of this is within the letter or spirit of
(8) Argument. This section shall contain the appellant‘s contentions why the trial court or Administrative Agency committed reversible error.
(a) The argument must contain the contentions of the appеllant on the issues presented, supported by cogent reasoning. Each contention must be supported by citations to the authorities, statutes, and the Appendix or parts of the Record on Appeal relied on, in accordance with
Rule 22 .* * *
(c) Each argument shall have an argument heading. If substantially the same issue is raised by more than one asserted error, they may be grouped and supported by one argument.
[17] As noted above, despite the numerous “headings and subheadings” shown in the Table of Contents, Brazier‘s Argument section—which, incidentally, is not itself labeled as such, and is distinguished from the Summary of Argument section only by the heading “Standard of Review“—contains no headings or subheadings. Not only are headings required by the rule, but they may have helped to focus Brazier‘s argument, which lacks the cogent reasoning also required by the rule. For instance, on two consecutive pages of the brief, essentially the same sentence appears four times. Corrected Br. of Appellant at 19-20. The content of two pages of the brief are replicated in whole several pages later. Id. at 25-27, 29-31. It appears arguments made in trial court filings may have been copied and pasted into the brief, leading to nonsensical statements such as “[t]his Court erred by failing to take mandatory judicial notice of the judicial admissions made in [Maple Lane‘s] Answer” and “[t]his Court erred by failing to follow Indiana law[,]” id. at 21-22 (em-
[18] A party waives any issue for which it fails to provide argument and authority. Westervelt v. Woodcock, 15 N.E.3d 75, 76 n. 1 (Ind.Ct.App.2014). We do not have to consider an issue that is “too poorly developed or expressed to be understood.” Perry v. Anonymous Physician 1, 25 N.E.3d 103, 105 n. 1 (Ind.Ct.App.2014), trans. denied, cert. denied, --- U.S. ---, 136 S.Ct. 227, 193 L.Ed.2d 132 (2015). However, we prefer to decide appeals on their merits when possible. Omni Ins. Grp. v. Poage, 966 N.E.2d 750, 753 (Ind.Ct.App.2012), trans. denied. With the assistance of Maple Lane‘s distillation of the issues in its brief, we will address the merits of the arguments we can discern. Any issue not explicitly addressed herein is waived for failure to make a cogent argument.4
II. Motion for Summary Judgment
[19] When reviewing a trial court‘s ruling on summary judgment, we apply the same standard as the trial court. Manley v. Sherer, 992 N.E.2d 670, 673 (Ind.2013).
Summary judgment is appropriate where there is no genuine issue of material fact and the moving party is entitled to judgment as a matter of law.
[20] Our review is limited to facts designated to the trial court. Meredith v. Pence, 984 N.E.2d 1213, 1218 (Ind.2013). All factual inferences are made in favor of the non-moving party, and we resolve all doubts as to the existence of an issue of material fact against the moving party. Manley, 992 N.E.2d at 673. The appellant has the burden of demonstrating that the summary judgment ruling was erroneous. Amaya v. Brater, 981 N.E.2d 1235, 1239 (Ind.Ct.App.2013), trans. denied.
[21] The trial court denied Brazier‘s motion for partial summary judgment upon finding Brazier failed to meet his burden of showing the absence of a genuine issue of material fact. Brazier contends the trial court erred in denying his motion for summary judgment because the trial court did not treat Maple Lane‘s an-
[22] A judicial admission “is an admission in a current pleading or made during the course of trial; it is conclusive upon the party making it and relieves the opposing party of the duty to present evidence on that issue.” Weinberger v. Boyer, 956 N.E.2d 1095, 1105 (Ind.Ct.App.2011), trans. denied. “Statements contained in a party‘s pleadings may be taken as true as against the party without further controversy or proof.” Lutz v. Erie Ins. Exch., 848 N.E.2d 675, 678 (Ind.2006). “Opposing parties prepare their case on the assumption that facts admitted by other parties require no proof. For this scheme to work properly, parties must be entitled to rely on trial courts to treat admissions in pleadings as binding on the party making the admission.” Id.
[23] Brazier‘s complaint—followed by Maple Lane‘s corresponding answer—alleged, in pertinent part:
[Complaint ¶] 4. Although [Maple Lane] has engaged [Brazier] to provide work, labor, and material to [Maple Lane] at [Maple Lane‘s] Real Estate for a number of years, [Maple Lane] contracted for [Brazier] to provide work, labor, and material to [Maple Lane] at [Maple Lane‘s] Real Estate from June 2009 to April 2010. A summary and copy of [Brazier‘s] unpaid invoices are attached as group Exhibit A.
[Answer ¶] 4. [Maple Lane] admits the allegation set forth in Rhetorical Paragraph 4 of [Brazier‘s] Complaint; that it contracted with [Brazier] for work, labor and materials to be performed at [Maple Lane‘s] real estate from June, 2009 to April, 2010; but denies the allegation set forth in Rhetorical Paragraph 4 of [Brazier‘s] Complaint that the invoices attached as group Exhibit A are unpaid.
[Complaint ¶] 5. [Brazier] performed the contracted work, provided the contracted labor, and provided the contracted materials at [Maple Lane‘s] Real Estate.
[Answer ¶] 5. [Maple Lane] admits the allegations contained in Rhetorical Paragraph 5 of [Brazier‘s] Complaint.
[Complaint ¶] 6. [Brazier] delivered [Brazier‘s] subject invoices to [Maple Lane] on or about the dates specified on each invoice.
[Answer ¶] 6. [Maple Lane] admits the allegations contained in Rhetorical Paragraph 6 of [Brazier‘s] Complaint.
[Complaint ¶] 7. [Maple Lane] has failed to pay [Brazier‘s] invoices in full.
[Answer ¶] 7. [Maple Lane] denies the allegations contained in Rhetorical Paragraph 7 of [Brazier‘s] Complaint.
[Complaint ¶] 8. The delinquent balance due and owing by [Maple Lane] to [Brazier] is $63,995.00 as of April 2010.
[Answer ¶] 8. [Maple Lane] denies the allegations contained in Rhetorical Paragrаph 8 of [Brazier‘s] Complaint.
[Complaint ¶] 9. [Brazier] has demanded payment for the subject invoices and delinquent balance due from [Maple Lane] on several occasions, but [Maple Lane] has failed and/or refused to pay.
[Answer ¶] 9. [Maple Lane] admits the allegations contained in Rhetorical Paragraph 9 of [Brazier‘s] Complaint and states that the invoices attached as group Exhibit A have been double billed.
Appellant‘s App. at 27-28 (Complaint), 62-63 (Answer).
[24] Brazier reads Maple Lane‘s answer to paragraphs 4 and 5 of his com-
[25] As for the invoices, Brazier contends Maple Lane‘s answer is a judicial admission that “the invoices were valid, approved, and that [Maple Lane] was liable for the subject invoices if they had not been paid.” Appellant‘s Brief at 23. We, like the trial court, do not read Maple Lane‘s answer to judicially admit any such thing. Maple Lane admitted Brazier delivered invoices to it and demanded payment for what he believed the delinquent balance to be. However, Maple Lane denied that it has failed to pay Brazier in full for the work he performed at its request and that there is a delinquent balance in excess of $63,000. In short, as the trial court noted, Maple Lane‘s answer may be “inartfully drafted,” Appellant‘s App. at 9, but under no reasonable reading of Maple Lane‘s answer—as a whole—can we say it operates as a judicial admission that all of the attached invoices represent work that was requested, performed, and approved for payment as billed.
[26] Brazier designated as evidence in support of his motion for summary judgment his complaint, Maple Lane‘s answer, and his counsel‘s affidavit of attorney fees. Given that Maple Lane‘s answer does not constitute a judicial admission that Brazier has met the elements of his claim, this evidence does not demonstrate the absence of a genuine issue of material fact as to the determinative issues of whether Brazier was asked to perform and did actually perform the Bay Window Project at the rate billed. Further, as the trial court noted, the invoices themselves raise questions of fact, given the irregularity of ninety-nine invoices all dated the same day and appearing to be reproductions of a single invoice.5 Finally, Maple Lane‘s designated evidence in opposition to summary judgment directly contradicts Brazier‘s contentions on the dispositive issue: Papaj‘s affidavit states that “[b]ased upon [her] observation of the buildings and the activities of [Brazier‘s] on-site employee, [Brazier] did not paint the bay windows and trim on the [sic] all the remaining 93 apartment buildings at Maple Lane Apartments.” Id. at 90.6 Brazier has failed to
III. Admission of Evidence
[27] The trial court declined to admit into evidence the approximately 100 invoices Brazier represented were “copies” of the invoices he submitted to Maple Lane for the Bay Window Project. These invoices represent the bulk of the work for which Brazier contends Maple Lane failed to pay him. Papaj testified that Brazier had indeed brought a stack of invoices to her for work he allegedly did on the windows of every building in the complex. However, it became clear during the course of trial that the invoices attached to the complaint and offered for admission at trial were not copies of those invoices Brazier had delivered to Maple Lane but were in fact created after his services were terminated, in anticipation of litigation, with the knowledge and assistance of his attorney. Brazier contends the trial court erred in denying admission of the invoices.
[28] We review the trial court‘s decision regarding admission of evidence for an abuse of discretion. Weinberger, 956 N.E.2d at 1104. The trial court abuses its discretion only when its decision is clearly against the logic and effect of the facts and circumstances before it. Johnson v. Wait, 947 N.E.2d 951, 962 (Ind.Ct.App.2011), trans. denied. Even when the trial court erred in its ruling on the admissibility of evidence, we will reverse only if the error is inconsistent with substantial justice. Weinberger, 956 N.E.2d at 1104.
[29] As the trial court noted during the trial, “in a case for payment on--for ser-
vices rendered pursuant to an agreement, allegedly, with respect to the same, the existence of invoices is not an element--necessary element.... And since I believe the invoices, whatever their nature, are not an essential element, it does not obviate the claim or negate the claim if it‘s proven otherwise.” Tr. at 483-84. Thus, even if the trial court erred in denying admission of the invoices, the ruling is not inconsistent with substantial justice. As Brazier testified at length about the Bay Window Project, he was still given the opportunity to prove his claim.7 Therefore, the trial court did not abuse its discretion in denying admission of the invoices themselves, especially considering the questionable provenance and import of the invoices.
IV. Judgment for Maple Lane
[30] The trial court entered findings of fact and conclusions thereon pursuant to
[31] Our review of the record supports the trial court‘s finding that this was essentially a “he said, she said” controversy between Brazier and Papaj regarding what
[32] The trial court concluded “Brazier cannot recover under a theory of contractual liability or quantum meruit as he has not shown by a preponderance of the evidence that he has performed work, including the Bay Window Project, for which he has not been compensated.” Appellant‘s App. at 22.8 The essential elements of a breach of contract claim are the existence of a contract, the defendant‘s breach, and damages to the plaintiff as a result. Old Nat‘l Bank v. Kelly, 31 N.E.3d 522, 531 (Ind.Ct.App.2015), trans. denied. There seems to be no dispute that Brazier never had an express written contract with Maple Lane for any of the work he performed at the complex; rather, he performed work as agreed between himself and Papaj acting on behalf of Maple Lane. Crediting Papaj‘s testimony that she did not ask Brazier to paint the windows
and trim on all 100 buildings in the complex, there was no agreement between Brazier and Maple Lane for Brazier to perform the Bay Window Project, and therefore no contract for Maple Lane to breach.
[33] As for a quantum meruit claim, there must be proof the plaintiff conferred a benefit upon the defendant at the express or implied request of the defendant, allowing the defendant to retain that benefit without restitution would be unjust, and the plaintiff expected payment. Woodruff v. Ind. Family & Soc. Servs. Admin., 964 N.E.2d 784, 791 (Ind.2012), cert. denied, --- U.S. ---, 133 S.Ct. 233, 184 L.Ed.2d 44 (2012). Again, crediting Papaj‘s testimony, Brazier failed to prove he conferred a benefit upon Maple Lane at Maple Lane‘s express or implied request. Papaj testified she nevеr asked Brazier to perform the Bay Window Project and further testified Brazier did not in fact do that work. Although it is undisputed Brazier was asked to, and did, perform the Clubhouse Project, the evidence does not clearly support Brazier‘s claim that he was not paid for that work. The trial court‘s judgment is not clearly erroneous.9
V. Motion for Sanctions
[34] Finally, Brazier‘s counsel challenges the sanctions the trial court imposed upon her for discovery violations relating to the invoices. The trial court‘s order states:
Reduced photocopy invoices were attached as Exhibit A to the Verified Complaint. At trial, [Brazier‘s] counsel attempted to introduce the invoices themselves. The invoices were not admitted into evidence after the surprising and wholly unanticipated testimony by [Brazier] that the invoices he sought to introduce, which he and counsel repeatedly charаcterized as “copies” of the invoices he had submitted to [Maple Lane], were, in fact, created by [Brazier] for purposes of this litigation after meetings with counsel. This testimony was so astonishing given the vehemence with which [Brazier‘s] counsel has continued to argue that the Court erred in not determining that [Maple Lane] had made a “judicial admission” of the authenticity of the invoices, that the Court, and likely [Maple Lane‘s] counsel, wholly expected [Brazier‘s] counsel to correct [Brazier‘s] testimony. Counsel did no such thing....
* * *
[Brazier] needlessly based his trial strategy on documents and then failed to disclose the true nature of those documents to [Maple Lane], impacting the manner in which [Maple Lane] would likely respond to [Brazier‘s] Motion for (Partial) Summary Judgment, and depriving [Maple Lane] of the opportunity to the full and complete disclosure it sought through the discovery process. [Brazier‘s] counsel is sanctioned in the sum of $5,000.00....
Appellant‘s App. at 25-26.
[35] Maple Lane filed a motion to compel discovery and for sanctions under
[36]
tion from the filing of the complaint through several days of trial that the invoices attached tо Brazier‘s complaint were “copies” of the originals submitted to Maple Lane. They also note Brazier‘s insistence throughout this litigation that not only were the “copies” authentic, but Maple Lane had judicially admitted they were authentic and owed. In fact, the invoices were created out of whole cloth after Brazier met with his attorney in preparation for filing this lawsuit; the reliability of those invoices as proof of anything is therefore suspect. Brazier‘s counsel signed numerous pleadings and motions asserting the authenticity of the invoices as copies, and we conclude the evidence demonstrates Brazier‘s counsel knowingly misrepresented and/or failed to correct any misrepresentation regarding the nature of those invoices from the day this litigation was initiated. As such, the trial court did not abuse its discretion in ordering her to pay a small percentage of Maple Lane‘s attorney fees generated by this litigation.
Conclusion
[37] The trial court did not err in denying Brazier‘s motion for summary judgment or in its evidentiary rulings at trial.
[38] Affirmed.
MAY, J., and MATHIAS, J., concur.
