Equilon Enterprises v. Consumer Cause, Inc.Equilon Enterprises v. Consumer Cause, Inc.
Must a defendant, in order to obtain a dismissal of a strategic lawsuit against public participation (SLAPP)1 under
BACKGROUND
As the Court of Appeal explained, defendant Consumer Cause, Inc., served on Shell Pipe Line Corporation and Texaco, Inc., predecessors in interest to plaintiff Equilon Enterprises, LLC (Equilon), a notice of its intent to sue for alleged violations of Proposition 65. (See
Equilon did not ask Consumer Cause to clarify its Proposition 65 notice. Instead, it filed this lawsuit for declaratory and injunctive relief, seeking a declaration that the notice failed to comply with the California Code of Regulations. Specifically, Equilon claimed the notice had not been served on the proper parties and that it failed to describe the alleged toxic discharges with sufficient particularity. Equilon also sought an injunction barring Consumer Cause from filing a Proposition 65 enforcement action.
Consumer Cause moved under the anti-SLAPP statute to strike Equilon‘s complaint. The trial court granted the motion and dismissed the action. The Court of Appeal affirmed. We granted Equilon‘s petition for review.
DISCUSSION
Courts of Appeal reviewing the application of
A. Statute‘s Plain Language
Nor is there anything in
When on previous occasions we have construed the anti-SLAPP statute, we have done so strictly by its terms (Ketchum v. Moses (2001) 24 Cal.4th 1122, 1131, 104 Cal.Rptr.2d 377, 17 P.3d 735 [calculation of anti-SLAPP attorney fees]; see also Briggs v. Eden Council for Hope & Opportunity (1999) 19 Cal.4th 1106, 1113-1117, 81 Cal.Rptr.2d 471, 969 P.2d 564 (Briggs) [construction of
B. Legislative Intent
Citing the Legislature‘s finding, set out in the statute‘s preamble, that “there has been a disturbing increase in lawsuits brought primarily to chill the valid exercise of the constitutional rights of freedom of speech and petition for the redress of grievances” and its declaration “that it is in the public interest to encourage continued participation in matters of public significance” (
The anti-SLAPP statute has since its enactment contained a preamble setting forth the Legislature‘s desire “to encourage continued participation in matters of public significance” (
On the other hand, judicial imposition of an intent-to-chill proof requirement would undermine the Legislature‘s expressed aim that public participation “not be chilled” (
We previously have stated that the legislative intent underlying
Judicial imposition of an intent-to-chill proof requirement also would contravene legislative intent by modifying the detailed remedial scheme the Legislature laid out in the statute‘s operative sections. That scheme, as noted, makes subject to a
Where, as here, legislative intent is expressed in unambiguous terms, we must treat the statutory language as conclusive; “no resort to extrinsic aids is necessary or proper.” (People v. Otto (1992) 2 Cal.4th 1088, 1108, 9 Cal.Rptr.2d 596, 831 P.2d 1178.) Nevertheless, we may observe that available legislative history buttresses our conclusion.
As we observed in Briggs: “Legislative history materials respecting the origins of
In short, the Legislature has in the anti-SLAPP statute expressly stated both its understanding of the problem to be addressed (see
C. Constitutional Considerations
Equilon argues that an intent-to-chill proof requirement is a constitutionally compelled element of the anti-SLAPP statutory scheme. Citing Professional Real Estate Investors, Inc. v. Columbia Pictures Industries, Inc. (1993) 508 U.S. 49, 60-62, 113 S.Ct. 1920, 123 L.Ed.2d 611 (Professional Real Estate Investors), Equilon asserts that the First Amendment generally bars liability for filing lawsuits, the only exception being for “sham” lawsuits. More particularly, Equilon contends that by contemplating the award of attorney fees without assessing intent to chill (
Equilon fails to demonstrate that its proffered construction of
In any event, Professional Real Estate Investors—wherein the high court was at pains expressly “to reject a purely subjective definition of `sham‘” (Professional Real Estate Investors, supra, 508 U.S. at p. 60, 113 S.Ct. 1920)—does not support Equilon‘s contention that the anti-SLAPP statute must be engrafted with an intent-to-chill proof requirement in order to pass constitutional muster. (See generally Columbia v. Omni Outdoor Advertising, Inc. (1991) 499 U.S. 365, 380, 111 S.Ct. 1344, 113 L.Ed.2d 382 [private party‘s selfish motives are irrelevant to doctrine precluding liability for petitioning government].) On the other hand, the United States Supreme Court has held that a defendant may obtain an attorney fee award where the plaintiffs suit is objectively “without foundation,” noting that to permit such awards in cases of vexatious litigation “in no way implies that the plaintiffs subjective bad faith is a necessary prerequisite to a fee award against him.” (Christiansburg Garment Co. v. EEOC (1978) 434 U.S. 412, 421, 98 S.Ct. 694, 54 L.Ed.2d 648 [title VII case].)
Contrary to Equilon‘s implication,
Nor do the anti-SLAPP statute‘s fee-shifting provisions inappropriately punish plaintiffs. Plaintiffs as well as defendants may recover fees: defendants, as
Equilon also cites California Teachers Assn. v. State of California (1999) 20 Cal.4th 327, 84 Cal.Rptr.2d 425, 975 P.2d 622 (California Teachers) for the proposition that “a party cannot be held liable or punished for genuine petitioning,” but for at least two reasons California Teachers is not apposite. First, in California Teachers we addressed the “unique and virtually unprecedented” requirement (id. at p. 333, 84 Cal.Rptr.2d 425, 975 P.2d 622) that a teacher who does not prevail on a reasonable and good faith challenge to a disciplinary suspension or dismissal pay to the state one-half the cost of the administrative law judge. Contrary to Equilon‘s implication, California Teachers nowhere discusses or calls into question fee-shifting provisions such as the one found in the anti-SLAPP statute.
Second, whereas the proponent of a speech-burdening claim may avoid an anti-SLAPP dismissal by submitting an affidavit substantiating the claim‘s legal sufficiency (
D. Congruence with Privilege Law
“It is a fundamental rule of statutory construction that statutes should be construed to avoid anomalies.” (State of South Dakota v. Brown (1978) 20 Cal.3d 765, 775, 144 Cal.Rptr. 758, 576 P.2d 473; see also People v. Ledesma (1997) 16 Cal.4th 90, 101, 65 Cal.Rptr.2d 610, 939 P.2d 1310.) In accordance with this principle, we previously have declined to construe the anti-SLAPP statute so as to produce “the anomalous result that much direct petition activity ... [,] while absolutely privileged under the litigation privilege ... and under the federal and state Constitutions, would not be entitled to the procedural protections of the anti-SLAPP law, even though
Similarly here. Were we to impose an intent-to-chill proof requirement, petitioning that is absolutely privileged under the
E. Public Policy
Considerations of public policy buttress the foregoing legal arguments against judicially imposing an intent-to-chill proof requirement on California‘s anti-SLAPP statute. A requirement that courts confronted with anti-SLAPP motions inquire into the plaintiffs subjective intent would commit scarce judicial resources to an inquiry inimical to the legislative purpose that unjustified SLAPP‘s be terminated at an early stage. “Imposing a requirement of establishing bad faith or ulterior motive adds a needless burden to SLAPP targets seeking relief, and destroys the relatively value-free nature of existing anti-SLAPP structures under which actions become suspect because of the circumstances of their arising and the relief sought, without need to litigate motive.” (Braun, Increasing SLAPP Protection: Unburdening the Right of Petition in California (1999) 32 U.C. Davis L.Rev. 965, 969, fn. 9.) By requiring that a moving defendant demonstrate that the targeted cause of action is one arising from protected speech or petitioning (
Contrary to Equilon‘s assertion, our conclusion will not allow the anti-SLAPP statute itself to become a weapon to chill the exercise of protected petitioning activity by people with legitimate grievances. The anti-SLAPP remedy is not available where a probability exists that the plaintiff will prevail on the merits. (
Courts deciding anti-SLAPP motions, for example, are empowered to mitigate their impact by ordering, where appropriate, “that specified discovery be conducted notwithstanding” the motion‘s pendency. (
As courts applying the anti-SLAPP statute have recognized, the arising from requirement is not always easily met. (See, e.g., ComputerXpress, Inc. v. Jackson (2001) 93 Cal.App.4th 993, 1002, 113 Cal. Rptr.2d 625; Church of Scientology, supra, 42 Cal.App.4th at p. 651, 49 Cal. Rptr.2d 620.) The only means specified in
As discussed more fully in the companion case City of Cotati v. Cashman, supra, 29 Cal.4th 69, 124 Cal.Rptr.2d 519, 52 P.3d 694, the mere fact an action was filed after protected activity took place does not mean it arose from that activity. (ComputerXpress, Inc. v. Jackson, supra, 93 Cal.App.4th at p. 1002, 113 Cal.Rptr.2d 625.) Rather, “`the act underlying the plaintiffs cause’ or `the act which forms the basis for the plaintiffs cause of action’ must itself have been an act in furtherance of the right of petition or free speech.” (Id. at p. 1003, 113 Cal.Rptr.2d 625.)
In sum, as
We are well advised not to upset the Legislature‘s carefully crafted scheme for disposing of SLAPP‘s quickly and at minimal expense to taxpayers and litigants. Our Legislature apparently adjudged the anti-SLAPP statute‘s two-prong test (“arising from” and minimal merit) and the statute‘s other express limitations to be adequate, finding it unnecessary to add an intent-to-chill or similar proof requirement such as Equilon proposes. We discern no grounds for second-guessing the Legislature‘s considered policy judgment.
F. Application
In light of the foregoing, we may summarize a court‘s task in ruling on an anti-SLAPP motion to strike as follows.
When analyzed in this manner, the Court of Appeal‘s ruling is correct. The pleadings and the affidavits submitted by the parties establish that Equilon‘s action for declaratory and injunctive relief is one arising from Consumer Cause‘s activity in furtherance of its constitutional rights of speech or petition—viz., the filing of Proposition 65 intent-to-sue notices. (
While it may well be, as Equilon asserts, that it had pure intentions when suing Consumer Cause, such intentions are ultimately beside the point.4 As demonstrated, Equilon‘s action for declaratory and injunctive relief expressly was based on Consumer Cause‘s activity in furtherance of its petition rights. The Court of Appeal correctly held that Consumer Cause, having satisfied its initial burden under the anti-SLAPP statute of demonstrating that Equilon‘s action was one arising from protected activity (
DISPOSITION
For the foregoing reasons, the judgment of the Court of Appeal is affirmed.
WE CONCUR: GEORGE, C.J., KENNARD, BAXTER, CHIN, BROWN and MORENO, JJ.