Equal Employment Opportunity Commission v. Seafarers International Union, and Paul Hall Center for Maritime Training and Education, Equal Employment Opportunity Commission v. Paul Hall Center for Maritime Training and Education, and Seafarers International UnionEqual Employment Opportunity Commission v. Seafarers International Union, and Paul Hall Center for Maritime Training and Education, Equal Employment Opportunity Commission v. Paul Hall Center for Maritime Training and Education, and Seafarers International Union
EQUAL EMPLOYMENT OPPORTUNITY COMMISSION, Plaintiff-Appellee,
v.
SEAFARERS INTERNATIONAL UNION, Defendant-Appellant, and
Paul Hall Center For Maritime Training And Education, Defendant.
Equal Employment Opportunity Commission, Plaintiff-Appellee,
v.
Paul Hall Center For Maritime Training And Education, Defendant-Appellant, and
Seafarers International Union, Defendant.
No. 03-2057.
No. 03-2058.
United States Court of Appeals, Fourth Circuit.
January 7, 2005.
Argued: October 29, 2004.
Decided: January 7, 2005.
COPYRIGHT MATERIAL OMITTED ARGUED: Anthony Walter Kraus, Miles & Stockbridge, P.C., Baltimore, Maryland, for Appellants. Eric Stefan Dreiband, United States Equal Employment Opportunity Commission, Appellate Services, Washington, D.C., for Appellee. ON BRIEF: Kathleen Pontone, Christian Levine Simpson, Miles & Stockbridge, P.C., Baltimore, Maryland, for Appellant Paul Hall Center for Maritime Training and Education; Theresa M. Connolly, Piper Rudnick, L.L.P., Reston, Virginia, Paul A. Mallos, Piper Rudnick, L.L.P., Baltimore, Maryland, for Appellant Seafarers International Union. Carolyn L. Wheeler, Acting Associate General, Vincent J. Blackwood, Assistant General, Paul D. Ramshaw, Attorney, United States Equal Employment Opportunity Commission, Washington, D.C., for Appellee.
Before WILKINSON, MICHAEL, and KING, Circuit Judges.
Affirmed and remanded by published opinion. Judge WILKINSON wrote the opinion, in which Judge Michael and Judge KING joined.
OPINION
WILKINSON, Circuit Judge:
In this interlocutory appeal under
I.
Appellant Paul Hall Center for Maritime Training and Education ("the center") operates a seafaring apprenticeship program in Maryland. Appellant Seafarers International Union ("the union") represents workers in the maritime industry. At least one officer of the union also sits on a management board of the center. The union refers to the program workers who might benefit from its training. Accepted applicants receive financial support from a labor-management trust that the union maintains with participating shipper-employers. All graduates of the program become eligible for union membership. The union also places many workers who complete the apprenticeship with cooperating shipper-employers.
Several individuals aged 40 or older unsuccessfully applied for admission to the program. They complained to the EEOC that they had been turned away because of their age. After an investigation, the EEOC sued the center and the union in district court. The agency referred to its 1996 regulation extending the age discrimination prohibitions of the ADEA to "[a]ll apprenticeship programs."1
Appellants disputed the EEOC's claims. They protested that the 1996 agency regulation was an improper interpretation of the ADEA. In addition, the union claimed that, even if the regulation were upheld, its participation in the program was too attenuated to support liability. Appellants moved the district court to dismiss the case on these bases. The lower court denied the motions in an order dated April 30, 2003. It found that dismissing the union as a defendant was inappropriate at such an early stage. See Streeter v. Joint Indus. Bd. of Elec. Indus.,
II.
A.
When a circuit court certifies an interlocutory appeal under
B.
Congress has vested in the EEOC the power to "issue such rules and regulations as it may consider necessary or appropriate for carrying out [the ADEA]."
When a court reviews an agency's construction of the statute that it administers, it employs the deferential standard of review articulated in Chevron U.S.A. Inc. v. Natural Res. Def. Council, Inc.,
First, the center and the union argue that the validity of the 1996 regulation involves only pure questions of statutory construction. These are the peculiar province of courts, they argue, and are excepted from Chevron deference. The Supreme Court has arguably indicated a willingness to entertain arguments of this sort. See, e.g., INS v. Cardoza-Fonseca,
Second, appellants suggest that the agency's inconsistent position on the issue of apprenticeships over time undermines the case for deference to its current interpretation. Compare
Third, appellants claim that the application of the ADEA to apprenticeships is a "fundamental issue" concerning the administrative jurisdiction of the EEOC. Their premise is that Chevron deference should be abandoned when an agency has expansively interpreted a statutory provision defining the bounds of its power. See N. Ill. Steel Supply Co. v. Sec'y of Labor,
Congress has delegated administration of the ADEA to the EEOC. See
III.
A.
We begin by addressing the issue on which the parties sought certification: whether the EEOC exceeded its authority under the ADEA in promulgating its 1996 regulation. The familiar first step of Chevron requires us to apply the "traditional tools of statutory construction" to determine if Congress has prohibited the agency's interpretation.
The ADEA makes it "unlawful for an employer" to refuse to hire any individual "because of such individual's age."
It is true that Congress need not list exhaustively all entities that it intends to exempt from legislation. Rather, in coverage provisions of administrative statutes, it is often the case that "expressio unius est exclusio alterius." See Mich. Citizens for an Indep. Press v. Thornburgh,
Such is the case with the coverage sections of the ADEA. The statutory reference to "employer[s]" who refuse to hire an individual "because of such individual's age" supports a flexible application of the ADEA's strictures, sufficient to cover a variety of workplace relationships.
While the particular application of such tests in the peculiar factual context of these cases sometimes supports a finding of an employment relationship, see Daughtrey,
We also think it significant that the safe harbor provisions of the statute, which exempt from regulation various categories of commercial activity, contain no mention of apprenticeships nor any indication that Congress meant to preserve age discrimination therein. See
Courts also apply canons of statutory construction at step one of the Chevron inquiry. See Defenders of Wildlife v. Browner,
The center and the union note, for instance, that both Title VII and the ADEA proscribe discrimination by "employer [s]," "employment agenc[ies]," and "labor organization [s]." Compare
Contrary to the center and the union's assertion, however, a close examination of Title VII does not imperil the EEOC's regulation. Indeed, appellants' argument contains an erroneous premise that undermines their conclusion to this end. Their premise is that a capacious interpretation of
This understanding of Title VII's reach, far from disturbing our conclusion that the 1996 regulation at issue validly construed the ADEA, actually reinforces it. For if
Moreover, we believe that our reconciliation of the ADEA with its Title VII model best reflects an important axiom of Chevron review — that agencies should remain free to administer their organic statutes to meet the regulatory needs of changing conditions. See Chevron,
A comparison of the text and structure of the two statutes reveals no congressional intention to sanction age discrimination in apprenticeships under the ADEA. Applying the preliminary analysis that Chevron requires, we find no reason to disturb the EEOC's 1996 regulation at step one of our review.
B.
We therefore progress to step two of the Chevron inquiry and ask whether the agency's rule is a permissible interpretation of its organic statute.
We begin with the statute's language. The ADEA is replete with references to different kinds of entities engaged in business in the commercial sphere. And the statutory proscriptions for these actors' behavior with respect to age are wide-ranging. For instance, the Act regulates employers and unions not merely in their decisions to hire and fire and bestow membership respectively, but also from "limit[ing], segregat[ing], or classify[ing]" their employees and members in an age-discriminatory manner. See
The ADEA grew out of the concern, expressed by the Secretary of Labor in a report that Congress directed him to prepare, that "the disadvantaged position of older workers in our society" was causing "individual and social losses readily apparent in unemployment, inadequate incomes, and isolation of older persons from the mainstream of activity...." See Report of the Secretary of Labor, The Older American Worker: Age Discrimination in Employment 97 (1965). The statute thus evinces a concern with age discrimination in the sphere of employment generally. Apprenticeships are the entry point to the workforce for a significant number of our citizens. See generally The National Registered Apprenticeship System: Programs and Apprentices, Fiscal Year 2003, Office of Apprenticeship Training, Employer and Labor Services (OATELS), Department of Labor (2004), available at http://www.doleta.gov/ atels_bat/pdf/ statsheet03.pdf. The EEOC could permissibly conclude that Congress, in an attempt to combat age discrimination in the workplace, did not intend to broadly sanction such discrimination at the doorstep.
It thus did not run against the statutory grain for the EEOC to determine that rapid changes in the American economy and global markets made age restrictions in training programs a greater burden on older workers than they had borne heretofore. Congress declared in the ADEA that its aim is "to promote employment of older persons based on their ability rather than age...." § 621(b). The belief that age and aptitude are not correlated, which underlies this proclamation, pervades the entire statute. Indeed, the Supreme Court has recognized as much. W. Air Lines, Inc. v. Criswell,
IV.
Throughout this appeal, and in the proceedings before the district court, the center and the union repeatedly assailed the wisdom of the EEOC's position. They maintained that age-barriers to entry are a hallmark of apprenticeships and complained that the EEOC's regulation effectively guts that employment practice by erasing its defining characteristic. They objected to the decrease in job opportunities for the young that the 1996 rule may cause and protested that "[i]nitial occupational training ... involves substantial costs, yielding a greater return in the long run from candidates with longer anticipated working lives." They alleged that the agency failed to adequately consider these ill consequences.
Appellants' arguments may have force. To vindicate them, however, would involve a judicial foray into policies far removed from our mandate under law. In the final analysis, their treatment is for the legislative and executive branches and beyond the province of this court. Congress has already entrusted enforcement of this statute to the EEOC. See
AFFIRMED AND REMANDED
Notes:
Notes
In its entirety, the regulation provides that "[a]ll apprenticeship programs, including those apprenticeship programs created or maintained by joint labor-management organizations, are subject to the prohibitions of sec. 4 of the Age Discrimination in Employment Act of 1967, as amended, 29 U.S.C. 623. Age limitations in apprenticeship programs are valid only if excepted under sec. 4(f)(1) of the Act, 29 U.S.C. 623(f)(1), or exempted by the Commission under sec. 9 of the Act, 29 U.S.C. 628, in accordance with the procedures set forth in 29 CFR 1627.15." The prohibitions of
The parties have argued to us numerous grounds for liability, and defenses thereto, that do not depend on the validity of the challenged regulation, yet whose resolution here may be altered by our validation of that rule. For instance, the EEOC alleges that the union violates the ADEA by conditioning its membership on completion of the apprenticeship programSee