This case raises issues at the intersection of administrative, Indian, and anti-discrimination law. We must decide whether the district court properly enforced an administrative subpoena issued to an Indian tribe in connection with an age-discrimination investigation. Robert Grant, a member of the Karuk Tribe (“the Tribe”) and an employee of the Karuk Tribe Housing Authority (the “Housing Authority”), filed an administrative complaint with the Equal Employment Opportunity Commission (the “EEOC”), alleging that he had been terminated because of his age. The EEOC opened an investigation and issued a subpoena to the Tribe, which refused to сomply on the grounds that the Age Discrimination in Employment Act, 29 U.S.C. §§ 621-34 (the “ADEA”), does not apply to Indian tribes, and that the Tribe enjoys sovereign immunity from the EEOC investigation.
The EEOC sought judicial enforcement of the subpoena. The district court issued an order enforcing the subpoena, from which the Tribe now appeals. We reverse.
The threshold question is whether the Tribe is immune from suit. We conclude that it is not. We next address whether the Tribe is subject to the ADEA in these circumstances. We conclude that it is not. Resolution of this issue is a pure question of law that is currently ripe for review and, therefore, is best resolved at the subpoena-enforcement stage, rather than in potential downstream litigation. To hold otherwise would frustrate the regulatory scheme, ignore the special status of the Tribe, and subject the Tribe to an unnecessary compliance burden. Thus, because the ADEA does not apply to the Tribe’s employment relationship with Grant, we conclude that the Tribe need not comply with the subpoena.
Background
The Karuk Tribe Housing Authority owns 100 low-income housing units on trib *1074 al trust land in Northern California. The Tribe does not have its own reservation but instead occupies land held in trust by the United States. The Housing Authority, organized and authorized through a tribal ordinance, is a governmental arm of the Tribe. The Housing Authority, which provides safe and affordable housing to members of the Tribe, receives funding under the Native American Housing Assistance and Self-Determination Act, 25 U.S.C. §§ 4101-12. This legislation, passed in 1996, was particularly concerned with “the right of Indian self-determination and tribal self-governance.” Id. § 4101(7). Although there is no formal requirement that only Tribe members may occupy the units, according to the Vice-Chairman of the Karuk Tribe and Acting Executive Director of the Karuk Tribe Housing Authority, ninety-nine of the units are оccupied by Indian families. The record does not reveal how many of the Indians who occupy the units are members of the Tribe. According to the district court’s order enforcing the subpoena, the Housing Authority employed twenty Indians and four non-Indians.
Grant, an enrolled member of the Tribe, worked as a maintenance supervisor for the Housing Authority for almost seven years, until he was terminated in November 1997. He was fifty-three years old at the time of his termination. Grant challenged his firing in internal tribal administrative proceedings, which are governed by written policies and procedures. After a hearing, the Board of Commissioners upheld the Housing Authority’s actions. Grant further appealed to the Tribal Council, the highest governing body of the Tribe, which rejected his claim as well.
In February 1998, Grant filed a “Charge of Discrimination” with the EEOC on a standard form, alleging that he had been terminated because of his age. 2 The EEOC subsequently opened an investigation based on its purported authority under 29 U.S.C. § 626(a). Section 626(a) provides, “The Equal Employment Opportunity Commission shall have the power to make investigations and require the keeping of records necessary or appropriatе for the administration of this chapter in accordance with the powers and procedures provided in sections 209 and 211 of this title.” Section 211(a), which is relevant here, provides,
The Administrator or his designated representatives may investigate and gather data regarding the wages, hours, and other conditions and practices of employment in any industry subject to this chapter, and may enter and inspect such places and such records (and make such transcriptions thereof), question such employees, and investigate such facts, conditions, practices, or mаtters as he may deem necessary or appropriate to determine whether any person has violated any provision of this chapter, or which may aid in the enforcement of the provisions of this chapter.
The EEOC served on the Tribe a copy of the charge, along with a request for a written position statement and a list of questions. The Tribe responded that it would not provide the information, based on its position that the ADEA does not apply to Indian tribes. In March 1999, the EEOC served on the Housing Authority’s custodian of records an administrative subpoena seeking variоus employment records. The Tribe responded with a letter explaining that it would not provide the requested information, again based on its *1075 view that the EEOC does not have jurisdiction over Indian tribes.
The EEOC filed an application to enforce the administrative subpoena in the United States District Court for the Northern District of California. The district court held that “the EEOC has jurisdiction over Indian tribes for the purpose of enforcing the ADEA,” granted the EEOC’s application, and issued an enforcement order. The Tribe timely appealed. We have jurisdiction under 28 U.S.C. § 1291, and we reverse.
Discussion
I. Tribal Sovereign Immunity
As a threshold mаtter, we first address the Tribe’s contention that it enjoys sovereign immunity from the EEOC’s inquiry and thus from this lawsuit. It is true that Indian tribes do, as a general rule, enjoy sovereign immunity from private lawsuits.
Santa Clara Pueblo v. Martinez,
The Tribe attempts to circumvent the clear rule that Indian tribes do not enjоy sovereign immunity against suits brought by the federal government by arguing that, for these purposes, the EEOC “is merely a federal commission and does not act as the United States itself.” This argument finds no support. The EEOC is an entity created by Congress and is specifically authorized by statute to enforce the ADEA, through both administrative action and litigation. 29 U.S.C. § 626. We know of no principle of law (and the Tribe does not cite any) that differentiates a federal agency such as the EEOC from “the United States itself’ for the purpose of sovereign immunity analysis.
II. Administrative Subpoena Enforcement
It bears repeating that we are not confronted herе with an age-discrimination suit brought under the ADEA. Rather, the parties to this action have only reached the investigative stage, and this litigation is a suit to enforce an administrative subpoena. Before considering the applicability of the ADEA to the Tribe, therefore, we must first determine whether we should reach that question at this stage of the proceedings.
We begin with the Supreme Court’s decision in
Endicott Johnson Corp. v. Perkins,
The principle of
Endicott Johnson
— that courts should not refuse to enforce an administrative subpoena when confronted by a fact-based claim regarding coverage or compliance with the law — has been consistently reaffirmed by the Supreme Court.
Okla. Press Publ’g Co. v. Walling,
This court reversed, holding that it was premature to address the res judicata issue when the only action pending was litigation over enforcement of the administrative subpoenas. As we explained:
The scope of the judicial inquiry in an EEOC or any other agency subpoena enforcement proceeding is quite narrow. The critical questions are: (1) whether Congress has granted the authority to investigate; (2) whether procedural requirements have been followed; and (3) whether the evidence is relevant and material to the investigation.
Id.
at 1428 (citing,
inter alia, Endicott Johnson,
The general rule of
Endicott Johnson
in favor of enforcement of administrative subpoenas thus stands. But it is not absolute. Although a party may not
*1077
avoid an administrative subpoena on the ground that it has a valid defense to a potential subsequent lawsuit, such a challenge may, in limited circumstances, be mounted when the defense raised is “jurisdictional” in nature — i.e., when the agency lacks jurisdiction over the subject of the investigation.
See Marshall v. Burlington Northern, Inc.,
Despite these seemingly straightforward ground rules, the inquiry into administrative subpoenas has been complicated by the fact that the words “coverage” and “jurisdiction” are sometimes used interchangeably, and often imprecisely.
See, e.g., Marshall v. Able Contractors, Inc.,
This distinction is not merely semantic. There is a difference, particularly in the case of an Indian tribe, between the determination whether an agency has regulatory jurisdiction to enforce a subpoena in the first instance, and the very different question whether a subpoena recipient has a defense to liability under the applicable statute.
Here, the Tribe’s challenge to the EEOC subpoena — that the ADEA does not apply to Indian tribes, and that it enjoys sovereign immunity from the EEOC investigation — falls into a narrow category of cases that is ripe for determination at the enforcement stage. Our approach is consistent with Burlington Northern, where we held in the context of an Occupational Safety and Health Administration (“OSHA”) inspection that
[j]udicial intervention prior to an agency’s initial determination of its jurisdiction is appropriate only where: (1) there is clear evidence that exhaustion of administrative remedies will result in irreparable injury; (2) the agency’s jurisdiction is plainly lacking; and (3) the agency’s special expertise will be of no help on the question of its jurisdiction.
For similar reasons, this case is also unlike Endicott Johnson and Children’s Hospital. Both of those decisions involved parties that were clearly subject to the *1078 federal laws that authorized the administrative investigations. The questions that those courts declined to resolve concerned potential defenses to enforcement actions. In both cases, because the subpoenaed parties could, under some set of facts, be found in violation of federal law, it made sense for the court not to adjudicate the parties’ fact-specific defеnses at the administrative subpoena stage.
In juxtaposition, this case presents the question whether the Karuk Tribe Housing Authority, in its role as Grant’s employer, is subject to the ADEA
at all,
whatever the facts of the actual discrimination charge may be. The Tribe asserts that it falls into a category of entity not subject to the ADEA, and thus not subject to investigation by the EEOC. Whether this is so is a pure question of law, the resolution of which does not depend on a factual inquiry, and which would not undermine the role of subpoena enforcement actions as “summary procedurefs]” designed to allow “speedy investigation of EEOC charges.”
EEOC v. St. Regis Paper Co.,
Here the jurisdictional question is particularly sensitive because it involves the Karuk Tribe, which, like other tribes, enjoys a unique legal status as a sovereign.
See Montana v. Blackfeet Tribe,
III. Applicability Of The Adea To Indian Tribes
We thus turn to the substantive issue in this case: whether the Tribe is subject to the ADEA in its role as Grant’s employer. Our starting point in analyzing whether a federal statute applies to tribes is
Federal Power Commission v. Tuscarora Indian Nation,
A federal statute of general applicability that is silent on the issue of applicability to Indian tribes will not apply to them if: (1) the law touches “exclusive rights of self-governance in purely intramural matters”; (2) the application of the law to the tribe would “abrogate rights guar *1079 anteed by Indian treaties”; or (3) there is proof “by legislative history or some other means that Congress intended [the law] not to apply to Indians on their reservations.... ” In any of these three situations, Congress must expressly apply a statute to Indians before we will hold that it reaches them.
(emphasis in original) (quoting
United States v. Farris,
In
Coeur d’Alene
itsеlf, we addressed the first exception, holding that the Occupational Safety and Health Act, 29 U.S.C. §§ 651
et seq.,
applied to a commercial farm operated by a tribe. We explained that “the tribal self-government exception is designed to except purely intramural matters such as conditions of tribal membership, inheritance rules, and domestic relations from the general rule that otherwise applicable federal statutes apply to Indian tribes.”
Coeur d’Alene,
The two other circuits to confront this issue, the Eighth and the Tenth, have conducted such a “self-governance” analysis in determining whether the ADEA applies to tribal employers. Both reached the conclusion that the ADEA did not apply in the particular circumstances presented.
See EEOC v. Fond du Lac Heavy Equip. & Constr. Co., Inc.,
In
Fond du Lac,
a tribal member brought an ADEA claim against his employer, a company located on the reservation and wholly owned by the tribe.
The facts in this case reveal that this dispute involves a strictly internal matter. The dispute is between an Indian applicant and an Indian tribal employer. The Indian applicant is a member of the tribe, and the business is located on the reservation. Subjecting such an employment relationship between the tribal member and his tribe to federal control and supervision dilutes the sovereignty of the tribe. The consideration of a tribe member’s age by a tribal employer should be allowed to be restricted (or not restricted) by the tribe in accordance with its culture and traditions. Likewise, disputes regarding this issue should be allowed to be resolved internally within the tribe. Federal regulation of the tribal employer’s consideration of age in determining whether to hire the member of the tribe to work at the business located on the reservation interferes with an intramural matter that has traditionally been left to the tribe’s self-government.
Fond du Lac,
In analyzing the same issue, the Tenth Circuit in
Cherokee Nation
reached the same result via different reasoning. It relied on the second
Coeur d’Alene
exception (as opposed to general principles of Indian sovereignty cited in
Fond du Lac),
*1080
finding a right to tribal self-government derived from a treaty “unequivocally recognizing] tribal self-government.”
Although our analysis differs somewhat, we reach the same result as both the Eighth and Tenth Circuits and hold that the ADEA does not apply to Grant’s employment relationshiр with the Karuk Tribe Housing Authority because it touches on “purely internal matters” related to the tribe’s self-governance.
Notably, the employer in this case is the tribal government, acting in its role as provider of a governmental service: ensuring adequate housing for its members. The federal law that provides funds for the Housing Authority specifies that such funds “should be provided in a manner that recognizes the right of Indian self-determination and tribal self-governance”:
(2) there exists a unique relationship between the Government of the United States and the governments of Indian tribes and a unique Federal responsibility to Indian people; ... (6) ... the Federal Government should work ... to achieve the goals of economic self-sufficiency and self-determination for tribes and their members; and (7) Federal assistance to meet these responsibilities should be provided in a manner that recognizes the right of Indian self-determination and tribal self-governance....
25 U.S.C. § 4101. The legislation highlights the importance of “affordable homes in safe and healthy environments on Indian reservations [and] in Indian communities,” as a means to achieve “self-sufficiency and self-determination.” Id.
The Housing Authority thus functions as аn arm of the tribal government and in a governmental role. It is not simply a business entity that happens to be run by a tribe or its members, but, rather, occupies a role quintessentially related to self-governance. Courts conducting “self-governance” analysis have distinguished such essentially governmental functions from commercial activities undertaken by tribes and have classified actual tribal governmental entities as aspects of “self-government,”
see, e.g., Fond du Lac,
Further, the dispute here is entirely “intramural,” between the tribal government and a member of the Tribe.
See Fond du Lac,
Our conclusion is further bolstered by general acceptance of the notion that the term “tribal self-government,” or a similar term, encompasses a tribe’s ability to make at least certain employment decisions without interference from other sovereigns.
See, e.g., Penobscot Nation v. Fellencer,
The EEOC maintains that this case may be resolved by applying traditional rules of statutory construction without regard to the
Coeur d’Alene
“self-governance” exception to the
Tuscarora
rule. Its suggestion misses the mark for two reasons: (1) we are bound by the
Coeur d’Alene
exceptions adopted by the Ninth Circuit, and (2) the standard rules of statutory construction do not adhere in Indian law. The EEOC is correct that, under traditional rules of statutory construction, it can be argued logically that the ADEA dоes apply to Indian tribes.
*1082
The definitions of “employer” in Title VII and the ADEA are nearly identical, except that Title VII, which was enacted three years before the ADEA, specifically exempts Indian tribes from its coverage.
Compare
29 U.S.C. § 630 (ADEA) (silence as to Indian tribes)
with
42 U.S.C. § 2000e(b)(l) (Title VII) (explicit exclusion of Indian tribes from statutory coverage). Given that Congress is presumed to act with deliberation when drafting statutes,
see United States v. Motamedi,
Such analysis, however, does not account for the rule that “the standard principles of statutory construction do not have their usual force in cases involving Indian law.”
Blackfeet Tribe,
In sum, we conclude that regulation of the employment relationship between the Housing Authority and Grant does “touch[ ] exclusive rights of self-governance in purely intramural matters,”
Coeur d'Alene,
Conclusion
Because federal regulation of the employment relationship betweеn the Karuk Tribe Housing Authority and Grant would “touch[ ] exclusive rights of self-governance in purely intramural matters,”
Coeur d'Alene,
REVERSED.
Notes
. The ADEA prohibits discrimination in specified employment practices based on age. 29 U.S.C. § 623. Its prohibitions apply only to employees at least forty years of age. Id. § 631.
. Although we generally agree with the logic of the approach to administrative subpoena enforcement adopted by the Seventh Circuit in Great Lakes, we note that the opinion does not address Endicott Johnson or other related Supreme Court precedent.
