The Equal Employment Opportunity Commission (“EEOC”) sued Defendant W.H. Braum, Inc. (“Braum”) on behalf of Eva Willis alleging disability employment discrimination in violation of the Americans with Disabilities Act (“ADA”). 42 U.S.C. §§ 12111-17. Prior to the EEOC’s suit, Ms. Willis filed suit individually against Braum in federal court alleging a violation of the ADA. However, immediately after filing suit, Ms. Willis dismissed the action without prejudice. The EEOC subsequently brought this suit on her behalf. On Braum’s motion to dismiss, the district court, importing a state statute of limitations, held Ms. Willis was now barred from reasserting her federal ADA claim. Based on its holding that Ms. Willis was time-barred, the district court held the EEOC could not seek individual monetary relief on Ms. Willis’s behalf and limited the EEOC to injunctive relief. We have jurisdiction under 28 U.S.C. § 1292(b). We reverse and remand.
Background
Eva Willis claims she applied for a position and was denied employment at Braum’s store in Madill, Oklahoma on December 1, 1997. Aplt.App. at 20. The parties agree that Ms. Willis filed a timely charge of discrimination with the EEOC on August 3, 1998, claiming Braum discriminated against her on the basis of a disability in violation of the ADA. Id. at 22, 30.
On November 29, 1999, more than 180 days after she filed her charge with the EEOC, Ms. Willis filed a lawsuit against Braum in federal district court alleging discrimination under the ADA, as well as state law claims for employment discrimination and intentional infliction of emotional distress. Id. at 23. Before Braum filed any responsive pleadings, however, Ms. Willis dismissed the suit without prejudice on December 27, 1999. Id. The EEOC subsequently filed this suit against Braum on Ms. Willis’s behalf on June 21, 2001. Although Ms. Willis refiled her state law claims in state court in January 2001, she never refiled her federal ADA claim. Her state court action was subsequently removed to federal court and consolidated with this action. Id.
In September 2001, Braum filed a partial motion to dismiss, alleging that Ms. Willis was time-barred from bringing her state law claims under Oklahoma’s state statute of limitations. In addition, Braum argued that Oklahoma’s limitation period also precluded Ms. Willis from refiling her federal ADA claim. Finally, Braum argued that because Ms. Willis’s ADA claim was time-barred, the EEOC was also barred from seeking any individual relief on her behalf. The district court agreed, dismissing Ms. Willis’s state law claims as time-barred. In addition, the court applied Oklahoma’s state statute of limitations to hold that Ms. Willis was barred from reasserting her federal ADA claim. Based on the determination that Ms. Willis was barred from seeking relief under the federal ADA, the district court concluded “the EEOC cannot recover monetary or
The EEOC sought reconsideration based on the Supreme Court’s opinion in
EEOC v. Waffle House, Inc.,
The EEOC asserts the district court erred in several respects: (1) the EEOC claims it is inappropriate to import a state statute of limitation to apply to individual claims by aggrieved employees under the ADA; and (2) the EEOC is not barred under the doctrine of res judicata from seeking individual relief on Ms. Willis’s behalf.
Discussion
Defendant’s motion to dismiss is more properly characterized as a motion for judgment on the pleadings because the motion was made after the pleadings had been closed. Fed.R.Civ.P. 12(c). “We review de novo the denial of a motion for judgment on the pleadings pursuant to Federal Rule of Civil Procedure 12(c), applying the same standard as the district court — accepting all well-pleaded allegations in the complaint as true, and construing them in the light most favorable to the plaintiff.”
Estes v. Wyoming Dept. of Transp.,
I. Procedural Framework of the ADA
Title I of the ADA prohibits employment discrimination on the basis of disability. 42 U.S.C. §§ 12111-17. Title II of the ADA addresses public services and entities discrimination, 42 U.S.C. §§ 12131-65, while Title III addresses accommodations and services discrimination. 42 U.S.C. §§ 12181-89. Title I is unique from Title II and III in that Title I incorporates the powers, remedies, and procedures of Title VII of the Civil Rights Act of 1964.
Id.
§ 12117.
1
Therefore “Congress has directed the EEOC to exercise the same enforcement powers, remedies, and procedures that are set forth in Title VII ... when it is enforcing the ADA’s prohibitions against employment discrimination on the basis of disability.”
EEOC v. Waffle House, Inc.,
The Supreme Court discussed at length the EEOC’s function and the overall enforcement scheme in
Occidental Life Insurance Co. v. EEOC,
Once a charge is filed, the EEOC investigates the charges.
Id.
The EEOC has “exclusive jurisdiction over the claim for 180 days.”
Waffle House, Inc.,
charge filed with the Commission ... is dismissed by the Commission, or if within one hundred and eighty days from the filing of such charge ..., the Commission has not filed a civil action under this section ..., or the Commission has not entered into a conciliation agreement to which the person aggrieved is a party, the Commission ... shall so notify the person aggrieved and within ninety days after the giving of such notice a civil action may be brought against the respondent named in the charge.
Id.
(emphasis added). The notice by the Commission to the aggrieved individual is commonly known as a “right-to-sue” letter.
Waffle House,
In
Occidental,
the Supreme Court held that EEOC enforcement actions are not subject to state statutes of limitation, but rather that the federal enforcement structure itself provides the time limitations for EEOC actions.
II. Limitations Period as Applied to Individual Claims Under the ADA
The district court did not impose a state statute of limitations directly on the EEOC itself. ApltApp. at 27 n. 2. Rather, the court held there was a gap in the federal scheme with regard to the appropriate statute of limitations for individual employee claims brought under the ADA. The court applied Oklahoma’s two-year statute of limitations, 12 Okla. Stat. Ann. tit. 12, § 95, to Ms. Willis’s claim as of the date of the alleged injury, holding the statute of limitations had therefore passed on her individual ADA claim. ApltApp. at 31.
When Congress creates a cause of action without specifying the time period within which it may be brought, courts may infer that Congress intended the most analogous state statute of limitations to apply.
See Agency Holding Corp. v. Malley-Duff & Assoc., Inc.,
However, “[i]f Congress explicitly puts a limit upon the time for enforcing a right which it created, there is an end of the matter. The Congressional statute of limitation is definitive.”
Holmberg v. Armbrecht,
In this case, the district court mistakenly relied upon
Garcia, Soignier,
and
Everett
as supporting importation of a state statute of limitations to individual employment discrimination claims under the ADA. Aplt.App. at 30-31 (Order on Reconsideration). The Defendant’s reliance on these cases is equally mistaken. Aplee. Br. 12-13. Title II and Title III of the ADA differ from Title I in that they do not incorporate the full remedial scheme of Title VII. As a result, courts have held there is a gap in Title II and III of the ADA that must be filled by applying an analogous state statute of limitations.
See, e.g., Everett,
There is no gap in Title VII’s scheme such that a state statute of limitations should be imported to apply to aggrieved employees’ claims. Congress has explicitly provided time limitations within
This scheme sets forth the complete time-line for proceeding with a claim of discrimination under the ADA. Congress provided a benchmark for purposes of a statute of limitations — the date upon which an aggrieved employee must file a charge with the EEOC.
See Occidental,
The concerns raised in
Occidental
that caution against importation of a state statute of limitations as applied to the EEOC equally caution against applying a state statute of limitations to claims by individual plaintiffs. Importation of a state statute of limitations would result in direct conflict with the federally established timetable, cause confusion to individual plaintiffs, cut off the conciliation process, and force additional individual cases into court.
See Occidental,
It would be wholly inconsistent with the statutory limitations already in place to import a state statute of limitations for individual plaintiffs. Regardless of whether such a limitation would run from the date of injury as the district court held, or from the expiration of the 180 days in which the EEOC has exclusive jurisdiction over the claim as the Defendant argues, it would frustrate the federal scheme to apply an additional time limitation to aggrieved individuals. As the court expressed in
Occidental
regarding the EEOC, in certain instances, the application of a state statute of limitations would “directly conflict with the timetable for administrative action expressly established in the 1972 Act.”
Occidental,
First, where the EEOC does not take action on a filed charge until after the state statutory time period has run, the aggrieved employee will be forced to decide whether to file suit without knowing whether the EEOC intends to pursue the action on his or her behalf. The Supreme Court has held that state statutes of limitations are not applicable to the EEOC.
Occidental,
Second, if the EEOC acted immediately upon a charge of discrimination and issued a right-to-sue letter to the aggrieved employee, the federal scheme requires him or her to file suit within ninety days of receipt of the letter. 42 U.S.C. § 2000e-5(f)(1);
see Jackson v. Continental Cargo-Denver,
As the Supreme Court in
Occidental
concluded, “even in cases involving no inevitable and direct conflict with the express time periods provided in the Act, absorption of state limitations would be inconsistent with the congressional intent underlying the enactment of the 1972 amendments.”
Other courts of appeals have likewise rejected the application of state statutes of limitations in Title VII cases. The Third Circuit recently addressed this issue and rejected the argument that there is a gap in the Title VII limitations periods that must be filled by state statute.
Burgh v. Borough Council of Borough of Montrose,
These two periods together represent the congressional determination of the relevant and proper time limitations under Title VII. The imposition of an additional limitations period is inconsistent, and indeed in direct conflict, with the plain language of the federal statute. There is no gap to fill and thus no need to import a state limitations period as a gap filler. The statute by its terms establishes the two appropriate time requirements that a complainant must satisfy in order to bring a timely claim.
Id.
Likewise, the Ninth Circuit, citing
Occidental,
held that Title VII, even for the individual employee, “does not borrow state statutes of limitations because the time limits for filing a charge and giving notice to the employer are a Congressionally established statute of limitations.”
Kirk v. Rockwell Int'l Corp.,
We recognize the needs of defendants for notice and finality. However, Congress has already anticipated these concerns and provided for them. Under the federal scheme, notice is provided to defendants within ten days of a charge being filed with the EEOC. 42 U.S.C. § 2000e-5(b). In addition, “during the pendency of EEOC administrative proceedings, a potential defendant is kept informed of the progress of the action.”
Occidental,
Applying our holding, Ms. Willis timely filed a charge with the EEOC within the required 300-day period. Because the EEOC filed suit on her behalf, Ms. Willis never received a right-to-sue letter and she never refiled her ADA claim. Thus the ninety-day period is inapplicable in this case. Ms. Willis therefore complied with the requirements of the statute in this case and the district court erred in applying a state statute of limitations in this instance.
Braum argues that even if a state statute of limitations is not applied to Ms. Willis’s claim, the district court was still correct in its conclusion that Ms. Willis is now time-barred. Braum argues Ms. Willis originally filed her claim in a timely manner after the expiration of the 180-day period in which the EEOC had exclusive jurisdiction. Because Ms. Willis chose to file suit on her own behalf, Braum argues her dismissal of that suit and subsequent failure to re-file now bar Ms. Willis from seeking any relief under the ADA. We disagree.
Braum is correct that the federal district court had jurisdiction over Ms. Willis’s initial ADA claim. The EEOC has exclusive jurisdiction over a claim during the 180 days following the filing of a charge with the EEOC by an aggrieved individual.
Waffle House,
In this instance, however, Ms. Willis immediately dismissed her claim prior to any responsive pleadings by the Defendant. Where a case is voluntarily dismissed without prejudice, the dismissal “leaves the parties as though the action had never been brought.”
Brown v. Hartshorne Public School Dist. No. 1,
Additionally, to the extent Braum argues Ms. Willis must file suit in order to preserve her claim, this argument has no merit. The statute gives the EEOC authority to bring an action on behalf of an individual. Where the EEOC brings suit, the individual is then barred from separately filing a cause of action, and their only recourse is to intervene in the EEOC’s suit.
Waffle House, Inc.,
The parties agree that Ms. Willis filed a timely charge with the EEOC. The EEOC properly brought suit on her behalf. A-though Ms. Willis did initially file suit in federal court, she dismissed this suit without prejudice, and it is as if this action was never brought. We therefore reverse the district court’s holding that Ms. Willis’s federal ADA claim was time-barred. 3
III. Application of Res Judicata
The district court held that because Ms. Willis was barred from individually bringing an ADA claim based on the state statute of limitations, the EEOC was also barred from seeking any monetary relief on her part. The district court therefore limited the EEOC to injunctive relief based on the derivative nature of the EEOC’s claim and the doctrine of res judi-cata.
The EEOC is not barred from asserting claims for both individual relief and injunctive relief at this time. An aggrieved employee’s conduct “may have the effect of limiting the relief that the EEOC may obtain in court.”
Waffle House,
We REVERSE the district court’s orders of dismissal in favor of Defendant, VACATE its stay of the case, and REMAND for further proceedings consistent with this opinion.
Notes
. Section 12117(a) provides:
The powers, remedies, and procedures set forth in sections 2000e-4, 2000e-5, 2000e-6, 2000e-8, and 2000e-9 of this title shall be the powers, remedies, and procedures this subchapter provides to the Commission, to the Attorney General, or to any person alleging discrimination on the basis of disability in violation of any provision of this chapter, or regulations promulgated under section 12116 of this title, concerning employment.
. States that have such agencies are referred to as “deferral states.”
Davidson v. America Online, Inc.,
. This is not to say that Ms. Willis may file a claim under the ADA. The EEOC filed suit on Ms. Willis’s behalf in this case, and where the “EEOC files suit on its own, the employee has no independent cause of action.”
Waffle House,
