EQUAL EMPLOYMENT OPPORTUNITY COMMISSION v. ASSOCIATED DRY GOODS CORP.
No. 79-1068
Supreme Court of the United States
Argued November 3, 1980—Decided January 26, 1981
449 U.S. 590
Barry Sullivan argued the cause for petitioner. With him on the briefs were Solicitor General McCree, Deputy Solicitor General Wallace, Leroy D. Clark, Joseph T. Eddins, Lutz Alexander Prager, and Vella M. Fink.
Roger S. Kaplan argued the cause for respondent. With him on the brief were Robert Lewis, Joel L. Finger, and Thomas C. Greble.*
*Briefs of amici curiae urging affirmance were filed by Leonard Rovins and Alan D. Gallay for the American Retail Federation; and by Robert E. Williams and Douglas S. McDowell for the Equal Employment Advisory Council.
Title VII of the Civil Rights Act of 1964 limits the authority of the Equal Employment Opportunity Commission to make public disclosure of information it has obtained in investigating and attempting to resolve a claim of employment discrimination.1 We granted certiorari in this case to consider whether the Court of Appeals for the Fourth Circuit was correct in holding that a prelitigation disclosure of information in a Commission file to the employee who filed the Title VII claim is a “public” disclosure within the meaning of the statutory restrictions. 445 U. S. 926.2
I
This case arose when the Commission sought evidence with respect to discrimination charges filed against the Joseph Horne Co., a division of the respondent, Associated Dry Goods Corp. Horne operates retail department stores in Pennsylvania. Between 1971 and 1973, seven Horne employees filed employment discrimination charges with the Commission, six alleging sex discrimination and one alleging racial discrimination. The Commission began its investigation by requesting Horne to provide the employment records of the complainants, and statistics, documents, and other information relating to Horne‘s general personnel practices. Horne refused to provide the information unless the Commission agreed beforehand not to disclose any of the requested material to the charging parties. The Commission refused to give this assurance, explaining its practice of making limited disclosure to a charging party of information in his and other files when he needs that information in connection with a potential lawsuit.3 When Horne continued to refuse
The District Court, concluding that the Commission‘s disclosure of confidential information to charging parties upsets Title VII‘s scheme of negotiation and settlement, held that the regulations and the provisions in the Compliance Manual covering special disclosure to charging parties violate Title VII. Accordingly, the court enforced the subpoena only on the condition that the Commission treat charging parties as members of the “public” to whom it cannot disclose any information in its files. 454 F. Supp. 387 (ED Va.). The
II
In enacting Title VII, Congress combined administrative and judicial means of eliminating employment discrimination. A person claiming to be the victim of discrimination must first file a charge with the Commission. The Commission must then serve notice of the charge on the employer, and begin an investigation to determine whether there is reasonable cause to believe the charge is true.
Title VII nowhere defines “public.” In its regulation governing disclosure, the Commission has construed the statute‘s prohibition of “public” release of information to permit prelitigation disclosure of charges and of investigative information to the parties where such disclosure “is deemed necessary for securing appropriate relief.”
III
For the reasons that follow, we have concluded that Congress did not include charging parties within the “public” to whom disclosure of confidential information is illegal under the provisions of Title VII here at issue. Section 706 (b) states that “[c]harges shall not be made public.”
The very limited legislative history of the disclosure provisions supports this reading. The bill passed by the House contained no restrictions on public disclosure. See H. R.
This reading of the statute, moreover, is consistent with the coordinated scheme of administrative and judicial enforcement which Congress created to enforce Title VII. See supra, at 595. First, limited disclosure to the parties can speed the Commission‘s required investigation: the Commission can more readily obtain information informally—rather
The respondent argues vigorously that the disclosure of investigative information to charging parties may encourage many lawsuits that would not otherwise be filed, and thus contravene the congressional policy of relying on administrative resolution and settlement. But the effect of limited disclosure may be just the opposite. The employee has little to gain from filing a futile lawsuit, and indeed faces the possibility of an adverse fee award if the suit is frivolous.
In any event, even if disclosure may encourage litigation in some instances, that result is not inconsistent with the ultimate purposes of Title VII.20 The private right of action remains an important part of Title VII‘s scheme of enforcement, Alexander v. Gardner-Denver Co., 415 U. S. 36, 45. Congress considered the charging party a “private attorney general,” whose role in enforcing the ban on discrimination is parallel to that of the Commission itself. Christiansburg Garment Co. v. EEOC, supra, at 421.21 The private litigant
IV
Nevertheless, though Congress allowed disclosure of investigative information in a charging party‘s file to that party himself, nothing in the statute or its legislative history reveals any intent to allow the Commission to reveal to that charging party information in the files of other charging parties who have brought claims against the same employer. See EEOC Compliance Manual § 83.7 (c).22 As noted earlier, the charging party cannot logically be a member of the “public” to whom disclosure is forbidden by § 706 (b) of Title VII, and, by extension, cannot be a member of the public under § 709 (e). See supra, at 598. The reason, however, is that the charging party is obviously aware of the charge he has filed, and so cannot belong to the public to which Congress referred when it directed that “[c]harges shall not be made public.”
But there is no reason why the charging party should know the content of any other employee‘s charge, and he must be considered a member of the public with respect to charges filed by other people. With respect to all files other than his own, he is a stranger.
The Commission notes that it often consolidates substantially similar charges for investigation, and in other instances draws upon information generated in an earlier investigation of the same employer. The Commission therefore argues that because information in one party‘s file may be directly
But the Commission‘s argument is merely one of administrative convenience, and such convenience cannot override the prohibitions in the statute. Statistics and other information about an employer‘s general practices may certainly be relevant to individual charges of discrimination, McDonnell Douglas Corp. v. Green, 411 U. S. 792, 804-805, but by including such information, in full or summary form, in each individual charging party‘s file, the Commission can fully comply with the statute while giving each party the information he needs to weigh the strength of his own case.
V
The Court of Appeals erred, therefore, in holding that the respondent had a categorical right to refuse to comply with the EEOC subpoena unless the Commission assured it that the information supplied would be held in absolute secrecy. The respondent was entitled only to assurance that each employee filing a charge against Horne would see information in no file other than his or her own. Accordingly, the judgment of the Court of Appeals is reversed, and the case is remanded for proceedings consistent with this opinion.
It is so ordered.
JUSTICE POWELL took no part in the decision of this case. JUSTICE REHNQUIST took no part in the consideration or decision of this case.
JUSTICE BLACKMUN, concurring in part and dissenting in part.
In my view, the proper standard for evaluating disclosures of information by the Equal Employment Opportunity Com-
The Commission, however, has not pointed to any provision
The Court of Appeals held that the prelitigation disclosure rules are invalid. I would affirm that part of its judgment.
JUSTICE STEVENS, dissenting.
The Court construes a prohibition against public disclosure as an authorization for prelitigation discovery. A principal basis for the Court‘s unusual construction of rather plain statutory language is that because a charging party must know the contents of a charge, that party cannot be a member of the public to which disclosure is prohibited. In my view, the reason that the statute is not violated by the charging party‘s knowledge of the contents of a charge is that he is the source of the information contained in the charge; no disclosure occurs when he reads what he has written, regardless of whether he is a member of the public.
To encourage prompt and full disclosure of relevant information to a neutral conciliator, Congress assured employees and employers alike that no public disclosure of such information would occur prior to the institution of formal proceedings. To enforce this assurance, the statute imposes criminal penalties on Commission personnel who disclose information to the public. See
I therefore agree with the Court of Appeals for the Fourth Circuit that the statute should be interpreted in accordance with its plain meaning.
Accordingly, I respectfully dissent.
Notes
“Charges shall be made in writing under oath or affirmation and shall contain such information and be in such form as the Commission requires. Charges shall not be made public by the Commission. . . . If the Commission determines after such investigation that there is reasonable cause to believe that the charge is true, the Commission shall endeavor to eliminate any such alleged unlawful employment practice by informal methods of conference, conciliation, and persuasion. Nothing said or done during and as part of such informal endeavors may be made public by the Commission, its officers or employees, or used as evidence in a subsequent proceeding without the consent of the persons concerned. Any person who makes public information in violation of this subsection shall be fined not more than $1,000 or imprisoned for not more than one year, or both. . . .”
Section 709 (e) of Title VII, 78 Stat. 264,
“It shall be unlawful for any officer or employee of the Commission to make public in any manner whatever any information obtained by the Commission pursuant to its authority under this section prior to the institution of any proceeding under this title involving such information. Any officer or employee of the Commission who shall make public in any manner whatever any information in violation of this subsection shall be guilty of a misdemeanor and upon conviction thereof, shall be fined not more than $1,000, or imprisoned for not more than one year.” A violation of the disclosure prohibition contained in
“Neither a charge, nor information obtained pursuant to section 709 (a) of Title VII, nor information obtained from records required to be kept or reports required to be filed pursuant to section 709 (c) and (d) of Title VII, shall be made matters of public information by the Commission prior to the institution of any proceedings under this Title involving such charge or information. This provision does not apply to such earlier disclosures to charging parties, or their attorneys, respondents or their attorneys, or witnesses where disclosure is deemed necessary for securing appropriate relief. This provision also does not apply to such earlier disclosures to representatives of interested Federal, State, and local authorities as may be appropriate or necessary to the carrying out of the Commission‘s function under Title VII, nor to the publication of data derived from such information in a form which does not reveal the identity of charging parties, respondents, or persons supplying the information.”
The Commission also has created very specific “special disclosure” rules governing the form and scope of disclosure to those persons whom the Commission treats as being separate from the “public” to whom the statute forbids any disclosure.
“Information in other case files is relevant or material when other case files contain charges, investigations or determinations involving the same basis (e. g., sex, religion, national origin, race) with limited exceptions such as when the private litigant‘s case alleged discrimination in promotion against females and the other case file involved a male‘s claim that he was not hired because of respondent‘s policy of not hiring long haired males. Other case files may be relevant or material if they involve a different basis only when the treatment afforded one protected class is probative of treatment afforded the private litigant‘s class (e. g., systemic discrimination against Spanish Surnamed Americans is often probative as to treatment accorded Blacks and vice versa).” EEOC Compliance Manual § 83.7 (c) (2).
However, whenever the Commission discloses to a charging party information from other case files, it does not reveal the identity of the other employees who brought charges against the employer. § 83.7 (c) (4).
Moreover, a charging party who consents to a settlement negotiated by the Commission waives his right to file a civil action.
“The retention of the private right of action . . . is intended to make clear that an individual aggrieved by a violation of Title VII should not be forced to abandon the claim merely because of a decision by the Com- mission or the Attorney General as the case may be, that there are insufficient grounds for the Government to file a complaint. . . .
“It is hoped that recourse to the private lawsuit will be the exception and not the rule. . . . However, as the individual‘s rights to redress are paramount under the provisions of Title VII it is necessary that all avenues be left open for quick and effective relief.” 118 Cong. Rec. 7565 (1972) (Section-by-Section analysis).
The Regulations in the EEOC Compliance Manual which set forth the agency‘s prelitigation disclosure program were first adopted in 1975. They hardly can be called a contemporaneous construction of Title VII.
