Lead Opinion
OPINION
¶ 1 In this medical malpractice wrongful death case, appellants Dr. Randall Bennett
BACKGROUND
¶2 Dwight Englert and his wife, Denise, went to Carondelet’s hospital’s emergency room around midnight because Dwight felt pressure in his chest and pain radiating to his neck and ear. Dr. Bennett met with Dwight and Denise, examined Dwight, conducted tests, and diagnosed him as having esophagitis. Dr. Bennett sent Dwight home but prescribed Mylanta and instructed Dwight and Denise to return to the hospital if the pain recurred.
¶ 3 Approximately an hour and a half later, Denise called Nurse Carr at the hospital because Dwight’s symptoms had returned. The nurse spoke to Dr. Bennett, who instructed her to tell Denise that Dwight should take another dose of Mylanta and, if his pain did not subside, that Dwight should return to the hospital. Dwight took a second dose of Mylanta and he and Denise went to bed. When Denise awoke, Dwight was unresponsive. After being rushed to the hospital, Dwight died that morning from a “sudden cardiac event” caused by “atherosclerotic cardiovascular disease.”
¶ 4 Denise sued Dr. Bennett and Carondelet for Dwight’s wrongful death from their alleged medical malpractice. A jury awarded her $280,000 in damages and apportioned ten percent of the fault to Dr. Bennett, seventy-five percent to the Englerts, and fifteen percent to a non-party physician. Denise then filed a motion for new trial, claiming she had been denied a fair trial because, over her objection, the court had allowed Dr. Bennett to argue an undisclosed affirmative defense in his closing argument: that the Englerts were comparatively at fault for withholding from Dr. Bennett information about Dwight’s medical history. The trial court granted the motion for new trial, finding that Dr. Bennett’s withholding of medical history theory was not disclosed before trial and that the court’s erroneous decision to permit Dr. Bennett to argue that theory to the jury had affected Denise’s rights. After Carondelet filed a motion for clarification, in which Dr. Bennett joined, the trial court specifically ordered that the new trial address all contested issues of liability and damages. This appeal followed.
¶ 5 Dr. Bennett challenges, on several grounds, the trial court’s decision to grant a new trial. The trial court has the discretion to grant a new trial when it has made a legal error or error in admitting evidence that materially affects a party’s rights. Ariz.R.Civ.P. 59(a)(6), 16 A.R.S. Absent an abuse of that discretion, we will not interfere with a trial court’s decision to grant a new trial on this basis. MacConnell v. Maricopa County Med. Society,
¶ 6 The trial court found that it should have sustained Denise’s objection to Dr. Bennett’s withholding of medical history theory because that affirmative defense had not been disclosed before trial. A party is required to timely disclose its legal defenses and the factual bases for them, a “fair description” of each witness’s expected testimony, and “the substance of the facts and opinions” of each expert’s expected testimony. Ariz.R.Civ.P. 26.1(a)(1), (2), (3), and (6). If a party fails to do so before trial, it is not permitted to use that information at trial absent specific extenuating circumstances. Ariz.R.Civ.P. 37(c)(3).
¶7 Although Dr. Bennett insists that he had disclosed the affirmative defense before trial, the record supports the trial court’s finding that he had not. Dr. Bennett had previously alleged the Englerts’ comparative fault, but on entirely different grounds. He had not included his theory of comparative fault based on the Englerts’ withholding of Dwight’s medical history in his disclosure statements or the joint pretrial statement. Although we agree with Dr. Bennett that Rule 26.1 does not require “detailed ‘scripting’ of expected testimony,” Bryan v. Riddel,
¶ 8 Dr. Bennett contends, however, that Denise waived her claim for a new trial because she did not object to the introduction of evidence about Dwight’s medical history. But Denise contends she did not object to the evidence because she believed Dr. Bennett was introducing it to prove the nonparty physician’s fault. Had Dr. Bennett complied with the disclosure rules, he could have avoided any such misunderstanding. And, the issue is not whether the evidence was admissible, but whether Dr. Bennett should have been allowed to argue that it supported an undisclosed theory of comparative fault. Failure to object to the medical history evidence, therefore, was not a waiver of the claim for a new trial based on the undisclosed affirmative defense.
¶ 9 Dr. Bennett also contends Denise waived her claim for a new trial because her objection, made before closing argument, concerned only the admission of an exhibit, not the undisclosed affirmative defense. The trial court implicitly found that Denise’s objection included an objection to the new affirmative defense; the court specifically stated in its minute entry granting Denise a new trial that “this Court should have sustained Plaintiffs objection to the theory being argued at closing.” Moreover, even if Denise had not objected at trial to the undisclosed affirmative defense, her failure to object would not require us to overturn the trial court’s grant of a new trial.
[Tjhough a party risks forfeiting a potential ground for appeal by withholding prompt objection to an opponent’s misconduct, he does not forfeit the right to assert such misconduct as a basis for sustaining the trial court’s new trial order if the trial court finds the impropriety sufficient to*26 warrant a new trial despite the absence of a prompt objection.
Liberatore v. Thompson,
¶ 10 Dr. Bennett also argues that the trial court should not have ordered a new trial because, even if his affirmative defense was not timely disclosed, he was justified in presenting it to rebut Denise’s previously undisclosed theory that he had failed to conduct an adequate investigation into Dwight’s history. Denise contends that, at trial, she did not expand beyond her previously disclosed theories that Dr. Bennett was negligent because his diagnosis was based on incorrect assumptions about Dwight’s complaints and conduct on the night Dr. Bennett met with him and because Dr. Bennett made insufficient inquiry into Dwight’s condition when Denise called the hospital. We need not resolve this dispute, however, because, even if Dr. Bennett’s allegation is correct, he has not cited any authority supporting the use of an undisclosed affirmative defense to rebut an opponent’s undisclosed theory of liability. Nor do we believe the trial court abused its discretion in determining that it should not have been permitted here.
¶ 11 Dr. Bennett could have introduced evidence to rebut Denise’s allegedly undisclosed theory, of negligence. See Pool v. Superior Court,
¶ 12 Dr. Bennett could have objected if Denise had introduced a new theory, an option he claims he tactically and intentionally rejected, or could have requested the court’s permission to introduce his new theory in rebuttal. Because he chose to go forward on his own, without court approval, he bore the risk that the court might later determine that there had been a miscarriage of justice. Parties should avoid such tactics. Although we do not adopt a rule that a trial court may never permit, or approve of after-the-fact, the retaliatory use of an undisclosed theory, Denise’s alleged failure to disclose a theory of liability does not require that we find the trial court abused its discretion in granting a new trial here.
¶ 13 Next, Dr. Bennett seems to claim that a new trial was inappropriate because, even though he may have violated the disclosure rules, the trial court could not have prevented him from arguing the undisclosed affirmative defense to the jury because article XVIII, § 5, of the Arizona Constitution mandates that “[t]he defense of contributory negligence ... shall, in all cases whatsoever, be a question of fact and shall, at all times, be left to the jury.” This issue was not raised below, and we generally do not consider issues, even constitutional issues, raised for the first time on appeal. KB. v. State Farm Fire & Cas. Co.,
¶ 14 Because we conclude that the trial court did not abuse its discretion in granting a new trial, we next consider Dr. Bennett’s and Carondelet’s arguments that the trial court abused its discretion when it found that the liability and damage issues were “inextricably intertwined” and ordered a new trial on all contested issues of liability and damages. We review the trial court’s decision to grant a new trial on all issues for an abuse of discretion. See Styles v. Ceranski
¶ 15 A new trial should only be on “the question or questions with respect to which the verdict or decision is found erroneous, if separable.” Ariz.R.Civ.P. 59(h). But “[pjartial new trials are not recommended because they create much opportunity for confusion and injustice.” Styles,
¶ 16 Dr. Bennett and Carondelet contend the new trial should be limited to liability and apportionment of fault issues because the error necessitating a new trial only related to those issues and the damage issue was not inextricably intertwined with the liability/apportionment issues. On the one hand, as Denise conceded at oral argument, the issues of liability and damages in a wrongful death action are generally distinct because recoverable damages are not based on the negligent act but, rather, on the survivors’ injuries “resulting from the [decedent’s] death.” A.R.S. § 12-613; see Mullen v. Posada del Sol Health Care Ctr.,
• [18] ¶ 17 On the other hand,
[w]here there is conflicting evidence on liability, a new trial on all issues is desirable .... [I]n comparative fault cases there is an interrelationship between fault and damages apparent on the face of the instructions. The issues of liability and damages are so interwoven and blended that “it would be a rare case in which a jury would not consider the effect of its determination of percentages of fault in terms of damages to be eventually awarded to the plaintiff.”
Courtney v. City of Kansas City,
¶ 18 In addition, the trial court was in a better position than this court to assess the effect of Dr. Bennett’s misconduct on the jury. See Taylor v. Southern Pac. Transp. Co.,
¶ 19 The majority of cases on which Dr. Bennett and Carondelet rely, whether from Arizona or other jurisdictions, are distinguishable because they either involve an appellate court granting a partial new trial after deciding in the first instance that a new trial was required
Circuit Court of Appeals concluded that the trial court had abused its discretion, finding that the damage issue did not need to be retried unless it was independently flawed. Id. at 836-37. The court noted that the plaintiffs misconduct necessitated the new trial and that it should not be permitted to seek to better its position “[ajbsent the most unusual circumstances.” Id. at 837. In contrast, Dr. Bennett’s actions necessitated the new trial and he is the party seeking to limit the scope of the new trial. See Southern Pac. Co. v. Gastelum,
¶ 20 Although this issue is a close one, as evidenced by the dissent, we find nothing to suggest that the trial court’s decision “exceeded the bounds of reason,” Toy,
¶ 21 In a related argument, Carondelet contends the trial court lacked the authority to order that the new trial cover all issues because Denise did not challenge the damage award in her motion for new trial. Carondelet appears to argue that, after it filed its motion for clarification, in which Dr. Bennett joined, the trial court improperly used Rule 59(g), Ariz.R.Civ.P., to extend the
¶22 In her motion for new trial, Denise requested a new trial without limitation as to the issues to be decided and argued that the undisclosed theory of comparative fault had affected the verdict, including the damage award. Dr. Bennett and Carondelet did not request the new trial be limited to liability in their responses. In its initial order, the trial court granted a new trial, without stating whether the new trial was limited to certain issues. That Carondelet and Dr. Bennett later claimed the new trial should be limited to liability issues does not alter the fact that the original order for new trial was without limitation. And, although Rule 59(h), Ariz. R.Civ.P., provides that a new trial shall only cover “the question or questions with respect to which the verdict or decision is found erroneous, if separable,” the parties had not asked the court to determine whether liability and damages were “separable” until after the trial court granted the motion for new trial and Carondelet and Dr. Bennett sought clarification of that order. The trial court, therefore, had the authority to consider this issue when it was presented.
¶23 We conclude that the trial court did not abuse its discretion in granting a new trial and ordering that the new trial cover all contested issues of liability and damages.
NURSE CARR
¶ 24 Dr. Bennett contends that, if we affirm the trial court’s orders granting a new trial, we should review the trial court’s pretrial interlocutory order granting Caronde-Iet’s motion in limine, in which Carondelet sought to preclude Dr. Bennett from raising as an issue at trial Nurse Carr’s comparative fault. Carondelet’s motion in limine alleged that Dr. Bennett’s theory of Nurse Carr’s comparative fault and his standard of care expert on the issue were disclosed after the deadline for disclosure of expert witnesses. We need not consider the propriety of the trial court’s ruling on the motion in limine because, based on the unusual scheduling situation present here, the trial court will have an opportunity to reconsider its ruling before the new trial.
¶ 25 After ruling on the motion for clarification on January 4, 2000, the trial court, at the parties’ request, scheduled the new trial for May 1, 2001. The parties requested the lengthy delay because Dr. Bennett stated he intended to appeal and additional discovery would be needed if this court upheld the trial court’s granting of a new trial. Because we cannot foresee whether the trial court will establish new disclosure deadlines, including a new deadline for the disclosure of expert witnesses, or reconsider its disclosure sanction in light of the fact that the parties will have time to conduct discovery on the theory that Nurse Carr was comparatively at fault, see Rule 37(c), Ariz.R.Civ.P., and Rule 1(D) and (E), Ariz. Unif. R.P. Med. Malpractice, 17B A.R.S., we need not address the trial court’s ruling on this pretrial discovery issue. See Vincelette v. Metropolitan Life Ins. Co.,
CONCLUSION
¶26 The trial court’s orders granting a new trial on all contested issues of liability and damages are affirmed.
Notes
. Dr. Bennett is an employee of appellant Emergency Room Associates, Ltd.; we refer to both parties collectively as “Dr. Bennett.”
. Appellee Jody Englert is one of decedent Dwight Englert's surviving children. Although she is not the statutory plaintiff in this case, see A.R.S. § 12-612(A), she is a party to the action on the issue of damages and where the statutory beneficiaries’ interests conflict. See Williams v. Superior Court,
. La Plante v. American Honda Motor Co.,
. Martinez v. Schneider Enterprises, Inc.,
Dissenting Opinion
dissenting in
¶27 I concur with the majority on all issues except the propriety of the trial court’s granting of a new trial on the issue of damages. Although, as the majority correctly notes, this is a matter within the trial court’s
¶28 Moreover, in her new trial motion, Englert asserted error only as to liability issues. She was therefore not entitled to relief from the damages judgment. See Ariz. R.Civ.P. 59(h) (if granted, new trial should be “only” on question “with respect to which the verdict or decision is found erroneous”). I would affirm the trial court’s judgment only to the extent of granting Englert a new trial on the liability issues she contested.
