67 Cal. App. 4th 714 | Cal. Ct. App. | 1998
Opinion
A provision of the Integrated Waste Management Act (Pub. Resources Code, § 40000 et seq.) (the Act) gives “the governing body of the
Background
In 1993 the town council for the Town of Windsor granted Empire Waste Management a four-year exclusive franchise to collect garbage. In May of 1996 the parties amended their agreement to extend the term of the franchise for 10 years, through the year 2006. When the extension was submitted for the voters’ approval at a referendum held in November of that year, it was defeated.
Empire responded with a petition for declaratory relief and a writ of either mandate or prohibition. Empire’s position was that the Act vested sole authority concerning the franchise in the town council, which meant that the referendum was “null and void and of no force and effect.” The trial court concluded that Empire “has failed to show that the Legislature in enacting . . . [the Act] . . . intended to delegate decision making authority exclusively to the Windsor Town Council.” Empire’s timely appeal from the judgment denying its petition brings the controversy before this court.
Review
The referendum is the means by which the electorate is entitled, as a power reserved by it under our state Constitution, to approve or reject measures passed by a legislative body. (Cal. Const., art. n, §§ 9, subd. (a), 11 & art. IV, § 1; Associated Home Builders etc., Inc. v. City of Livermore (1976) 18 Cal.3d 582, 591 [135 Cal.Rptr. 41, 557 P.2d 473, 92 A.L.R.3d 1038].) The scope of the referendum power is generally treated as coextensive with the scope of legislative authority—any legislative decision made by a representative body is subject to referendum.
As described in DeVita v. County of Napa, supra, 9 Cal.4th at page 776 there are two instances in which the power of referendum will be found to have been withdrawn: first, when there is a “definite indication” by the Legislature that it intends to preempt the discretion of a local legislative body to legislate; second, when the Legislature rather than preempt local legislative action has instead sought to delegate legislative power so exclusively to a local governing body as to indicate its intent to preclude the citizens’ otherwise coextensive right of referendum. (Ibid.)
The presumption that the people retain the power of referendum is overcome only by a “clear showing of legislative intent” to make an exclusive grant to the local governing entity. Because legislative intent is measured against the plain meaning of statutory language, we look to the language of the relevant statute. The inquiry focuses quite precisely on the language used: a statute delegating authority to a local “governing body” or “legislative body” supports a weak inference of exclusive delegation while use of more specific terms such as board of supervisors or city council supports a stronger inference of exclusive delegation. (Committee of Seven Thousand v. Superior Court (1988) 45 Cal.3d 491, 501 [247 Cal.Rptr. 362, 754 P.2d 708].)
Where generic language such as “legislative body” is used in the statute the inquiry then turns to whether and to what extent the statute deals with an issue of statewide concern rather than a purely local one. (Committee of Seven Thousand v. Superior Court, supra, 45 Cal.3d 491, 501.) The mere
Lastly, we look to any other indicia of legislative intent to preclude the availability of the power of initiative or referendum. (Committee of Seven Thousand v. Superior Court, supra, 45 Cal.3d 491, 507-509.) In sum, however, our Supreme Court has made clear that a mechanical consideration of these factors must yield in favor of finding against preclusion of the power of referendum “ ‘ “ ‘[i]f doubts can [be] reasonably resolved’ ” ’ ” that preclusion was not the Legislature’s intent. (DeVita v. County of Napa, supra, 9 Cal.4th 763, 777.)
Empire contends that an intent to preclude referenda can be found in the Act, specifically in Public Resources Code section 40059,
“(a) Notwithstanding any other provision of law, each county, city, district, or other local governmental agency may determine all of the following:
“(1) Aspects of solid waste handling which are of local concern, including, but not limited to, frequency of collection, means of collection and transportation, level of services, charges and fees, and nature, location, and extent of providing solid waste handling services.
“(2) Whether the services are to be provided by means of nonexclusive franchise, contract, license, permit, or otherwise, either with or without competitive bidding, or if, in the opinion of its governing body, the public health, safety, and well-being so require, by partially exclusive or wholly exclusive franchise, contract, license, permit, or otherwise, either with or without competitive bidding. The authority to provide solid waste handling services may be granted under terms and conditions prescribed by the governing body of the local governmental agency by resolution or ordinance.
“(b) Nothing in this division modifies or abrogates in any manner either of the following:
“(1) Any franchise previously granted or extended by any county or other local governmental agency.
*720 “(2) Any contract, license, or any permit to collect solid waste previously granted or extended by a city, county, or a city and county.” (Italics added.)
Empire argues that the two references to the “governing body” in section 40059, subdivision (a)(2), which grants the authority to enter into exclusive franchises, evidence the Legislature’s intent to make the power of the “governing body” in this field exclusive.
Express Statutory References to Local Legislative Bodies
At first glance, Empire might seem to draw some support from the express language of section 40059, which makes reference to local legislative bodies. However, these references support only a weak inference that the Legislature intended to shut off local voters’ power of referendum. This is so because language used here is generic rather than specific; (Committee of Seven Thousand v. Superior Court, supra, 45 Cal.3d 491, 501.)
The section speaks of “governing body” or “governing body of the local government agency.” The Act defines “local governing body” as “the legislative body of the city, county, or special district which has authority to provide solid waste handling services.” (§ 40150.) This is quintessential^ generic language. More than a dozen statutory definitions in other codes— some broad, some very specific—confirm that “governing body” has far from a fixed meaning.
Statewide or Local Concern
Whether the subject involved here is a matter of statewide or merely local concern may depend on how the inquiry is framed. If the question is whether the issue of solid waste management concerns everyone from New Pine Creek to Felicity, the answer is obviously yes. The Act declares that it was enacted in response to an urgent need for a comprehensive and integrated approach to waste-related issues. (§§ 40000, 40002, 40052.) On the other hand, if the question is whether the garbage of the Town of Windsor is handled by an exclusive franchisee that wants to continue doing so for a decade, the issue looks distinctly local.
This general issue of garbage franchises has been here before. Four years ago we considered whether the Act allowed continuation of a long-standing exclusive franchise to collect garbage established by municipal ordinance. In the course of concluding that the Act did not abrogate the existing franchise, we examined the scope of the Act in detail and concluded that by passing the Act the Legislature had neither expressly nor impliedly preempted the field. (Waste Resource Technologies v. Department of Public Health (1994) 23 Cal.App.4th 299, 309 [28 Cal.Rptr.2d 422].)
Little needs to be added to our previous analysis. It is hardly likely that the same Legislature which passed the Act with no intent to displace “traditional local power in this area” meant at the same time to disable local voters’ power on that same subject. There is nothing in the record which hints at any regional effect or statewide impact if Windsor’s garbage is
Subdivision (a)(1) of section 40059 gives examples of things the Legislature regarded as local concerns. If “frequency of collection, means of collection and transportation, level of services, charges and fees, and nature, location, and extent of providing solid waste handling services” are local, the same would appear to be true for choosing who shall provide solid waste handling services and for how long. So long as the garbage is collected, the Legislature has manifested its intent to leave the details to the people of Windsor.
Other Indications of Legislative Intent
The third and final factor also weighs against Empire. The Act requires every city and county to prepare an integrated waste management plan. Each plan is to have a number of “elements” addressing a number of mandated topics, such as hazardous waste, recycling, and reducing the amount of solid waste generated. (See §§40900, 41000, 41300, 41500, 41700, 41730, 41750, 41780.) This format is very similar to the one used in city and county general plans (see Gov. Code, §§ 65300-65302), which are subject to referendum. (See DeVita v. County of Napa, supra, 9 Cal.4th 763, 774-775 and decisions cited.) The Act further states that during the formulation of a waste management plan “. . . it is the policy of the state and the intent of the Legislature that . . . the public be granted the opportunity to respond to clearly defined alternative objectives, policies, and actions.” (§ 40900, subd. (c).) It is difficult to read this section and not see how the referendum provided the people of the Town of Windsor “the opportunity to respond to clearly defined alternative objectives” of approving or disapproving the extension of Empire’s exclusive franchise. The Act requires that provision be made for solid waste handling, but it allows the “local agency” to provide the services, or get another “local agency” or “solid waste enterprise” to provide them. (§ 40058.) It seems peculiar that, according to Empire’s construction of section 40059, the first two of these alternatives are subject to a referendum but the third is not.
Empire tries to argue that allowing the citizens of Windsor to express their opinion on the franchise extension adversely effects realization of state goals and essential governmental functions, grounds on which local referendum
The people’s right to legislate on their own behalf is to be denied only in instances where there is a “definite indication” or a “clear showing” that such is the Legislature’s aim. (DeVita v. County of Napa, supra, 9 Cal.4th 763, 775-776; Voters for Responsible Retirement v. Board of Supervisors, supra, 8 Cal.4th 765, 777.) The language of section 40059 supports at best only a weak inference that the Legislature intended to deny local electorates their constitutional right to express their opinion on how and by whom their town’s garbage is collected. This inference is rebutted by the fact that garbage collection has traditionally been regarded as a matter of local concern. Who collects the garbage of Windsor, and for how long, are not issues of statewide concern. Any inference to the contrary can be reasonably resolved to find that the Legislature did not intend to abrogate the local electorate’s right of referendum on how long a solid waste handling franchise may be.
In light of these conclusions, we hold that section 40059 did not deprive the people of Windsor of their power to conduct a referendum on whether they supported the town council’s decision to grant Empire a long-term extension of its exclusive franchise to collect the town’s trash.
The judgment is affirmed.
Hanlon, P. J., and McGuiness, J., concurred.
A petition for a rehearing was denied November 24, 1998, and the opinion was modified to read as printed above. Appellant’s petition for review by the Supreme Court was denied January 27, 1999. Mosk, J., was of the opinion that the petition should be granted.
There are specified subjects that are constitutionally and statutorily exempted from the scope of state or local referenda. (See Cal. Const., art. II, § 9, subd. (a); Elec. Code, § 9247.) Not one of these subjects is implicated here. A referendum may review only legislative decisions, but not matters that are strictly executive or administrative. (E.g., Wheelright v. County of Marin (1970) 2 Cal.3d 448, 457 [85 Cal.Rptr. 809, 467 P.2d 537].) It has long been established in California that the granting of a franchise is a legislative act. (E.g., Pacific Rock etc. Co. v. City of Upland (1967) 67 Cal.2d 666, 668 [63 Cal.Rptr. 572, 433 P.2d 476] and decisions cited.) Although the point
Subsequent statutory references are to this code unless otherwise indicated.
Code of Civil Procedure section 1245.210 (omnibus list of state and local boards, commissions, and authorities with eminent domain powers); Elections Code section 10500, subdivision (b)(8) (“the board of directors of a district or agency or the board or body which governs the activities of the district or agency”); Government Code section 5402 (“the board of supervisors, city council, board of directors or other legislative or governing body”); Government Code section 5602 (“a board of supervisors, city council, board of directors or other legislative or governing body”); Government Code section 5751, subdivision (b) (“the board, authority, trustees, director, commission, committee, secretary, or other policy making body that exercises authority over a state agency”); Government Code section 6543 (“the board or commission provided for by a joint powers agreement”); Government Code section 7072, subdivision (e) (“a county board of supervisors or a city council, as appropriate”); Government Code section 7107, subdivision (g) (“a city, county, city and county, joint powers agency, council, or board, as appropriate”); Government Code section 8557, subdivision (d) (“the legislative body, trustees, or directors of a political subdivision”); Government Code section 66905.7 (“the governing board of the California Tahoe Conservancy”); Government Code section 67023 (“the governing board of the Tahoe Regional Planning Agency”); Government Code section 91504, subdivision (k) (“the board of supervisors, or city council, or board of directors of a redevelopment agency, as the case may be”); Health and Safety Code section 4602.2 (“the city council or other legislative body of the city”); Health and Safety Code section 4952 (“the governing body of the [sanitation] district”); Health and Safety Code section 7021 (“the board of directors, board of trustees or other governing body
Empire points to City of Dublin v. County of Alameda (1993) 14 Cal.App.4th 264, 279-280 [17 Cal.Rptr.2d 845], where Division One of this court construed section 40059 to “suggest[] that the Legislature intended to preclude action by the electorate . . . .” Empire sees this as a holding we should accept. It is hard to see how a “suggestion” in a case that did not involve exclusive franchises should be treated either as a holding or as otherwise binding in a situation that does involve exclusive franchises. Moreover, there have been subsequent decisions, particularly our own in Waste Resources Technologies v. Department of Public Health, supra, 23 Cal.App.4th 299, that were not considered in City of Dublin, but which have figured in our analysis. Finally, we must respectfully prefer the conclusion from our own analysis.