Louisiana property owners affected by flood-plain ordinances passed by the Plaquemines Parish Commission Council filed this class action alleging an unconstitutional taking. They challenge the imposition, without compensation, of severe flood control regulations which are said “effectively [to] sound a death-knell for these communities, the ancestry of which predates our Constitution.” Because the parish was required by Federal Emergency Management Agency (FEMA) regulations to adopt such a stringent building code in order to participate in the National Flood Insurance Program (NFIP), 42 U.S.C. § 4001 et seq., the plaintiffs named FEMA as a defendant, as well as the parish council, which body had imposed the challenged building ordinances — conforming to federal standards — upon the affected residents. The trial court dismissed the suit against FEMA under Fed.R.Civ.P. 12(b)(6). While the substantive issues presented herein are res nova before this court, our opinion today is guided by a compelling decision from the United States District Court for the District of Columbia, dismissing identical allegations against local building ordinances passed in conformance with FEMA guidelines. We AFFIRM.
*734 I. The NFIP Scheme.
In order to participate in the NFIP, 1 the Plaquemines Parish Commission Council passed building ordinances in conformance with FEMA regulations that required that new or additional structures meet certain elevation requirements. 2 42 U.S.C. §§ 4022, 4102. The plaintiffs brought this suit against FEMA and the parish council alleging that the building ordinances made development of their (and some 7,649 class members’) property prohibitively expensive, rendering their property unmarketable, and resulting in an unconstitutional taking in violation of the fifth and fourteenth amendments. FEMA was named as a defendant because certain federal benefits would not be available in the parish if the parish had not adopted an ordinance (such as the one adopted), that meets certain requirements (set by FEMA and calculated with hundred-year flood plain estimates taken by FEMA) designed to minimize future flood losses in the parish. As stated in the complaint, the plaintiffs view any injunctive relief against the parish as meaningless unless FEMA is also enjoined front “punishing” the parish for noncompliance with the allegedly unconstitutional regulations.
The district court dismissed the complaint for failure to state a claim. This disposition was based on holdings (1) that the ordinances were passed by the parish (which was named as a party and against which this litigation is currently stayed pending action here), rather than FEMA, and thus there was no Article III case or controversy; and (2) that the FEMA regulations did not result in an unconstitutional taking.
On this appeal the plaintiffs contend that the parish ordinances were passed pursuant to FEMA regulations and thus there is an actual controversy between plaintiffs and FEMA. The plaintiffs also contend that whether an unconstitutional taking has occurred depends upon the reasonableness of the government regulation and that reasonableness should be determined on the facts as a whole on a case-by-case basis, rather than on a motion to dismiss.
*735
The plaintiffs’ takings argument is legally unsupportable, however, though this court has not previously addressed the precise issue of flood control measures that effectively eliminate commercial value. The only court to address the FEMA regulatory guidelines for local ordinances held that the federal flood prevention regulations do not result in an unconstitutional taking.
Texas Landowners Rights Ass’n v. Harris,
II. Disposition as a Matter of Law Was Proper.
A.Case or Controversy?
FEMA mistakenly argues that there is no case or controversy between plaintiffs and the agency in this suit. To meet the case-or-controversy requirement of article III of the Constitution, (1) a plaintiff must state an actual or threatened injury to himself; (2) the injury must be a result of the allegedly illegal conduct of the defendant; and (3) the injury must be capable of redress by a favorable decision with respect to the challenged conduct.
Common Cause v. Dep’t of Energy,
Although the Texas Landowners court did not address the case-or-controversy issue, its conclusions are relevant to this issue, and its clear implication was that those plaintiffs had alleged a case or controversy with FEMA. If either the Texas Landowners court or the court below had ruled that there was no case or controversy with FEMA, dismissal would have had to have been under rule 12(b)(1), rather than under rule 12(b)(6); neither court properly could have reached the merits of any of the various claims against FEMA if there was a lack of article III jurisdiction.
B.Failure to State a Claim?
Taking the allegations of the complaint as true, however, a court may properly dismiss a suit for failure to state a claim upon which relief may be granted. Because, as a matter of law, FEMA neither affected nor required any unconstitutional taking of the plaintiffs’ property, such a disposition is appropriate here.
A claim is not to be dismissed under rule 12(b)(6) unless it appears to a certainty that no relief can be granted under any set of facts provable in support of its allegations or if the allegations, accepted as true, do not present a claim upon which relief legally can be obtained.
United States v. Uvalde Consolidated Indep. School Dist.,
C.There Was No Unconstitutional Condition.
By conditioning the availability of federally-subsidized insurance upon enactment of local flood-plain management ordinances in accordance with federal standards, the NFIP represents a voluntary federal program.
Texas Landowners,
Because communities such as Plaque-mines Parish “weigh the advantages of these federal benefits against the limitations on future development in the communities, which must be done in a safe manner, so that there will be no damage from flooding in the future,” the district court here correctly saw this ease as indistinguishable from Texas Landowners. We concur with the holding below that the parish was not compelled to participate in the NFIP and that as a result FEMA could not be charged with an unconstitutional taking of property, even if, arguendo, the elevation requirements otherwise could be shown to constitute an actual deprivation without compensation.
III. That All Takings Claims Must Be Factually Explored Is Legally Erroneous.
The plaintiffs argue that
First English Evangelical Lutheran Church of Glendale v. County of Los Angeles,
— U.S. -,
[t]o conclude otherwise would be to effectively hold [sic] that regardless of how onerous, flood control ordinances can never result in an unconstitutional taking — a position expressly contrary to the holding of the Supreme Court in First English.
Contrary to plaintiffs’ suggestion, however,
First English
did not hold that there must be a trial on every claim of a taking. The holding of the court addressed only the narrow, technical issue of whether there could be, as a matter of law, compensation paid for “temporary” takings of property,
i.e.,
before a court ultimately holds a statute or regulation unconstitutional. The court specifically stated that it was not reaching the merits of the controversy.
Here the law is well settled, and no proffered evidence will alter the result indicated by Texas Landowners. Because the NFIP is not a taking as a matter of law, the specific facts of this case, or of Texas Landowners, are irrelevant. However, even a cursory examination of the allegedly crippling burden imposed upon the residents of Plaquemines Parish reveals that the new building ordinances do not deprive property owners of all beneficial use of their flood-prone lands.
*737 IV. As a Matter of Law There Was No Taking.
Assuming,
arguendo,
that suit could be brought against FEMA for an action taken by the parish, the land-use and building criteria of the NFIP do not constitute a taking of property without compensation. While, as a general rule, federal courts look to state law to determine whether a property interest has been taken,
4
thereby triggering the constitutional requirement of “just compensation,” we adopt
Texas Landowners’
conclusion that the NFIP, when operating precisely as intended by Congress, results in no unconstitutional taking of plaintiffs’ property, regardless of state law.
Texas Landowners,
Plaintiffs sole attempt to distinguish Texas Landowners is to emphasize that it was decided upon summary judgment, not a motion to dismiss. However, this is a meaningless distinction, because, as the district court noted below, both it and the Texas Landowners district court were ruling that as a matter of law the NFIP did not constitute a taking. The facts relevant to Texas Landowners ’ holding and to the instant case are the same; the cases are not distinguishable, and no factual development was necessary. 5
Plaintiffs’ only real argument attempting to undermine
Texas Landowners
is that an arguably more “conservative” Supreme Court may now apply a more searching scrutiny to allegations of such regulatory takings as are made here. It is true that the Supreme Court decided both
First English
and
Nollan v. California Coastal Comm’n,
— U.S. -,
As FEMA correctly underscores, it is important to recognize that the plaintiffs are challenging not only the building elevation requirements, but the sanctions which Congress has prescribed. In other words, the plaintiffs challenge the entire Congressional scheme, and to hold in favor of them would require a holding that virtually the entire statute is unconstitutional. Obviously, such a holding would turn this carefully-crafted nationwide scheme on its head.
However, the contention that these recent cases significantly altered judicial review of alleged takings is without merit. The court did note in
Nollan
that a land use regulation may effect a taking if it does not substantially advance legitimate state interest, or if it denies the owner economically viable use of the land.
Id.
Texas Landowners’ determination that the NFIP does not constitute a taking thus is not impaired by the recent takings cases from the Supreme Court. Furthermore, state flood-management authorities have frequently been sued on allegations that their building restrictions constituted takings, and there is little credence due the plaintiffs’ assertion that the almost uniform rejection of those takings claims would be reviewed differently by the Supreme Court now. 8 The plaintiffs’ chance of prevailing on the merits here is not increased by having joined the parish as a party-defendant, because even when the local government is sued directly, the same rejection of the takings claim obtains.
For instance, a local ordinance (more restrictive than the NFIP) adopted for purposes of participation in the NFIP was, after careful scrutiny by the Supreme Court of North Carolina, found not to be an unconstitutional taking of property.
Responsible Citizens v. City of Asheville,
*739
Similarly, the Georgia Supreme Court in
Pope v. City of Atlanta,
The North Carolina Supreme Court in Responsible Citizens determined that the enactment of the ordinance was “reasonably necessary” for the public safety, health and welfare, 10 noting that the floodplain requirements apply only to new construction and substantial improvements and did not result in a taking of such property. So long as the challenged ordinances do not directly affect the then-current use of plaintiffs’ property, the prohibitive cost of complying with the regulation provides no proof of a taking. 11
Even assuming that the cost of complying with the land-use regulations is prohibitive (and we do not decide that it is) *740 and recognizing that the market value of plaintiffs’ properties has diminished (a fact found by the trial court), these factors are of no consequence here.
Responsible Citizens,
The court below correctly relied upon the same discussion in Texas Landowners and similarly held that the plaintiffs had failed to state a claim for which it could grant any relief. Dismissal of FEMA under Fed. R.Civ.P. 12(b)(6) was, accordingly, appropriate.
V. Conclusion.
Language in the local land-use regulations that tracks the criteria of the NFIP does not, on its face, effect a taking in violation of the fifth and fourteenth amendments. The parish’s building code protects the public health and substantial non-complying, but non-injurious uses are permitted; there are also no indications of arbitrary, discriminatory, or acquisitive governmental conduct. The validity under state law of the actual application of this ordinance to a particular piece of property depends upon the facts involved in each case, but FEMA would not be a proper party, because the parish’s enactment in compliance with FEMA standards and in order to participate in the NFIP was neither under federal coercion nor as an unconstitutional condition to federal benefits. The district court’s correct decision with respect to FEMA was one of law and required no factual development. For the foregoing reasons, the district court's dismissal of FEMA from plaintiffs’ suit was proper, and we AFFIRM.
Notes
. The NFIP is actually composed of four public laws that have been codified at 42 U.S.C. §§ 4001-4128. These are the National Flood Insurance Act of 1968, Title XIII, Public Law 90-488 (1968) (1968 Act); Title IV of the Housing Act of 1969, Public Law 91-152 (1969) (1969 Act); the Flood Disaster Protection Act of 1973, Public Law 93-234 (1973) (1973 Act); and Title VII, Public Law 95-128 (1977 Act).
. Under the NFIP, the federal goal is providing subsidized flood insurance for
existing
structures in flood-prone areas, while simultaneously discouraging
future
unsafe construction in such areas. 42 U.S.C. §§ 4011-12.
See
S.Rep. No. 583, 93d Cong., 1st Sess. at 2-3 (1973),
reprinted in
1973 U.S.Code
Cong.
& Ad.News 3217. Minimizing future flooding hazards through sound flood-plain management is thus achieved through the enactment and enforcement of local ordinances. The policy has three basic purposes: (1) protection of individuals from danger, who would otherwise develop or occupy the flood-prone land; (2) protection of other landowners from damage resulting from flood-zone development and consequent obstruction of the flood flow; and (3) protection of the public from individual land-use decisions that later require public remedial expenditures for public works and disaster relief. The program provides that federally-subsidized insurance and other federal benefits are available with respect to existing structures, even if they were constructed below the appropriate flood elevations. It is only new structures, or substantial improvements (as defined in 44 C.F.R. § 59.1) of existing structures, except those that would not "result in
any increase
in flood levels within the community during the occurrence of the base flood discharge" (44 C.F.R. § 60.3(d)(3) (emphasis added)), that are required to be at the base flood elevations. 44 C.F.R. §§ 60.3(c)(1), (2), (e). Failure to enact and enforce these minimum measures requires that such non-complying communities be "suspended" from the NFIP. 42 U.S.C. §§ 4012(c), 4022, 4102, 4106(a).
See Responsible Citizens v. City of Asheville,
. The district court in
Texas Landowners
admirably anticipated these later-reiterated principles. “The federal government traditionally obtains state cooperation and participaton in federal regulatory program[s] by offering the states a sufficiently attractive incentive or by threatening to withdraw a federal benefit they are presently receiving."
.
United States v. Causby,
. Significantly, the principal means which the plaintiffs use to attempt to distinguish virtually all of the cases FEMA relied upon below is to state that they were not decided on motions to dismiss. Plaintiffs attempt no demonstration whatsoever that the NFIP violates the Constitution in some way not considered in Texas Landowners.
.
See
R. Epstein,
Takings: Private Property and the Power of Eminent Domain
(1987); C. Massey, Book Rev., 63 Ind. LJ. 113-29 (Wnt'r 1988) (reviewing R. Epstein,
id.)-,
Note, The Supreme Court Fashions a New Taking Remedy:
First English Evangelical Lutheran Church v. County of Los Angeles,
— U.S. -,
.FEMA is absolutely correct that the plaintiffs’ hyperbole includes some serious misstatements of the law. For instance, it is simply not the case, as the plaintiffs suggest, that they "cannot improve or renovate existing structures” and "will eventually be forced, by FEMA’s mandates to move entirely out of the area settled by their ancestors, to entirely different communities.” We need not speculate, as plaintiffs would have us do, as to the burden if the base elevations were even ten times those imposed, because significant new construction is permitted, and existing structures are unaffected. Additionally, 44 C.F.R. § 65 permits communities to submit data to FEMA for evaluation — and possibly alteration — of FEMA's initial determination of base flood elevations. The opinion in
Falls Chase Special Taxing Dist. v. Dir., FEMA,
They draw an equally drastic, and similarly fallacious, portrait of what might have happened if their community had decided not to participate in the program, and federal funds (FHA, HUD, and VA) and programs (NFIP and such others as EPA sewage facilities) had thus become unavailable in Plaquemines Parish. Contrary to plaintiffs' assertions, however, if the parish had chosen not to participate in the program, conventional mortgages through federally-regulated institutions, such as FDIC and FSLIC members, would still be available, for example. 42 U.S.C. § 4106(b),
as amended by
Pub.L. No. 128, 95th Cong.2d Sess., 91 Stat. 1111, 1144 (1977).
See Texas Landowners,
. In
Deltona Corp. v. United States,
.
Accord, Usdin v. Dept. of Env’tl Protection,
. As did the court in
Texas Landowners,
the North Carolina Supreme Court recognized that the flood management involves the safety of lives and property, not merely environmental or aesthetic considerations.
Compare Keystone Bituminous Coal Ass'n v. DeBenedictis,
. That mere loss of best or most-valuable use does not rise to the level of a taking was presented to, but not relied upon, by the district court as an alternative ground for dismissal on the merits. While
Pennsylvania Coal Co. v. Mahon,
FEMA urges a number of takings cases outside of the flood-management field as also supporting its position.
See, e.g., Agins v. City of Tiburon,
