MEMORANDUM-DECISION & ORDER
Plaintiff Joseph A. Emma, Jr. (“Emma” or “plaintiff”) brought this action pursuant to 42 U.S.C. §§ 1983,1985 alleging, inter alia, that defendants Schenectady City School District (the “District”) and the School Board of the City of Schenectady (the “Board”) and its individual members (collectively the “defendants”), violated his due process rights under the Fourteenth Amendment to the United States Constitution by denying him tenure in his position as principal in' the District. Defendants now move for summary judgment dismissing the Complaint and for attorneys fees pursuant to 42 U.S.C. § 1988. Plaintiff cross-moves for summary judgment on all claims.
Plaintiff filed his Complaint on May 30, 1997. The Complaint contains claims under 42 U.S.C. §§ 1983, 1985 stating various grounds for alleged violations of plaintiffs due process right to tenure, and claims of harassment and a hostile work environment. 1 Plaintiff seeks reinstatement as District principal, compensatory and punitive damages, and attorneys fees.
Emma was hired by the District on or about August 1990 as Elementary School Assistant Principal, working at Pleasant Valley and Van Corlaer Elementary Schools through June 1991. Notably, for a three month period during his appointment as Assistant Principal, Emma served as interim principal at Van Corlaer due to the illness and subsequent death of then-Principal Anthony Parisi (“Parisi”). Around September 1991, Emma was appointed Elementary School Principal at Pleasant Valley, another school in the District, and received a three-year probationary appointment running from August 1991 through August 1994. During his tenure, Emma was under the direct supervision of Edward Rock (“Rock”), Assistant Superintendent for Elementary Education and Superintendent of Schools Raymond Colucciello (“Colucciello”).
As an administrator in the District, Emma was a member of the Schenectady Supervisory Association (the “Union”) and covered by the terms of the Collective Bargaining Agreement (“CBA”) between the District and the Union. The CBA provided that each administrator must be evaluated annually by September 1st, or March 1st, in the event there was a question regarding the administrator’s continued employment in the District. See Def. Mem. of Law Ex. E, CBA Art. XV. The CBA also provides for a grievance procedure whereby employees can arbitrate alleged violations of the CBA. See id. at Art. IV. 2
It is undisputed that Rock, Emma’s supervisor, did not prepare an evaluation of the plaintiff by March 1994. While Rock did not complete a written evaluation of the plaintiff prior to his retirement in May 1994, he recommended plaintiff for tenure as District principal. Around April 1994, the Board convened to discuss personnel matters that included,
inter alia,
a decision regarding plaintiffs tenure. Rock did not attend this meeting. From May 1994 through June 1994, plaintiff was on sick leave due to a back injury that resulted from a fall on school premises. In light of Rock’s recommendation that plaintiff receive tenure and that plaintiff did not receive an evaluation by March 1st (required under the CBA if the administrator’s continued employment is in question), Union President Charles Smith (“Smith”) wrote Superintendent Colucciello in June 1994, requesting that plaintiff be recommended for tenure at the July 1994 Board meeting, or alternatively, that plaintiffs probationary status be extended to no later than March 1995.
See
Def. Mem. of Law Ex. F. On July 15, 1995, over one-month before the parties believed plaintiffs probationary period was to expire, plaintiff signed an agreement to extend his probationary period (“Extension Agreement”) as District principal until August 19, 1995.
3
After accepting a position as principal at another elementary school in the District, plaintiff was appointed Assistant Director of Adult and Continuing Education at Washington Irving Educational Center in November 1994, for a new three-year probationary period ending November 1997. See Def. Mem. of Law Exs. J, K; Pl. Mem. of Law at 5. Because this position was in another school district, the District treated plaintiffs appointment as a resignation of his current position. See Def. Mem. of Law Ex. P. In his new position, plaintiff alleges that his immediate supervisor, Suomi Amodeo (“Amo-deo”), and others purposefully harassed the plaintiff and created a hostile work environment, prompting plaintiff to seek alternative employment in other school districts. See Pl. Mem. of Law at 5. Specifically, plaintiff alleg-. es that he was subjected to verbal abuse, not informed of scheduling changes in staff meetings, unfairly accused of taking school files, had his paycheck intentionally withheld, and his W-2 earnings statement overstated. See Compl. at ¶¶ 163-202, 225-257. Concurrently, plaintiff requested, and was granted, a leave of absence “for personal reasons,” effective August 1996 through June 1997. See Def. Mem. of Law Exs. L, M.
Plaintiff was informed that an acceptance of a new position during the leave of absence would constitute a resignation from his current position in accordance with CBA Art. XIV (3)(e). See id. at Ex. N. Plaintiff, however, argues that it was common practice to permit administrators to seek temporary alternative employment while on leave and still retain their current position. See Pl. Mem. of Law at 5; Compl. at ¶ 210. Around August 1996, while on leave, plaintiff accepted a position as Vice-Principal at a school in the Kingston City School District (“Kingston District”). Not surprisingly, the District treated plaintiffs actions as a resignation from his current position in the District. See Def. Mem. of Law Ex. P. Plaintiff is currently employed by the Kingston District.
II. DISCUSSION
A. The Standard for Summary Judgment
The standard for summary judgment is well-settled. Under Fed.R.Civ.P. 56(c), if there is “no genuine issue as to any material fact ... the moving party is entitled to a judgment as a matter of law ... where the record taken as a whole could not lead a rational trier of fact to find for the non-moving party.”
Matsushita Elec. Indus. Co. v. Zenith Radio Corp.,
Once the moving party has met its burden, the non-moving party must come forward with specific facts showing that
Although the trial court must resolve all ambiguities and draw all inferences in favor of that party against whom summary judgment is sought,
Ramseur v. Chase Manhattan Bank,
It is with these considerations in mind that the Court addresses defendants’ motion for summary judgment.
B. Tenure as a Protected Property Interest
1. Tenure During Probationary Period
The Court notes at the outset that the parties disagree as to when plaintiffs probationary period expired. The dispute primarily centers on whether plaintiffs three-month service as interim principal qualified as substituted service under N.Y. Educ. Law (“NYEL”) § 2509(l)(b) such that plaintiffs probationary period would have expired as of May 1994. The resolution of the issue is of critical importance given the complicated sequence of events surrounding plaintiffs claims. Because the Court will address the issue of substituted service and “Jarema” credit later on in the context of tenure by estoppel, the following analysis assumes that plaintiffs probationary period expired August 1994.
Plaintiff argues that his denial of tenure constitutes the loss of a protected property and liberty interest.
See Donato v. Plainview-Old Bethpage Cent. Sch. Dist.,
Courts have generally held that a teacher or administrator has no legal entitlement claim to tenure during their probationary period.
See Donato,
i. State Law
Plaintiff contends that defendants’ failure to follow prescribed statutory procedures entitled him to a protected property right in tenure and continued employment in the District. See PI. Mem. of Law at 6-7. Specifically, plaintiff argues that he was deprived the requisite notification by the Superintendent and Board regarding whether he would be recommended for tenure. Plaintiffs argument necessarily brings into play state law.
First, NYEL § 3012 requires notification by the superintendent of schools to each person not recommended for tenure.
5
An analogous notification requirement is found in NYEL § 3031(a) requiring the Board of Education to review the superintendent’s recommendation not to confer tenure or recommend termination, and provide the probationary employee notice of the intended recommendation, an opportunity to file a response, and the date of the board meeting at which it is to be considered.
6
See Donato,
In the present case, plaintiff does not dispute that Colucciello never made a formal recommendation regarding his tenure status or his continued employment in the District. Plaintiff, aware that he was not likely to obtain tenure in 1994, voluntarily opted to extend his probationary period to continue his employment in the District and seek tenure the following year.
8
Such agreements to extend probationary periods have been held to be valid and enforceable.
See Juul v. Board of Educ.,
Assuming
arguendo,
that defendants failed to properly notify plaintiff under NYEL §§ 3012(2) and 3031(a), plaintiff would nevertheless still be without a legal entitlement claim to tenure. The failure of a superintendent to provide a probationary administrator notice of his intention not to recommend tenure within the timeframe set forth in section 3012(2) confers no right of tenure upon the administrator.
See Hazard v. Board of Educ.,
[The] purely directory provision in [NYEL § 3012(2) ] in no way affected the substance of the legislative plan for appointment on tenure. In fact, substantially the same provision was added ... to [the section] in which the power of appointment by the board of education ... was express and so remains.... [With respect to] a statute requiring strict construction, far more explicit language would be required to warrant the conclusion that the amendment in some way divested or diluted the board’s appointive power....
Id.; see also Brida,
Thus, defendants’ alleged failure to timely notify plaintiff regarding his tenure status
Plaintiffs various due process claims grounded in his liberty interest in a hearing are also without merit. New York State Education Law vests tenure decisions in the school board and a probationary employee may be denied tenure without being granted a hearing.
See Cohen v. Litt,
Plaintiff has failed to demonstrate how he has been “irreparably tarred [by][d]efen-dants’ charges against him.” See PL Mem. of Law at 12. Furthermore, plaintiff has neither alleged specific instances where defendants published information that adversely affected plaintiffs reputation nor how defendants’ actions have hindered his ability to seek other employment. Indeed, plaintiffs argument is unpersuasive in light of his ability to secure employment in another district. Accordingly, plaintiffs due process claim on this ground is without merit.
ii. Collective Bargaining Agreement
Plaintiff also alleges that he is entitled to tenure because of defendants’ failure to comply with certain provisions of the CBA requiring timely evaluation of every administrator. See CBA Art. XV. The CBA requires that an administrator be evaluated annually, by September 1st, and by March 1st, if there are questions regarding the administrator’s continued employment. See id. at § (l)(b). Plaintiff argues that these provisions of the CBA vested an “absolute contractual right” sufficient to create a property interest that plaintiff be evaluated by March 1st given that there was a question whether he would receive tenure in 1994 and continue to work in the District. See PL Mem. of Law at 7. The parties do not dispute that plaintiff did not receive the requisite evaluation by March 1st.
Here, the Court must determine whether a contractual right gives rise to a “legitimate claim of entitlement and thus a constitutionally protected property interest.”
S & D Maintenance,
Plaintiffs claim of a lack of due process in the evaluation and tenure review procedure is unavailing.
See Dube,
Plaintiffs thirteenth cause of action, also based on a breach of the CBA, alleges that the Board’s termination of his services following his re-employment in another school district was inconsistent with established District practice and policy. See Compl. at ¶¶ 339-49. CBA Art. XIV § (3)(e) specifically provides that “[a]ny administrator who engages in employment not specified in the [leave of absence] application or later approved by waiver shall be deemed to have resigned.” While plaintiff does not dispute that he accepted another position during his leave of absence, he argues that this was common practice in the District, which did not result in a termination of the employee’s services.
By securing employment at another school, plaintiffs actions clearly fell within CBA Art. XIV § (3)(e), and permitted the Board to treat plaintiffs re-employment as a resignation of his current position. Assuming, however, that a contrary policy existed, plaintiff should have exhausted the grievance procedures outlined in the CBA See CBA Art. IV §§ 5-8. Furthermore, as stated earlier, claims sounding in breach of contract do not give rise to a legally cognizable claim under section 1983.
2. Tenure by Estoppel
An employee may acquire tenure either by specific award by the Board or by acquiescence and estoppel.
See Matthews,
Plaintiff attempts to raise an issue of material fact by contending that he served in the position as principal beyond his probationary
Commonly referred to as “Jarema” credit, NYEL § 2509(l)(a) permits an employee to reduce his probationary period to one year by awarding the employee up to two years of credit for “regular substituted service.”
See Speichler,
Defendants argue that by its express language, NYEL § 2509(l)(a) relates solely to teachers and does not apply to administrative personnel such as principal.
See
Def. Mem. of Law at 17. In making their argument, defendants rely on
Roberts,
where the New York Court of Appeals held that NYEL § 2509(l)(a) (formerly NYEL § 2573(l)(a)) was limited to teacher tenure and the analogous provision dealing with supervisory tenure “contained no parallel provision” relating to “Jarema” credit for regular substituted service.
See Roberts,
In
McManus,
while not disturbing its prior holding in
Roberts
that “Jarema” credit did not apply to administrative or supervisory personnel, the New York Court of Appeals distinguished between cases where an administrator filled a vacant position, and eases where the administrator merely acted as a substitute, by “taking over a position on behalf of another who is either temporarily unable to perform the duties on a short-term basis because of sickness, leave of absence or similar reasons.”
See McManus,
In
Speichler,
the Court of Appeals held that the term “regular substitute” in NYEL § 2509(l)(a), should be defined by “the actual nature and continuity of the substitute service, not by the anticipated duration of the replaced teacher’s absence.” 659 N.Y.S.2d at
In the present case, plaintiff was appointed as “interim” principal at Van Cor-laer due to the illness and subsequent death of then-principal Parisi. Although plaintiff was not subsequently appointed as principal of Van Corlaer, he was eventually appointed as principal at Pleasant Valley, another elementary school in the District. It is undisputed that plaintiff served as principal in the District following his appointment in 1991 through May 1994 and was compensated at a principal’s pay level during this time. Furthermore, defendants do not argue that plaintiff served as a principal contrary to their knowing consent or intention or that plaintiff knowingly waived his right to tenure by estoppel for services completed through May 1994. However, distinct from
Mc-Manus,
plaintiff did not serve as interim principal after taking over a position left vacant, but rather, assumed the position because the current principal was unable to work due to his illness. Therefore, plaintiff is unable to claim his service as interim principal in shortening his probationary period to May 1994. Furthermore, plaintiffs agreement to extend his probationary period to August 1995, executed prior to the expiration of his initial probationary period, forecloses any claim of tenure by estoppel.
Accord Orshan,
Because plaintiff has not established a property or liberty interest in his tenure sufficient to trigger the protections of the Due Process Clause, defendants’ motion for summary judgment is granted with respect to plaintiffs First, Second, Third, Fourth, Fifth, and Thirteenth causes of action. 12
C. Liability Under Section 1983
Defendant Board members move for summary judgment dismissing plaintiffs section 1983 claims against each defendant in both their individual and official capacities. Defendants Schenectady City School District and the School Board of the City of Schenectady also move for summary judgment. Because official-capacity claims involve issues of municipal liability, the distinction between personal-capacity and official-capacity suits is critical in analyzing the liability and defenses of the defendants.
The Supreme Court, in
Kentucky v. Graham,
Personal capacity suits seek to impose personal liability upon a government official for actions he takes under color of state law. Official-capacity suits, in contrast, “generally represent only another way of pleading an action against an entity of which an officer is an agent.” As long as the government entity receives notice and an opportunity to respond, an official-capacity suit is, in all respects other than name, to be treated as a suit against the entity. It is not a suit against the official personally, for the real party in interest is the entity.
Id.
at 165-66,
In contrast, personal-capacity suits “seek to impose individual liability upon a government officer for actions taken under color of state law.”
Id.
Thus, in establishing personal liability in a section 1983 claim, a plaintiff need only show that “the [government] official, acting under color of state law, caused the deprivation of a federal right.”
Id.
(citing
Graham,
D. Section 1985 Claims
Plaintiffs Sixth through Eleventh causes of action allege various grounds for liability under 42 U.S.C. § 1985(3).
To establish a claim under section 1985(3), a plaintiff must allege and prove four elements: “(1) a conspiracy; (2) for the purpose of depriving, either directly or indirectly, any person or class of persons of the equal protection of the laws, or of equal privileges and immunities under the laws; and (3) an act in furtherance of the conspiracy; (4) whereby a person is either injured in his person or property or deprived of any right or privilege of a citizen of the United States.”
United Bhd. of Carpenters and Joiners v. Scott,
In
Gagliardi
the Second Circuit expressly rejected the notion that the “class-based animus requirement does not apply to claims of conspiracy under color of state law.”
Defendants maintain that plaintiffs complaint sets forth allegations insufficient as a matter of law to maintain a claim under section 1985(3). The Court agrees. Plaintiff fails to allege that he falls within any of the classes entitled to protection under § 1985(3) or that defendants’ actions were motivated by a class-based animus or discrimination.
13
Therefore, neither as an individual nor as a possible class does the plaintiff fall within the protected class status necessary to sustain a section 1985(3) claim.
See United Bhd. of Carpenters,
Because plaintiff is unable to demonstrate the requisite class-based animus or discrimination, defendants’ motion for summary judgment is granted with respect to plaintiffs Sixth, Seventh, Eighth, Ninth, Tenth, and Eleventh causes of action.
E. Harassment and Hostile Work Environment Claims
Plaintiffs Twelfth, Fourteenth, and Fifteenth causes of action seek to establish municipal liability for the District and the Board based on the individual defendants’ alleged acts of harassment and a hostile work environment. 14 See PI. Mem. of Law at 13. Specifically, plaintiff bases his harassment claim on not getting the job for which he believed he was qualified, not being informed that a staff meeting had been canceled, defendants’ compliance with the express language of the CBA regarding the terms of a leave of absence, defendants’ intentional withholding of his paycheck, and overstatement of his earnings on his W-2 form. See Compl. at ¶¶ 184-94; 203-08; 214-217; 226-28, 241. Plaintiff bases his hostile work environment claim on a meeting with his supervisor where he was berated and feared bodily harm, and many of the same allegations raised with respect to his harassment claim. See id. at ¶¶ 175-81. 15
To support these claims, plaintiff relies primarily on the Supreme Court’s recent decision in
Faragher v. City of Boca Raton,
F. Attorney’s Fees
Defendants move for attorney’s fees pursuant to 42 U.S.C. § 1988, contending that plaintiff “commenced this meritless case riddled with frivolous claims, as well as mischar-acterized and unrecognized causes of action.” See Def. Mem. of Law at 24.
A plaintiff should not be assessed attorney’s fees unless a court finds that his claims were “frivolous, unreasonable, or groundless, or that the plaintiff continued to litigate after it clearly became so.”
Hughes v. Rowe,
The Court declines to award attorney’s fees against the plaintiff. The Court’s grant of summary judgment in favor of the defendants does not, in and of itself warrant an award of fees. Plaintiffs development of an extensive factual history and the Court’s careful and detailed consideration of a number of issues raised by plaintiffs complaint weigh in plaintiffs favor.
See Hughes,
III. CONCLUSION:
For all of the foregoing reasons, then, it is hereby
ORDERED,
that Defendants’ motion for summary judgment is GRANTED, dismissing Plaintiffs Complaint in its entirety; and it is further
that Defendants’ motion for attorney’s fees is DENIED; and it is further
ORDERED, that Plaintiffs cross-motion for summary judgment is DENIED.
IT IS SO ORDERED.
Notes
. Plaintiff relies on federal sexual harassment precedent in alleging violations of his civil rights based on claims of harassment and a hostile work environment.
. Article IV of the CBA provides detailed procedures governing the filing and hearing of employee grievances. Specifically, the CBA specifies four integrated stages designed to promote the informal resolution of employee grievances. In the first two stages, the grievant attempts to resolve the matter through meetings with his immediate supervisor and Superintendent of Schools ("Superintendent"). See CBA Art. IV §§ (5),(6). If the grievant is not satisfied with the decision of the Superintendent, stage three permits the grievant to seek a hearing before the Board of Education ("Board”). See id. at § (7) on the matter. If the grievant remains unsatisfied with the Board's decision, stage four entitles the grievant to submit the grievance to arbitration, upon timely notice to the Board. See id. at § (8).
.The Extension Agreement stated:
My probationary period as an elementary [school] principal with the [District] will expire on August 19, 1994. I have been advised that I will not be granted tenure this year.
In lieu of such action being taken, I agree that my probationary period shall be extended until August 19, 1995.... I agree that I will not claim tenure by estoppel by virtue of employment at the [District] beyond August 19, 1994, and Iagree that by March 1, 1995, the Superintendent will notify me that he may either grant or refuse me tenure with the same consequences and exactly in the same manner as if such action took place now. I understand that my services may be terminated during the next school year in the same manner as any other probationary teacher. I acknowledge that I enter into this agreement of my own free will and without coercion and have been given the opportunity to consult with a representative of my choice. I acknowledge that the purpose of this agreement is to give me an opportunity to continue my employment, which is now in jeopardy.
See Def. Mem. of Law Ex. G.
. By the terms of the Extension Agreement, it is apparent that the parties believed that plaintiffs original probationary period ending August 1994 and did not include the time plaintiff served as interim principal at Van Corlaer.
. N.Y. Educ. Law § 3012(2) (McKinney 1995) states:
At the expiration of the probationary term of a person appointed for such term ... the superintendent of schools shall make a written report to the board of education ... recommending for appointment on tenure those persons who have been found competent, efficient and satisfactory.... Each person who is not to be recommended for appointment on tenure, shall be notified by the superintendent of schools in writing not later than sixty days immediately preceding the expiration of his probationary period.
Although the parties do not discuss the notification requirements under section 3012(2), the Court finds that its provisions are applicable to both teachers and administrators seeking tenure following the expiration of their probationary period. See Opert v. Board of Educ.,76 Misc.2d 1025 ,352 N.Y.S.2d 348 (Sup.Ct.1974); Op. Comm'r Educ. Dep’t., 12 Educ. Dept. Rep. 182 (1973).
. N.Y. Educ. Law § 3031(a) (McKinney 1995) slates:
[B]oards of education ... shall review all recommendations not to appoint a person on tenure, and ... administrators ... employed on probation ... as to whom a recommendation is to be made that appointment on tenure not be granted or that their services be discontinued shall, at least thirty days prior to the board meeting at which such recommendation is to be considered, be notified of such intended recommendation and the date of the board meeting at which it is to be considered. Such ... administrator ... may, not later than twenty-one days prior to such meeting, request in writing that he be furnished with a written statement giving the reasons for such recommendation and within seven days thereafter such written statement shall be furnished.
. Plaintiffs considerable reliance on Rock's evaluation and his attendance at the board meetings discussing plaintiff's tenure are misplaced in light of the express statutory language authorizing Superintendent Colucciello and the Board to make tenure decisions.
. On July 15, 1994, plaintiff signed an agreement acknowledging that he would not be granted tenure and agreed, on his “own free will and without coercion” to extend his probationary period until August 1995. See Def. Mem. of Law Ex. G. Pursuant to CBA Art. XV § (l)(b), plaintiff would receive notification by March 1995 if Superintendent Colucciello did not intend to recommend him for tenure that year. See id. Although plaintiff contends that this agreement was the product of coercion, he offers nothing more than broad, unsupported allegations to support this contention. Accordingly, the Court finds this allegation to be without merit.
.The extension agreement signed by plaintiff mirrors the language of the agreement at issue in
Juul,
which the Second Department held was a “knowing and voluntary waiverf] of the protections afforded by the Education Law.”
Juul,
. The CBA afforded plaintiff a number of procedures relating to the filing of a grievance for alleged violations of the CBA. See
generally
CBA Art. IV. These procedures, which plaintiff apparently did not exhaust, provided for informal resolution with plaintiff’s immediate supervisor, the superintendent, and the Board.
See id.
at §§ 5-7. Ultimately, plaintiff had the option to seek arbitration for his grievance.
See id.
at § 8. As such, plaintiff’s allegations regarding defendants’ breach of the CBA are best resolved through the grievance procedures outlined in the CBA.
See Biegel v. Board of Educ.,
. NYEL § 2509(l)(a) states, in part:
Teachers and all other members of the teaching staff ... shall be appointed by the board of education, upon the recommendation of the superintendent of schools, for a probationary period of three years, except that in the case of a teacher who has rendered satisfactory service as a regular substitute for a period of two years ... the probationary period shall be limited to one year
. Having found that plaintiff does not have a protected property right under the doctrine of tenure by estoppel, his tenth and eleventh causes of action claiming violations of section 1985(3) based on this ground cannot stand. The Court analyzes all of plaintiffs section 1985(3) claims in section D, infra.
. Assuming plaintiffs class was defined as all “principals unfairly deprived of tenure,” this would not qualify as a protected class under section 1985(3). See cases cited infra.
. The District and the Board are considered municipal actors for the purposes of determining section 1983 liability.
See Jett v. Dallas Indep. Sch. Dist,
.Plaintiffs claims, when viewed in the aggregate, are indicative of an employee dissatisfied with his prospects for advancement in the District and not a workplace "permeated with discriminatory intimidation, ridicule, and insult, that is sufficiently severe or pervasive to alter the conditions of ... employment and create an abusive working environment.”
Kolp v. New York State Office of Mental Health,
. Specifically, the issue of tenure by estoppel involved the Court's analysis of recent decisions of the New York Court of Appeals. See infra, section B.2.
