Lead Opinion
MOORE, J., delivered the opinion of the court, in which RALPH B. GUY, JR., J., joined. HULL, D.J. (pp. 517-521), delivered a separate dissenting opinion.
OPINION
Plaintiff-Appellant Emil Ewolski, acting as Administrator for the estates of John M. Lekan, Beverly Lekan, and John T. Lekan, appeals the district court’s decision granting summary judgment to all defendants in the instant § 1983 and state law tort action. Appellant’s suit alleges violations of the Lekans’ federal constitutional rights as well as several state law tort claims arising from the conduct of the Brunswick Police Department leading up to and during a two-day armed standoff with Mr. Lekan, which tragically ended with Mr. Lekan’s decision to kill his son and himself. Specifically, Appellant claims: (1) that the police violated the Fourth Amendment by making a warrant-less entry into the Lekan home without sufficient evidence of exigent circumstances, (2) that the police used excessive force against Mr. Lekan and his family during the standoff in violation of the Fourth Amendment, (3) that the police’s conduct during the standoff demonstrated deliberate indifference to the safety of the Lekan family in violation of the Fourteenth Amendment, (4) that the City of Brunswick was liable for the Lekans’ constitutional injuries because the decisions of the Brunswick Chief of Police in supervising the standoff were those of a final policymaker and because the City failed adequately to train its officers; and (5) that the police are liable under state law for trespass, assault and battery, intentional infliction of mental distress, conspiracy, and wrongful death. For the reasons stated below, we AFFIRM the decision of the district court.
I. BACKGROUND
On March 28, 1996, Beverly Lekan and Emil Ewolski, the administrator for the estates of John M. Lekan and John T. Lekan, filed this action alleging that the defendants violated the Lekans’ Fourth and Fourteenth Amendment rights as secured by the United States Constitution. The complaint also alleged state common law claims of trespass, assault and battery, intentional infliction of mental distress, and conspiracy, as well as statutory claims for wrongful death. After the commencement of this lawsuit, Beverly Lekan died of illness unrelated to the instant action, and her claims were assumed by Emil Ewolski as administrator of her estate. On December 8, 1999, the trial court granted a motion for summary judgment filed by the defendants in regard to all of plaintiffs’ federal and state claims, and dismissed the plaintiffs’ complaint in its entirety.
At the time of the incident, Beverly Lek-an was bedridden with multiple sclerosis and had been receiving home health services from Tri-County Home Nurses, Inc. (“Tri-County”) for approximately one year without any significant problems. While
On March 19, 1995, while Mrs. Lekan was receiving her bi-weekly home health services, Mr. Lekan, carrying a rifle, entered the room where a Tri-County aide was caring for Mrs. Lekan. At one point, Mr. Lekan placed the weapon only a few inches from the aide’s face. Mr. Lekan again displayed a rifle during the visit by the aide on March 22,1995. Subsequently, on March 27, 1995, the Tri-County aide reported the incidents to her superior Barbara Hillegass. Because of her concern for the safety of the healthcare workers going to the Lekan home, Hillegass called Mrs. Lekan on March 30, 1995, and advised her that Tri-County wanted her husband to sign a contract regarding his guns. Hillegass also asked Mrs. Lekan if she was comfortable discussing this contract with her husband, and she indicated that she would talk to him about it. However, in about half an hour, Mrs. Lekan called back and stated that she was not comfortable discussing the contract with her husband. In response, Hillegass stated that TriCounty would discuss the contract with Mr. Lekan.
On the morning of March 31, 1995, Mrs. Lekan called Tri-County and informed them that she did not want a home health aide that day and that she wanted to consider a nursing home placement. She also allegedly informed Tri-County that her husband was angry and he had kept their son home that day. Because of concern for Mrs. Lekan, Hillegass called Mrs. Lek-an back and asked her if there was a problem. When Mrs. Lekan did not respond, Hillegass asked her again if there was a problem. At that point, Mr. Lekan spoke from an extension and spewed various profanities at Hillegass.
Later, at about 8:50 a.m. that same morning, Mrs. Lekan’s mother, Helen Ewolski, advised Hillegass that Mr. Lekan suffered from post-traumatic stress syndrome, and that although he had been verbally abusive to his wife in the past, he had never been physically abusive. At 11:15 a.m., Hillegass called the Cleveland Clinic to talk to Dr. Kinkle who was Mrs. Lekan’s physician. She expressed concern for Mrs. Lekan and for the safety of J.T., her son. She was told that Dr. Kinkle was not available, but that he also had a message to call Mrs. Lekan.
Hillegass also confirmed that around noon on March 31, 1995, Tri-County notified Adult Protective Services of their concerns in regard to Mrs. Lekan, and Children’s Services of their concerns in regard to J.T. At around 1:30 p.m., Hillegass received information that neither Adult Protective Services nor Children’s Services considered this to be an emergency situation, and that neither agency would be taking further immediate action that day in regard to the Lekan home situation. Nevertheless, Medina County Human Services contacted the Brunswick Police Department concerning the information they had received from Hillegass.
At 1:45 p.m., Hillegass received a phone call from Sergeant Nick Solar concerning the Lekan situation. Hillegass asked Sergeant Solar what actions he anticipated the police would take. He told her that this was a potential stand-off situation, that he was going to devise a game plan, and that the police would probably make a call. He indicated that he had been made aware of the situation sometime before 1:45 p.m. by the social services agencies.
Sergeant Solar then met with Sergeant Stukbauer, Detective Schnell, Patrol Officer Marok, and Patrol Officer Sam Puzel-
After a discussion, Solar decided to dispatch two officers to the Lekan residence in order to determine whether Beverly Lekan or her son was in danger. Officer Dale Schnell volunteered to go to the Lek-an home with Officer Sam Puzella. Solar and other officers went to the Rolling Hills Shopping Center near the Lekan residence in case further assistance was needed. Because of the information they had received regarding John Lekan’s possible violent reaction to police officers, Solar advised Puzella to wear civilian clothes rather than a police uniform. Schnell was already wearing civilian clothes.
Schnell and Puzella drove to the Lekan residence in an unmarked car, parked, and walked up to a small porch by the front door. Schnell knocked on the outer storm door which was in front of the interior door and John Lekan opened the interior door. The officers did not identify themselves and Puzella asked to speak to Mrs. Lekan. The officers could not hear Mr. Lekan’s response. Puzella asked him to open the storm door so they could hear him, but Mr. Lekan did not open the door. Instead, he went to a small nearby open window and said that the officers could hear him through the window. When Puz-ella again asked to speak to Mrs. Lekan, Mr. Lekan did not respond, and at one point he started to sing the Star Spangled Banner.
Puzella then took out his police badge and identification card and held them up to the open window. He told Mr. Lekan that he was a police officer and that he needed to speak to Mrs. Lekan. Mr. Lekan immediately moved away from the window and slammed the front door. Puzella pulled the storm door open and tried to open the front door, but it was locked. Puzella then kicked the door until it finally opened. Puzella entered the house and was shot by Mr. Lekan. Puzella and Schnell retreated from the home and called for assistance. Puzella was then removed from the scene.
The officers contacted Brunswick Police Chief Patrick Beyer and informed him of the events at the Lekan home. Beyer contacted the officer in charge of the Emergency Response Team (“ERT”), Sergeant McDermott, and the two went to the scene. Beyer established perimeters around the Lekan home, evacuated neighboring residents, and mobilized the ERT. Chief Beyer instructed Sergeant Solar, who was trained in hostage negotiation, to return to the police station and assume the role of chief negotiator.
In the meantime, Mrs. Lekan called the Brunswick Police Department to report that her door had been broken down and that someone had been shot. The police transferred the call to Sergeant Solar. Solar asked to call her back on another line. When Solar called back, Mr. Lekan answered the phone. He told Solar that “the first officer was lucky” and that he had his “.270 [rifle] loaded and ready to go.” Joint Appendix (“J.A.”) at 936 (Solar Dep. at 95). Solar asked Lekan if he would come out of the house and assured Lekan that the police did not want anybody to get hurt.
In the meantime, relatives of the Lekan family went to the Brunswick police station to offer assistance. Beverly Lekan’s mother and sister pleaded with the police to be allowed to speak with Mr. Lekan to calm the situation. The police, however, refused to allow any family members to speak with Mr. Lekan.
Between 7:00 and 7:30 p.m., Chief Beyer requested an assessment from James Pol-zner, a mental health professional at the scene. Polzner had been monitoring conversations between Sergeant Solar and Mr. Lekan. Polzner told Chief Beyer that the threat level was high. Chief Beyer then asked if the officers at the scene had a reason not to pursue a tactical solution to the standoff. Beyer asked for input from another psychologist on the scene, who responded by asking rhetorically why Beyer was considering a tactical assault.
Ultimately, Chief Beyer decided to order an armed entry into the Lekan house. Pursuant to the assault plan, the ERT team threw incendiary devices into the house while using a battering ram to break open the front door. Tear gas was also used during the assault. The plan failed when one of the incendiary devices ignited a fire in the entrance hall and the lead officer stopped to put out the fire. The police lost the initiative as a result. Mr. Lekan exchanged gunfire with the police, and two more officers were injured. The police ultimately retreated and the standoff continued.
At approximately 3:00 a.m., Solar spoke again with Mr. Lekan and asked to talk to Mr. Lekan’s son, J.T. Mr. Lekan put J.T. on the telephone. J.T. told Solar that he was fine and that he was scared. Mr. Lekan then took the telephone and asked to speak to his cousin, who is a priest. Solar told Mr. Lekan that he could speak to his cousin if he left the house. Mr. Lekan said “[tjhat’s not part of the scenario” and hung up. J.A. at 136 (Solar Aff. at 4). Solar consulted with another negotiator from the Southwest Enforcement Bureau, and they concluded that the request to speak to a priest was a danger sign indicating that Mr. Lekan might be contemplating a murder-suicide ritual.
Shortly thereafter, an armored vehicle from the Cleveland Police Department arrived on the scene. Chief Beyer ordered the armored vehicle to drive onto the front lawn and illuminate the Lekan house. Officers inside the vehicle attempted to communicate with Mr. Lekan over a loudspeaker, but received no response. Later that morning, the armored vehicle rammed through the living room wall and injected more tear gas into the house in hopes of eliciting a response from Mr. Lekan. Between 4:00 and 5:00 a.m., the police heard gunshots coming from inside the residence. At 11:00 a.m., Chief Beyer ordered the vehicle to push through the garage door. There was still no response from Mr. Lek-an. Finally, the police conducted another tactical rescue operation. A room-to-room search of the residence was conducted. During the search, the officers found the bodies of John Lekan and J.T. Lekan. John Lekan had shot his son and then killed himself.
The details of this standoff are well summarized in the sixty-seven-page report of William P. Callis, who was hired by the
In his summary, Callis addressed the “tactical operations” which took place during the standoff,.and concluded:
In summary, as I have set forth above, I don’t believe this matter could have been resolved through the traditional form of hostage negotiations. I believe that John Lekan set out on a path of self destruction when he shot Officer Puzella on that Friday afternoon. I believe that John Lekan was willing to die “protecting” his home and his son and, because of his mental disorder, I think he believed he was doing just that — protecting himself, his home, and his family.
J.A. at 514 (Callis Report at 67). Callis noted that he had three criticisms in regard to the tactical operations:
1. I believe the tactical entry into the Lekan residence was conducted too soon into the stand off.
2. I believe it was a mistake to try to use the armored vehicle to overwhelm John Lekan into surrendering.
3. I believe it was a mistake to interrupt the tactical entry to try to deal with the fire in the front door.
J.A. at 514.
The record also includes the thirteen-page report of James J. Fyfe Ph.D., who was retained as plaintiffs’ expert. In his report, Dr. Fyfe notes that he reviewed police investigative reports, the report of William Callis, and the depositions of six officers who were involved in the incident. He agrees with many of the statements and conclusions contained in the Callis summary, and notes numerous violations of generally accepted police custom and practice in regard to the initial entry of the Lekan home and the resulting standoff. In addition, his report details the inadequacy of the Brunswick Police Department’s policies and training regarding encounters with emotionally disturbed persons.
II. ANALYSIS
A. Standard of Review
We review the district court’s grant of summary judgment to the defendant officers de novo. Aiken v. City of Memphis,
B. Qualified Immunity Claims Against Individual Officer Defendants
Appellant’s claims against the individual officers of the Brunswick Police Department must be evaluated under the framework of qualified immunity. Accord
1. Warrantless Entry
Turning first to the Appellant’s warrantless entry claim against Officers Puzella and Schnell, we conclude that the district court correctly found that exigent circumstances existed to justify a warrant-less entry. A police officer’s entry into a home without a warrant is presumptively unconstitutional under the Fourth Amendment. O’Brien v. City of Grand Rapids,
Although the determination of exigent circumstances is normally a question for the jury, “in a case where the underlying facts are essentially undisputed, and where a finder of fact could reach but one conclusion as to the existence of exigent circumstances, the issue may be decided by the trial court as a matter of law.” Id. In Hancock, we found that exigent circumstances existed as a matter of law where the police received a call concerning a suicidal and possibly homicidal gunman, shots had been reported fired,
Similar facts were present here. The district court relied upon facts which showed that at the time of the initial entry:
the officers had credible evidence that (1) John Lekan was a mentally disturbed man who was volatile, dangerous and not taking his prescribed medication, (2) he recently began brandishing a shotgun in front of home health care personnel in a threatening manner, (3) he told his brother the night before that his guns were “loaded and ready,” (4) he inexplicably kept his son home from school that day, and (5) his wife unexpectedly asked to be put into a nursing home that morning.
J.A. at 62 (Dist. Ct. Op. at 11). In addition, the undisputed evidence showed that Officers Puzella and Schnell observed Mr. Lekan behaving erratically immediately prior to their decision to enter.
The danger to Mr. Lekan’s family makes this an even stronger case for exigent circumstances than Hancock,
The Appellant emphasizes that the police admitted that exigent circumstances were not present before they arrived at the Lekan home, and that the police never saw a crime being committed and did not hear Mr. Lekan threaten anyone. As the district court correctly observed, however, the fact that exigent circumstances did not exist at some earlier point in time is irrelevant, since our inquiry is limited to whether exigent circumstances existed at the moment the police entered the residence. United States v. Morgan,
We are also unpersuaded by the Appellant’s claim that the defendant officers im-permissibly created the exigent circumstances by initially attempting to see Mrs. Lekan'without identifying themselves as police officers. The Appellant relies upon United States v. Morgan,
Moreover, the ereated-exigency cases have typically required some showing of deliberate conduct on the part of the police evincing an effort intentionally to evade the warrant requirement. See Campbell,
Even if genuine issues of material fact did exist as to whether a reasonable officer would have perceived an immediate threat to the Lekans, we would still find summary judgment to be appropriate on the basis of the “clearly established” prong of the qualified immunity test. As the above discussion indicates, we can find no controlling authority where a court has held similar conduct to be unconstitutional “under facts not distinguishable in a fair way from the facts presented in the case at hand.” Saucier,
2. Excessive Force
The district court rejected the Appellant’s Fourth Amendment excessive force claim on the grounds that there was not a “seizure” of either Mr. Lekan or his family. J.A. at 65-66 (Dist. Ct. Op. at 14-15). As the court noted, the Fourth Amendment protects against only unreasonable seizures, it is not a guarantee against unreasonable or outrageous official conduct generally. See Galas v. McKee,
A Fourth Amendment seizure occurs when a police officer restrains the liberty of a citizen in such a way that a reasonable citizen would reasonably believe under the circumstances that he or she was not free to leave. Michigan v. Chesternut,
The district court concluded that Mr. Lekan was not seized, because by barricading himself in his home he never submitted to official authority. This conclusion was in error. There can be little question under the circumstances that Mr. Lekan was not free to leave. The district court considered Mr. Lekan’s case to be more closely analogous to that of a fleeing suspect, who is not under the control of official authorities. We believe, however, that Mr. Lekan’s case more closely resembles the facts in Brower,
We conclude that the district court was correct, however, in finding that the police did not seize Mrs. Lekan or J.T. Lekan. There was no reason for either of them to believe that the police were preventing them from leaving the house. In fact, it was the clear objective of the police to remove them from the house and remove them from the control of Mr. Lekan. Their movement was restrained by Mr. Lekan (or in Mrs. Lekan’s case, her own physical condition), not by the police.
Even though we conclude that the district court erred in finding that Mr. Lekan was not seized, the Appellant has nonetheless faded to show that the officers’ use of force was unreasonable. The determination of whether force used to effect a seizure was unreasonable “requires careful attention to the facts and circumstances of each particular case, including the severity of the crime at issue, whether the suspect poses an immediate threat to the safety of the officers or others, and whether he is actively resisting arrest or attempting to evade arrest by flight.” Graham, 490 U.S.
Under this standard, we hold that summary judgment for the defendants was appropriate. The police used deadly force only during the tactical assault on the Lek-ans’ home. At this point, however, it is undisputed that Mr. Lekan was firing on the officers, and he therefore posed an immediate threat to the officers. Although the facts viewed most favorably to the plaintiffs reveal that Mr. Lekan was not an immediate threat when the officers were not attempting a forcible entry, neither was there any use of deadly force at these times. Moreover, it is undisputed that Mr. Lekan was actively resisting arrest; indeed, he demonstrated that he would fire on any officers who entered the house. Under these circumstances, we can only conclude that the use of the battering ram and the incendiary devices, which were directed against Mr. Lekan’s home but not his person, were objectively reasonable as applied to Mr. Lekan. At least one court has found far greater destruction of property to be reasonable at the summary judgment stage in the context of an armed and barricaded individual. Ginter,
Even if a constitutional injury had occurred, the law is not sufficiently clearly established on this question to overcome qualified immunity. See Russo,
3. Substantive Due Process Claim
We also conclude that the district court correctly determined that the conduct of the police during the two-day standoff did not violate the substantive due process
The Due Process Clause of the Fourteenth Amendment is “phrased as a limitation on the State’s power to act, not as a guarantee of certain minimal levels of safety and security.” DeShaney v. Winnebago County Dep’t of Social Servs.,
Even in noncustodial settings, however, state officials may violate the Due Process Clause when their affirmative actions directly increase the vulnerability of citizens to danger or otherwise place citizens in harm’s way. See DeShaney,
To be sure, the “shocks the conscience” standard is “no calibrated yard stick.” Id. at 847,
Whether conduct falling within this “middle range” reaches the level of conscience shocking depends upon the facts and circumstances of the individual case. As the Supreme Court recently explained, conduct “that shocks in one environment may not be so patently egregious in another, and our concern with preserving the constitutional proportions of substantive due process demands an exact analysis of circumstances before any abuse of power is condemned as conscience shocking.” Id. at 850,
“[T]he critical question in determining the appropriate standard of culpability is whether the circumstances allowed the state actors time to fully consider the potential consequences of their conduct.” Moreland v. Las Vegas Metro. Police Dep't,
Applying this framework, we agree with the district court that this case “falls within the ‘middle-range’ between custodial settings and high-speed chases,” and likewise conclude that, on balance, “the more appropriate standard of review is ‘deliberate indifference.’ ”
The time for deliberation available to Chief Beyer in deciding how to respond to Mr. Lekan’s actions distinguishes this case from those cases in which actual malice and an intent to harm was required. In Lewis, for example, the entire course of events lasted a mere seventy-five seconds.
Other courts have found that an intent to harm is required where the police fire upon an escaping suspect and inadvertently injure hostages in the process. Childress v. City of Arapaho,
Nevertheless, even under the more exacting deliberate indifference standard, we conclude that the Appellant has not shown a genuine issue of material fact as to whether the conduct of the police rose to the level of the conscience shocking under the particular circumstances presented. Deliberate indifference has been equated with subjective recklessness, and requires the § 1988 plaintiff to show that the state “official knows of and disregards an excessive risk to [the victim’s] health or safety.”
From the record, there is little doubt that Chief Beyer drew the inference that aggressive tactics might provoke Mr. Lek-an to respond in a dangerous manner toward his wife and child. In his deposition, Chief Beyer quite frankly explained that “[t]hat possibility [of a violent reaction] existed throughout the entire crisis situation, so we were concerned that that was in fact what would happen.” J.A. at 393 (Beyer Dep. at 198). Chief Beyer also indicated that he considered the possibility of a murder-suicide reaction when evaluating the advisability of initiating an assault with the armored vehicle, but he hoped that Mr. Lekan “would take his aggressive action out on the police.” J.A. at 396-97 (Beyer Dep. at 206-07).
It seems clear from the record, however, that Chief Beyer also knew that further delay and inaction also posed substantial risks. The Callis report, for example, concluded that although, on balance, a strategy of stalling for time generally is the best to reduce risks to hostages, stalling has its own drawbacks and risks. The undisputed facts suggest that these risks and drawbacks factored into Chief Beyer’s decisions to initiate a tactical assault and deploy the
Viewed against this backdrop, we do not think it would be appropriate to say that Chief Beyer acted with callous indifference to the risk of injury to Mrs. Lekan or her son. Instead, it appears that Chief Beyer made a decision that required a balancing of the risks presented by aggressive action against the risks presented by further delay. This is not a situation where the police deliberately refused to take obvious steps that would decrease the risk or abandoned the Lekans in a dangerous environment. See Leffall v. Dallas Indep. Sch. Dist.,
Cases from other circuits dealing with unsuccessful police rescue efforts are instructive. See, e.g., Salas v. Carpenter,
In Andrews,
Finally, in Kepner v. Houstoun,
While their action surely had grave risks, taking no action also had grave risks. It is important to remember that Czajkowski, with serious mental problems, had previously shot Jordan and was making demands that were becoming increasingly bizarre. In hindsight, maybe the state police were negligent and should have taken a different path, but negligence is not the applicable constitutional standard.
Id.
Viewing the instant facts in light of the foregoing cases, we conclude that the Appellant has not shown sufficient facts to support a claim of deliberate indifference. Here, the police attempted to rescue Mrs. Lekan and her son from a threat of private violence. It is undisputed that there was no clear way out of danger, and any course pursued by the police entailed significant risks. The Appellant, at best, has shown that Chief Beyer should have obtained more information from the mental health professionals on the scene and may have made an incorrect assessment of the risks as a result. Deliberate indifference, however, requires that the police act in conscious disregard of a known risk of serious injury. In cases such as this one in which officers must choose among risks, a plaintiff must show that the police “knowingly and unreasonably” opted for a course of conduct that entailed a substantially greater total risk than the available alternatives. Farmer,
Appellant’s allegation that better equipment, such as thermal imaging technology, which could have improved the
There can be little doubt that the facts of the instant case show that the actions of the police were, in many instances, ill-advised and poorly executed. Like the district court, we are not convinced that it was necessary or prudent to undertake a tactical assault only five hours into the standoff with Mr. Lekan, particularly since he had by all accounts retreated from the confrontation and did not appear to be posing an immediate threat to his family or the police. The experts in this case seem to agree with the district court that “[a]rmed tactical solutions are radical strategies used only as a last resort in hostage situations,” and that “[u]se of it here was premature.” J.A. at 70 (Dist. Ct. Op. at 19 n. 12). Moreover, the assault itself was poorly planned, and it appears that the police lacked the personnel and equipment to carry it out successfully. The decision to deploy an armored vehicle seems particularly imprudent when confronting a paranoid schizophrenic, even if the vehicle previously had been used successfully in dealing with individuals who were not mentally ill. Troubled as we are by the conduct of the police in this standoff, however, imprudence and poor execution do not rise to the level of constitutionally arbitrary abuses of power. We therefore conclude that the district court correctly granted summary judgment to the defendants as to the Appellant’s Fourteenth Amendment claim.
C. Municipal Liability
Having concluded that the Appellant has not shown a genuine issue of material fact as to any of the asserted constitutional claims, we therefore conclude that the district court correctly dismissed the Appellant’s municipal liability claims. Where, as here, a municipality’s liability is alleged on the basis of the unconstitutional actions of its employees, it is necessary to show that the employees inflicted a constitutional harm. City of Los Angeles v. Heller,
D. State Law Claims
We also hold that the Appellant’s state law claims were properly dismissed. Initially, we conclude that the Appellant’s claims for assault and battery, intentional infliction of emotional distress, and civil conspiracy were waived by the Appellant’s failure to address them in his brief to this court. See Ahlers v. Schebil,
Read liberally, the Appellant’s brief does address the district court’s grant of summary judgment as to the wrongful death claims, insofar as it challenges the district court’s conclusion that the deaths of Mr. Lekan and his son were not proximately caused by the defendants. Nevertheless, as employees of a political subdivision, the individual defendants are entitled to statutory immunity unless their “acts or omissions were with malicious purpose, in bad faith, or in a wanton or reckless manner.” Ohio Rev.Code Ann. § 2744.03(A)(6)(b) (Banks Baldwin West 2001). The standard for recklessness employed by Ohio courts holds that “[t]he actor’s conduct is in reckless disregard of the safety of others if ... such risk is substantially greater than that which is necessary to make his conduct negligent.” Fabrey v. McDonald Village Police Dep’t,
III. CONCLUSION
In sum, we AFFIRM the district court’s grant of summary judgment to the Defendants-Appellees on all claims asserted by the Plaintiff-Appellant.
Notes
. We respectfully disagree with Judge Hull’s characterization of the district court opinion as having "expressly recognized an existing material dispute of fact in regard to exigent circumstances.” (Dissent at 518). The portion of the district court opinion excerpted in Judge Hull's dissent merely restates the plaintiff's claims that the police were not aware of exigent circumstances before arriving at the Lekan house and that the police did not directly witness a crime being committed or Mr. Lekan threatening anybody. As is explained in this opinion, infra, and in the district court opinion, these facts do not raise a genuine issue as to whether exigent circumstances existed at the time the police made the decision to enter the Lekan house. The district court, therefore, did not "expressly recognize” a genuine issue of material fact, as it ultimately granted summary judgment to the defendants on the plaintiffs’ Fourth Amendment claims.
. Our use of the term "hostage” is intended merely to signify that Mrs. Lekan and her son were under the control of Mr. Lekan, who was armed and potentially homicidal, and were in serious danger of being harmed. We recognize that this may differ from the definition of "hostage” employed in the Callis report, which requires that the "hostage” be used to secure substantive demands in a bargaining process. Nevertheless, we disagree
. We therefore respectfully disagree with Judge Hull’s suggestion that the Callis report's criticisms of the Brunswick Police Department's "welfare check” procedure creates a genuine issue of material fact as to the question of exigent circumstances. The portion of the Callis report quoted in the dissent merely states that the police should have used different methods to discern what risk, if any, Mr. Lekan posed to his wife and son, and that different police tactics might have avoided the confrontation between Mr. Lekan and the police. The fact that Mr. Lekan might not have been provoked to such volatile behavior if the police had not gone to his home in plain clothes, however, does not dispute that exigent circumstances were present when Mr. Lekan ultimately did exhibit this volatile behavior. In the absence of facts suggesting that the police impermissibly "created the exigency” as that concept is understood in Fourth Amendment jurisprudence, whether or not police tactics were part of the causal chain resulting in the exigency is not material to the question of whether the warrantless entry was justified by exigent circumstances.
. In his dissent, Judge Hull relies upon Stemler v. City of Florence,
. We note that although the issue has never been decided, cases from this circuit decided before Lewis have “expressed doubt” as to whether the deliberate indifference standard should apply in noncustodial settings. Stemler v. City of Florence,
. We note that Whitley v. Albers,
Nonetheless, we think it would be inappropriate to extend the Whitley holding to the instant case. Initially, Whitley is factually distinguishable. The Whitley Court emphasized that the undisputed facts showed that the situation, although it had calmed somewhat, "remained dangerous and volatile.” Id. at 323. This was based upon facts indicating that, in addition to the danger to the hostage guard, "several ... inmates were armed ..., numerous inmates remained outside their cells, and the cellblock remained in the control of the inmates.” Id. Thus, according to the Court, the police were confronted with an uncontained and out-of-control prison riot. In the instant case, by contrast, the threat came from Mr. Lekan alone, and it is undisputed that Mr. Lekan was contained within his house and surrounded by a vastly superior police presence. Moreover, the Court’s opinion in Whitley suggests that its reasoning may not apply outside the institutional setting of the prison. The Whitley Court based its conclusions in large part on the deference traditionally afforded to prison administrators in maintaining discipline and security, id. at 321-22, and was careful to limit its holding — insofar as it defined the scope of Fourteenth Amendment protections — to prison inmates. The Court explained that "[b]ecause this case involves
. Of course, an official’s subjective awareness of a risk may be proved circumstantially by evidence suggesting that "the defendant official being sued had been exposed to information concerning the risk and thus 'must have known' about it.” Farmer,
. The one exception to this observation is the district court’s discussion of the trespass claim. J.A. at 75-76 (Dist. Ct. Op. at 24-25). The sole grounds asserted by the district court for granting summary judgment on the trespass claim was its conclusion, that exigent circumstances justified the officers’ warrant-less entry. Because we also conclude that exigent circumstances existed as a matter of law, we affirm the district court on this claim.
Dissenting Opinion
dissenting.
Respectfully, I dissent. I believe the issue of exigent circumstances and qualified immunity were issues for the jury. Citing O’Brien, the district court addressed the issue of exigent circumstances as follows:
Exigent circumstances exist only where “real, immediate and serious consequences ... would certainly occur were a police officer to postpone action to get a warrant.” O’Brien,23 F.3d 990 , 997 (6th Cir.1994) (citations omitted); Welsh,466 U.S. at 751 ,104 S.Ct. 2091 . The issue, then, is whether Mr. Lekan posed a threat to his family that was both real and immediate.
This issue is particularly disturbing because of the way the Brunwick [sic] police department chose to handle the ‘situation.’ They sent two police officers to*518 the house posing as civilians (one in jeans and a sweatshirt) on the off chance that Mr. Lekan — a known paranoid might let these strangers in to “talk to his wife.” -A stable person would not have let them in. To think their chances of entry might increase after unsuccessfully attempting to deceive him and then claiming to be police officers was simply foolhardy. The police could have chosen any number of other, less confrontational, ways to check on Mrs. Lekan and her son. Although this particular incident appears to have triggered the unfortunate series of events that followed, the Court must determine whether exigent circumstances existed at the precise moment the officers entered the house.
Although the district court cites O’Brien for the definition of exigent circumstances, and concludes that this is a decision for the court, O’Brien also teaches that whether exigent circumstances existed “is a question for the jury provided that, given the evidence on the matter, there is room for a difference of opinion.” Id. at 997. In the case before us, the district court expressly recognized an existing material dispute of fact in regard to exigent circumstances as follows:
Defendants contend that exigent circumstances justified the warrantless entry because Mr. Lekan presented an immediate threat to his family. Plaintiffs disagree on the basis that, prior to visiting the home, defendants admitted there was no probable cause to arrest Mr. Lekan and no exigent circumstances existed. Further, the officers never saw a crime being committed, nor did they hear Mr. Lekan threaten anyone.
Based upon this material dispute of fact, there is room for a difference of opinion on the issue of exigent circumstances and this issue was for a jury.
This dispute of fact is further bolstered by the report of William Callis which is significant because he was hired by the defendant City of Brunswick to conduct an independent review of the incident. In addressing exigent circumstances, although the majority finds that this was a hostage situation, in his report prepared for the defendants, Callis’ explains why this incident did not involve a hostage situation:
Upon reviewing this situation, I am of the opinion that the Lekan matter was not a hostage situation. A hostage is defined as a person held and threatened by a subject to force the fulfillment of certain substantive demands on a third party. In this situation, there was not a threat by Mr. Lekan to harm Mrs. Lekan or their son, nor was there a substantive demand by Mr. Lek-an. Therefore, it appears that Beverly Lekan and her son, John T. Lekan, were not actually hostages, but were victims of Mr. Lekan’s actions. They were in the residence when Mr. Lekan committed his criminal act and he afforded them no opportunity to leave.
Many hostage situations involve a negotiation process — or bargaining approach — to meet certain demands. In this situation, there were no substantive demands as Mr. Lekan did not want anything the authorities could provide. He already had what he wanted — his family and he was already in his own home, (emphasis in original).
Callis’ also concludes that there were a number of options open to the defendants which would also negate exigent circumstances:
However, after reviewing this matter, I can’t help but wonder if there was not a better way of conducting the “welfare check” at the Lekan residence. Perhaps the police could have asked a relative of*519 Beverly Lekan’s telephone her at home and once she was on the telephone, the police could speak to her to verify that she and her son were well. The identity and telephone numbers of Mrs. Lekan’s relatives was available to the authorities. The visiting nurses organization that was caring for Mrs. Lekan telephoned her mother, Helen Ewolski, on the morning of March 81 to advise her that Beverly was requesting to go to a nursing home. Perhaps further investigation by the police could have determined the Lekan’s health status and allowed the confrontation between the police and John Lekan to be avoided until something could be done about John’s possession of firearms in his mental condition.
Although the majority finds that there was qualified immunity for the officers in this case, in the unpublished opinion of Carpenter v. Laxton,
I also believe that the plaintiffs’ excessive force claims should have gone to the jury. In this case, the district court concluded that there was no seizure because Chief Beyer did not intend to arrest Mrs. Lekan or her son, and because Mr. Lekan barricaded himself in his own home. However, in Stemler v. City of Florence,
In regard to the manner in which Chief Beyer conducted the standoff, the district court summarizes in footnotes 12 and 13 of the Memorandum of Opinion and Order:
12 Armed tactical solutions are radical strategies used only as a last resort in hostage situations. Use of it here was premature. Police Chief Beyer commenced the plan only five hours after the standoff began. There was still hope for a peaceful resolution at this time. Mr. Lekan had completely retreated from confrontation. There was no evidence that he harmed his family or intended to harm them, and he was not shooting at police officers. There was insufficient manpower to carry out the plan successfully at this time, and the defendants did not yet have the equipment to determine the location of the residents. In addition, the plan had a high probability of failure. It called for officers to run through the house with loaded weapons looking for Mr. Lekan after creating a diversion through the use of incendiary devices. It is unclear what the police would have done had Mr. Lekan been discovered in close proximity with his family. Also, the incendiary devices set a fire in the house, which the officers then had to stop to put out.
13 Beyer ordered this vehicle to the scene without informing his chief negoti*520 ator, Sergeant Solar. Thus, the vehicle appeared on the scene while Solar was still attempting to negotiate a peaceful resolution of the standoff. This could only confirm Mr. Lekan’s paranoid suspicion that the police were out to get him, and that he could not trust them. Although the vehicle’s loudspeaker ordered Mr. Lekan to pick up the telephone or come out of the house, the phone line had been disconnected — further reinforcing Mr. Lekan’s paranoia. And while an armored vehicle circling a home, flooding it with light, and caving the walls in might cajole a sane person into submission to police authority, this strategy was riskier with an unstable person such as Mr. Lekan.
In addition, the report of William Callis, in regard to his interview with Chief Beyer, indicates that the electric power to the Lekan home was cut off “to manipulate Mr. Lekan’s environment,” and “the lack of power allowed the police to control the area.” Mr. Lekan’s access to the outside was also restricted by open telephone fines between the negotiators and the Lekan residence. According to Callis’ report, it was Chief Beyer’s belief that use of the armored vehicle would show Mr. Lekan “enough potential force to get him to surrender,” and force was also shown by the many armed police officers who were members of the SWAT, teams that surrounded the Lekan home.
Construing the facts in a fight most favorable to the plaintiffs, it is obvious that all the members of the Lekan family were affected by the actions of the police in controlling communications to the home, in the control of their environment by cutting off the power to the home which left them without heat and electricity, by the introduction of tear gas into their home by officers who used ferret rounds fired from shotguns, and by the show of force as armed officers with the armored vehicle surrounded their home. Consequently, I believe the Lekans were in the custody of the defendant officers in the sense that the officers had affirmatively acted to deprive all of them of their liberty.
Taking the evidence in a fight most favorable to the plaintiffs, given the advice detailed by Callis that Chief Beyer had from mental health professionals at the scene, the evidence in this case would support a finding by the jury that in conducting the standoff, Chief Beyer did not act with “objective reasonableness.” Therefore, summary judgment should not have been granted in regard to the plaintiffs’ Fourth Amendment claims.
In the alternative, even if there was no seizure, the defendants could have been found to have used excessive force under the analysis of a Fourteenth Amendment Claim. The district court concluded that Chief Beyer was held to a deliberate indifference standard in regard to his supervision of the standoff, and under the facts of this ease, this claim could not survive summary judgment because the plaintiffs could not show that he was deliberately indifferent to an obvious risk of harm actually suffered by the plaintiffs.
Based upon the factual circumstances of this case, Chief Beyer had a reasonable opportunity to deliberate and consider various alternatives prior to electing a course of action, and his actions would be deemed conscience — shocking if they were taken with “deliberate indifference” towards the plaintiffs’ federally protected rights. Darrah v. City of Oak Park,
The issue of qualified immunity was also addressed in Stemler,
In this case, taking the evidence in a light most favorable to the plaintiffs, the evidence would support a finding by the jury that in conducting the standoff, Chief Beyer did not act with objective reasonableness and/or that he was deliberately indifferent to a threat of physical injury to the Lekans, and as a matter of law, he is not entitled to qualified immunity. Accordingly, I believe summary judgment should not have been granted in regard to the plaintiffs’ excessive force claims.
In regard to the plaintiffs’ state causes of action, the Sixth Circuit has recognized a general rule disfavoring a district court’s exercise of pendent jurisdiction when federal issues are dismissed before trial. Gaff v. FDIC,
CONCLUSION
For the reasons stated herein, based on disputed material facts in this case, I believe summary judgment for the defendants in regard to the plaintiffs federal and state claims was inappropriate, and the judgment of the trial court should have been reversed and remanded.
