*1 4-5, Hall, remedy, propriety its any equitable
like to circum- circumstance from change
will Runyon, v. 50 F.3d Lussier
stance. See Cir.1995) that “the (1st (noting
1103, 1110 long been flexibil- equity
hallmarks
ity particularity”). be reason, I we should believe
For that court, and the trial
more deferential court’s decision the district
should disturb benefit between proportion
only where and cost to the union members by the rec- unsupported clearly
plaintiffs is Local Union Murray v. Laborers
ord. Cf. n. 15 1453 &
No.
Cir.1995) question (holding conferred “sub- has plaintiff
whether a award of attor- permit
stantial benefit” error). for clear is reviewed
ney fees clearly evidence
There was sufficient court to conclude the district
this case for particularly had behaved the union rights members’ that the
badly, and union there- seriously It was jeopardized.
were court to conclude for the
fore rational pay portion their
union should members reasons, I For these litigation costs. dissent.
respectfully Plaintiff-Appellant, EWOLSKI,
Emil BRUNSWICK, al., et
CITY OF
Defendants-Appellees.
No. 00-3066. Appeals,
United States Court
Sixth Circuit. Sept. 2001.
Argued: April 2002.
Decided and Filed:
Terry briefed), H. (argued Gilbert and Gilbert, OH, Friedman & Cleveland, Roy (4) Amendment, City of (briefed), Associ- teenth & Teamor J. Schechter for the Lekans’ con- was liable OH, Plaintiff-Appel- Brunswick ates, Cleveland, injuries because decisions stitutional lant. supervis- of Police in the Brunswick briefed), and (argued Nick C. Tomino poli- of a final were those ing the standoff Medina, OH, for De- Latchney, Tomino & ade- because failed cymaker and fendant-Appellee. (5) officers; and to train its quately under state MOORE, police are liable law Circuit Before: GUY battery, intentional trespass, assault HULL, Judge.* District Judges; distress, conspiracy, infliction of mental MOORE, J., opinion of the delivered the stat- wrongful death. For reasons J., GUY, JR., court, RALPH B. in which below, AFFIRM the decision ed 517-521), HULL, (pp. joined. D.J. district court. dissenting opinion. a separate delivered I. BACKGROUND OPINION *5 28, 1996, Beverly and Lekan On March MOORE, Judge. Circuit Ewolski, administrator for the Emil Ewolski, acting Emil Plaintiff-Appellant T. M. Lekan and John estates of John of John for the estates Administrator as Lekan, alleging filed this action that Lekan, Lekan, T. Beverly and John M. the Lekans’ Fourth violated defendants Lekan, decision appeals the district court’s rights Amendment as se- and Fourteenth all defen- summary judgment granting Constitution. by cured the United States § law in instant 1983 and state dants complaint alleged also state common alleges viola- Appellant’s suit tort action. battery, and trespass, law claims of assault the Lekans’ federal constitutional tions distress, infliction of mental intentional tort as several law rights as well state statutory conspiracy, as well claims of the arising from the conduct claims wrongful death. After the commence- for leading up Department Brunswick Police lawsuit, Lekan Beverly of this died ment two-day a standoff during to and armed action, and to the instant illness unrelated Lekan, tragically which ended with Mr. by Emil claims were assumed Ewolski her kill son Lekan’s decision his with Mr. of her estate. On Decem- as administrator Appellant Specifically, himself. 8, 1999, granted trial mo- ber court (1) violated the claims: filed summary judgment tion for by making a warrant- Fourth Amendment regard plaintiffs’ to all of defendants home without entry less into the Lekan claims, and federal state dismissed exigent circum- evidence sufficient entirety. plaintiffs’ complaint its (2) stances, excessive that the used incident, Beverly of the Lek- family his At the time against Mr. Lekan and force multiple of the an was sclerosis during the standoff violation bedridden (3) receiving home health ser- Amendment, and had police’s Fourth been Nurses, Tri-County Home Inc. vices from during the standoff demonstrated conduct year (“Tri-County”) approximately safety one indifference to deliberate any significant problems. of the Four- without While family violation Lekan * Hull, Tennessee, sitting by designation. Gray United Honorable Thomas Judge District States District for the Eastern Tri-County provided Mrs. Lekan spoke with as- from an extension and spewed vari- sistance with her helped catheter and profanities her ous at Hillegass. bathe, she relied on her husband John Later, at about 8:50 a.m. that same Lekan for the care of their nine-year-old morning, mother, Mrs. Lekan’s Helen J.T., son as well as the cooking and clean- Ewolski, advised Hillegass that Mr. Lekan
ing for the household. suffered from post-traumatic syn- stress drome, although and that he had been
On March while Mrs. Lekan verbally abusive to his wife in past, he receiving her bi-weekly home health had been physically never abusive. services, At Lekan, rifle, Mr. carrying a en- a.m., Hillegass 11:15 called the Cleveland tered the room a Tri-County where aide Clinic to talk to Dr. Kinkle who was Mrs. was caring for Mrs. point, Lekan. At one Lekan’s physician. She expressed concern Mr. placed the weapon only few for Mrs. Lekan and J.T., for the safety of inches from the aide’s face. Mr. Lekan her son. She was told that Dr. Kinkle was again displayed rifle during the visit available, but that he also had a mes- 22,1995. the aide on March Subsequently, sage to call Mrs. Lekan. 27, 1995, on March the Tri-County aide reported the superior incidents to her Bar- Hillegass also confirmed around bara Hillegass. Because of her concern 31, 1995, noon on March Tri-County noti- safety of the healthcare workers fied Adult Protective Services their con- home, going to the Hillegass called cerns in regard Lekan, to Mrs. and Chil- 30, 1995, Mrs. Lekan on March and ad- dren’s Services of their in regard concerns vised her Tri-County wanted her hus- J.T. At around p.m., 1:30 Hillegass re- *6 band to a sign contract regarding guns. information his ceived that neither Adult Pro- Hillegass also asked if Mrs. Lekan tective she was Services nor Children’s Services comfortable discussing this considered with this to emergency contract be an situa- husband, tion, her and she and that indicated that she neither agency would be would talk However, taking to him about it. further immediate day action that hour, in regard about half an Mrs. Lekan to the Lekan called back home situation. Nevertheless, and stated that County she was Medina not Human comfortable Ser- vices discussing the contacted the contract with her Brunswick Police De- husband. response, partment concerning the Hillegass they information that Tri- stated had from County Hillegass. received would discuss the contract with Mr. Lekan. p.m., At 1:45 Hillegass phone received a call Sergeant from Nick concerning Solar
On the morning of March Mrs. the Lekan situation. Hillegass asked Ser- Lekan Tri-County called and informed geant Solar what actions he anticipated the them that she did want a home health police would take. He told her that this aide day that and that she wanted to con- potential situation, was a stand-off that he sider a nursing placement. home She also was to going game devise a plan, and that allegedly Tri-County informed that her police probably would a call. He make angry husband was and kept he had their indicated that he had been made aware of son home day. Because of concern the situation p.m. by sometime before 1:45 Lekan, for Mrs. Hillegass called Lek- Mrs. the social services agencies. an back and asked her if there was a problem. When Mrs. Lekan did not re- Sergeant Solar then met Sergeant spond, Hillegass again Stukbauer, asked her if there Schnell, Detective Patrol Offi- a problem. was point, Marok, At that Mr. Lekan cer and Patrol Officer Sam Puzel- Lekan, to Mrs. speak to asked again ella Detective the situation.
la to discuss at one and respond, did Mr. Lekan learned he had told Solar Schnell Spangled the Star sing to started point he awas that John of 1994 December Banner. police any if and schizophrenic paranoid a mental him to commit tried to
officers badge police his took out then Puzella for violence. potential a facility, there was up to held them card and identification and just prior confirmed also had Schnell Mr. Lekan He told window. open with Suzanne a contact meeting after needed that he officer and a he was and dispatcher Lekan, was who im- Mr. Lekan Mrs. Lekan. speak to sister-in-law, Lek- that John Lekan’s John the window away from mediately moved he and schizophrenic paranoid an was Puzella door. the front and slammed Su- medication. taking his not been had and tried open door the storm pulled John informed Schnell that further door, zanne it locked. was front but open the she be- guns, finally it Lekan had loaded until kicked the door then Puzella if officers shoot at he would lieved the house Puzella entered opened. home. to the Puzella and they went by Mr. Lekan. was shot home and from the retreated Schnell discussion, to dis- decided Solar After was then Puzella for assistance. called residence to the Lekan officers patch two from the scene. removed Beverly whether to determine in order Police Brunswick danger. Officer contacted The officers or her son him informed Beyer Lek- go to the Patrick volunteered Dale Schnell Beyer home. the Lekan Puzella. Solar Sam the events with Officer an home charge of Rolling Hills officer in to the contacted the went and other officers (“ERT”), Ser- Response resi- Team near the Lekan Emergency Center Shopping McDermott, to the two went need- and the geant assistance in case further dence perimeters had they Beyer established the information scene. ed. Because of home, neigh- evacuated possible Lekan’s the Lekan regarding John around received ERT. officers, residents, ad- and mobilized boring Solar violent reaction *7 Solar, Sergeant Beyer rath- instructed civilian clothes Chief Puzella wear vised to to hostage negotiation, was trained uniform. Schnell was police than a who er assume the and clothes. to the station wearing civilian return already negotiator. role of chief Lekan to the Puzella drove and Schnell meantime, Lekan called car, In the Mrs. and parked, unmarked residence report to Department Police by the front Brunswick porch a small up to walked and broken down had been that her door storm knocked on the outer door. Schnell shot. had been that someone interior in front which was door Sergeant Solar. So- the call to interior transferred opened Lekan and John door line. on another call her back lar asked to identify them- did not The officers door. back, an- Mr. Lekan called Solar to Mrs. When speak asked to and Puzella selves “the He Solar phone. told hear Mr. swered could not The officers Lekan. his that he had lucky” and was him to first officer Puzella response. asked Lekan’s ready go.” Joint loaded and “.270 hear they [rifle] so could the storm door open 95). (“J.A.”) (Solar Dep. at at 936 Appendix door. open him, did but Mr. Lekan out of if come he would Lekan nearby open Solar asked Instead, a small he went Lekan that assured could the house the officers window and said hurt. get anybody did not want Puz- through the window. hear him When Lekan told Mr. Solar his home was police ultimately retreated and the stand- nobody going his castle and off take continued. anything him or else Bey- out it. Chief At approximately a.m., spoke 3:00 Solar er later asked Solar to return to the Lekan again with Mr. Lekan and asked to talk to scene, arriving After at the
house. Solar son, Mr. Lekan’s J.T. Mr. put Lekan J.T. trying to negotiate continued with Mr. telephone. on the J.T. told Solar that he telephone. Mr. Lekan made no was fine and that he was scared. Mr. demands, and increasingly became inco- Lekan then took telephone and asked herent as the standoff At progressed. one cousin, to speak to his who is a priest. point, Mr. Lekan speak asked to with Sen- Solar told Mr. Lekan that he speak could ator Kennedy. Edward to his cousin if he left the house. Mr. “[tjhat’s Lekan said part of the scenar- meantime, In the relatives of the Lekan (Solar io” hung up. J.A. at 136 Aff. at family went to the Brunswick sta- 4). Solar consulted with negoti- another to offer Beverly tion assistance. Lekan’s ator from the Southwest Enforcement Bu- mother and pleaded sister with the police reau, they request concluded that the to be allowed speak with Mr. Lekan to to speak priest to a was a danger sign however, calm the situation. police, indicating that Mr. might be con- any family refused to allow members to templating a murder-suicide ritual. with Mr. Lekan. speak thereafter, Shortly an armored vehicle Between 7:00 and 7:30 p.m., Beyer Chief from the Cleveland Department Police ar- requested an assessment from James Pol- rived on the Beyer scene. Chief ordered zner, a mental health professional at the the armored vehicle to drive onto the front scene. Polzner had been monitoring con- lawn and illuminate the Lekan house. Of- versations between Sergeant Solar and ficers inside the attempted vehicle to com- Lekan. Beyer Mr. Polzner told Chief that municate with Mr. Lekan over a loud- the threat level high. Beyer Chief speaker, but no response. received Later if then asked the officers at the scene had morning, the armored vehicle rammed pursue reason not to a tactical solution to through living room injected wall and Beyer the standoff. input asked from more gas tear into the in hopes house psychologist scene, another on the who eliciting a response from Mr. Lekan. Be- responded by asking rhetorically why Bey- a.m., tween 4:00 and 5:00 the police heard was considering er a tactical assault. gunshots coming from inside the residence. a.m., At 11:00 Beyer Chief ordered the Ultimately, Beyer decided to or- *8 push vehicle to through garage the door. an entry der armed into the Lekan house. response There was still no from Mr. Lek- plan, Pursuant to the assault the ERT Finally, an. the conducted another team threw devices incendiary into the operation. tactical rescue A room-to-room while using battering house ram to break search of the residence conducted. the open front door. Tear gas was also search, During the the officers found the during plan used the assault. The failed bodies of John Lekan and J.T. Lekan. when one of incendiary the devices ignited John Lekan had his son shot and then a fire in the entrance hall and the lead killed himself. stopped officer put out the fire. The police lost the as a initiative result. Mr. The details of this are well sum- standoff exchanged gunfire police, with the sixty-seven-page report marized the of and two more injured. Callis, officers were P. William who was hired the In expert. his plaintiffs’ in- retained as City to conduct Council
Brunswick he reviewed Fyfe Mr. Dr. notes that report, of the incident. review dependent report of Special investigative reports, FBI the Callis, was a former who Callis, in his six depositions *9 Qualified Immunity Against B. Claims I it a to inter- 3. believe was mistake Defendants Individual Officer deal rupt entry try the tactical in the fire front door. against the indi Appellant’s claims at 514. J.A. De of the Brunswick Police vidual officers evaluated under partment must be The record also includes the thirteen- Ph.D., immunity. Accord- qualified framework of report Fyfe of James J. who page
501
ing
qualified
to the doctrine of
immunity,
district
correctly
court
that exigent
found
“government
performing
officials
discre
justify
circumstances existed to
a warrant-
tionary
generally
functions
are shielded
less
A
entry.
entry into a
officer’s
liability
from
civil damages
insofar as home without a warrant
is presumptively
their conduct
clearly
does
violate
es
unconstitutional under the Fourth Amend
statutory
tablished
or
rights
constitutional
ment. O’Brien v. City
Rapids,
Grand
23
of
person
which a reasonable
would have
(6th
990,
Cir.1994).
F.3d
996
Warrantless
known.” Harlow v. Fitzgerald, 457 U.S.
permitted, however,
entries are
where “ex
800, 818,
2727,
102 S.Ct.
Hancock, F.2d not whether the *12 504 to be controlled deliveries holding summoning Circuit lights while house with the
ed
po
the
a
created
“blaring
exigent
call of
circumstances
the
suspect with
the
to
suspect
lice,
police
opportunity
exit-
had the
1161. The
“the
Id. at
bullhorn.”
executing
he
to
carrying
pistol,
prior
a
which
a
warrant
obtain search
the house
ed
doorway of the
dwelling,
the
delivery
down inside
at that
then set
the controlled
Cresta,
then
so.”);
him and
police
arrested
v.
house.
to do
U.S.
chose not
but
house,
Cir.1987)
a
of
seizing
(1st
(“Thus,
number
538,
the
the
searched
F.2d
553
826
firearms,
Id.
held
including
pistol.
the
We
the time
not have controlled
agents could
the home
search of
the warrantless
place,
delivery
the fake
took
at which
by exigent circumstances.
justified
was not
finding
a
necessary element to
which is a
no substan-
“[t]here
explained
We
deliberately created
government
that the
Morgan
danger-
tiated evidence
denied,
circumstances.”),
exigent
cert.
the
or crime of
grave
or that a
offense
ous
2033,
100 L.Ed.2d
486
U.S.
even threat-
or
had occurred was
violence
(1988).
618
emphasized the
at 1163. We
Id.
ened.”
Moreover,
ereated-exigency
the
need for immedi-
any demonstrated
lack of
some show
typically required
have
cases
action, noting
police
that the
had suffi-
ate
the
part
conduct on the
ing of deliberate
shop
at a
coffee
time to meet
local
cient
intentionally to
evincing an effort
police
situation,”
before decid-
and
1
“assess!
requirement.
the warrant
See
evade
at 1162.
the house.
Id.
ing to surround
(“This
507
fact,
objective
the clear
of the
Philadelphia
it was
re
quirement.
Cir.)
(3rd
(Scirica,
re-
remove them from the house and
Litig., 49 F.3d
(holding that
J.,
dissenting)
concurring
them from the control of Mr. Lekan.
move
house
incendiary
against
devices
use
restrained
Mr.
Their movement was
seizure,
“force with
it was use of
(or
case,
was
her own
Mrs. Lekan’s
the house or
entry into
gaining
the aim of
condition),
police.4
physical
denied,
out”),
occupants
cert.
forcing the
control
The fact that the
exercised
L.Ed.2d
house
over the environment
the Lekans’
(1995);
F.2d
Stallcup,
Ginter
does not demonstrate that Mrs. Lekan and
Cir.1989)
that set
(holding
distinguishing
her son were seized.
fire to “smoke out” barri
ting budding on
feature of a seizure is the restraint
subject
to Fourth
suspect
caded
his or her
subject’s liberty specifically,
—
test to deter
reasonableness
Amendment
away.
over one’s
freedom to walk
Control
property
mine whether destruction
a seizure
environment does not establish
warranted).
Because we conclude
restricts the
unless that control somehow
purposes
Lekan was seized for
Mr.
subject’s
liberty. There are no
physical
Amendment,
therefore ana
Fourth
this was
alleged
suggest
facts
that would
solely
him
actions toward
lyze
police’s
*15
the case for Mrs. Lekan or her son.
test of
objective
the
reasonableness
under
Amendment. See Graham
the Fourth
though we conclude that the
Even
Connor,
386, 394-95, 109 S.Ct.
490 U.S.
that Mr.
finding
district court erred
(1989)
(holding that
Under this we hold that sum- immunity where fire used to mary judgment for the defendants was group gun' smoke out barricaded after bat appropriate. deadly used force tle, because it could not conclude that “in only during the tactical assault on the Lek- light pre-existing law the unlawful however, At point, ans’ home. it is ness of either dropping explosive or undisputed that Mr. firing Lekan was on letting officers, fire burn should have been posed and he therefore omitted)). apparent” Russo, (quotation immediate threat to the Al- officers. 1044-45, though the facts viewed most 953 F.2d at we held that favorably to the plaintiffs reveal that Mr. Lekan was defendant officers were entitled to not an immediate threat qualified when the officers immunity as to the claim that attempting were not entry, forcible nei- they used in firing unreasonable force mul any deadly ther was there use of force at tiple times with gun a non-lethal Taser Moreover, these times. it undisputed upon mentally suspect disturbed wield that Mr. actively Lekan was resisting ar- ing two knives. noted that “although We rest; indeed, he demonstrated that he plaintiffs’ allegations may genu raise a any would on fire officers who entered the ine issue of material fact as to whether the circumstances, house. Under these reasonable,” use of the Taser was we could only can conclude that the use of the bat- not conclude that the defendant’s “use of *16 tering devices, ram and incendiary the non-lethal force to a potentially subdue which were against directed Mr. Lekan’s homicidal transgressed individual clearly home but person, not his were objectively established In reaching law.” Id. this con applied reasonable as to Mr. Lekan. At clusion, emphasized that the defendant least one court greater has found far de- “deployed the in Taser an effort to obviate struction property of to be reasonable at the need for lethal force.” Id. at 1044. summary the judgment in stage the con- Similarly, here the defendants did em text of an armed and barricaded individual. force, ploy lethal except during those occa Ginter, F.2d at (holding plain- 869 389 sions when Mr. directly upon Lekan fired question tiffs failed to create a jury as to them. We are controlling aware of no burning whether down house where heavi- precedent holding since Russo that the use ly fugitive armed was barricaded was un- against of non-lethal force an armed and force). light reasonable use of of Mr. suspect volatile constitutes excessive force. willingness deadly Lekan’s to use force We therefore conclude that the defendants against arrest, the in resisting are entitled to qualified immunity on the non-deadly use of gas force such as tear Appellant’s excessive force claim. psychological tactics, ill- perhaps while considered, any was not excessive under 3. Substantive Due Process Claim Indeed, version of the facts before us. Appellant has presented no evidence to We also conclude that the district court indicate that Mr. physically correctly Lekan was determined that the conduct of any harmed in way by by the force exerted during two-day standoff did police. not violate the substantive due process
509 food, shelter, e.g., clothing, human or her son. As Beverly Lekan rights of needs — “ care, safety and reasonable explained, ‘[t]he has medical Supreme Court —it of protection is limits on process transgresses of due substantive touchstone arbitrary action of against individual the Eighth state action set Amendment the fault lies in a 200, whether government,’ and the Due Process Clause.” Id. at fairness, procedural denial of fundamental 998. S.Ct. any power of without or the exercise ” County justification.... settings,
reasonable
Even in noncustodial
of
845-46,
883,
Lewis, 523
v.
U.S.
however,
Sacramento
may
state officials
violate the
(1998)
1708, 140L.Ed.2d 1043
S.Ct.
Due Process Clause when their affirmative
McDonnell,
v.
U.S.
(quoting
directly
vulnerability
actions
increase the
Wolff
(1974)
510
In order to establish a constitu
is a matter for
(quotation
closer calls.” Id.
violation,
omitted).
however,
enough
tional
it is not
and citation
to show a causal connection between state
falling
Whether conduct
within
private
action and an act of
violence.
this
range”
“middle
reaches the level of
process guarantee
due
does not en
“[T]he
shocking depends upon
conscience
body
imposing
tail a
of constitutional law
facts and circumstances of the individual
liability whenever someone cloaked with
case. As the Supreme
recently
Court
ex
Lewis,
authority
state
causes harm.”
523 plained, conduct “that shocks in one envi
848,
U.S. at
1708. The Appellant
S.Ct.
may
ronment
patently egregious
not be so
must demonstrate that the state acted with
another,
preserv
and our concern with
requisite
culpability to establish a sub
ing
proportions
the constitutional
of sub
process
stantive due
violation under the
stantive due process demands an exact
Supreme
Fourteenth Amendment. As the
analysis of circumstances
any
before
abuse
explained,
requires
Court has
that the
power
is condemned as conscience
§
plaintiff
challenged
show that the
shocking.”
850,
Id. at
513
Farmer,
837,
at
effectively give
the inference.”
would
To hold otherwise
the infer
any
Having
risk
114
1970.
drawn
licence to take
free
ence,
an armed
to act in a
hostages in
must act or fail
lives of
official
with the
situation,
they
as
did
long
demonstrating
as
“reckless or callous
manner
standoff
sadistically with the
maliciously
toward
individual’s
act
indifference”
court
Cosme,
harm. The district
to cause
intent
v. Cruz
rights. Landol-Rivera
concern,
that it
explaining
(1st Cir.1990).
this same
791,
noted
906 F.2d
that,
Mr. Lekan
because
“not believe
did
record,
little
From
there is
doubt
defendants
dangerous, the
armed and
Beyer drew the inference that
that Chief
by any
order
attempt
to restore
could
Mr. Lek-
aggressive
might provoke
tactics
they
long as
did
so
means whatsoever
dangerous
in a
manner to-
respond
an to
J.A. at 69
the Lekans.”
intend to hurt
deposition,
and child. In his
ward his wife
19).
(Dist.
Op. at
Ct.
frankly explained that
Beyer quite
Chief
Nevertheless,
under
even
a violent
possibility [of
reaction]
“[t]hat
stan
exacting deliberate indifference
more
throughout the entire crisis situa-
existed
has
dard,
Appellant
conclude that
tion,
were concerned that that was
so we
material fact
genuine issue of
not shown a
would
J.A. at 393
happen.”
in fact what
the police
conduct of
to whether the
198).
Beyer
at
also
(Beyer Dep.
shocking
level of the conscience
rose to the
possibility
indicated that he considered
pre
circumstances
particular
under the
when evaluat-
a murder-suicide reaction
of
has been
indifference
Deliberate
sented.
advisability
initiating an assault
ing the
of
recklessness, and
subjective
with
equated
vehicle,
hoped
he
the armored
but
§
to show that
plaintiff
requires
aggressive
his
Mr. Lekan “would take
disregards
knows of and
the state “official
at 396-97
police.”
out on the
J.A.
action
health or
victim’s]
risk to [the
an excessive
206-07).
(Beyer
Dep.
Brennan, 511 U.S.
safety.”7 Farmer v.
record, however,
from the
It seems clear
1970,
825, 837,
128 L.Ed.2d
114 S.Ct.
that further
Beyer also knew
that Chief
(1994);
Flor
see also Stemler
posed substantial
delay and inaction also
Cir.1997)
ence,
example, con-
report,
The Callis
risks.
indifference
deliberate
(applying Farmer’s
balance, a strate-
although, on
cluded that
claim
Amendment
standard to Fourteenth
generally is the best
stalling
for time
gy
denied,
setting), cert.
in non-institutional
has its
hostages, stalling
to reduce risks
140 L.Ed.2d
U.S.
undisputed
and risks.
own drawbacks
(1998). Thus,
must both
“the official
and draw-
suggest that these risks
facts
the inference
facts from which
be aware of
decisions
Beyer’s
into Chief
backs factored
that a substantial risk
could be drawn
deploy the
tactical assault and
exists,
to initiate a
he must also draw
harm
serious
suggesting
offi-
that "the defendant
pretrial
evidence
than
detainees
prison inmates rather
exposed to informa-
being
had been
cial
sued
liberty we
persons enjoying unrestricted
or
concerning
and thus 'must have
the risk
tion
proper answer ...
imply nothing as to the
Farmer, 511 U.S. at
it.”
known' about
by holding,
security
prison
context
outside the
Moreover,
concept
"the
tions, it was Beyer reasonable for Chief experience, same capabilities, equip or conclude a tactical solution would be ment for dealing with hostage situations required eventually. that were possessed by city police. against Viewed backdrop, do not After unsuccessful negotiate efforts to a think it would appropriate say be resolution, the gunman killed his wife and Beyer Chief acted with callous indifference then himself. The Fifth Circuit concluded injury to the risk of to Mrs. or her that the actions of the sheriff did rise Instead, son. appears it Beyer that Chief to the level of conscience-shocking behav a decision required made a balancing ior. Id. at 309. The Court reasoned presented by risks aggressive action the did not “cut officers off all avenues of against the presented risks by further de rescue ... without providing an alterna lay. This is not a situation where the Rather, tive.” Id. at 308. the officers police deliberately refused to take obvious rescue, “controlled the conduct of a steps that would decrease the risk or aban considering factors such safety as the doned the in dangerous Lekans environ those involved.” Id. The mere fact that ment. See Indep. Dallas Sch. Leffall department sheriffs possess did not Dist., (5th Cir.1994). In the best equipment available did not ren stead, Appellant challenges Bey der the decision to handle the standoff er’s among choice necessarily risky alter conscience shocking. Id. at 310. native tactics in undertaking an effort to Andrews, Mrs. rescue Lekan and her son from dan F.2d at the D.C. ger. Merely demonstrating Circuit that Chief addressed a Fourteenth Amend- Beyer incorrectly assessed ment claim competing asserted on behalf of suspect may risks negligence demonstrate on Chief who drowned while attempting to evade Beyer’s part, but it is not enough to the police. show The suspect dove into a chan- disregard callous safety of Mrs. nel being after confronted a police offi- her son. Id. drown, cer. suspect When the began to *22 that to important remember risks. It is to assist boat private a hailed officer the prob- mental serious Czajkowski, suspect that the Seeing man. the and lems, the shot Jordan unconscious, the boat told previously on had a woman him, in to save becom- to dive demands that were making she needed officer had been hindsight, that she In the officer bizarre. increasingly informed ing and Id. The rescue. negligent such a to execute were police trained the state maybe into the go to her not directed path, officer a have taken different and should man was water, drowning the because con- applicable not the negligence but dangerous. be and could prisoner escaped standard. stitutional the officer’s that concluded The court Id. Id. citi- private the interfering with action of of the light facts in Viewing the instant a not demonstrate effort did rescue
zen’s cases, Ap- the that we conclude foregoing safety. suspect’s for the disregard reckless to facts sufficient has not shown pellant it is that explained court Id. at 1271. indifference. a claim of deliberate support a state “for violation constitutional not a Mrs. rescue,” Here, to rescue attempted police the ineffectual attempt an to officer private part the from a threat negligence on and her son mere therefore and the that there was undisputed rescue in the conduct It is violence. of the officers course any Amendment and danger, way a Fourteenth out not state no clear did Moreover, the significant court at 1270. entailed police Id. the pursued violation. entitled, best, if not were police has shown at explained Appellant, “the risks. citizen on private obtained prevent [the obliged, Beyer should have that Chief the her life in endangering from boat] mental health the from the information more at Id. effort.” rescue police of a may course and have scene on the professionals 1271. the risks assessment of an incorrect made indifference, how- Deliberate as a result. Houstoun, 164 Kepner v. Finally, in con- ever, police that the act requires (E.D.Pa.2001), ad- the court F.Supp.2d 494 of serious known risk of a disregard scious closely analo- situation a factual dressed in which this one such as injury. In cases Kepner, an case. instant gous risks, plain- a among must choose diagnosed officers also a who was individual aimed “knowingly that employer must show former tiff took his schizophrenic course opted a unreasonably” barricad- and hostage person and another substantially great- A two- office. that entailed employer’s conduct himself in ed ultimate- available alternatives. than the ensued. The risk day standoff er total assault, 1970. Farmer, a tactical undertake U.S. at decided to ly agree became may demands hostage-taker’s hindsight, we after the Although, ill-advised, As increasingly erratic. were made the decisions shot office, hostage-taker negli- Beyer was stormed that Chief may agree also Id. 497. hostages. killed himself one inform better failing gent conduct of decision, The court found would not making the before assault did undertaking tactical callously he the conclusion lead to either under conscience not shock injury the risk disregarded indiffer- or the deliberate intent to harm family. theAs court Id. at 500. ence standard. better allegation Appellant’s
explained: tech imaging thermal such as equipment, had surely grave action While their improved which could nology, grave had risks, action also taking no chances assault, successful would correctly granted summary judgment have been available to Beyer if he the defendants toas the Appellant’s Four- had longer waited to order the assault is teenth Amendment claim.
similarly A unavailing. state official’s de-
cision to initiate a rescue with suboptimal
Municipal
C.
Liability
equipment sounds in negligence, not delib-
Having concluded that the Appel
*23
Salas,
erate recklessness. See
980 F.2d at
lant has not shown a genuine issue of
Indeed,
309-310.
case,
in the instant
material fact
any
as to
of the asserted
Appellant has not contradicted
Bey-
claims,
constitutional
we therefore con
deposition
er’s
testimony that he had no
that
clude
the district court
dis
correctly
way of knowing that
thermal
imaging
missed the Appellant’s municipal liability
equipment would later become available.
Where,
here,
claims.
a municipality’s
Therefore, his decision to act without the
liability is
on
alleged
the basis of the un
benefit of such equipment cannot be said
constitutional actions of
employees,
its
it is
to be deliberate.
necessary to show that
employees
in
There can
little
be
that
doubt
the facts
flicted
constitutional harm. City
Los
of
of the instant case show that the actions
Heller,
Angeles v.
796, 799,
475 U.S.
106
of
police were,
instances,
in many
ill-
1571,
(1986)
S.Ct.
89
(“[N]ei
L.Ed.2d 806
advised and poorly executed. Like the
ther Monell
Department
[v.
Ser
Social
of
court,
district
arewe
not convinced
it
City
York,
vices
New
658,
98
of
of
was necessary
prudent
or
to
undertake
2018,
(1978)7
conclusions dissenting. HULL, Judge, District its constitutional than grounds different the I believe I dissent. Respectfully, not ad are grounds These rulings.8 quali- exigent circumstances of issue brief. Appellant’s in the anywhere dressed jury. for the issues immunity were fied them. consider Therefore, decline to ad- O’Brien, court district the Citing Appellant’s the liberally, Read circumstances exigent of the issue dressed court’s district address does brief as follows: as to judgment summary of grant only where exist circumstances Exigent it chal claims, as insofar death wrongful conse- and serious “real, immediate conclusion court’s the district lenges were certainly occur ... would quences were and his son deaths Mr. get action to postpone officer by the defendants. caused proximately O’Brien, F.3d a warrant.” political aof Nevertheless, employees as omitted); (citations Cir.1994) are defendants subdivision, the individual 2091. Welsh, at their immunity unless statutory entitled then, Mr. issue, is whether The with malicious were or omissions “acts family to his a threat posed or in a wanton faith, or in bad purpose, real and immediate. both Ann. Rev.Code Ohio manner.” reckless be- disturbing particularly is This issue (Banks West 2744.03(A)(6)(b) Baldwin § po- [sic] the Brunwick way of the cause em 2001). recklessness for The standard the ‘sit- to handle chose department lice “[t]he holds that courts by Ohio ployed officers two They sent uation.’ disregard of in reckless is conduct actor’s conclusion, exigent was its pass claim is the observation exception to this one 8. The officers’ warrant- justified the circumstances trespass discussion court’s district conclude we also 24-25). entry. Because less (Dist. Op. at Ct. at 75-76 J.A. claim. a matter existed exigent circumstances by district court asserted grounds sole claim. this law, court on district we affirm the tres- summary judgment on granting (one posing house as civilians dispute This of fact is further bolstered jeans sweatshirt) on the off chance report of William Callis which is that Mr. Lekan —a paranoid significant known because he was hired by the might let these in to “talk strangers defendant of Brunswick to conduct an his wife.” -A stable person independent would review In incident. have let them in. To addressing think their exigent circumstances, chances al- of entry might increase after though majority unsuccess- finds that this was a fully attempting hostage situation, to deceive him and then report his prepared claiming defendants, to be officers was simply explains Callis’ why foolhardy. this incident did not could have involve a hostage chosen situ- any other, ation: number less confrontation-
al, ways to check on Mrs. Lekan her Upon situation, reviewing this I am of son. Although this particular incident opinion that the Lekan matter was appears to triggered the unfortu- hostage not a A hostage situation. nate followed, series events that person defined as a held and threat- Court must determine whether exigent subject ened to force the fulfill- circumstances existed the precise mo- ment of certain substantive demands ment the officers entered the house. party. on a third situation, *25 there was not by a threat Mr. Lekan to Although the district court cites O’Brien harm son, Mrs. or Lekan their nor was for the definition of exigent circumstances, there a substantive demand Mr. Lek- and concludes that this is a decision the Therefore, an. appears it that Beverly court, O’Brien also teaches that whether son, Lekan and her Lekan, John T. were exigent circumstances existed “is a ques- not actually hostages, but were victims tion for jury that, the provided given the of Mr. Lekan’s actions. They in were matter, evidence on the there is room for a the residence when Mr. Lekan commit- difference opinion.” of Id. at 997. In the ted his criminal act and he afforded us, case before the district court expressly them no opportunity to leave. recognized existing dispute material of Many hostage situations nego- involve a in regard exigent circumstances as fact process tiation bargaining ap- —or follows: proach meet certain demands. In —to Defendants contend exigent circum- situation, this there were no substantive justified stances entry warrantless demands as Mr. Lekan did want because Lekan presented Mr. an imme- anything the provide. authorities could diate threat to his family. dis- Plaintiffs He already what had he wanted —his agree that, on the basis prior to visiting family and he already was in his own home, defendants admitted there home, (emphasis in original). was no probable cause arrest Mr. Callis’ also concludes that there were a Lekan no exigent and ex- circumstances options number of open to the defendants Further, isted. the officers never saw a which would also negate exigent circum- crime being committed, nor they did stances: hear Mr. Lekan anyone. threaten However, after reviewing matter, this I upon Based this fact, dispute material of can’t help but if wonder there was not a there is room for a of opinion difference on way better of conducting the “welfare the issue exigent of circumstances and this check” at the Lekan Perhaps residence. issue was a jury. the police could have asked a relative of to arrest threatened after officers accident at home her telephone
Beverly Lekan’s of vehicle not return if she did her telephone, on she was once and abusive, boyfriend. intoxicated her verify to her to speak could minutes after five occurred identity accident fatal well. The were her son and she boyfriend’s to her her returned Lekan’s officers Mrs. numbers telephone and scene. left the vehicle, boyfriend her and to the authorities. available was relatives Stemler, that Black court concluded this In organization visiting nurses offi- defendant custody of the in the telephoned was Lekan for Mrs. caring was they had affirmative- sense that Ewolski, on the cers mother, Helen her liberty, her her of deprive ly her that acted to advise 81 to March morning of refusing to merely negligently nurs- rather than to a go requesting Beverly was her. protect act to investiga- further Perhaps ing home. have determined could
tion in which Chief to the manner regard allowed status Lekan’s health standoff, district Beyer conducted between the confrontation in footnotes summarizes court some- avoided until be John Order: Opinion and Memorandum posses- John’s about be done thing could radical solutions are tactical 12 Armed condition. his mental of firearms sion last resort only as a used strategies there finds majority Although the it here Use of situations. hostage officers immunity for the com- Beyer qualified Police premature. opinion case, unpublished in the after only five hours plan this menced the Laxton, F.3d still Carpenter There was began. the standoff (6th (Tenn.)), held that it was resolution peaceful WL hope for the existence surrounding re- completely if the had facts time. Mr. *26 a and are in dispute, was exigent circumstances There from confrontation. treated than one more draw or jury family could his rational that he harmed no evidence facts, there conflicting them, the he was from and inference harm to intended fact of material was genuine issues There are also at officers. shooting are not the officers the carry whether or to out regarding manpower insufficient Therefore, immunity. time, the and qualified to this successfully entitled plan a regard to summary judgment equip- have the yet I believe did not defendants inappro- violation was location Fourth Amendment the determine ment to circum- exigent a addition, had plan the issues the priate and In residents. immunity should qualified It called stances of failure. probability high jury. to a with through submitted the house have been run to officers Lekan looking Mr. weapons loaded exces plaintiffs’ the I also believe the through creating diversion after to the gone have claims should sive force unclear It incendiary devices. use of con case, court the district this jury. In had have done police would what because no seizure there was cluded that in close been discovered Lekan Mr. Mrs. intend to arrest Beyer did not Chief Also, in- family. his proximity son, Mr. because her Lekan or house, a fire devices set cendiary How his own home. himself barricaded to stop to had then officers which the Florence, 126 ever, in Stemler put out. denied, Cir.1997), cert. F.3d 856 to this vehicle Beyer ordered 1796, 140 L.Ed.2d 1118, 118 S.Ct. U.S. negoti- informing his chief scene without a car was killed (1998), Black Conni ator, Thus, Sergeant Solar. the vehicle armed officers with the armored vehicle appeared on the scene Solar while their surrounded home. Consequently, I still attempting negotiate to peaceful believe the Lekans were in the custody of resolution of the standoff. This could defendant officers in the sense that the only confirm paranoid Mr. Lekan’s officers sus- had affirmatively acted deprive picion that all were out of them get of their liberty. him, and that he could not trust them. Taking the evidence in a fight most fa- Although the loudspeaker vehicle’s or- vorable to plaintiffs, given the advice Mr. pick dered up the tele- detailed by Callis that Beyer Chief had phone or come house, out of the from mental professionals health at the phone line had been disconnected —fur- scene, the evidence in this case would sup- ther reinforcing Mr. paranoia. Lekan’s port finding by the jury that in conduct-
And while an armored vehicle circling a standoff, ing the Beyer Chief did not act home, flooding it with light, and caving with “objective reasonableness.” There- the walls in might cajole a sane person fore, summary judgment should not have into submission authority, this granted been in regard to plaintiffs’ strategy was riskier with an unstable Fourth Amendment claims. person such as Mr. Lekan. alternative, In the even if there nowas addition, the report Callis, of William seizure, the defendants could been in regard to his interview with Chief Bey- found to have used excessive force under er, indicates that the electric power to the analysis of a Fourteenth Amendment Lekan home was cut off manipulate “to Claim. The district court concluded that environment,” Mr. Lekan’s “the lack Beyer Chief was held to a indif- deliberate power allowed to control the ference standard in regard to his supervi- area.” Mr. Lekan’s access to the outside standoff, sion of the and under the facts of was also restricted by open telephone fines ease, this claim could not sum- survive the negotiators between and the Lekan mary judgment plaintiffs because the could residence. According to report, Callis’ it not show that he was deliberately indiffer- Beyer’s belief that use of the ent to an obvious risk of harm actually armored vehicle would show Mr. Lekan suffered plaintiffs. potential “enough force get him to sur- *27 upon Based the factual circumstances of render,” and force was also by shown the case, this Beyer Chief had a reasonable many armed officers who were opportunity to and deliberate consider var SWAT, members of the teams that sur- ious prior alternatives electing a course the
rounded Lekan home. action, of and his would actions be deemed Construing the facts in fight a most shocking if they were taken conscience— plaintiffs, favorable to the it is obvious that with “deliberate indifference” towards the all the members of the Lekan family were plaintiffs’ federally protected rights. Dar by affected the actions of police in the Park, rah v. City Oak of controlling home, (6th communications Cir.2001). to the in Viewing the facts sum the control of their by environment cutting marized by the district court in fight a off power the to the home which left them most favorable to the plaintiffs, I believe a without heat and electricity, by the intro- rational jury could find that Beyer’s Chief duction of gas tear into their by home course of action was deliberately indiffer who officers used ferret rounds fired from ent a jury because rational could conclude shotguns, and the show of force as that there anwas obvious threat of physi- when fed jurisdiction (and pendent of exercise potential the the Lekans injury to cal trial. very before the dismissed injury was issues are eral physical of threat check,” FDIC, “welfare Cir. F.2d the officers’ premise Gaff v. knew also Begley Chief place). 1987). However, first court in this in the district his men- and that paranoid Mr. plaintiffs’ each did address case behavior unpredictable condition and tal to the finding merit no claims after state in re- contend with major factors were these I claims. believe federal plaintiffs’ of spite incident. the entire gard have been dismissed should claims state advantage he did take knowledge, this prejudice. without professionals health of mental the advice CONCLUSION In addi- at the scene. present were who herein, on based stated For reasons told that tion, specifically Begley was case, I be- in facts this disputed material in physical gas could result of tear use the defen- summary judgment however, lieve Lekan, ignored he to Mrs. harm federal deliberately plaintiffs indif- regard her and was dants risk to her. danger to to the was inappropriate, ferent and state claims have should of the trial court judgment immunity was also qualified The issue and remanded. reversed been Stemler, F.3d addressed should held that defendants which law clearly established known under to force duty Black they owed had taken after officers way in harm’s
her Black deprived which action affirmative YATES, Raymond Debtor. B. In re case, be- Similarly, in this liberty. her confined had been the Lekans cause Trustee, Hendon, T. William liberty of their deprived home their Plaintiff-Appellee, situation, defendants standoff estab- clearly under have known should Yates, M.D., Profit Raymond P.C. the Lekans they owed B. law that lished Yates, Raymond a situation Plan; them into B. Sharing not to duty force harm. suffer they Defendants-Appellants. would Trustee, where in a case, taking evidence In this No. 00-6023. to the plaintiffs, most favorable light Appeals, Court of United States finding by support would evidence Circuit. Sixth standoff, Chief conducting the
jury reason- objective not act with Oct. 2001. Beyer did Argued: deliberately he ableness and/or 19, 2002. April Filed: Decided and injury to physical threat to a indifferent Banc Rehearing En Rehearing law, he Lekans, a matter and as 20, 2002.* June Denied: *28 Ac- immunity. qualified entitled to not judgment summary I cordingly, believe regard granted have been
should
force claims.
excessive
plaintiffs’
causes
state
plaintiffs’
regard
recognized
action,
has
Circuit
Sixth
court’s
disfavoring a district
rule
general
*
granting the
favor of
voted in
would
Judge
Judge,
Nelson
a Senior
As
rehearing.
petition for
petition.
eligible to vote on
so, Judge Nelson
to do
able
Had he been
notes
the
negotiator,
Agent/Hostage
William
M.
Involving John
inci-
of Incident
in the
“Review
who were involved
officers
Ohio,
Lekan, Brunswick,
April
March
many of the state-
agrees with
dent. He
the benefit of
Summary,” that he had
in the
and conclusions contained
ments
four-hundred-page
reviewing
almost
vio-
summary, and notes numerous
Callis
pre-
the incident which was
report about
police cus-
generally accepted
lations of
Depart-
Police
Brunswick
pared
to the initial
regard
practice
tom and
cooperation
also had the limited
ment. He
and the result-
entry of the Lekan home
personal-
and he
police department,
addition,
report de-
In
his
ing standoff.
and indi-
numerous officers
ly interviewed
Po-
inadequacy of the Brunswick
tails the
Mrs. Lekan about
including
viduals
training
policies and
Department’s
lice
incident.
emotionally
regarding encounters with
persons.
disturbed
summary,
In
Callis addressed
his
dur-
place
which took
operations”
“tactical
standoff,.and
ing
concluded:
II. ANALYSIS
above, I
summary,
I have set forth
as
A.
of Review
Standard
matter could have been
don’t believe this
traditional form
through
resolved
grant
court’s
We review
district
negotiations.
I believe
hostage
to the defendant
summary judgment
path of self
out on a
John
set
de novo. Aiken v.
Mem
officers
Puzella
destruction when he shot Officer
(6th Cir.1999),
190 F.3d
cert.
phis,
Friday afternoon.
I believe that
on that
denied,
1164, 145
528 U.S.
willing
“protect-
die
John Lekan was
(2000). Summary judgment
L.Ed.2d 1075
and,
ing”
home and his son
because
his
dispute
no
proper only when there is
disorder, I think he be-
of his mental
of fact and one
question
to a material
doing just
protect-
he was
lieved
judgment
that —
as a matter
party is entitled to a
himself,
home,
family.
and his
ing
his
56(c). Viewing all
of law. Fed.R.Civ.P.
67).
(Callis Report
at 514
Callis
facts and inferences drawn therefrom
J.A.
nonmovant,
three criticisms
re-
noted that he had
light
most favorable to
gard
operations:
to the tactical
whether
this court
then determines
presented is such that a reason
entry into the
evidence
1.
I believe the tactical
Aiken,
jury
party.
too
could find for that
Lekan residence was conducted
able
(citing
at 755
Matsushita Elec.
soon into the stand off.
Corp.,
v. Zenith Radio
Indus. Co.
try to
2.
I believe it was a mistake to
574, 587,
