Embery Jackson McBride v. Bob Sharpe, Warden, Dodge Correctional InstitutionEmbery Jackson McBride v. Bob Sharpe, Warden, Dodge Correctional Institution
INTRODUCTION
This case concerns a federal habeas petition under
In Part I of this opinion, we detail the background and extensive procedural history of this case. In Part II, we address the
I. BACKGROUND AND PROCEDURAL HISTORY
A. Indictment and Trial
A Muscogee County, Georgia grand jury charged Embery Jackson McBride by indictment with the November 1985 rape and aggravated sodomy of a fourteen-year-old girl,
P.C.E. testified at trial that McBride offered to give her a ride home from a Columbus, Georgia game room at approximately 1:00 a.m. on the night in question. On the way, McBride gave a ride to a friend and stopped at a restaurant. P.C.E. said that instead of then taking her home, McBride drove to a secluded area, told her he had a knife, and ordered her to get in the back seat and to remove her clothes. She then told the court that McBride repeatedly raped her and forced her to perform oral sodomy before leaving her at home around 3:00 a.m. P.C.E. identified McBride as her assailant.
The emergency room physician who examined P.C.E. after the attack wrote in his medical report that he found abrasions indicating recent “aggressive” sexual intercourse. He testified to this effect at trial. His report also indicated that his staff recovered foreign pubic hairs and other material from P.C.E. and turned them over to Officer Hayes of the Columbus Police.
Sergeant Barker of the Columbus Police testified that she received a license plate number and description of a car from P.C.E. She subsequently traced this number and description to the 1984 Ford Mustang owned by McBride’s mother. Detective Sergeant Hardaway also testified that he went to McBride’s house to investigate the automobile. Hardaway looked in the ear and noticed a bright pink sock on the floorboard of the passenger side of the car. He then knocked on the door of the McBride home. McBride’s mother answered the door, ’acknowledged owning the 1984 Ford Mustang, and signed a consent form permitting Detective Hardaway to search the car. Hardaway searched the car, retrieved the pink sock he had noticed earlier, and impounded the car. P.C.E. testified that the sock retrieved by Detective Hardaway was one of the socks she had been wearing on the night she was raped.
Lastly, the prosecution offered the testimony of the victim in McBride’s 1982 rape and aggravated assault convictions. The defense objected and moved for a mistrial on the ground that her name had not appeared on the prosecution’s witness list as required by
The defense presented the testimony of a Colonel Poles, who said he met P.C.E. at the game room after the incident. Poles said P.C.E. indicated that she had left her shoes and socks in McBride’s car and had gotten in trouble with her parents for staying out late. According to Poles, P.C.E. said her parents told her to call the police. Poles said P.C.E. told him McBride did not rape her. On cross-examination, Poles admitted that he met McBride in jail, but asserted that his conversation with P.C.E. had occurred before meeting McBride.
McBride then testified in his own defense. He acknowledged meeting P.C.E. that night, but asserted that they had only talked. He denied raping P.C.E. or forcing her to perform oral sodomy. He said that they sat in his car for a while outside the game room talking, and that she removed her shoes and socks while in the car. The defense offered a photo McBride had taken of P.C.E. and a slip of paper with her address and phone number in her own handwriting. McBride claimed
After deliberating approximately two hours, the jury found McBride guilty of rape and aggravated sodomy. The judge sentenced McBride to two concurrent life sentences.
McBride, through newly appointed appellate counsel, filed a motion for a new trial on the grounds that the verdict was “contrary to the evidence and without evidence to support it,” “against the weight of the evidence,” and “contrary to law and the principles of justice and equity.” Resp’t Ex. 9 at 333. The trial court denied the motion. McBride then filed notice of appeal.
B. Direct Appeal
McBride’s new attorney presented two issues on appeal: (1) “The [vjerdict [was] contrary to evidence and justice, and ... against the weight of the evidence;” and (2) “Mr. McBride was deprived of the right of effective representation and confrontation by the State introducing the testimony of an unlisted witness during its case in chief.” Resp’t Ex. 1A at 3; Resp’t Ex. IB at 4. Sitting en banc, the Court of Appeals of Georgia reversed McBride’s convictions on the ground that the State failed to notify the defense of a prosecution witness, the 1982 victim, as required by
The Supreme Court of Georgia, however, reversed the Court of Appeals. Primarily due to the Notice of Similar Occurrence filed by the prosecution pursuant to Ga.Unif.Su-per.Ct.R. 81.3, which contained the 1982 victim’s identity, the court held that “the admission of the testimony of this witness was not in contravention of
C. Collateral Review
1. State Habeas
In his state habeas proceeding, McBride asserted claims of ineffective assistance of counsel at trial and on appeal. He contended that the performance of counsel was deficient in the following respects:
(a) Trial counsel rendered ineffective assistance of counsel at trail [sic] in that:
(1) he failed to investigate and interview the State’s witness ... prior to trial;
(2) he failed to request a continuance to interview her prior to her testimony;
(3) he failed to cross-examine her after she gave her testimony at trial;
(4) he failed to conduct an adequate investigation concerning the medical report;
(5) trial counsel failed to properly investigate the impoundment and search of his mother’s car; and
(6) trial counsel failed to interview prior to trial Officer Hayes;
(b) Counsel was ineffective on appeal in that:
(1) he failed to allege that trial counsel was ineffective;
(2) he failed to raise the issue of sufficiency of the evidence; and
(3) he failed to consult with petitioner and advise him of the issues to be raised on appeal.
Resp’t Ex. 10 at 1-2. In support of his claims,' McBride filed a number of exhibits, including the transcript of his 1986 trial.
The Superior Court of Dodge County held a hearing on McBride’s application and received testimony from McBride, his trial counsel and his appellate counsel. It subsequently entered a detailed written order containing its findings of fact and conclusions of law. The court found McBride’s claims without merit and denied relief.
a. District Court
In Ms federal habeas petition, McBride challenged Ms convictions on four grounds: (1) he received ineffective assistance of counsel at trial; (2) he received ineffective assistance of counsel on direct appeal; (3) there was insufficient evidence to sustain a conviction; and (4) the trial court incorrectly admitted testimony by a witness not named on the State’s witness list. Respondent Bob Sharpe filed an answer on behalf of the State of Georgia denying any violation of McBride’s constitutional rights and promising to submit a brief and record excerpts. McBride then filed motions seeking appointment of counsel, provision of documents at government expense, and an evidentiary hearing. He submitted a brief m support of his motion for an evidentiary hearing.
Sharpe subsequently filed Ms brief along with record excerpts from McBride’s trial, direct appeal, and state habeas corpus pro-ceedmgs as required by Habeas Rule 5. His answer and brief included a prayer that the court deny the relief requested and enter judgment in Ms favor. Sharpe based his legal arguments on facts in the record and raised no issues requiring a factual inquiry outside the record.
The district court demed McBride’s motion for an evidentiary hearing and sua sponte issued a memorandum opirnon and judgment denying relief and dismissing the petition. Relying exclusively upon the record excerpts, the court concluded that McBride received a full and fair hearing in the state courts and that he was not entitled to an evidentiary hearing in federal court. Regarding McBride’s claim of ineffective assistance of counsel at trial, the court stated that it made an independent review of the record and determined that McBride received effective assistance of counsel at trial. The district court gave McBride no notice that it was considering a final disposition of Ms petition.
b. Appeal
McBride then appealed the district court’s judgment dismissing Ms petition to tMs court. In his pro se brief, McBride asserts that the district court erred m denying relief on the four grounds raised in his petition and in not appointing counsel for him. After receiving McBride’s pro se brief, we appointed counsel to represent him on appeal. Counsel then asserted that the district court also committed reversible error in failing to comply with the ten-day notice provision of
The prior panel reversed the judgment of the district court based solely upon the district court’s failure to give McBride ten days’ notice pursuant to
II. RULE 56(e) NOTICE AND HABEAS RULE 8(a)
A. Issue on Appeal
The Federal Rules of Civil Procedure apply in habeas corpus proceedings “to the extent that they are not inconsistent with” the Habeas Rules. Rule 11, Rules Governing
B. Standard of Review
The applicability of the ten-day notice provision of
C. Discussion
Rule 8(a) of the Habeas Rules provides for disposition of a habeas petition where an evidentiary hearing is not required. The rule provides:
(a) Determination by court. If the petition is not dismissed at a previous stage in the proceeding, the judge, after the answer and the transcript and record of state court proceedings are filed, shall, upon a review of those proceedings and of the expanded record, if any, determine whether an evidentiary hearing is required. If it appears that an evidentiary hearing is not required, the judge shall make such disposition of the petition as justice shall require.
Rule 8(a), Rules Governing
McBride likens the district court’s action to a sua sponte dismissal under
(c) Motion and Proceedings Thereon. The motion shall be served at least 10 days before the time fixed for the hearing. The adverse party prior to the day of hearing may serve opposing affidavits. The judgment sought shall be rendered forthwith if the pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any, show that there is no genuine issue as to any material fact and that the moving party is entitled to á judgment as a matter of law.
Only one other circuit has directly addressed the applicability of
It appears, however, that the Fifth Circuit has since moved from the standard laid down in
Dillard
toward a more “bright line” rule. In
Young v. Herring,
In determining whether the notice provision of
In
Hill v. Linahan,
In
Allen v. Newsome,
One reason for the disparate results in
Hill
and
Allen
lies in the difference between the two subsections of Habeas Rule 9. Ha-beas Rule 9(a) “is based on the equitable doctrine of laches.” Rule 9(a), Rules Governing
This is an intensely factual determination. Moreover, it relates particularly to facts that are largely within the exclusive knowledge of the petitioner. Thus, a court cannot rely on the state’s representations in ruling on such a motion, and must give the petitioner a reasonable opportunity to present evidence in opposition to the dismissal motion. The notice requirement ofFed.R.Civ.P. 56(c) is therefore appropriate to such a case.
Dillard,
Habeas Rule 9(b), on the other hand, concerns successive petitions and “abuse of the writ.”
7
In
Allen,
the district court relied exclusively on the record from an earlier petition to determine that five claims were successive.
See Allen,
In this case, McBride already knew the contents of the record excerpts before the district court because he was a party in the prior state court proceedings. He does not contend that anything in the record excerpts was inaccurate, incomplete, or misleading.
9
After the district court reviewed the record and determined that an evidentiary hearing was not required, Habeas Rule 8(a) authorized the court to “make such disposition of the petition as justice shall require.” Rule 8(a), Rules Governing
McBride’s habeas petition was therefore “ripe for disposition” without regard to
Finally, after carefully reviewing McBride’s pro se brief and the brief filed by his counsel, we note that McBride does not argue that the district court denied him due process by failing to give him notice that it was considering disposition of his petition under Habeas Rule 8(a). He simply argues that the district court violated
III. OTHER ISSUES ON APPEAL
As we noted previously, McBride received a habeas corpus hearing in Georgia state court. The state court denied relief in a written order detailing its findings of fact and conclusions of law. In a federal habeas ease, a written finding made by a state court of competent jurisdiction after a hearing on the merits of a factual issue in a proceeding to which the petitioner and the state were parties shall be presumed to be correct unless a statutory exception applies.
A. Denial of Counsel
McBride contends in his pro se brief that the court erred in not appointing counsel for him because of his indigence and suggests that this denial of counsel deprived him of a full and fair hearing. It is unclear from his brief whether McBride is challenging the denial of counsel in the district court or in the state habeas court. Because we construe pro se briefs liberally, however,
see Saleem v. Evans,
The Supreme Court has “never held that prisoners have a constitutional right to counsel when mounting collateral attacks upon their convictions.”
Pennsylvania v. Finley,
In federal habeas proceedings, appointment of counsel prior to an evidentiary hearing is necessary only when due process or the “interests of justice” require it.
B. Testimony of Unlisted Prosecution Witness at Trial
McBride again raises the issue of the admission of testimony from the 1982 victim, whose name did not appear on the prosecution’s witness list pursuant to
C. Sufficiency of the Evidence
Our recitation of the evidence presented at his trial makes it apparent that McBride’s contention that there was insufficient evidence to convict him is frivolous. The victim herself testified that McBride raped her and forced her to perform oral sodomy. There was clearly sufficient evidence for the jury to convict McBride.
D. Ineffective Assistance of Counsel at Trial
McBride contends that trial counsel was ineffective in failing to investigate and interview the 1982 victim, failing to request a continuance prior to her testimony, and failing to cross-examine her. He further claims that counsel failed to adequately investigate the automobile and the medical report, and failed to interview Officer Hayes.
To establish ineffective assistance of counsel, McBride must show that: (1) his attorney’s representation fell below an objective standard of reasonableness; and (2) there is a reasonable probability that, but for his attorney’s unprofessional errors, the result of the proceeding would have been different.
Strickland v. Washington,
The state habeas court found that the 1982 victim’s “whereabouts were’ unknown both by the State and the defense” prior to trial. Resp’t Ex. 10, Finding of Fact 7. Given this circumstance, the state court found that it was .impossible for McBride’s attorney to interview her prior to trial. The state habeas court found that trial counsel’s decisions not to ask for a continuance and not to cross-examine the 1982 victim were tactical decisions. These findings are entitled to a presumption of correctness,
see Thames v. Dugger,
Regarding Officer Hayes and the medical report, McBride contends that trial counsel should have had forensic tests performed on the foreign pubic hairs found on P.C.E., which could have revealed that they were not his. Trial counsel stated that as retained counsel, he did not have the funds for forensic tests, and that the hairs were not introduced as evidence by the prosecution. McBride offers no evidence to establish that a forensic examination of the pubic hairs would have shown that he was not involved.
McBride also contends that trial counsel should have further investigated the search and impoundment of his mother’s automobile. He does not argue that the search violated the Fourth Amendment or that the pink sock found in the car should not have been admitted. Rather, he argues that counsel should have investigated the car further, which could have established that there was no evidence to show that P.C.E. had been in the back seat of the car, where she said the rape occurred. McBride offers no evidence
We find no merit in McBride’s assertion that trial counsel was ineffective. It was impossible to locate the 1982 victim before trial. The decisions not to ask for a continuance and not to cross-examine the 1982 victim were clearly informed tactical choices. McBride’s unsupported assertions about what further investigation of the medical report and automobile could have revealed do not establish a reasonable probability that the result of his trial would have been different. We therefore conclude that McBride has failed to establish ineffective assistance of counsel at trial under Strickland.
E. Ineffective Assistance of Counsel on Appeal
McBride’s assertions regarding ineffective assistance of counsel on appeal are equally meritless. McBride contends that his appellate counsel was ineffective for failing to raise ineffective assistance of trial counsel on appeal or in his motion for a new trial, for failing to raise insufficiency of the evidence as a ground for appeal, and for failing to consult with McBride concerning the appeal.
Appellate counsel testified in the state ha-beas hearing that he had a great deal of appellate experience, having handled" over 130 appeals. He recalled McBride’s case as one of the “more promising” he had handled due to the prosecution’s failure to list the 1982 victim. He stated that he only raised two issues on appeal because he thought the failure to list the 1982 victim was clearly meritorious, and he did not want to clutter the brief with weak arguments. He said that he did, however, raise sufficiency of the evidence as an issue on appeal. The state habeas court found that counsel did raise sufficiency of the evidence, and a review of McBride’s Enumeration of Errors and Brief in the Georgia Court of Appeals confirms that finding.
Appellate counsel testified that he investigated the issue of ineffective assistance of trial counsel but subsequently chose not to raise it because he saw no basis for asserting that trial counsel had been ineffective. According to McBride’s appellate counsel, the record developed by trial counsel was “perhaps the most effective record I ever had.” Resp’t Ex. 9 at 75. He also testified that he did not discuss the appeal with McBride personally because he was confined to the trial record and, in his professional opinion, further discussion would not have been helpful.
McBride has not shown that any of appellate counsel’s actions were deficient or prejudicial to his case. The district court did not err in denying relief on this claim.
CONCLUSION
We find
After a thorough review of the other issues raised by McBride on appeal, we find no error in the district court’s denial of relief and dismissal of his petition. We therefore affirm the judgment of the district court.
AFFIRMED.
Notes
. To protect the victim's privacy, we refer to her by the initials P.C.E.
See, e.g., Sandoval v. Acevedo,
.
Cannon v. Ford,
. Throughout this opinion, we use the term "record” to include “the transcript and record of state court proceedings.”
See
Rule 5, Rules Governing
. McBride cites the Fourth Circuit's decision in
Maynard v. Dixon,
. Habeas Rule 9(a) provides:
(a) Delayed Petitions. A petition may be dismissed if it appears that the state of which the respondent is an officer has been prejudiced in its ability to respond to the petition by delay in its filing unless the petitioner shows that it is based on grounds of which he could not have had knowledge by the exercise of reasonable diligence before the circumstances prejudicial to the state occurred.
Rule 9(a), Rules Governing
. Habeas Rule 9(b) provides:
(b) Successive petitions. A second or successive petition may be dismissed if the judge finds that it fails to allege new or different grounds for relief and the prior determination was on the merits or, if new and different grounds are alleged, the judge finds that the failure of the petitioner to assert those grounds in a prior petition constituted an abuse of the writ.
Rule 9(b), Rules Governing
. "Successive" petitions raise claims that were raised and rejected in a previous petition. "Abusive" petitions typically raise new claims that could have been raised in a previous petition.
See Kuhlmann v. Wilson,
. We do not read
Allen
to say that no notice is required under Habeas Rule 9(b);
Allen
simply held
. Had he wished to do so, McBride could have filed a traverse to the answer.
See
Rule 5, Rules Governing
. Indeed, when asked at oral argument what McBride wanted to submit to the district court pursuant to
. The Eleventh Circuit adopted as precedent decisions of the former Fifth Circuit, Unit B, rendered after September 30, 1981.
Stein v. Reynolds Sec., Inc.,
. In the district court, McBride contended that the state habeas court's fact-finding procedure was inadequate because the court adopted a proposed order prepared by the state's counsel. However, in
Campbell v. Wainwright,