Lead Opinion
This case grows out of an avoidable tragedy. Ann and Greg Elwell were in the process of adopting T.S., a young boy who had been in their care almost his entire life. But approximately one month after a
The Elwells brought suit against several state officials involved in the removal under 42 U.S.C. § 1983. On a motion for summary judgment, the district court concluded that qualified immunity did not shield the state officials from liability. We agree with the district court that the defendants violated the Elwells’ Due Process rights when they removed T.S. without notice. However, despite our sympathy for the Elwells’ plight, we must conclude that this violation was not clearly established in our case law at the time of T.S.’s removal. Accordingly, exercising jurisdiction under 28 U.S.C. § 1291, we reverse the district court’s denial of summary judgment.
I
We recite the facts of the case in the light most favorable to the plaintiffs. See Thomas v. Durastanti,
On April 4, 2007, SRS received a report that Mrs. Elwell had emotionally abused another foster child in her care. The report alleged that Mrs. Elwell kept the child in soiled clothes for a short period after the child wet herself. Although SRS initially decided the allegations had substance, the agency agreed to designate the report as unsubstantiated after the events at issue in this case transpired.
SRS, KDHE, county health officials, and the Elwells agreed to remove the allegedly abused child from the Elwell home. Initially, agency staff did not express concern that T.S. might have to be removed as well. However, KDHE eventually concluded that it would terminate the Elwells’ foster care license. As the investigation into the complaint progressed, SRS made plans to place T.S. with another family. No one notified the Elwells of the possibility of T.S.’s removal. In fact, defendant Lynnea Kaufman, an SRS supervisor, directed other agency employees to keep this information from the Elwells until the investigation was complete.
Sometime in early May, SRS decided it would deem the report of emotional abuse as substantiated. On May 11, agency staff held a meeting and determined that T.S. would be removed from the Elwells’ home and placed with a different family on the following Monday. On that day, May 14,
Despite the revocation of their KDHE license, T.S. could have remained in the Elwells’ care if an adoption placement agreement had been completed. KDHE indicated that it would have been willing to delay withdrawing the license to allow this step to be taken. Defendants Kaufman and Bob Byers, however, determined that SRS would not sign an adoption consent form, and thus elected not to offer an adoption placement packet.
The Elwells alleged that SRS violated a Kansas statute that required thirty-day notice to foster parents before a foster child who had been in their care for at least six months could be removed. See Kan. Stat. Ann. 38-2258 (2007).
The Elwells subsequently filed this action pursuant to 42 U.S.C. § 1983 in federal district court against Kaufman and Byers, asserting violations of procedural and substantive due process rights. The defendants asserted qualified immunity with respect to both claims. On a motion for summary judgment, the district court granted qualified immunity on the substantive due process claim, but denied it as to the procedural due process claim. Kaufman and Byers now appeal the denial of qualified immunity.
II
A
We have jurisdiction to review the denial of summary judgment on qualified immunity grounds when such denial presents “abstract issues of law.” Shrum v. City of Coweta,
The concurrence would not have us address the constitutional question. We conclude that the question is appropriately considered for two reasons. First, the district court’s legal ruling was that a protected liberty interest exists, and that is the issue before us on appeal. We can affirm a lower court’s ruling on any grounds adequately supported by the record, even grounds not relied upon by the district court. See Dummar v. Lummis, 543 F.3d 614, 618 (10th Cir.2008). The statutory basis of the district court’s conclusion does not foreclose our review of the constitutional question.
Second, as we discuss infra, both the Supreme Court in Smith v. Organization of Foster Families for Equality & Reform,
Consider a plausible but unsettled constitutional claim asserted against a government official in a suit for money damages. The court does not resolve the claim because the official has immunity. He thus persists in the challenged practice; he knows that he can avoid liability in any future damages action, because the law has still not been clearly established. Another plaintiff brings suit, and another court both awards immunity and bypasses the claim. And again, and again, and again. So the moment of decision does not arrive. Courts fail to clarify uncertain questions, fail to address novel claims, fail to give guidance to officials about how to comply with legal requirements. Qualified immunity thus may frustrate the development of constitutional precedent and the promotion of law-abiding behavior.
Id. (footnote, quotation, and citations omitted).
We are faced with such a dilemma. By passing over the constitutional issue on multiple occasions, courts have failed to clarify the law with the result that these tragedies continue to occur without legal recourse to the victims. Accordingly, we proceed to the constitutional question.
B
The first step in assessing a claimed procedural due process violation is to identify a constitutionally protected liberty or property interest. A liberty interest can either “inhere in the Due Process clause or it may be created by state law.” Boutwell v. Keating,
1
For state law to create a liberty interest, it must establish substantive predicates to govern official decisionmaking and mandate an outcome when relevant criteria have been met. Ky. Dep’t of Corr. v. Thompson,
At the time of the events at issue, Kansas state law provided:
Change of placement; removal from home of parent, findings by court.
(a) ... [I]f a child has been in the same foster home or shelter facility for six months or longer, or has been placed by the secretary in the home of a parent or relative, the secretary shall give written notice of any plan to move the child to a different placement unless the move is to the selected preadoptive family for the purpose of facilitating adoption. The notice shall be given to: ... (3) the foster parent or custodian from whose home or shelter facility it is proposed to remove the child....
(b) The notice shall state the placement to which the secretary plans to transfer the child and the reason for the proposed action. The notice shall be mailed by first class mail 30 days in advance of the planned transfer....
(c) Within 10 days after receipt of the notice, any person receiving notice as provided above may request, either orally or in writing, that the court conduct a hearing to determine whether or not the change in placement is in the best interests of the child concerned. When the request has been received, the court shall schedule a hearing and immediately notify the secretary of the request and the time and date the matter will be heard.... The secretary shall not change the placement of the child, except for the purpose of adoption, unless the change is approved by the court.
Kan. Stat. Ann. § 38-2258 (2007).
The Elwells argue that the statute guarantees, absent certain exceptions, that a foster child will not be removed without prior notice. But the guarantees of the statute are plainly procedural rather than substantive. “There is no articulable dis
Subsection (c) presents a slightly closer question. That provision allows for a hearing upon request, which is clearly procedural. But it also states that SRS “shall not change the placement of the child, except for the purpose of adoption, unless the change is approved by the court.” Kan. Stat. Ann. § 38-2258(c) (2007). This provision requires that a child not be removed from a foster home, except by court order, once a hearing has been requested. But this provision does not mandate any particular outcome of the procedures at issue; rather, it simply sets the rules as to a child’s placement pending that outcome. And because the statute does not direct that “a particular outcome must follow,” it cannot give rise to a constitutionally protected liberty interest. Thompson,
2
Having rejected the Elwells’ statutory argument, we consider whether they possessed a liberty interest that is inherent in the Due Process Clause. There can be no doubt that “freedom of personal choice in matters of marriage and family life is one of the liberties protected by the Due Process Clause of the Fourteenth Amendment.” Cleveland Bd. of Educ. v. LaFleur,
Although these venerable cases concern families with some biological connection, the Supreme Court has made clear that “biological relationships are not exclusive determination of the existence of a family.” OFFER,
The OFFER Court acknowledged that foster families and biological families differ in at least one important respect: Unlike biological families, “whatever emotional ties may develop between foster parent and foster child have their origins in an arrangement in which the State has been a partner from the outset.” Id. at 845,
At least where a child has been placed in foster care as an infant, has never known his natural parents, and has remained continuously for several years in the care of the same foster parents, it is natural that the foster family should hold the same place in the emotional life of the foster child, and fulfill the same socializing functions, as a natural family. For this reason, we cannot dismiss the foster family as a mere collection of unrelated individuals.
Id. at 844,
In Spielman v. Hildebrand,
Following OFFER, we acknowledged that because “the claimed interest [of preadoptive parents] derives from a knowingly assumed contractual relation with the State, it is appropriate to ascertain from state law the expectations and entitlements of the parties.” Id. (quoting OFFER,
We cannot follow the same path in this dispute because the Elwells were not afforded even the most elemental process — notice—before T.S. was removed. Nevertheless, we conclude that Spielman’s analysis is persuasive in spite of its tentative determination and hold that the Elwells had a liberty interest in their relationship with T.S. Several facts specific to the Elwells’ circumstances counsel in favor of this conclusion. First, as in Spielman, the parental rights of T.S.’s biological parents had been terminated. See id. at 1384; see also OFFER,
In addition, nothing in either state law or the contractual arrangements at issue would have tempered the Elwells’ “reasonable expectation of developing a permanent relationship” with T.S. Id. To the contrary, under Kan. Stat. Ann. § 38-2258 (2007), the Elwells were statutorily guaranteed thirty days’ notice prior to removal of T.S. from their home. Similarly, a state court order approving the Elwells’ adoption plan stated that T.S. was not to be removed from the Elwells care, absent an emergency, without written consent of the court. And the Elwells’ Foster Care Placement Agreement explicitly required thirty days written notice prior to removal.
We recognize that the typical foster care arrangement generally does not create a liberty interest in familial association. See Spielman,
3
Our conclusion that the Elwells possessed a liberty interest does not end our due process inquiry; the Elwells must also demonstrate that they were deprived of their interest without sufficient process. Camuglia v. City of Albuquerque,
State actors may forgo pre-deprivation process only in “extraordinary situations where some valid governmental interest is at stake that justifies postponing the hearing until after the event.” Id. We have recognized that “ ‘[v]alid governmental interests’ include emergency circumstances which pose an immediate threat to the safety of a child.” Roska ex rel. Roska v. Peterson,
But the defendants have not shown that there was any concern for T.S.’s welfare. To the contrary, both Kaufman -and Byers candidly admitted
The Elwells claim entitlement to the bare minimum of process — notice. We have no difficulty concluding that the Elwells’ interest entitled them to this “elementary and fundamental requirement.” Schroeder v. City of New York,
C
Because the Elwells’ constitutional rights were violated, we must consider whether those rights were clearly established. “Ordinarily, in order for the law to be clearly established, there must be a Supreme Court or Tenth Circuit decision on point, or the clearly established weight of authority from other courts must have found the law to be as the plaintiff maintains.” Poolaw v. Marcantel,
Spielman is the only Tenth Circuit decision on point, and given its assumed-but-not-decided conclusion as to whether preadoptive parents possess a liberty interest,
The district court concluded that the Kansas statute itself clearly established the constitutional violation. But as explained in § II.B.1, supra, we conclude that the statute did not create a constitutionally cognizable liberty interest, let alone clearly establish one. Although Kan. Stat. Ann. § 38-2258 (2007) might have apprised the defendants that their conduct was contrary to state law, it could not have
The Elwells suffered a devastating violation of their Fourteenth Amendment rights, and we are not insensitive to their plight. But given the state of the case law, we must reverse the district court’s qualified immunity determination.
Ill
We REVERSE the district court’s denial of summary judgment on qualified immunity grounds and REMAND with instructions that summary judgment be entered.
Notes
. Technically speaking, the Elwells had an exception to their day care license that allowed them to provide foster home care to two children. However, in the interests of brevity and clarity, we refer to the Elwells' foster care exception as a foster care license.
. The statute has since been amended. See 2008 Kan. Sess. Laws, ch. 169, § 13.
. Qualified immunity only extends to "government officials performing discretionary functions.” Harlow v. Fitzgerald,
. We have been admonished that "a court of appeals should review de novo a district court’s determination of state law.” Salve Regina College v. Russell,
. The statute upon which the Elwells rely required notice thirty days prior to removal. See Kan. Stat. Ann. § 38-2258 (2007). Our holding is not dependent on that statute, and thus it does not follow that the Constitution requires notice that far in advance. See Santosky,
Concurrence Opinion
concurring.
I concur in the result and join the majority opinion except for Sections II.B.2, II.B.3, and II.C. I do not join these sections because the district court’s denial of qualified immunity to Defendants Kaufman and Byers rested exclusively on its conclusion that the Elwells had a clearly established liberty interest under Kan. Stat. Ann. § 38-2258. Our reversal on this point makes it unnecessary to discuss whether the Elwells had a liberty interest in their relationship with T.S. arising under the Due Process Clause.
The district court recognized that a liberty interest could arise under (1) federal law, i.e., the Due Process Clause itself, or (2) state law, i.e., Kan. Stat. Ann. § 38-2258. On the first basis, the court concluded that such a liberty interest was not clearly established under Supreme Court or Tenth Circuit precedent. It observed that the Supreme Court has “never decided the question definitively” and that “there is no clear answer in the Tenth Circuit.” Elwell v. Byers, No. 08-2227-EFM,
The district court then turned to whether Kan. Stat. Ann. § 38-2258 could give rise to a liberty interest. In its words, this was “the only liberty interest that could have been clearly established.” Elwell,
I agree with the majority opinion’s holding in Section II.B.1 that the Kansas statute does not give rise to a liberty interest. This holding reverses the sole basis for the district court’s qualified immunity ruling and thus grants the Defendants the relief they seek on appeal. We should not go on to discuss the Due Process Clause issue
. The court later opined, "as a matter of first impression," that the Due Process Clause does give rise to a liberty interest. Elwell v. Byers, No. 08-2227-EFM,
. This court has recognized that it "may affirm on alternative grounds ... when those grounds are dispositive, indisputable, and appear clearly in the record.” United States v. Schneider,
