Lead Opinion
Dorothy may have said it best when she said, “There is no place like home.”
But here, that is exactly what happened. Defendant-Appellee.Deputy Kevin Peder-son claimed to be conducting a Terry stop
Nevertheless, at the time of the arrest, the law was not clearly established in this Circuit that a Terry stop could not be conducted inside the home in the absence of exigent circumstances. Nor was the law clearly established that a person in his own home who simply follows an officer’s instructions from outside the home to turn around and present hands for cuffing does not “surrender” and therefore consent to entry for the purposes of arrest. For these reasons, we hold today that, in the absence of exigent circumstances,
But because the law on these points was not clearly established in this Circuit before our decision today, we affirm the district court’s entry of summary judgment
I.
In the early morning hours of November 15, 2008, Defendant Seminole County Sheriffs Deputy Kevin Pederson was working road patrol. He received a dispatch from the Sheriffs Office in response to a call from someone at the Colonial Grand apartments. The complainant reported that a male and two females were outside, yelling at one another, though the complainant added that the dispute did “not sound violent.”
At approximately 4:45 a.m., Pederson arrived at the apartment complex. When Pederson got there, the caller met him and explained that a man and two women had been arguing in the parking lot and that one of the women had left in a white vehicle. According to the caller, verbal disputes involving these people were “an everyday occurrence.” The caller then directed Pederson to Plaintiff Elvan Moore’s apartment as the unit into which the couple retreated.
Based on this information, Pederson approached Moore’s residence to further investigate the situation. As he neared the door, he heard what he described sounded like an argument, though he could not make out any words. In addition, Peder-son stated that he heard music coming from the apartment.
Pederson knocked on Moore’s door. When Moore opened the door, he was wearing a towel wrapped at the waist, and two women were visible inside the apartment — one naked and one clothed. Though neither woman asked for assistance or otherwise indicated she was in distress, Pederson stated that he thought that one of the women “had a scowl on her face” and “appeared visibly upset, pissed off,” but he could not discern at whom she was mad. From Pederson’s “initial impression,” he thought “maybe this is a girlfriend that just walked in on a boyfriend who is with another woman.”
Pederson began interviewing Moore in order to investigate Moore’s involvement in the parking-lot disturbance. In addition, Pederson explained, he did not know whether “a domestic violence situation” existed, based on what he had seen.
In response to the questioning, Moore-expressed lack of knowledge that a parking-lot disturbance had occurred, and when Pederson requested that Moore provide his name and identification,' Moore declined. Moore also refused subsequent requests from Pederson to identify himself.
At some point during the conversation and after Moore’s multiple refusals to provide identification, Pederson took out his handcuffs and instructed Moore to turn around and put his hands behind his back. Moore did so. At the time, Moore was standing inside the doorway of his apartment.
During the walk to the patrol vehicle, Moore’s towel fell off.
II.
Following these events, Moore filed an amended complaint asserting claims for, among other things, unlawful arrest in violation of 42 U.S.C. § 1983 (“ § 1983”) and intentional infliction of emotional distress (under Florida law).
Pederson filed a motion for summary judgment on all claims, and Moore filed a cross-motion for summary judgment on his § 1983 claim. The district court granted summary judgment in favor of Pederson on all claims. We now affirm.
III.
We review de novo the district court’s disposition of a summary-judgment motion based on qualified immunity. Lee v. Ferraro,
IV.
The qualified-immunity defense balances “the need to hold public officials accounta
In pursuit of that aim, qualified immunity protects government officials engaged in discretionary functions and sued in their individual capacities unless they violate “clearly established federal statutory or constitutional rights of which a reasonable person would have known.” Keating v. City of Miami,
Qualified immunity requires a public official to show first that he was acting within the scope of his or her discretionary authority. Maddox v. Stephens,
Because Pederson has established that he was acting within the scope of his discretionary authority, the burden shifts to Moore to demonstrate that qualified immunity is inappropriate. See id. Moore must show that, when viewed in the light most favorable to him, the facts demonstrate that Pederson violated Moore’s constitutional right and that that right was “clearly established .... in light of the specific context of the case, not as a broad general proposition^]” at the time of Ped-erson’s actions. Saucier v. Katz,
We start by considering whether Peder-son transgressed any of Moore’s constitutional rights. We find that he did. In particular, Pederson violated Moore’s right to be free from unreasonable seizures.
1.
Stemming from the origins- of our nation, the home has always been viewed as a sacrosanct place with unique rules that apply to it. See Payton v. New York,
With respect to the Fourth Amendment, the Supreme Court has opined that the “physical entry of the home is the chief evil against which the wording of [that provision] is directed.” United States v. U.S. Dist. Ct. for E.D. Mich., S. Div.,
As the Supreme Court has explained, the Fourth Amendment “draw[s] a firm line at the entrance to the house.” Payton,
Applying these rules, in McClish v. Nugent,
2.
Moore’s case is not materially different. Like the officer in McClish, Ped-erson did not have a warrant, and he lacked probable cause, exigent circumstances, and consent. He nonetheless breached Moore’s home’s threshold for the purpose of arresting Moore when he handcuffed Moore, who was standing inside his apartment’s doorway at the time. As a result, Pederson violated Moore’s Fourth Amendment right to be free from unreasonable seizures.
While Pederson contends that he had probable cause to arrest Moore for his alleged violation of Fla. Stat. § 843.02, which makes it illegal to resist an officer without violence, serious problems doom Pederson’s argument. To begin with, Ped-erson’s position necessarily depends on the conclusion that Moore refused to provide his identification to Pederson during a lawful Terry stop, but Pederson did not conduct a lawful Terry stop.
In Terry v. Ohio, the Supreme Court held that an officer does not violate the Fourth Amendment by conducting a “brief, investigatory stop when the officer has a reasonable, articulable suspicion that criminal activity is afoot.” Illinois v. Wardlow,
Pederson asserts that, when he initially approached Moore’s door, he had reasonable, articulable suspicion of a breach of the peace, based on the complainant’s report about the parking-lot dispute and the music and argument emanating from inside Moore’s apartment. For purposes of our discussion, we will assume that he is correct.
But significantly, the circumstances in this case did not satisfy the definition of “exigent circumstances” either before or after Pederson’s interaction with Moore. Before Pederson knocked on Moore’s door, all he knew was that a neighbor had complained of a non-violent argument in the parking lot where one of the participants had left the scene, and Pederson heard what he believed could have been arguing and music coming from inside the apartment. These facts are a .far cry from an “emergency situation[] involving endangerment to life” that we have previously described as constituting exigent circumstances. See, e.g., United States v. Holloway,
And after Moore opened the door for Pederson, nothing that Pederson reported observing established or even suggested that anyone’s life or health was at risk. At worst, Pederson saw a naked man, a naked woman, and a clothed woman with a scowl on her face. No one appeared injured in any way; Pederson did not report seeing any furniture or other items strewn about; and Pederson did not identify any behavior or conduct that suggested that any of the occupants of the residence contemplated violence in any way. Moreover, while the complainant reported hearing arguments from that apartment on other occasions, which he considered a nuisance, he specifically described the disputes as “verbal” and non-violent. This is not the stuff of which life- or limb-threatening emergencies that constitute “exigent circumstances” are made.
As a result, Pederson could not have lawfully executed a Terry stop in this case. Because Pederson did not have a warrant and he was not conducting a lawful Terry stop when Moore was inside his home, Moore was free to decide not to answer Pederson’s questions. Kentucky v. King,
Not only were probable cause and exigent circumstances lacking, but Moore also did not consent to Pederson’s entry for the purpose of arresting him. To assert that Moore did consent, Pederson relies on dicta in McClish,
In the course of noting that the record contained no evidence that McClish had consented to entry for the purposes of
Pederson latches onto this language in McClish and our citation to Berkowitz to argue that Moore “surrendered” to Peder-son when Moore turned around and put his hands behind his back, so Pederson was free to enter Moore’s home to effect the arrest. We disagree.
This case does not involve any affirmative act evidencing free and voluntary consent to Pederson’s entry into the home. Instead, Moore simply followed the commands of an armed law-enforcement officer who was standing face to face with Moore and had just advised Moore that he was going to handcuff and arrest Mm. But Pederson cannot establish that Moore freely and voluntarily consented by “showing a mere submission to a claim of lawful authority.” See Florida v. Royer,
We have said that an officer may not enter the home for the purpose of effecting a warrantless arrest unless that officer has both probable cause and either exigent circumstances or consent. Bashir,
In the absence of probable cause and without a warrant, Pederson could not have lawfully entered Moore’s premises for the purpose of arresting him. Because Pederson reached into Moore’s home to arrest him, anyway, Pederson violated Moore’s constitutional right to be free from unreasonable seizure.
y.
Having determined that Pederson violated Moore’s Fourth Amendment right to be free from unreasonable seizure, we consider whether, as of November 15, 2008, when Pederson arrested Moore, the parameters of that right as it arose in this case were clearly established. We find that they were not.
The touchstone of qualified immunity is notice. Holmes,
Our Circuit uses two methods to determine whether a reasonable official would understand that his conduct violates a constitutional right. Fils v. City of Aventura,
The second approach asks whether the officer’s “conduct lies so obviously at the very core of what the Fourth Amendment prohibits that the unlawfulness of the conduct was readily apparent to [the officer], notwithstanding the lack of fact-spqcific case law” on point. Fils,
A. The Initial Terry-like Stop
Moore does not point to a particular Supreme Court, valid Eleventh Circuit, or Florida Supreme Court case that he contends clearly established that Terry-like stops may not be conducted in the home. Instead, he asserts that it was clearly established that a Terry stop could not occur inside the home because all cases approving of Terry stops involve temporary detentions in public places, not in homes. In further support of his argument, Moore points to a vacated Eleventh Circuit case and cases outside this Circuit where courts have opined that a Terry stop cannot occur in- the home. We disagree that Moore has demonstrated that the law was clearly established in this case as of November 15,'2008, that an officer may not conduct a Terry-like stop in the home in the absence of exigent circumstances.
First, the mere dearth of binding case-law holding that a particular activity is constitutional, cannot, in and of itself, clearly establish that that activity is unconstitutional or otherwise impermissible. Indeed, that Moore discovered no valid, binding caselaw that holds that a Terry-kke stop can be conducted in a home does not somehow clearly establish the principle that a Terry-like stop cannot be executed in a home.
Nor does Moore find the necessary support in the cases he cites. Moore- relies on a vacated Eleventh Circuit case, two Ninth Circuit cases that were issued after No- , vember 15, 2008, and a Tenth Circuit case that was issued in May 2008. To state the obvious, United States v. Tobin,
In fact, a panel of this Court, relying on the same quotation about “warrantless searchfes]” in Tobin II on which Moore hangs his hat, said only that “[w]e are skeptical that ‘reasonable suspicion’ is the correct standard for justifying the officers’ entry” into the home. Morris,
B. The Arrest
We reach the same conclusion regarding the warrantless arrest. It is true that as of November 15, 2008, when the incident in this case occurred, the law was clearly established in this Circuit that an officer may not conduct a warrantless arrest without both probable cause and either exigent circumstances or consent. See Bashir,
But, as discussed above, none of the cases that stand for the principle that a warrantless arrest may not be conducted in the home without both probable cause
When an officer lawfully conducts a Terry stop, Fla. Stat. § 843.02 authorizes the officer to arrest a person who refuses to provide identification in response to re-. quests. See M.M. v. State,
We need not determine whether Pederson’s theory on this particular issue is correct because, in any case, we cannot find that, at the time of the events in this matter, the law was clearly established with respect to the bounds of consent to enter the home for the purpose of effecting an arrest. We recognize, of course, the clearly established general proposition that consent is not freely and voluntarily given when a person merely acquiesces to a claim of lawful authority. See United States v. Hidalgo,
But “[ojbvious clarity cases” are “rare.” Coffin,
Here, we cannot do that. First, while the Dissent notes that McClish established “the [factually specific] rule that an officer may not infer consent to reach into a home to execute an arrest,” Dissent at 1060, it does not acknowledge that the very next sentence of McClish necessarily narrowly defined until today what “inferring] consent” meant in this Circuit by stating that “surrender” can permissibly communicate consent to entry for purposes of effecting an arrest. Significantly, none of the caselaw that the Dissent cites or that we have been able to find considers what constitutes “surrender” in the absence of overwhelming force, for purposes of establishing consent to enter the home and execute an arrest.
Second, the universe of our easelaw on the meaning of “surrender” in the context of consent to an arrest in the home appears to be limited entirely to MeClish. As we have noted, MeClish specified that an officer may enter the home for the purposes of arresting a person if the person “surrender [s] to the police — ‘there is nothing in Payton that prohibits a person from surrendering to police at his doorway.’ ” McClish,
As a result, a reasonable officer might either understand the term “surrender” to carry its common meaning, as limited by the facts of cases such as Edmondson,
With respect to the common or plain meaning of “surrender,” the dictionary defines the term as follows: “[t]he act of yielding to another’s power or control,” Surrender, Blaok’s Law DICTIONARY (10th ed.2014), or “[t]o relinquish possession or control of to another because of demand or compulsion,” Surrender, The AM. HeRitage DICTIONARY OP THE ENGLISH LANGUAGE (4th ed.2000). Based on these definitions, before today, a reasonable officer could have understood Moore’s actions in turning around and presenting his hands in response to the officer’s instructions as surrender, and consequently, as consent under MeClish.
This is so because, in conjunction with Moore’s actions, nothing in the record provides evidence that Moore ever said or otherwise communicated that he did not consent to entry for the purposes of executing the arrest. Nor does any evidence indicate that Pederson physically threat
As for Berkowitz, that case, too, could be construed to support the notion that a person inside his home “surrenders” for arrest to an officer outside the home when he acquiesces in the officer’s directions— whatever those directions happen to be— instead of simply closing the door to his home. And, in fact, Pederson devoted three pages of his brief to arguing that, under Berkowitz, Pederson reasonably construed Moore’s actions in turning and offering his hands in response to Peder-son’s instructions, as consent in the form of surrender.
In Berkowitz, the court evaluated alternative factual scenarios. In the one relevant here, an officer knocked on the defendant arrestee’s door, and the defendant opened the door.
When the police assert from outside the home their authority to arrest a person, they have not breached the person’s privacy interest in the home. If the person recognizes and submits to that authority, the arrestee, in effect, has forfeited the privacy of his home to a certain extent. At that point, it is not unreasonable for the police to enter the home to the extent necessary to complete the arrest. A person who has submitted to the police’s authority and stands waiting for the police to take him away can hardly complain when the police enter his home briefly to complete the arrest.
Id. at 1387.
In contrast to the Dissent’s contention that it was clearly established in this Circuit that “an arrestee does not ‘consent’ when he obeys a police officer’s command that he is under arrest,” Dissent at 49, we think that Berkowitz could be read to suggest just the opposite: that “acquiescence” in and “submission to” an officer’s authority instead of closing the door of one’s home in response to an officer’s command that one is under arrest, can constitute surrender, and therefore consent to entry into the home for purposes of effecting an arrest.
In Moore’s case, Moore did not close his door in response to Pederson’s announcement from outside the home that Moore was under arrest. Rather, Moore acquiesced in and submitted to Pederson’s instructions that he turn around and present his hands for cuffing. Based on Ber-kowitz, we cannot say that a reasonable officer plainly should have known that Moore’s conduct did not evidence “surrender.”
But we have “emphasized that fair and clear notice to government officials is the cornerstone of qualified immunity.” Vinyard v. Wilson,
Nor does the Dissent’s concern about considering Berkowitz allow us to disregard the case. The Dissent mentions Ber-kowitz only briefly. See Dissent at 1060 & 1060 n. 1. Notably, the few mentions of Berkowitz do not suggest in any way that our interpretation of Berkowitz’s discussion of “surrender” is not a reasonable one. Instead, the Dissent seems to advocate effectively ignoring Berkowitz simply because the Seventh Circuit issued it.
While we generally agree that Seventh Circuit law does not govern the question of qualified immunity in this Circuit, the problem here is that our easelaw&emdash; McClish&emdash;favorably cites Berkowitz for the proposition that surrender can constitute consent to entry of the home for purposes of arrest. At the same time, McClish does not elaborate any further on the meaning of “surrender” in the context of consent to enter a home to conduct an arrest.- Particularly in light of the broad common meaning of “surrender,” it would not have been unreasonable for an officer to have consulted Berkowitz for guidance on the meaning of “surrender.” Under these circumstances, we will not penalize an officer for acting in accordance with his not-unreasonable understanding of a case that we ourselves have relied upon.
Finally, we note that the question before the district court (and therefore before us) on Pederson’s motion for summary judgment based on qualified immunity was not, as the Dissent suggests, whether Moore, in fact, viewed himself as having consented to entry. See Dissent at 1060-62. The question instead was whether a reasonable officer in Pederson’s position could have understood Moore’s words (of lack thereof) and actions, as set forth in the light most favorable to Moore, to have evidenced consent on Moore’s part. See Anderson v. Creighton,
Because the law was not clearly established until today that Pederson lacked probable cause to arrest Moore since he could not conduct a Terry-like stop in the home absent exigent circumstances, and further, because the law was not clearly established until today that Moore’s actions in acquiescing to Pederson’s instructions did not amount to consent to enter the home, the district court properly granted Pederson qualified immunity.
VI.
Finally, we turn to the district court’s entry of summary judgment for Pederson on Moore’s claim for intentional infliction of emotional distress.
In Florida, to prove intentional infliction of emotional distress, a plaintiff must show that (1) the defendant’s conduct was intentional or reckless; (2) the conduct was outrageous, beyond all bounds of decency, and odious and utterly intolerable in a civilized community; (3) the conduct caused emotional distress; and (4) the emotional distress was severe. Gallogly v. Rodriguez,
Moore argues that Pederson “forced” Moore to be naked and refused to allow Moore to put on clothing, and he alleges that both acts constituted extreme and outrageous conduct. Under Moore’s recollection of the facts, Pederson arrested Moore while Moore was wearing a towel wrapped around his waist. On the walk from Moore’s front door to the police car, Moore’s towel began to fall off, completely dropping by the end of the first five feet of the walk.
Upon arrival at the Sheriffs Office, Moore saw a woman approaching to process him. In response, Moore asked Ped-erson to please make arrangements for a man to process him since he was naked. Pederson immediately obliged, and a man processed Moore instead, bringing him a blue jumpsuit to put on.
We need not determine whether Pederson’s conduct was “outrageous.” Regardless of whether it was, we are compelled to affirm the district court’s grant of summary judgment on Moore’s claim for intentional infliction of emotional distress. Mo'ore was required to show that he suffered “severe” emotional distress stemming from Pederson’s actions. Gallogly,
Accordingly, we hold that Moore has not established a claim for intentional infliction of emotional distress because he has not shown that Moore suffered “severe” emotional distress as a result- of Pederson’s actions.
VII.
Home may be where the heart is,
Notes
. L. Frank Baum, The Wonderful Wizard of Oz 46, http://ir.nmu.org.ua/bitstream/handle/ 123456789/123102/cb6151959dc6ecf6e7 ldc 17715e88d24.pdf?sequence=l. A copy of this webpage is available on file in this case with the Clerk’s Office.
. Terry v. Ohio,
. We find that this case does not involve exigent circumstances, so we do not explore today what particular exigent circumstances may justify an officer's entry into a home without a warrant and may permit the officer to conduct what is effectively a Terry stop inside the home.
. Pederson attested that the arrest and handcuffing occurred outside of Moore's apartment. Since we are reviewing the entry of summary judgment against Moore, however, we accept for purposes of our analysis Moore’s version of the facts where a conflict between Moore's and Pederson’s stories exists.
. Again, the parties’ versions of the facts diverge here. Pederson asserted that Moore
. Besides these claims, Moore’s amended complaint alleged state-law claims for false arrest and malicious prosecution against Ped-erson and also asserted claims of invasion of privacy and failure to train and supervise in violation of 42 U.S.C. § 1983 against several other entities. The district court dismissed all of these claims. On appeal, without identifying any issues relating to these claims in his statement of issues and without making any actual arguments about these claims in his appellate brief, Moore attempts to incorporate by reference his arguments regarding these other state claims contained in his brief in opposition to Pederson's motion for summary judgment filed in the district court, explaining that he does so ”[i]n the interest of page limits compliance.” We have explained many times that "a legal claim or argument that has not been briefed before the court is deemed abandoned and its merits will not be addressed.” Access Now, Inc. v. Sw. Airlines Co.,
. Although Moore argues in his opening brief 'on appeal that Pederson was not acting within the scope of his duties, Moore did not raise this challenge in response to Pederson’s motion for summary judgment ‘in front of the district court. Consequently, Moore forfeited this argument. Bryant v. Jones,
. The Third Amendment, which is not at issue in this case, provides, "No soldier shall, in time of peace be quartered in any house, without the consent of the owner, nor in time of war, but in a manner to be prescribed by law.” U.S. Const, amend. III.
. If we were speaking in terms of football, we might say that it is a Fourth Amendment violation if any part of the law-enforcement officer breaks the plane of the home to conduct a warrantless arrest without probable cause and either consent or exigent circumstances. See 2015 NFL Rulebook, Rule 3, § 39, http://operations.nfl.com/the-rules/2015-nfl-rulebook/ ("It is a Touchdown if any part of the ball is on, above, or behind the opponent’s goal line while legally in possession of an inbounds player, provided it is not a touch-back.”) (emphasis added).
. Even if he is not, Pederson could have lawfully knocked on Moore's front door seeking to ask him questions outside the context of a Terry stop. Morris v. Town of Lexington, Ala.,
. As for the cases from other jurisdictions, first, in and of themselves, they cannot clearly establish the law in this Circuit. See McClish,
. The Dissent cites Florida v. Royer,
. MeClish clearly established that an officer may not execute a warrantless arrest without probable cause and either consent or exigent circumstances, even if the arrestee is standing in the doorway of his home when the officers conduct the arrest. What it did not clearly establish was the entirely separate question of the meaning of "surrender” and therefore "consent” in the context of an in-home arrest. Significantly, unlike Moore’s case, MeClish did not involve lawful police commands. In MeClish, the officers rushed into McClish’s home and arrested him without giving him an opportunity to consent or surrender. As a result, the boundaries of McClish’s reference to "surrender” as consent were not clear.
. The Dissent's discussion about "McClish’s reference to ’surrendering’ [not being] meaningless” necessarily demonstrates the confusion surrounding the term prior to today. See Dissent at 1060 n. 1. In this regard, the Dissent seeks to explain the term, at least in part, by suggesting that "there is no 'entry based upon inferred consent' if an arrestee surrenders by voluntarily stepping putside to submit to an arrest.” Id. First, in such a case, there is no entry at all because the arrestee has left the home. So that leaves open the question of what constitutes "surrender” and therefore consent allowing an arresting officer to enter the home for the purpose of executing an arrest. And second, the Dissent does not explain how Pederson should have known that this was what MeClish supposedly meant when it invoked the term "surrender” and cited Berkowitz.
. We do not suggest that this interpretation is the current law of the Seventh Circuit. Reasonable officers in the Eleventh Circuit are not charged with knowing the law in the Seventh Circuit. Therefore, Pederson’s duty to know Seventh Circuit law began and ended with Berkowitz because of McClish’s citation of Berkowitz regarding "surrender” as consent.
. We respectfully disagree with the Dissent that we have failed to view the facts in the light most favorable to Moore. See Dissent at 1060-62. Nor does the Dissent identify a single part of the record that conflicts in any way with the facts as we have set them forth in the light most favorable to Moore. Instead, the Dissent suggests that we have failed to meet this standard simply because Moore argued in his' summary-judgment brief that he "did not consent to the interaction.” See id. at 1061. As we have explained above, however, the question on qualified immunity is not whether, in Moore’s mind, Moore viewed himself as consenting to entry for purposes of arrest. Nor could it be; there is no way for a reasonable officer to know what is inside the mind of another individual. The question instead is whether a reasonable officer in Ped-erson's position could have understood Moore’s words (or lack thereof) and actions, as set forth in the light most favorable to Moore, to have evidenced consent on Moore's part.
. Pederson contended that the towel remained on Moore throughout the arrest and right up until Moore’s processing. He further asserted that Moore had clothes with him in Pederson’s vehicle because one of the two women brought Moore clothes to put on for when he bonded out of jail. Pederson stated that he took Moore's clothes to the jail for him. We also note that Moore’s processing report shows that he was booked with a towel, meaning that under Moore's version of the facts, Pederson would have had to have stopped to pick up the towel from the ground when it fell off, or someone else would have had to have provided the towel to Pederson so that Moore could have it at the time that he was processed. For purposes of evaluating the entry of summary judgment against Moore, though, we accept Moore’s version of the facts.
. “Home is where the heart is” is a quotation often attributed to Pliny the Elder, also known as Gaius Plinius Secundus. Tragically and perhaps ironically, Pliny the Elder died trying to save his family and his friend Pom-ponianus from their homes in the aftermath of Mount Vesuvius's eruption.
Concurrence Opinion
concurring:
Although I fully concur in Judge Rosen-baum’s opinion, I write to underscore why this case involves a constitutional violation of Moore’s rights, but Deputy Pederson is nevertheless entitled to qualified immunity. I also write separately to emphasize the landscape of the law on qualified immunity that must be followed when considering officer liability on these types of claims.
Qualified immunity “represents the norm” for government officials exercising discretionary authority. Harlow v. Fitzgerald,
Let me be very clear. I agree that Pederson could not have lawfully executed a Terry stop in this case, at least while Moore was inside his home. Likewise, I agree that Moore, standing inside his home, was free to decide not to answer the Deputy’s questions.
When Pederson knocked on Moore’s door, he was responding to a complaint of a verbal dispute in the parking lot of an apartment complex. When he approached Moore’s door, there is nothing in the record to suggest that Pederson had anything in mind other than to perform a “knock and talk,” and tell those creating the disturbance to keep it down. But when the door finally opened (after a protracted wait), the scene presented to Deputy Ped-erson raised his level of concern. He saw (literally) a half-naked man, a completely naked woman, and a completely clothed woman who was (in Pederson’s words)
On this unique set of facts, the primary question for us to consider is whether a reasonable officer would understand that reaching across the threshold to arrest Moore in the course of what Pederson erroneously believed to be a Terry stop violated a clearly established constitutional right. Fils v. City of Aventura,
Although the dissent has cited case law for the proposition that Pederson acted unreasonably in reaching across the threshold of the home to arrest Moore, it is well settled that “[i]f case law, in factual terms, has not staked out a bright line, qualified immunity almost always protects the defendant.” Post v. City of Fort Lauderdale,
Furthermore, recognizing that the clearly established law question turns on the law at the time of the incident, the district court must consider the law “in light of the specific context of the case, not as a broad general proposition.... ” Saucier v. Katz,533 U.S. 194 , 201,121 S.Ct. 2151 , 2156,150 L.Ed.2d 272 (2001). In other words, the facts of the case before the court must be materially similar to the facts , in the precedent that clearly establishes the deprivation. Marsh v. Butler,268 F.3d 1014 , 1032 (11th Cir.2001) (en banc), abrogated on other grounds, Bell Atl. Corp. v. Twombly,550 U.S. 544 ,127 S.Ct. 1955 ,167 L.Ed.2d 929 (2007). To be clearly established, the precedent must give officials clear warning of unconstitutional conduct. Id.
In considering the law to do this analysis, the district court should compare the facts of the case before the court that allege a constitutional deprivation with those cases that the party opposing the motion contends show the clearly established nature of the law. As this Court has explained:
For qualified immunity purposes, a pre-existing precedent is materially similar to the circumstances facing the official when the specific circumstances facing the official are enough like the facts in the precedent that no reasonable, similarly situated official could believe that the factual differences between the precedent and the circumstances facing-the official might make a difference to the conclusion about whether the official’s conduct was lawful or unlawful, in the light of the precedent.
Thus, every fact need not be identical. Minor variations in some facts (the precedent lacks arguably significant fact or contains an additional arguably significant fact not in the circumstances now facing the official) might be very important and, therefore, be able to make the circumstances facing an official materially different than the pre-existing precedents, leaving the law applicable — in the circumstances facing the official — not clearly established when the defendant acted.” Id.
Merricks v. Adkisson,
In my view, the two cases relied upon by the dissent on the issue of the warrantless arrest are not sufficiently similar to this case to put Pederson on notice that he was violating clearly established law. Thus, while those cases have drawn fines, those fines can only be viewed in the context of
The year before Deputy Pederson knocked on the apartment door, we decided McClish v. Nugent,
Nor did our decision in Bashir operate to put an officer such as Pederson on notice that reaching across the threshold of a home to effectuate an arrest during what he (erroneously) believed to be a Terry stop would subject him to personal liability for a warrantless arrest. Bashir v. Rockdale County, Georgia,
Although I agree that Pederson violated Moore’s constitutional rights when he reached through the doorway of Moore’s home to effectuate the arrest, he is nevertheless entitled to qualified immunity. Notice is the touchstone of qualified immunity. Holmes v. Kucynda,
. Although I join in Judge Rosenbaum's opinion, I am not sure it is necessary to decide this case on the question of "arguable consent.” In my judgment, Pederson should prevail on his qualified immunity defense even before we reach that question. Nevertheless, Judge Rosenbaum has correctly analyzed the issue; her discussion of it provides additional reasons the district court’s ruling is due to be affirmed.
. The Supreme Court’s decision in Kentucky v. King,
. Nor does the Morris decision undermine Pederson's qualified immunity defense. It was decided in 2014, after the events of this case, and is also factually dissimilar to what occurred here.
. The conduct at issue here does not lie "so obviously at the very core of what the Fourth Amendment prohibits that the unlawfulness of the conduct was readily apparent to [Peder-son], notwithstanding the lack of fact-specific case law” on point. See Fils,
. It should not be lost on us that the three judges on this panel have differing views of how the qualified immunity calculus should play out under these facts. If three judges, reviewing a grant of qualified immunity in the district court, have approached this question so differently, what chance did Pederson have (as he stood outside Moore's door that night) to determine that clearly established law precluded Moore’s arrest?
Concurrence Opinion
concurring in part, dissenting in part:
We have held that “a warrantless arrest in a home violates the Fourth Amendment unless the arresting officer had probable cause to make the arrest and either consent to enter or exigent circumstances.” Bashir v. Rockdale Cty., Ga.,
I.
McClish draws a clear line: police may not reach through the doorway of a home to execute a warrantless arrest. Deputy Pederson crossed this line when he reached into Mr. Moore’s home to arrest him. The Majority emphasizes what it correctly calls dicta from McClish suggesting that this line could be blurry in circumstances where an arrestee chooses to “surrender to the police.” Based on this distinction, the Majority concludes that “the law was not clearly established until today that Moore’s actions in acquiescing to Pederson’s instructions did not amount to consent.” Maj. Op. at 1053.
The Majority’s reasoning does not apply the standard by which we have long defined consent. Submission to law enforcement commands is not consent, which must be free and voluntary. See Florida v. Royer,
These cases clearly establish that an arrestee does not “consent” when he obeys a police officer’s command that he is under arrest. Neither does an arrestee “surrender” anything when he obeys an officer’s commands while under arrest. Deputy Pederson told Mr. Moore he was under arrest. He then took out handcuffs and told Mr. Moore to turn around and put his hands behind his back. Mr. Moore did not “volunteer” or “consent” to anything when he obeyed these orders.
Not only do our consent cases clearly distinguish involuntary submission from voluntary consent, McClish specifically explained how the consent standard functions when police try to arrest a suspect at his doorway. McClish recognized that “we have held that “whatever relevance the implied consent doctrine may have in other contexts, it is inappropriate to sanction entry into the home based upon inferred consent.’ ” McClish,
The Majority places a lot of emphasis on the fact that the McClish panel cited a case from the Seventh Circuit. Too much, I think. The McClish panel’s citation to United States v. Berkowitz,
The Majority is right to point out that we must determine whether a constitutional rule is clearly established “in light of the specific context of the case, not as a broad general proposition.” Saucier v. Katz,
In both this case and McClish, police reached into a home to make an arrest. Though the McClish arrest was more forceful than Mr. Moore’s arrest in that the officer in McClish grabbed the suspect before commanding him to do anything, McClish did not analyze the amount of force used by the officer. Instead, McClish held that reaching into a suspect’s home to arrest him is an unlawful physical intrusion. As in McClish, Deputy Peder-son here “violated [Mr. Moorej’s Fourth Amendment rights by reaching through [Mr. Moorej’s open doorway to effect the arrest when [Mr. Moore] was standing near the doorway but fully within the confines of his home.”
II.
Even if a police officer could infer consent to énter a home based on a suspect obeying an order to turn around, such an
Whether a suspect gave consent freely and voluntarily “is a question of fact to be determined by the totality of the circumstances.” United States v. Blake,
The Majority holds that “the law was not clearly established until today that Moore’s actions in acquiescing to Peder-son’s instructions did not amount to consent.” Maj. Op. at 1053. For the reasons I have set out above, I believe our consent precedent clearly foreclosed the distinction the Majority makes here. But even if implied consent were a basis for extending qualified immunity to Deputy Pederson, this distinction is irrelevant unless we also assume the fact that Deputy Pederson could have inferred consent from Mr. Moore’s reaction to his commands.
This record does not permit this finding as a matter of law. The District Court did not analyze consent. But if it had, it would have had to accept Mr. Moore’s version of the facts and construe all inferences in his favor. Mr. Moore’s opposition to summary judgment clearly set out his version of the facts: “Plaintiff did not consent to the interaction.” Mr. Moore’s deposition confirms this account specifically as to the moment Deputy Pederson reached into his home. Mr. Moore testified that he turned around and submitted to an arrest because Deputy Pederson told him to “put your hands behind your back” and then “brought the handcuffs out.” In turn, he thought, “I’m sure he’s got to be ... some type of law person. So I turned around and then he put the cuffs on me.... The only reason I turned around is because I saw the handcuffs.”
Construing the evidence in Mr. Moore’s favor, as we must, there is no basis for finding “both the existence of consent and that the consent was not a function of acquiescence 'to a claim of lawful authority but rather was given freely and voluntarily.” Hidalgo,
For both of these reasons, I respectfully dissent from the opinion of the Majority.
. That being said, I do not think McClish's reference to "surrendering” was meaningless. This "surrendering” distinction could matter in cases where consent is not "inferred.” For example, there is no "entry based upon inferred consent” if an arrestee surrenders by voluntarily stepping outside to submit to an arrest. I realize that the Berkowitz opinion discussed an officer reaching inside, not an arrestee stepping outside. But for myself, I would reach no further into another Circuit's opinion than is allowed by our own binding precedent, which forbids "entry into the home based upon inferred consent.” McClish,
