ELLIS v. UNITED STATES. EASTERN DREDGING COMPANY v. UNITED STATES. BAY STATE DREDGING COMPANY v. UNITED STATES.
Nos. 567, 664, 665, 666, 667, 668, 669
SUPREME COURT OF THE UNITED STATES
Argued April 23, 24, 1907.-Decided May 13, 1907
206 U.S. 246
Mr. Justice Holmes
ERROR TO THE DISTRICT COURT OF THE UNITED STATES FOR THE DISTRICT OF MASSACHUSETTS.
An act of Congress otherwise valid is not unconstitutional because the motive in enacting it was to secure certain advantages for conditions of labor not subject to the general control of Congress.
Although, in the absence of special laws, the Government, purely as a contractor, may stand like a private person, it does not, by making a contract, waive its sovereignty or give up its power to make laws which render criminal a breach of the contract.
The disappointment of a contractor with regard to obtaining some of his materials did not, under the circumstances of this case, amount to an extraordinary emergency within the meaning of the statute and justify him in having laborers work more than eight hours.
One who intentionally adopts certain conduct in certain circumstances known to him, which conduct is unlawful, intentionally breaks the law.
Persons employed on dredges and scows, in dredging a channel in a harbor are not within the meaning of the act of August 1, 1892, laborers or mechanics employed on any of the public works of the United States.
THE facts are stated in the opinion.
Mr. D. T. Watson, for plaintiff in error Ellis, submitted:
The right of the individual to dispose of his labor upon such terms as he deems best, is undoubted, and admitted in Atkin
The great weight, if not the universal voice of authority, is to the effect that an adult may, if he sees fit, engage for what time he sees fit in ordinary employments not dangerous, hazardous or injurious to life, limb or health, and he has that right, as part of his liberty. Under the Preamble of the
The laborer can work nowhere unless employed. He works under contract. To take from him one of the places where he may work over eight hours, public work, even if the contractor is willing to employ him, deprives him of part of his liberty and is unconstitutional. People v. Orange Co., 175 N. Y. 84; Articles in Central Law Journal, No. 11, pp. 147, 163, 181, 198; No. 58, 361; Allgeyer v. Louisiana, 165 U. S. 578, 591; Holden v. Hardy, 169 U. S. 366, 391; Williams v. Fears, 179 U. S. 270, 274; Butchers Union v. Crescent City, 111 U. S. 746-757.
There is no pretense in the present case that the kind of work done was hazardous or unhealthy or in any way dangerous to life or limb. It was not of a class with such cases as Holden v. Hardy, 169 U. S. 366.
It is one thing to hold that a State or municipality may by contract restrict the hours of labor, for by entering into the contract each person waives his right to the constitutional protection. It is entirely another thing to make it a crime for a man to insist on his constitutional right to labor more than eight hours a day.
The
In this case Ellis simply permitted two men to work more than eight hours a day. He did not force them to work more than eight hours a day; he owed no duty to the Government to enforce its laws as a police officer or a sheriff. His relation to the Government was only and solely contractual so far as the pier was concerned; his contract did not contain any covenant that he was to oversee and prevent men from working on the pier more than eight hours a day, or if it did, if it be said that the
Mr. Edward E. Blodgett, with whom Mr. G. Philip Wardner was on the brief, for the Eastern Dredging Company:
Men engaged in dredging a channel in Boston Harbor cannot be said to be employed upon any of the public works of the United States or of the District of Columbia. As to what are “public works” see Century Dictionary, p. 4830. Ellis v. Common Council of Grand Rapids, 123 Michigan, 567; Winters v. Duluth, 82 Minnesota, 127; Am. & Eng. Ency. of Law, 2d ed., Vol. 23, p. 459.
The performance by the United States Government of any of its governmental functions may be said to be public work; but no one can be said to be employed on the public works of the United States unless he is employed upon some physical, tangible structure actually made or erected by the hand of man, and the property of the United States Government.
The place where the dredging was being done was not owned by and had never been ceded to the Government of the United States, and was not under its control, except so far as the navigable waters of Boston Harbor were under its control.
The persons alleged in the informations to have been employed in violation of law were not laborers or mechanics.
The tug, the dredge and the scow were clearly vessels within the admiralty jurisdiction of the United States.
As concerns the tug, there can of course be no dispute.
Nor is there room for any doubt in relation to the dredge and scow.
The word vessel includes every description of water craft or other artificial contrivance used or capable of being used as a means of transportation on water.
In reality the dredge and the scows are to be regarded as one plant or instrument for dredging and transporting mud. But even if they be regarded separately, it still appears that the scows were used for transporting mud, and that the dredge was used for transporting her crew and the dredging equipment necessary to dig up the mud and put it into the scows, and therefore are both vessels as known to the law. The General Cass, Brown, Adm., 334; s. c. Fed. Cas. No. 5307 (Scow); Endner v. Greco, 3 Fed. Rep. 411 (Scows); The Alabama, 19 Fed. Rep. 544, aff‘d., 22 Fed. Rep. 449 (Dredge and Scows); The Pioneer, 30 Fed. Rep. 206 (Dredge); Disbrow v. Walsh Bros., 36 Fed. Rep. 607 (Barge); The Atlantic, 53 Fed. Rep. 607 (Dredge); The Starbuck, 61 Fed. Rep. 502 (Dredge); The International, 83 Fed. Rep. 840 (Dredge and Scows); Lawrence v. Flat-boat, 84 Fed. Rep. 200 (Flat-boat with pile-driver); McRae v. Bowers Dredging Co., 86 Fed. Rep. 344 (Dredge); Steam Dredge No. 1, 87 Fed. Rep. 760 (Dredge); McMaster v. One Dredge, 95 Fed. Rep. 832 (Dredge); Bowers Hydraulic Dredging Co. v. Federal Contracting Co., 148 Fed. Rep. 290 (Dredge).
If the tug, the dredge and the scows were vessels, then the men employed to operate them were seamen.
There will, of course, be no dispute about the master and mate of the tug. Curtis’ Merchant Seamen, p. 5; Benedict
The others—namely, the master, fireman, cranesman, and deck hands on the dredge, and the scowman—are seamen, for the reason that they were each of them one of the crew of the vessel on which they were employed, and they each of them cooperated in the operation, maintenance, and navigation of these vessels.
Mr. W. Orison Underwood, with whom Mr. Henry F. Knight was on the brief, for Bay State Dredging Company.
The Solicitor General, the Attorney General and Mr. Otis J. Carlton, Special Assistant to the Attorney General, for the United States:
1. The
The first eight-hour law, act of June 25, 1868, chapter 72 (15 Stat. 77) was twice before this court, but in neither case was it necessary to pass on its validity. United States v. Martin, 94 U. S. 400; United States v. Driscoll, 96 U. S. 421. In those cases the statute was considered as in the nature of a direction from a principal to his agent that eight hours is the proper length of time for a day‘s work: contracts fixing a different length of time are legal (Martin‘s case, supra); and the statute does not apply to the employés of independent contractors (Driscoll‘s case, supra). The
2. Deepening a channel is “public works of the United States.” The very work upon which the dredging companies were engaged was authorized by statutes defining the work, in their titles and enacting clauses, as public works.
3. The exception “in case of extraordinary emergency” only applies to sudden, unexpected happenings not of the customary, usual, or regular kind, demanding prompt action to avert imminent danger to life, limb, health or property; urgent situations which can be foreseen in time to avoid the necessity of overtime work must be guarded against solely by putting additional shifts at work; and possibility of pecuniary loss is not enough to justify continuously working men overtime. See definitions of “emergency” and “extraordinary” in Century Dictionary, Standard, Webster, Worcester. Debates, Cong. Rec., vol. 23, pages 5724, 5728, 5729; vol. 23, Appendix, pages 452 et seq.; and the Senate and House Reports accompanying H. R. 8537. Debates and reports of committees which will be examined to find the situation as it existed at the time the act of 1892 was under consideration and was pressed upon the attention of Congress. United States v. Union Pacific Railroad, 91 U. S. 72, 79; Church of the Holy Trinity v. United States, 143 U. S. 457; United States v. Laws, 163 U. S. 258; American Net and Twine Company v. Worthington, 141 U. S. 468; Dunlap v. United States, 173 U. S. 65, show that the purpose of Congress was to secure better citizens by promoting the educational, social and moral elevation of the industrial classes. The exception to the law will not be construed so as to defeat the purposes of Congress. People v. Waring, 64 N. Y. Suppl. 865; 52 App. Div. N. Y. 36, may be distinguished.
4. The application of the term “laborers and mechanics” to employés engaged in ordinary dredging operations upon the ordinary non-seagoing dredge and attendant tugs and scows.
a. The term applies to all who come within the ordinary meaning of the words, irrespective of the manner in which they are paid. 12 Opin. A. G. 530, 533; 25 Opin. A. G. 465. See, also, 18 Opin. A. G. 389, 391. 14 Opin. A. G. 128, stating that act of 1868 is limited to employés paid a day‘s wages for a day‘s work, and Billinsley v. Marshall County, 5 Kan. App. 435,
b. The ordinary meaning of the term includes employés on the dredge and the scowman. Deck hands, while engaged upon the work of removing obstructions to navigation, are laborers within act of 1892. United States v. Jefferson, 60 Fed. Rep. 736. Fireman on land (United States v. Martin, 94 U. S. 400) and on board ship (Wilson v. Zulueta, 14 Q. B. 405) are laborers. See, also, 26 Opin. A. G. 64. Locomotive engineers are mechanics. Sanner v. Shivers, 76 Georgia, 335; State ex rel. I. X. L. Grocery Company v. Land, 108 Louisiana, 512. Application of the
c. Employés named are not seamen. If their employment can be said to be so peculiar as to take them out of the act it is only while the dredge is being towed from port to port. A dredge fixed in position and operating upon an excavation under water is like a land steam shovel operating on land. Cases holding dredges and scows to be vessels (The International, 89 Fed. Rep. 484) rest upon definition of “vessel.”
d. These views are supported by considering evils designed to be remedied by the statute. Committee reports and debates show that, during the thirty years preceding 1892, there had been so many mechanical inventions brought into use that the labor market had become congested and there was not sufficient remunerative employment for all who wished to work. By its definitions of “public works” it is clear that Congress intended the
e. Executive interpretation of
Opinion of the Court
MR. JUSTICE HOLMES delivered the opinion of the court.
These are an indictment and informations under the
The act limits the service and employment of all laborers and mechanics employed by the United States, by the District
The contention that the act is unconstitutional is not frivolous, since it may be argued that there are relevant distinctions between the power of the United States and that of a State. But the arguments naturally urged against such a statute apply equally for the most part to the two jurisdictions, and are answered, so far as a State is concerned, by Atkin v. Kansas, 191 U. S. 207. In that case a contractor for work upon a municipal boulevard was sentenced to a fine under a similar law of Kansas, and the statute was upheld. We see no reason to deny to the United States the power thus established for the States. Like the States, it may sanction the requirements made of contractors employed upon its public works by penalties in case those requirements are not fulfilled. It would be a strong thing to say that a legislature that had power to forbid or to authorize and enforce a contract had not also the power to
One other argument is put forward, but it hardly needs an answer. A ruling was asked in Ellis‘s case, and is attempted to be sustained, to the effect that the Government waived its sovereignty by making a contract, and that even if the
We pass to the subordinate matters not common to all the cases. In Ellis‘s case the plaintiff in error agreed to construct and complete pier No. 2 at the Boston Navy Yard, within six months, according to certain specifications and at a certain price. He found more difficulty than he expected, although he expected some trouble, in getting certain oak and pine piles called for by the contract, and, having been delayed by that cause, he permitted his associate in the business to employ men for nine hours, in the hurry to get the work done. The
There is only one other question raised in Ellis‘s case. It is admitted that he was a contractor within the meaning of the act and that the workmen permitted to work more than eight hours a day were employed upon “public works,” and it is not denied that these workmen were “mechanics.” The jury were instructed, subject to exception, that if the defendant intended to permit the men to work over eight hours on the calendar day named he intended to violate the statute. The argument against the instruction is that the word “intentionally” in the statute requires knowledge of the law, or at least that to be convicted Ellis must not have supposed, even mistakenly, that there was an emergency extraordinary enough to justify his conduct. The latter proposition is only the former a little disguised. Both are without foundation. If a man intentionally adopts certain conduct in certain circumstances known to him, and that conduct is forbidden by the law under those circumstances, he intentionally breaks the law in the only sense in which the law ever considers intent. The judgment in this case must be affirmed.
Both of the phrases to be construed admit a broad enough interpretation to cover these cases, but the question is whether that interpretation is reasonable, and, in a penal statute, fair. Certainly they may be read in a narrower sense with at least equal ease. The statute says, “laborers and mechanics . . . employed . . . upon any of the public works.” It does not say, and no one supposes it to mean, “any public work.” The words “upon” and “any of the,” and the plural “works” import that the objects of labor referred to have some kind of permanent existence and structural unity, and are severally capable of being regarded as complete wholes. The fact that the persons mentioned as employed upon them are laborers and
The words laborers and mechanics are admitted not to apply to seamen as that name commonly is used. Therefore it was contended but faintly that the masters of the tugs could not be employed more than eight hours. But the argument does not stop with masters of tugs, or even with mates, engineers and firemen of the same. Wilson v. The Ohio, Gilpin, 505; Holt v. Cummings, 102 Pa. St. 212. The scows and floating dredges were vessels.
Judgment in 567 affirmed.
Judgments in 664, 665, 666, 667, 668 and 669 reversed.
MR. JUSTICE MOODY took no part in the decision of 567.
MR. JUSTICE MCKENNA is of opinion that the work upon the dredging of Chelsea Creek was within the act. In other particulars he agrees with the judgment of the court.
MR. JUSTICE MOODY dissenting in Nos. 664, 665, 666, 667, 668 and 669.
I am unable to agree with the opinion of the court, so far as it relates to the employment for more than eight hours a day of the men engaged in work on the dredges and scows. The cases are of such general importance that I am unwilling to allow the reasons for my disagreement to remain undisclosed.
The first question is whether the men named in the informations were employed by the defendants “upon any of the public works of the United States” within the meaning of those words as Congress used them. Let it be conceded, as I think it should be, that “any of the public works” is a narrower expression than “any public work” would be; that public works must “have some kind of permanent existence and structural unity and be severally capable of being regarded as complete wholes,” and still the works here in question fall within the description. The dredging of channels in our waterways is not mere digging. It has for its purpose the creation of something with as visible a form as a cellar to a house, a sunken road, a well, a tidal basin or a sea-level canal. Surely all these are “works;” and if constructed by the Government, “public works.” Artificial waterways may not be so easily read out of the statute by any definition, and I cannot resist the belief that the definition accepted in the opinion of the court does not accomplish it.
Let us consider the history of one of these artificial approaches from the sea, such as the channel in Boston Harbor, and see whether, when it is completed, it ought not to be regarded as a complete whole, having a permanent existence and structural unity. When a work of this kind is proposed the engineers of the Army, first obtaining the authority from Congress, survey the region, consider the commercial reasons which support the project and make plans for it and estimates of its cost. Upon consideration of the engineers’ report, Congress, if it approves the project, makes an appropriation for its construction, designating it expressly as of the “public works” of the United States. For example, the appropriation for one of the works in question in these cases is in the following terms: “The following sums of money are hereby appropriated for the construction of the public works hereinafter named; For improving said harbor in accordance with the report submitted in House Document, number one hundred and nineteen,
In the Digest of Appropriations, made and published under the direction of Congress, these constructions are constantly denominated as “works,” and of course they are “public.” After the channel is completed, it is buoyed and lighted by the Government, and frequently defended by land fortifications constructed for that purpose. Sometimes breakwaters or jetties are constructed for the purpose of preserving it from impairment. The
The eight-hour day is prescribed by the statute, only for laborers and mechanics. These words of description have never been supposed to include and would not include all those who do work of any kind. Although the extent of these words is somewhat vague, nevertheless they were used in a technical sense to describe classes of employés. The second question is whether the men named in the information were laborers or mechanics.
Seamen, whether employed in the Navy or other marine service of the United States or by contractors with the United States, are not laborers or mechanics. They, while laboring as seamen, could no more be brought within the limits of an eight-hour day than a physician, a lawyer, or a clergyman. They have always been regarded with special favor by all governments, and a series of laws specially applicable to them control and affect their conditions of labor. The men employed on the seagoing tug, from the master down, were seamen, and their work was the work of seamen, and the conviction with respect to them was, I agree, erroneous. Those who are employed upon the dredges and scows were not, in respect of the work they were actually doing, in any proper sense, seamen. The master and engineer of the dredge were not licensed, and the men employed upon it seemed not to have entered into any contract of shipment. They were employed usually from those who had served in the merchant marine. They had doubtless acquired the skill and aptitude which especially fitted them for work upon the dredges, which required some handling of lines and some other minor things in which sailors become expert. But because a man has acquired in one occupation skill which fits him for another it does not follow that, when he passes from one occupation to the other, the work
It does not seem to be important that for some purposes the scows and dredges were vessels, or those employed upon them for some purposes are deemed seamen. The question here is what were the men when they were engaged in the work of excavation? Were the men at that time employed as seamen, doing the work of seamen, or as laborers and mechanics, doing the work of laborers and mechanics? I think they then were laborers or mechanics, and employed as such, and that their occupation is determined, not by what they have done in the past, or by what their employers chose to call them, but by what they were doing when the Government invoked the law for their benefit. If they were then doing the work of laborers and mechanics, whatever they may have done in the past,
It is conceded in the opinion of the court that the statute admits of an interpretation which brings these cases within it. May not more be said? Are not these cases fairly within the plain words of the act? If this be so, then the rule of strict interpretation, applicable to penal laws, a rule which has lost all of its ancient rigor, if indeed it is now more than a lifeless form (United States v. Lacher, 134 U. S. 624, 628), cannot be used to take them out. When the intention of the legislature is reasonably clear, the courts have no duty except to carry it out. The rule for the construction of penal statutes is satisfied if the words are not enlarged beyond their natural mean-
The impossibility or difficulty of applying this law to the operations of dredging, which upon the evidence, I think, amounts to no more than that it would result in an inconvenience, which the defendants may readily avoid by refusing to contract with the Government, is a consideration fit to be addressed to Congress rather than to this court.
I am authorized to say that MR. JUSTICE HARLAN and MR. JUSTICE DAY concur in this dissent.
