Lead Opinion
The General Assembly at its regular biennial session held in 1911, drafted and incorporated in' a bill, what was therein termed a proposed new Constitution, which was a copy of the existing Constitution, with twenty-three amendments, or changes, o'f its provisions, and it provided, that it should, if adopted, take effect on January 1, 1913. There was no pretense of complying with or proceeding under provisions of the present Constitution for amendment of it. The bill duly passed both branches of the legislative body, with the usual formalities of ordinary legislation, was approved by the Governor March 4, 1911, and published with the acts of the session as chapter 118 (Acts 1911 p. 205). It is therein provided that the proposed organic instrument shall be submitted to all the legal voters of the State at the general election regularly to be held pursuant to law in November, 1912; and to that end it is provided that the state board of election commissioners shall prepare ballots as provided by law, and that all election officers and other officials required by law to perform any duties with reference to general elections shall perform like duties with reference to the submission of the sq-called proposed new Constitution.
This suit was instituted in the trial court by the appellee, a voter and taxpayer of Marion county, suing for himself as a citizen, elector and taxpayer in the State of Indiana, and also on behalf of and for the benefit of all the other citizens, electors and taxpayers in the State, to enjoin appellant Ellingham, as Secretary of State, and appellants Marshall, Bachelder and Boemler, constituting the state board of election commissioners, from the performance of these duties, on the ground that the General Assembly was without power thus to prepare and submit to the people proposed fundamental law, whether an entire new Constitution or an amendment; that the method of submission provided was in violation of a provision of our State Constitution; and that certain provisions of the proposed organic law are violative of provisions of the act of Virginia conveying to the United States the territory northwest of the Ohio river, the ordinance of 1787, the act of congress of 1816 to enable the people of the Indiana Territory to form a state Constitution and government, and article 4, §4, of the Federal Constitution, in the matter of guaranties of the principle of porportionate representation and of a republican form of government. After a hearing and argument in that court, memorable in the legal annals of the State, the learned judge of the circuit court sustained the contention of appellee in every respect, and enjoined and restrained appellants as prayed. From that judgment this appeal comes, and the delicate and difficult questions involved are presented to this court for final determination.
The underlying question involved, out of which all the
Appellee, on the contrary, in support of the conclusion of the trial court that the act in question is unconstitutional and void, contends that the power to initiate, frame and submit to the people fundamental law is not legislative power in the sense in which the General Assembly is vested with legislative power by that provision. But the making of fundamental law, being essentially different from ordinary legislation, the power of the General Assembly in relation to it is measured by the special and limited grant of power to it, made by article 16 of the present Constitution to initiate, frame and submit amendments in the mode and manner therein provided; and that this, by necessary implication, withholds the right of the broader and more comprehensive exercise of the power so to participate in fundamental legislation involved in initiating, preparing and submitting a new Constitution. Appellee also contends that the draft embodied in Chapter 118 is not that of a new Constitution, but that it is in substance, truth and fact merely proposed amendments of the existing Constitution, and that therefore it cannot be lawfully submitted to the people for their action, because of noncomplianee with the requirements of article 16.
4 ‘ The legislative power we understand to be the authority, under the Constitution, to make laws, and to alter and repeal them. Laws, in the sense in which the word is here employed, are rules of civil conduct, or statutes, which the legislative will has prescribed.” Cooley, Const. Lim. (7th ed.) 131.
The legislative power which the general grant in our Constitution bestows upon the General Assembly, this court has held to be the power to make, alter and repeal laws. State, ex rel., v. Denny (1889),
In Lafayette, etc., R. Co. v. Geiger (1870),
The grant to the General Assembly of “the legislative authority of the State” did not transfer from the people to the General Assembly all the legislative power inhering in the former, but, as said in McCullough v. Brown (1893), 41 S. C. 220, 248,
To erect the State or to institute the form of its government is a function inhei’ent in the sovereign people. To carry out its purpose of protecting and enforcing the rights and liberties of which the ordained constitution is a guaranty, by enacting rules of civil conduct relating to the details and particulars of the government instituted, is the function of the legislature under the general grant of authority. It needed no reservation in the organic law to preserve to the people their inherent power to change their government against such a general grant of legislative authority. And yet we find in the first section of the first article of the Constitution this statement of the purpose of the government which they had builded, and the declaration of their power over it: “We declare that all men are created equal; that they are endowed by their Creator with certain unalienable rights; that among these are life, liberty, and the pursuit of happiness; that all power is inherent in the people; and that all free governments are and of right ought to be, founded
With knowledge of the tendency of vested . power to broaden and exalt itself, the people have declared their abiding power over the framework of the government, while in article 4, §1, they gave into the hands of an agency the authority to exercise all their power to make laws to carry out the declared purpose of the government, save such as they had withheld by express or implied limitations, or had surrendered to the Federal government.
In Eason v. State (1851), 6 Eng. (Ark.) 481, the case of State v. Cox, supra, was reviewed, and the conclusion there reached, that the legislature, not under its general grant of authority, but under the special grant of power over amendments to the constitution, might amend a section of the bill of rights, was denied. In the latter case, however, it was held that no power was in the possession of the legislature to repeal or change any provision of the bill of rights, “when acting either in the exercise of ordinary legislative authority, or in the exercise of the higher power specifically granted,” to participate in the amendment of the constitution; and that such change could only be made by the people through the agency of a convention.
In City of Chicago v. Reeves (1906),
In Oakland Pav. Co. v. Hilton (1886),
In a later decision of that court, in the case of Livermore v. Waite (1894),
In Holmberg v. Jones (1901),
The supreme court of Missouri, in the case of Edwards v. Lesueur (1896),
The same coercive writ was issued to compel the governor of Maryland to discharge a duty placed on him to order publication of proposed amendments as a preliminary requirement to their submission to the voters, which he refused to discharge, because, he claimed, they were inoperative for not having been submitted to him for approval. It was held by the supreme court of that state that a proposal to make a change in the organic law was not legislation in the ordinary sense, and that it was not necessary to submit it to the governor for any action. Warfield v. Vandiver (1905),
The supreme court of Nebraska in In re Senate File 31 (1889),
In the Massachusetts Convention of 1820, Mr. Webster and Mr. Lincoln took the position that conferring the power on the legislature to prepare and propose amendments to the constitution was not giving authority to exercise legislative power in the ordinary sense; the former saying: ‘ ‘ This was not an exercise of legislative power—it was only referring to some branch of the power of making propositions to the people.” While the words of the latter were: “The proposing of amendments was not a subject of legislation.” Deb. Mass. Conv. 1820, pp. 405, 407.
Quoting again from Jameson, in differentiating the functions of legislatures and conventions with relation to the species of law over which they have power, he says: “Of these two species of law, the distinction between which has been already explained, it is the important thing to note, that the one denominated fundamental is, generally speaking, the work only of a Convention, a special and extraordinary assembly, convening at no regularly recurring periods, but whenever the harvest of constitutional reforms has become ripe; while, on the other hand, the ordinary statute law, whose provisions are tentatory and transient, is, regularly at least, the work of a legislature,—a body meeting periodically at short intervals of time. It is thoroughly settled that, under our Constitutions, State and Federal, a legislature cannot exercise the functions of a Convention,—cannot, in other words, take upon itself the duty of framing, amending, or suspending the operation of the fundamental law.” Jameson, Const. Conventions (4th ed.) 422. And again, he says on page 211: “Whenever a Constitution needs a general revision, a Convention is indispensably necessary.” And in consonance with the principle that legislatures in their ordinary legislative capacity are not competent to frame or draft organic law are these words of Cooley: “In accord
Many of the constitutions, made and ordained in the early days of written constitutions in our country, were silent on the question of future changes, and we are informed by Jameson as follows: “But silence upon a subject of such importance was liable to misconstruction, and was therefore dangerous. Hence the policy of regulating by express constitutional provisions the exercise of so important a power soon began to be generally apparent. In several of the States the clauses of the Constitutions relating to amendments have been couched in negative terms, interdicting amendments except in the cases and modes prescribed. In a majority of the eases, however, they have been permissive, pointing out modes in which Conventions may be called, or specific amendments effected, without terms of restriction, or allusion to other possible modes. But however liberal these provisions may seem to be, restriction is really the policy and the law of the country. By the common law of America, originating with the system we are considering, and out of the same necessities which gave the latter birth, it is settled, that amendments to our Constitutions are to be made only in modes pointed out or sanctioned by the legislative authority, the legal exponent of the will of the majority, which alone is entitled to the force of law. The mode usually employed is that of summoning a Convention; and it is clear that no means are legitimate for the purpose indicated but Conventions, unless employed under an express warrant of
Accompanying the grant of general legislative authority over the subject-matter of ordinary legislation found in article 4, §1, our Constitution, in article 16, places with the legislature the following special power and duty in relation to fundamental legislation: “Section d. Any amendment or amendments to this constitution may be proposed in either branch of the general assembly; and if the same shall be agreed to by a majority of the members elected to each of the two houses, such proposed amendment or amendments shall, with the yeas and nays thereon, be entered on their journals, and referred to the general assembly to be chosen at the next general election; and if, in the general assembly so next chosen, such proposed amendment or amendments shall be agreed to by a majority of all the members elected to each house, then it shall be the duty of the general assembly to submit such amendment or amendments to the electors of the state; and if a majority of said electors shall ratify the same, such amendment or amendments shall become a part of this constitution.
“Section 2. If two or more amendments'shall be submitted at the same time, they shall be submitted in such manner that the electors shall vote for or against each of such amendments separately; and whilp an amendment or
The presence of this article in the Constitution fights against the contention that the general grant of legislative authority bears in its broad arms, by implication, any power to formulate and. submit proposed organic law, whether in the form of an entire and complete instrument of government to supersede the existing one, or a single amendment. For if the General Assembly, has the greater power, unfettered power, under the general grant, what necessity could there have existed for giving the lesser, special power, with the checks and limitations accompanying it ? That both the general grant of legislative authority and the special authorization to act in relation to amendments were deemed necessary by the framers of the Constitution arises from the obvious fact that each involved a different subject-matter; the one, of ordinary lawmaking, and the other, the change of organic law. The one involved, necessarily, a broad discretion, while the other merely gave a narrow, limited power, under guard, to aid the people in the exercise of their sovereign power over the structure of their government.
In Morris v. Powell (1890),
The act of congress of May 7, 18P0, carved out of the Northwest Territory, Indiana Territory, and established a government for it similar to that of the Northwest Territory to begin its existence July 4, 1800. R. S. 1843 p. 28. The ordinance of 1787, providing for the government of the Northwest Territory, provided that the legislative department “shall have authority to make laws, in all cases for the good government of the district not repugnant to the principles and articles in this ordinance established and declared.” R. S. 1843 p. 23. .
In relation to changes in the organic law, article 8 of the Constitution of 1816 provided: “Every twelfth year after this constitution shall have taken effect, at the general election held for governor, there shall be a poll opened, in which the qualified electors of the State, shall express, by vote,
In 1828, pursuant to the foregoing provisions, the legislature submitted to the people the question as to whether or not a constitutional convention should be called. Only ten of the fifty-eight counties in the State appear to have voted upon the question, the total vote being, for a convention, 3,496, against a convention, 6,130. The people, therefore, affirmatively determined that no convention should be called. In 1840, at the end of the next twelve-year period, the question was again submitted to the people, pursuant to the terms of article 8, supra, the vote being, for a convention, 12,277, against a convention, 61,721, sixty-nine counties having participated in this vote, fourteen counties making no return thereon. In the face of this vote—five to one against the calling of a constitutional convention.—the legislature in 1846, not in accordance with, but independently of the terms of article 8, again submitted the question to the people, at which time the vote resulted, for a convention, 33,175, against a convention, 28,842, in. a total of 126,123 votes cast at the election. By recurring to article 8 it will be perceived that in order to authorize ‘the calling of a convention a majority of the votes cast at an election held for the governorship must have been cast in favor of the convention. Inasmuch, therefore, as all the votes east, both for and against the calling of a convention, in 1846, fell short of a majority
Notwithstanding the people had upon these three separate occasions either voted against, or failed to vote by the required majority in favor of calling a convention, the legislature in 1849 again submitted the question for determination (Acts 1849 p. 36) at the annual election in August, 1849, at which the total vote east for Governor was 149,774 (excluding Payette county which seems not to have made return of its vote). There was cast in favor of the convention, 81,500 votes, against it, 57,418 votes, showing a majority over all votes cast of 6,612. Pursuant to the authority given by this vote of the people, the General Assembly by an act approved January 18, 1850 (Acts 1850 p. 29), provided “for the call of a Convention of the people of the State of Indiana, to revise, amend, or alter the Constitution of said State. ’ ’ The body selected by the people as provided in that act formed the Constitution, which was submitted to and adopted by the people, and has existed as the organic law, without radical change, for more than sixty years. During the time when these persistent efforts of the General Assembly to get a vote of the people favorable to a revision or amendment of the Constitution by a convention, the obviously concordant opinion of the strong men of the time was that it could only so be made, and be made within the law. Had it been thought then that the general grant of legislative authority placed in the hands of the General Assembly the power to accomplish the same work which that body was asking the people to authorize a constitutional convention to do, it is not to be supposed that the fruitless efforts to secure a convention would have continued. But, on the contrary, it is highly probable that the General Assembly would itself have done the work of revision or reframing amendments, and thus have avoided the delay and the greater expense entailed by a convention. No one then
In the first days of the convention, it appears that Mr. Tague, a member from Hancock county, offered a resolution to amend article 8 of the existing Constitution so as to permit the legislature at any regular session to propose one amendment to be published Avith the laws and submitted to a vote of the people at the next general election, and if approved by two-thirds of the votes cast, to become a part of the Constitution. Convention Journal 66. Mr. Steele, the member from Wabash county, introduced a resolution, relating to an amendment of the Constitution, reading as follows: “Resolved, that the committee on future amendments to the
Mr. Prisbie, the member from Perry county, presented a resolution, requiring the same committee to inquire into the expediency of inserting a provision for amendment, substantially as follows: £ £ That whenever the Legislature shall become satisfied'that a majority of the people of the State are dissatisfied with any portion of the Constitution, it shall be their duty, by joint resolution or otherwise, to present to the voters of the State, in a distinct form, such proposed change or changes to be acted upon by the voters at the polls at the next general election, and if a majority of all the votes given at such election be given in favor of such change or changes and so made to appear to the next ensuing Legislature, it shall be the duty of the Executive to issue his proclamation declaring said amendment or amendments to be a part and parcel of the Constitution.”. Convention Journal 69.
Later in the existence of the convention, as we find on page 444 of the journal, Mr. Read, of Clark county, submitted a resolution embodying a proposed article relating to future amendments, which gave power to the legislature to propose amendments if agreed to by two-thirds of the members elected to each- house, and approved by the Governor. They were then to be published in at least one newspaper in each county for three' months before the next general election, and if the legislature then chosen should approve them by a majority of the members elected to each
These resolutions all went by reference to the committee on future amendments, and that committee reported to the convention, and recommended for passage by it as a part of the amended Constitution, the following article in two sections: ‘1 Section 1. Whenever two-thirds of all the members elected to each branch of the General Assembly shall think it necessary to call a Convention to alter or amend this Constitution, they shall recommend to the electors at the next election of members of the General Assembly to vote for or against a Convention; and if it shall appear that a majority of all the- electors of the State voting for representatives have voted for a Convention, the General Assembly shall, at its next session, call a Convention for the purpose of revising, altering or amending this Constitution.
“Section 2. Any amendment or amendments to this Constitution may be proposed in either branch of the General Assembly, and if the same shall be agreed to by two-thirds of all the members elected in each of the two houses, such proposed amendment or amendments shall be referred to the next regular session of the General Assembly, and shall be published at least three months previous to the time of holding the next election for members of the House of Representatives ; and if at the next regular session of the General Assembly after said election, a majority of all the members elected in each branch of the General Assembly shall agree to said amendment or amendments, then it shall be their duty to submit the same to the people at the next general election for their adoption or rejection in such manner as may be prescribed by law; and if a majority of all the electors voting at said election for members of the House of Representatives shall vote for such amendment or amend
The report of the committee was concurred in, and the article was passed to a, second reading. Convention Journal 693. When the article came up on second reading, Mr. Baseom, the member from the district of Adams and Wells counties, unsuccessfully moved to strike out §1 and insert the following: ‘ ‘ Section 1. Every sixteenth year after this Constitution shall have taken effect, at the general election, held for Governor, there shall be a poll opened in which the qualified electors of the State shall express by vote, whether they are in favor of calling a Convention or not; and if there should be a majority of all the votes given at such election, the Governor shall inform the next General Assembly thereof, whose duty it shall be to provide by law for the election of the members to the Convention, the number thereof, and the time and place of their meeting; and which Convention, when met, shall have it in their power to revise, amend or change the Constitution.” Convention Journal 830. The first section as reported by the committee was then rejected by the convention. Convention Journal 831. The second section being taken up for consideration, Mr. Stevenson, of Putnam county, moved to amend by making a majority vote instead of two-thirds of the members elected in each of the two houses sufficient to pass a joroposed amendment. Mr. Owen, of Posey county, moved to amend this by striking out the section and inserting instead the following: Section 2. Any amendment or amendments to this Constitution may be proposed in the Senate or House of Eepresentatives; and if
Mr. Newman, a member from Wayne county, moved to amend the amendment offered by Mr. Owen by striking it out and inserting therefor the following: “The General Assembly may at its first session after six years from the adoption of this Constitution, and every tenth year thereafter, by a vote of three-fifths of each branch thereof recommend to the electors of this State, any alteration or amendment to this Constitution, and provide for submitting any such alteration or amendment to a vote of such electors, and if a majority of such electors shall vote in favor of such alteration or amendment then the same shall be adopted and form a part of this Constitution.” Mr. Newman’s amendment failed and that of Mr. Owen was adopted and engrossed for third reading. Convention Journal 833; Debates of the Convention 1915, 1918.
The second section being taken up on third reading, Mr. Pettit, a member from Tippecanoe county, moved to recommit it, with instructions to strike it out, and insert instead the following: “No amendment shall be made to this Constitution, unless the same shall be called for and approved by a majority of all the voters of this State.” Convention Journal 837. Mr. ITowe, of LaGrange county, moved to amend this proposal, by adding to it the following: “And
The following offered as an additonal section by Mr. Helmer, of Lawrence county, was rejected: “Section 6. Every tenth year after the adoption of this Constitution, at the general election held therein, there shall be a poll opened in which the qualified electors of the State shall express by vote whether they are in favor of calling a Convention or not; and if there should be a majority of all the votes given at such election in favor of a Convention, the Governor shall
The committee on revision, arrangement and phraseology reported back to the convention the provisions for amendment and change of the Constitution, proposed by Mr. Owen and Mr. Ritchey, with slight changes in the phraseology, and they became respectively §§1, 2 of article 16 of the Constitution as it now is. Convention Journal 976.
The debate in the convention, during the consideration of these various methods of providing for change or amendment of the Constitution in the future, is illuminating, and makes clear the purpose of that body, which, by express representative authority, was exercising the sovereignty of the people in amending and revising their fundamental law. Mr. Ritchey, the chairman of the committee, defended its report recommending the two sections. He favored the two methods of making amendments, that, provided by the first section, for calling a convention when general and numerous amendments were contemplated, and the one, provided by the second section, when isolated amendments were deemed desirable. The latter method was to save the greater expense and inconvenience of a convention. He defended the requirement of a vote of two-thirds of the members of the two houses of the legislature, on the ground that it was “a necessary cheek upon the too frequent introduction of propositions to change the provisions of the Constitution.” “If there is anything that should be held sacred,” he said, “and scrupulously guarded against hasty and inconsiderate changes, it is the fundamental law.” He expressed regret that the convention had rejected the provision embodied in
In advocating the adoption of his proposal above set forth, Mr. Newman expressed his opposition to the frequent changes in the organic law made possible by the proposed §2 of Mr. Owen’s proposed amendment of it. He thought that to permit the legislature by a three-fifths vote to propose amendments at intervals of ten years only would insure that a healthy and matured public sentiment on the subject would prevent inconsiderate proposals for amendment. Mr. Owen, in answer, agreed that it was desirable that there should not be too great instability in regard to the Constitution; but he opposed the proposition to attempt to restrict amendments to periods of ten years, which made it too difficult to amend the organic law, and he also opposed the proposition of Mr. Pettit, which infringed stability. He said, among other things: “But I say if you insert such a provision as this, placing no greater check than that of requiring two successive Legislatures to act affirmatively upon the question before it shall be submitted to the people, I am convinced that it will be entirely satisfactory. It is very well known that I am not conservative in my opinions. I believe in progress and advancement in the science of 'government as well as all other sciences, physical and moral. But while I am willing that changes and amendments should from time to time be made, yet I would not have them made without due consideration. I would have at least the meeting of one Legislature intervening between the time of the first proposing of an amendment and the time of its final adoption. I believe if we adopt the section as it stands,1 we will have a just medium between the proposition of the gentleman from Tippecanoe, which I hold does not interpose a sufficient cheek, and the proposition of the gentleman- from Lagrange, which I think wholly impracticable.” Mr. Kelso, of Ohio and Swit
Mr. Howe expressed himself in favor of amendment by convention alone, and then only at periods of twelve years, when the people had voted in favor of such convention. Mr. Rariden, of Wayne, opposed any provision permitting amendment or change oftener than at periods of five years, and favored action by convention as being the most satisfactory. Debates of the Convention 1913-1918, 1938, 1939.
It will be noted that the provision proposed by Mr. Read was, with the exception of the last part of it, which limited the right of the legislature to propose amendments to periods of ten years, similar to the one which subsequently met the approval of the convention, and became a part of the Constitution. In the discussion of it earlier in the convention, it seemed to be agreed that if the Constitution o£ 1816 had contained a similar provision for amendment by legislative initiation, the convention then being held would have been wholly unnecessary. Mr. Owen agreed that there should he provision for amendments to be proposed by the legislature, and that such proposed amendments should be approved by two successive legislatures, but he opposed that part limiting action to ten-year periods. Mr. Borden of Allen county, expressed his disapproval of this or any proposition to confer upon the legislature any power to frame and submit amendments, and favored, in the interest of stability, amendment by convention alone, to be called only at long intervals, and after a vote of the people favorable to the calling of a convention had been taken. Debates of the Convention 1258, 1260.
What the words of the Constitution of 1851 meant at the time it was framed by the representatives of the people, taking counsel together in convention for the good of the State,
There can be little doubt but that the framers of the revised Constitution of 1851 believed that in article 16 they had provided an orderly method for making all the changes in the organic law which might become necessary. If they were conscious of the accomplishment of a good work, they were justified. All the best principles of a representative democracy were declared and guaranteed. Governmental power was divided, and placed in separate agencies, and other checks against the growth of power into absolutism were provided. That progress and growth might require change in some minor respects was recognized, and such change provided for in article 16. It is manifest that they held the views relating to future changes in the organic law which influenced the- convention of Massachusetts of 1820, of which Daniel "Webster was a member, and the chairman of the committee on future amendments, which reported in favor of the legislative mode of proposing amendments under guards and restrictions, and inserted no provision for
In years, it came about that there was the pressing need and demand for changes in the Constitution, which progress and growth bring, in some particulars relating to the time of holding elections, the qualifications of voters, courts, the indebtedness of cities, fees and salaries of public officers, and other matters. The legislature of 1877, under the power conferred by article 16, framed seven different amendments, and referred them to the next General Assembly, which performed its function in accordance with the constitutional authorization, and submitted them to the people for adoption. Acts 1879 p. 25. They received a majority of the votes cast on them, but not a majority ®f all the votes cast at the election. A question arose over their adoption, and the ease of Swift v. State (1880),
Again, in 1903, the legislature, acting under the provisions of article 16, initiated a proposed amendment to vest in the legislature authority to fix the qualifications for admission to the bar, and the General-Assembly at the ensuing session in 1905 approved the action, and provided for the submission of the proposed amendment at the general election in 1906. It received a majority of the votes cast on it, but not a majority of the votes east at the election, and failed of adoption. Once again the General Assembly, at its session in 1909, referred this amendment to the will of the voters at the general election in 1910, and once more it received a majority of the votes cast thereon, but not a majority of the votes cast at the election. And so it has been assumed that it stands obstructive of further proposals for amendment, by reason of the provision of article 16, §2, while waiting definitive action by the people. During all the time that has witnessed difficulties in securing consummation of amendments to the Constitution in the mode allowed and provided by that instrument, no suggestion has come from any citizen, skilled in the science of government or not, that the General Assembly possessed the power, under the general grant of legislative authority, to frame amendments into the existing Constitution, and submit them as a new
It was the thought of the people, the sober second thought, that the framers of our Constitution invoked by the provision which they inserted for amendment and change; and for this, in the people and their representatives as well, they provided for the delay embodied in article 16, for that discussion and consideration which would bring it forth. They knew the truth expressed by Professor Lieber, that an election which takes place to decide on the adoption or rejection of a fundamental law can have no permanent value whatever unless the question has been fairly before the people for a period sufficiently long to discuss the matter thoroughly, and under circumstances to allow a free discussion. Civil Liberty and Self Government 414.
The proposed “new Constitution,” incorporated in chapter 118 for submission, carries in its terms a confession, if not a lack of power in the General Assembly to formulate and submit it, surely of the unwisdom of the practice, for in that part of its provisions devoted to future changes, the following is found: “No new Constitution shall be submitted to the electors of this state for ratification and adoption or rejection, until by virtue of an act of the general assembly, a majority of the legal voters of the State have declared in favor of a constitutional convention; when and whereupon, such constitutional convention shall be convened in such manner as the general assembly may provide, but any constitution by such convention proposed shall be submitted to the voters of this state for ratification or rejection
The learned counsel for appellants contend that no restrictions upon the making of a new Constitution are imposed by the present Constitution, and it is insisted that the action of the legislature in the submission to the people in 1846, 1847 and 1849, at times not specifically authorized by the Constitution of 1816J of the question whether they desired a convention called to revise or amend the existing Constitution, furnished a clear precedent for the action of the General Assembly of 1911. To neither contention does our judgment compel or permit assent. As to the first, we have seen the general grant of legislative authority does not include the formulation of organic law; and we look for no restrictions in that grant, upon the matter of Constitution making, for that is a power inhering in the people, as declared, as we have seen, in the first article of the Constitution. “Prohibitions are only important where they are in the nature of exceptions to a general grant of power; and if the authority to do an act has not been granted by the sovereign to its representative, it cannot be necessary to prohibit its being done.” Cooley, Const. Lim. 243. And again we find in the same work on page 245 the following: “And however proper and prudent it may be expressly to prohibit those things which are not understood to be within the proper attributes of legislative power, such prohibition can never be regarded as essential, when the extent of the power apportioned to the legislative department is found upon examination not to be broad enough to cover the obnoxious authority. The absence of such prohibition cannot, by implication, confer power.” To the second contention, it may be answered, that the General Assembly, in the action taken in those years, made no.attempt to assume the power, under the general grant of authority to legislate, to formulate a new Constitution, or to revise the existing one. It merely asked the people to express their will in relation to calling
“We must not forget that a constitution is the measure of the rights delegated by the people to their governmental agents and not of the rights of the people. * * * The implied restraints of the constitution upon legislative power may be as effectual for its condemnation as the written words, and such restraints may be found either in the language employed, or in the evident purpose which was in view and the circumstances and historical events which led to the enactment of the particular provision as a part of the organic law.” Rathbone v. Wirth (1896),
If the power to draft and submit to the people organic law is embraced in the broad bestowal of “the legislative authority of the State,” made in article 4, §1, where is the limitation on it, save that of the Constitution of the United States? What check is laid upon the use of the power? There is none, for all the cheeks and limitations which the people in their Constitution have placed upon the legislature are upon the exercise of the power over ordinary legislation, and have no relation to fundamental legislation. The legislature being supreme and sovereign in the exercise of the
It must be remembered that the Constitution is the people’s enactment. No proposed change can become effective unless they will it so through the compelling force of need of it and desire for it. We have not heard the voice of the people raised in a demand for a new Constitution. And so we doubt if there is reason for applying the doctrine of construction ab inconvewienti to the existing Constitution to hurry to the people organic change, which they have not called for. That the Constitution may need amendment, may be true. But there has never been a time when the people might not, if they pleased and if they had believed it necessary, have made any change desired in the orderly ways provided. That they have not done so, and that the General Assembly may believe good will follow by deviating from the slow and orderly processes, will not justify a construction of the Constitution which does violence to its intent and express provisions.
In Cooley, Const. Lim. (7th ed.) 107, note, it is said: “We agree with the Supreme Court of Indiana, that, in construing constitutions, courts have nothing to do with the argument ab inconvenienli, and should not ‘bend the Constitution to suit the law of the hour;’ Greencastle Township v. Black [1854],
The sound rule which, as we have seen, is approved by Mr. Jameson, and which must be applied to the determination of the question, is well stated in 6 Am. and Eng. Ency. Law (2d ed.) 902, as follows: “The proposal of amendments to the constitution is not a power inherent in the legislative department, but must be conferred by a special grant of the constitution, and in the absence of such a pro
The rule is sustained by State v. Swift (1880), 69 Ind.
And again, in the opinion of this court in the case entitled, In re Denny (1901),
One of the latest expressions of the rule by the courts of the country relating to amendment and change of constitutions by the legislative mode, is the following from McBee v. Brady, supra, on page 775: “The constitution is the fundamental law of the state. It received its force from the
In discussing this power of the courts, in exercising the judicial function of government, to declare legislative enactments void when that body has, in such enactment, gone beyond or outside of the power granted, to it, Professor Lieber uses the following language (Civil Liberty and Self Government 162) : “The supremacy of the law requires that where enacted constitutions form the fundamental law there be some authority which can pronounce whether the legislature itself has or has not transgressed it in the passing of some law, or whether a specific law conflicts with the superior law, the constitution. If a separate body of men were established to pronounce upon the constitutionality of a law, nothing would be gained. It would be as much the creature of the constitution as the legislature, and might
The power to determine and declare the law covers the whole body of the law, fundamental and ordinary, the latter
In all of the cases just cited the courts assumed jurisdiction, and determined questions relating to the initiation and adoption of proposed organic change. In many of them the power of the courts over the question was vigorously denied by counsel, but in every instance it was held that the question was a judicial one,’and for the court’s determination when presented concretely by a case brought before it involving it. Nor is the general rule impaired or weakened by exceptions such as the case of Worman v. Hagan (1893),
In the late and well-considered ease of McConaughy v. Secretary of State, supra, which was a proceeding to contest an election on proposed constitutional amendments, it was contended that the adoption of organic law was political action and beyond the jurisdiction of the courts. In the opinion of the court, by Elliott, J., it was said: “An examination of the decisions shows that the courts have almost uniformly exercised the authority to determine the validity of the proposal, submission, or ratification of constitutional amendments.’’ And after reviewing many of the cases, and stating the principles upon which written constitutions with us are based, and defining the discretionary or political powers given into, the hands of the departments, it was said, in affirming the power of the courts over the question stated: “Thus the legislature may in its discretion determine whether it will pass a law or submit a proposed constitutional amendment to the people. The courts have no judicial control over such matters, not merely because they involve political questions, but because they are matters which the people have by the constitution delegated to the legislature. The Governor may exercise the powers delegated to him, free from judicial control, so long as he observes the laws and acts within the limits of the power conferred. His discretionary acts cannot be controllable, not primarily because they are of a political nature, but be
The jurisdiction of the courts was questioned on the same ground in the late case of McBee v. Brady, supra, which was a mandamus proceeding against the governor to compel him to call an election pursuant to amendments claimed to have been adopted, and the supreme court of Idaho said on page 775; “The constitution is the fundamental law of the state. It received its force from the express will of the people, and in expressing that will the people have incorporated therein the method and manner by which the same can be amended and changed, and when the electors of the state have incorporated into the fundamental law the particular manner in which the same may be altered or changed, then any course which disregards that express will is a direct violation of that fundamental law. These provisions having been incorporated in the constitution, where the validity of a constitutional amendment depends upon whether such provisions have been complied with, such question presents for consideration and determination a judicial question, and the courts of-the state are the only
In the well-considered ease of Rice v. Palmer, supra, after a consideration of the question, the court in its opinion concluded thus on page 446: “There can be little doubt .that the concensus of judicial opinion is that it is the absolute duty of the judiciary to determine whether the constitution has been amended in the exact and precise manner required by the constitution, unless perchance a special tribunal has been erected to determine this question; and even then many of the authorities hold that this tribunal cannot be permitted to illegally amend the organic law. Therefore it is the duty of the court to decide the question on its merits.”
In the opinion of the supreme court of Mississippi, in the case of State, ex rel., v. Powell, supra, the question, after full consideration, was disposed of as follows at page 566: “The true view is that the constitution, the organic law of the land, is paramount and supreme over governor, legislature and courts. When it prescribes the exact method in which an amendment shall be submitted, and defines positively the majority necessary to its adoption, these are constitutional directions mandatory upon all departments of the government, and without strict compliance with which no amendment can be validly adopted. Whether an amendment has been validly submitted or validly adopted depends upon the fact of compliance or non-compliance with the constitutional directions as to how such amendments shall be submitted and adopted, and whether such compliance has, in fact, been had, must, in the nature of the case, be a judicial question.”
In the ease of Bott v. Wurts, supra, which was a proceed
The supreme court of Alabama in Collier v. Frierson, supra, made this declaration on the subject: “We entertain no doubt, that, to change the constitution in any other mode than by a convention, every requisition which is demanded by the instrument itself must be observed, and the omission of any one is fatal to the amendment. We scarcely deem any argument necessary to enforce this proposition. The constitution is the supreme and paramount law. The mode by which amendments are to be made under it is clearly defined. It has been said, that certain acts are to be done,— certain requisitions are to be observed, before a change can be effected. But to what purpose are these acts required, or these requisitions enjoined, if the legislature or any other department of the government, can dispense with, them? To do so, would be to violate the instrument which they are sworn to support, and every principle of public law and sound constitutional policy requires the courts to pronounce against every amendment, which is shown not to have been made in accordance with the rules prescribed by the fundamental law.”
In the case of Koehler & Lange v. Hill, supra, Day, C. J., speaking for the court said on page 616: ‘ ‘ The authority opposed to the view advanced by appellant’s counsel is most satisfactory and conclusive, and, so far as we have been able to discover, is without conflict. Not only must a constitution be amended in the manner prescribed in the existing constitution, but it is competent for the courts, when the amendment does not relate to their own powers or functions, to inquire whether, in the adoption of the amendment, the provisions of the existing constitution have been observed. ’ ’ And again: “While it is not competent for courts to inquire into the validity of the constitution and form of government under which they themselves exist, and from which they derive their powers, yet, when the existing constitution
It is said in 6 Am. and Eng. Ency. Law (2d ed.) 908: “The courts have full power to declare that an amendment .to the constitution has not been properly adopted, even though it has been so declared by the political departments of the state.” And to this conclusion the whole stream of authority harmoniously runs.
And it would seem that by an elimination of such cases the weight of authority, both in the number of decided cases and sound reason, was favorable to the power of the courts. The decisions of this court have not positively and clearly settled the question. In Governor v. Nelson (1855),
The later case of Gray v. State, ex rel. (1880),
In the case of Hovey v. State, ex rel. (1891),
The courts of this State took jurisdiction and determined on its merits, a suit against one of these boards—the state board of'education—to enjoin it and the individual members from letting a contract. Silver, Burdett & Co. v. Indiana State Board, etc. (1905),
In Noble v. Union River Logging R. Co. (1893),
In State, ex rel., v. Cunningham (1892),
And in State, ex rel., v. Cunningham (1892),
The case of Mott v. Pennsylvania R. Co. (1858), 30 Pa. St. 9,
The case of Lynn v. Folk (1881),
In Pennoyer v. McConnaughy (1891),
In the late case of Carton v. Secretary of State (1908),
Another ease is that of Wells v. Bain (1874), 75 Pa. St. 39,
See, also, Woods’s Appeal (1874), 75 Pa. St. 59, which was also a suit for injunction growing out of the same ordinance. In Warfield v. Vandiver (1905),
The case of Livermore v. Waite (1894),
Holmberg v. Jones (1901),
In the case of Tolbert v. Long (1910),
The ease of State, ex rel., v. Thorson (1896), 9 S. Dak. 149,
The power to control by mandamus and injunction the ministerial acts of officers in relation to elections under unconstitutional statutes has been declared by this court and courts of other states in apportionment cases. Parker v. State, ex rel. (1893),
The small proportionate sum of the cost of the election which would fall upon appellee as a taxpayer is not of itself sufficient to destroy his competency to sue. “Where a suit is brought by one or more, for themselves, and all others of a class, jointly interested, for the relief of the whole class the aggregate interest of the whole class constitutes the matter in dispute.” Brown v. Trousdale (1891),
The great importance of the case, involving as it does so vitally the organic law of the State and the relationship of all of the departments of government established by it, has compelled the most thorough, careful and solemn consideration of this court. To the reluctance of courts to declare an ordinary enactment of the legislative body void, because in conflict with the Constitution, has been added other restraining and embarrassing elements, in that as stated all three governmental departments are involved. In the determination of the difficult and delicate questions presented, we acknowledge the aid we have received from the industry and ability of the trial judge and the attorneys in the case.
We find, as indicated, that the act of March 4,1911, known as Chapter 118 (Acts 1911 p. 205), is in violation of the Constitution, and void, and the judgment of the lower court is affirmed.
Dissenting Opinion
I cannot concur in the majority opinion, and the importance, as well as the novelty, of the questions involved, constrains me to state the reasons for dissenting.
The General Assembly of 1911 passed an act to submit to the electors of the State, at the general election of 1912, for ratification or rejection, a proposed “new Constitution,” set out in the body of the act. Acts 1911 p. 205. For the most part, the proposed “new Constitution” is a copy of the present one, the most prominent changes being in authorizing the legislature to enact a workman’s compensation law, in changing the number and apportionment of representatives in the legislature, in authorizing the Supreme Court to consist of eleven instead of five members, in requiring certain qualifications for voters, and in authorizing the legislature, on petition of twenty-five per cent of the voters, -to adopt laws providing for the initiative and referendum, and for the recall of officers, other than judges. The act provides that the proposed Constitution shall go into effect January 1, 1913, if ratified by the voters.
By an act concerning elections, approved March 6, 1889 (Acts 1889 p. 157, §6882 et seq. Burns 1908), it is provided, among other things, that the Governor and two electors of the state, by him appointed, shall constitute a state board of election commissioners, whose duty it shall be to prepare and distribute ballots at state elections. Section 62 of the aet, §6944 Burns 1908, requires-the board, “whenever any constitutional amendment, or other question, is required by law to be submitted to popular vote,” to cause a brief statement of the same to be printed on the state ballots, and the words “Yes” and “No”, under the same, so that the elector may indicate his approval or disapproval of the constitutional amendment or other question submitted. Section 25 of the act, §6907 Burns 1908, requires the Secretary of State, whenever such amendment or question
The complaint, among other things, alleges that the legislature of 1911 was without power to propose for submission to the electors the instrument in controversy; that the latter is not, in fact, a new Constitution, but is the present one with a series of amendments, and its submission to the electors in 1912 conflicts with our Constitution, which requires amendments thereto to be considered by two sessions of the legislature before submission to popular vote; that the proposed Constitution, in authorizing, under certain conditions, the legislature to adopt laws for the initiative and referendum, conflicts with the Federal Constitution, which guarantees to every state a republican form of government, and is also void, because of its provisions relating to the apportionment and representation in the legislature.
In his complaint, plaintiff further avers that “he himself, and all the electors and other citizens of the state have the right to have il determined, decided, and adjudicated and published by the courts so as to know before the election * * * whether the said act is a constitutional exercise of the legislative power of the General Assembly, and whether, if adopted, said new constitution would be valid or void.” (Italics here and throughout opinion, mine.)
The court states, in its special finding of facts, among other things, that plaintiff is a citizen, elector and taxpayer of Washington township, Marion county, and owns property assessed at $24,840; that the assessed value of all the property in Indiana is $1,843,341,000; that unless enjoined defendants will perform the several acts, relating to this instrument, required of them by statute. It is further found that the expense of submission, “to be paid out of the treasury of the state and the several counties # * * will aggregate in all between $1,000 and $2,000.
The court stated its conclusions of law, in substance, as
Appellants insist here, among other things, that the court erred in each of its conclusions of law, and was without jurisdiction over the subject-matter of the action.
The question of jurisdiction is never a technical one, and where it appears that the lower court was devoid of power to determine the matters in issue, it is not only unnecessary, but improper, for this court to consider any other question presented. Smith v. Myers (1886),
Appellants contend, that as to the Governor, the court was without jurisdiction, because it has no power to restrain the head of the executive department of the government. Jurisdiction is the power to hear and determine a matter in controversy, and to carry into effect the judgment rendered. Smith v. Myers, supra; Robertson v. State, ex rel. (1887),
Equity acts primarily in personam. An injunction decree can be enforced against one refusing to obey it, only by contempt proceedings. 16 Cyc 499. It is insisted by appellants that circuit courts may not imprison the Governor of the State for disobedience of an order relative to his official acts, and consequently there is no power to make the order.
Cases are rare where injunctive relief has been sought against a Governor, but the courts frequently have been called on to issue writs of mandate against chief executives in cases where it was claimed no executive discretion was involved. On this subject there is a conflict of authority, both in the adjudicated eases, and in textbook authorities. Hovey v. State, ex rel. (1891),
In Hovey v. State, ex rel., supra, the Gray case was distinguished, and while it was not expressly overruled, it evidently would have been had such action been deemed necessary, as will appear from the authorities reviewed in the opinion and the court’s conclusion thereon. One of these authorities is People, ex rel., v. Governor (1874),
After citing authorities that hold that the courts have jurisdiction to compel the chief executive of a state to perform an act which is purely ministerial in its nature, this court said on page 595: ‘ ‘ The cases above cited, as well as all others of the same import, seem to rest chiefly upon the dictum of Chief Justice Marshall, in the case of Marbury v. Madison [1803], 1 Cranch *137 [
In Hartranft’s Appeal (1877), 85 Pa. St. 433,
In People, ex rel., v. Morton, supra, where a writ of mandamus was sought against a board of which Governor Morton was a member, the court said: “But again, it is eon-tended that in this case the executive is one of 'a board of officers, and that the board may be compelled to act by mandamus. Conceding him to be one of a board of public officers, the duty is one that devolves upon him by virtue of his office. If the courts have not power over his person to enforce its decrees in the one case, they have not in the other. We have already referred to the discussion of Judge Cooley in the Sutherland case [People, ex rel., v. Governor, supra] with reference to the grade of duties imposed upon the executive, including ministerial acts, together with those involving executive judgment and discretion; and without repeating his argument here, it appears to us that his reasoning is unanswerable and his conclusions correct.”
Judge Cooley says in People, ex rel., v. Governor, supra: ‘‘ There is no very clear and palpable line of distinction between those duties of the governor, which are political, and those which are to be considered ministerial merely, and if we should undertake to draw one, and declare that in all cases falling on one side the line, the governor was subject to judicial process, and in all falling on the other he was independent of it, we should open the doors to an endless train of litigation. * * # However desirable a power in the judiciary to interfere in such cases might seem from the standpoint of interested parties, it is manifest that harmony of action between the executive and judicial departments would be directly threatened, and that the exercise of such power could only be justified on most imperative reasons.”
In Jonesboro, etc., Turnpike Co. v. Brown (1875),
In Frost v. Thomas (1899),
In State v. Governor (1856), 25 N. J. L. 331, 351, in a mandamus action against the governor, the supreme court of that state said: “All executive duty is required to be executed by a higher atiihority than the order of this court, viz, by the mandate of the constitution. The absence of discretionary power cannot change the character of the act, or warrant the interposition of the judiciary. * * * While it is the acknowledged duty of courts of justice to exert all their appropriate powers for the redress of private wrongs, it is no less a duty sedulously to guard against any encroachment upon the right, or usurpation of the powers, of the coordinate departments of government. In the delicate and complicated machinery of our republican system, it is of the
In Mississippi v. Johnson (1866),
Under our laws, writs of injunction and mandate issue only' from circuit and superior courts, the Supreme and Appellate Courts not having such power, except in aid of their own jurisdiction. There are more than sixty circuit and more than a score of superior court judges, in this State. The Governor is a member of numerous boards, the other members of which reside in various counties. Any circuit or superior court of the State might acquire jurisdiction of the person of the Governor in a suit against the members of such boards. Indeed, had any member of the board of election commissioners resided in Yanderburgh county, this cause might have been instituted there.
Circuit court judges may err. Indeed the power to determine a cause involves the power to decide it erroneously. The circuit court of Yanderburgh county might order the Governor by mandate (assuming the power to make and enforce such orders) to do a particular thing, and that of Lake county might enjoin him from doing a precisely similar act, and if he accept the construction of the law adopted by the Yanderburgh court, and obey it, he must pay the penalty of such obedience by removing his official residence to the Lake county jail. It might be possible, by various mandamus and injunction suits, to keep the Governor in jail during his entire term of office, because he obeyed the law as construed by various circuit courts in writs of mandate, provided he were not, in the meantime, impeached -for such obedience; and it might turn out, after all, that the injunctions he disobeyed were erroneously issued. Surely it was never contemplated by the builders of the government of the sovereign State of Indiana that any such spectacle of anarchy should be exhibited for public bewilderment. And if it be
It is suggested that in performing a duty under the election laws, the Governor is merely acting as a member of the election board, and is not performing an executive duty-devolving on him as governor. This idea is illusory. Mississippi v. Johnson, supra; Georgia v. Stanton (1867),
The overwhelming weight of American authority is against the recognition of any distinction between ministerial and executive acts of a governor in such cases as this. In 2 Spelling, Extra. Relief §1206, it is said: “the doctrine denying the right of interference even with respect to duties usually considered as ministerial is supported by the clear weight of authority.” High, Extra. Legal Rem. §120; Merrill, Mandamus §97. But, in no event, can it justly be said that the Governor is acting in a ministerial capacity in refusing to enforce a statute because of its alleged unconstitutionality. Ministerial officers may not contest the constitutionality of a statute as a defense in proceedings against them for disobeying its mandates, though they may do so in proceedings to enforce the performance of a statute. 8 Cyc. 789; Hall v. People (1882),
The presumption is that a statute is constitutional. This presumption is recognized by the courts, is binding on the
Our courts of last resort, in considering the question of the constitutionality of a statute, “exercise the gravest duty of a judge, ’ ’ and such duty will not be exercised in any doubtful ease, nor then, unless necessary, and on the application of one interested. 8 Cyc. 787.
What is a ministerial act ? This court has often defined it as one which a person performs in a given state of facts, in a prescribed manner, in obedience to- thé mandate of legal authority, without regard to, or the exercise of his oiun judgment upon the propriety of the act being done. Flournoy v. City of Jeffersonville (1861),
The plaintiff in this case sues the Governor because he has decided to execute a law relating to submitting a certain question to the voters. Appellee claims it unnecessary to submit the question—the proposed new Constitution—because, even if ratified, it will be void. Had the Governor decided the proposed instrument will' be void if ratified, and had he further decided that because thereof it was not necessary to execute the law of 1889, this suit might not have been brought by appellee. But no one will contend that the Governor could be excused for violating the act of 1889, requiring him to submit the question, unless he had previously decided, in the faithfuL exercise of his judgment and discretion, that if ratified the proposed Constitution would be invalid.
In Carr v. State (1911),
Never has it been claimed that the law is an exact science. Is there concealed somewhere in the universe a device which automatically registers with mathematical precision the correct answers to constitutional questions? If there is, and if the governor must be deemed, in performing his duties, to have availed himself of the use thereof, it seems unfortunate that the courts might not discover the device. That the determination of such questions involves the exercise of the highest judgment and discretion is shown by this court’s opinions where former decisions have been overruled, and, even in the same case.
In Smith v. Board, etc. (1909), 89 N. E. (Ind.) 867—a case of interest to nearly all the taxpayers and citizens of Indiana—it was held, without dissent, that many sections of the act concerning highways were unconstitutional and void. The opinion was filed November 18, 1909. A petition for rehearing was filed and granted, and it was finally held, in an opinion filed January 25, 1910, that said sections in controversy were valid and constitutional. Smith v. Board, etc. (1910),
While the right, by mandate, to order the Governor to perform purely ministerial, duties has been recognized in some early eases by this court, it was held later in Hovey v. State, ex rel. (1891),
Some cases have been cited showing, injunctions granted by Federal courts against state executive officers in relation to the enforcement of acts of state legislatures, void by reason of conflict with the Federal Constitution. These cases are not in point here. The distinction was pointed out in Bates v. Taylor (1889), 87 Term. 319,
The doctrine of recognizing a power in the courts to enjoin a governor from executing the acts of a coordinate department of the government would involve a theory of tutelage and guardianship of the executive, by the judiciary, as novel as it would be intolerable. The inevitable result of such rule would be the absorption of all governmental power by the judicial department. Legislatures might just as well be enjoined in the first instance from enacting laws, for as
The analysis of government into three powers is as old as Aristotle, but to Montesquieu must be given the credit of developing the necessity of a separate department for the exercise of each of the three powers, to the end that civil liberty may be secured. In the formation of our American States, this division of power, except as expressly qualified, was made a fundamental principle. Mauran v. Smith (1865), 8 R. I. 192,
Daniel Webster said: “A separation of departments, so far as practicable, and the preservation of clear lines of division between them, is the fundamental idea in the creation of all our constitutions, and, doubtless, the continuance of regulated liberty depends on maintaining these boundaries. ” 4 Webster’s Works 122.
The history of the decline and fall of republics, from the Grecian democracies to the time of the adoption of our American Constitutions, is a story of usurpation of power, growing from slight encroachments, increasing gradually, sometimes by imperceptible advances, but each infringement furnishing an excuse for another trespass, until the governmental structure either fell or became the citadel of arbitrary power.
A court of equity regards the substance, and not the form of an act. This judgment, stripped of its forms, stands revealed as the edict of the Marion Circuit Court, addressed to the electors of Indiana, and forbidding them to incorporate into their organic law the changes proposed. Such in form is not the order, but by enjoining the Governor and oilier officers from furnishing the voters with a certain
Our American constitutions were erected by architects of consummate skill. Their foundations were supposed to be indestructible. Warned by the history of the Grecian and Italian republics, our fathers erected what they supposed were insurmountable barriers between the different departments of government. There are found in all the constitutions similar provisions in this respect; that of Indiana being as follows: “No person charged with official duties under one of these departments, shall exercise any of the functions of another.” Constitution,-Art. 3.
Our type of Constitution has been copied by nearly all the governments of the western hemisphere, has served as the model for modern European republics; and at this time, just when the people of the world’s most densely populated empire are seeking relief from usurped power by adopting our form of charter, ordained “to the end that justice be established, public order be maintained and liberty perpetuated, ’ ’ it is indeed unfortunate if the Supreme Court o.f Indiana should adopt a rule, which only a few months ago the Supreme Court of the United States declared, without dissent, involves a power in the judiciary to build a new government on the ruins of the present one. Pacific States, etc., Tel. Co. v. Oregon (1912),
Appellants contend that the court erred in concluding as a matter of law that the provision of the proposed Constitution, empowering the General Assembly to legislate in reference to the initiative and referendum, is in conflict with the provisions of the Federal Constitution, which guarantees to each state a republican form of government; that the question is a legislative or political one. over which the courts have no jurisdiction.
The Oregon case was decided in February, 1812. The opinion was rendered by Chief Justice White, all the justices concurring. Tn the course of the opinion it was said on page 133: “We premise by saying that while the controversy which this record presents is of much importance, it is not novel. It is important, since it calls upon us to decide whether it is the duty of the courts or the province o£ Congress to determine when a State has ceased to be republican in form and to enforce the guaranty of the Constitution on that subject. It is not novel, as that question has long since been determined by this court conformably to the practice of the Government from the beginning to be. political in character, and therefore not cognizable by the judicial power, but solely committed by the Constitution to the judgment of Congress. * * * Before immediately considering the text of §4 of Article IV, in order to uncover and give emphasis to the anomalous and destructive effects upon both the state and national governments which the adoption of the proposition implies, as illustrated by what we have just said, let us briefly fix the inconceivable expansion of the judicial power and the ruinous destruction of legislative authority in matters purely political which would necessarily be occasioned by giving sanction to the doctrine which underlies and would be necessarily involved in sustaining the propositions contended for. ® * * And as a consequence of the existence of such judicial authority a power in the judiciary must be implied, unless it be that anarchy is to ensue, to bwild by judicial action upon the ruins of
It would seem that nothing need be added here to what was said by the Supreme Court of the United States, were it not for the fact that in this case the further question is presented of a conflict with the ordinance of 1787, and the Virginia act of 1783.
In 1783, when the Northwest Territory was a wilderness, it was ceded by Virginia to the United States. In the act of cession it was provided that the territory ceded should be formed into distinct republican states. The ordinance of 1787 provides, among other things, that the inhabitants of the territory shall ever be entitled to a proportionate representation of the people in the legislature, and that the states formed in the territory shall be republican. The right of trial by jury (of twelve) was secured, and it was guaranteed that the title of the Indians to their lands should not be taken from them except by their consent. Article four provided that the territory and the states that may be formed therein “shall ever remain a part of this Confederacy of the United States of America, subject to the Articles of Confederation.”
It is appellee’s theory, adopted by the trial court, that the provisions of the above two instruments are binding here, and that the initiative and referendum clause, and other matters in the proposed Constitution, are in conflict with the provisions of each of the above instruments, and
That the people of any of the sovereign states carved out of the Northwest Territory are hereft of-power, for instance, to reduce the number of jurors composing a jury to less than twelve, regardless of amendments to State or Federal Constitutions, because of the provisions' of the ordinance of 1787, would be but one of the many remarkable situations that would result from the position taken by appellee, and the lower court. On such theory, we are confronted with a situation, not only as was said in- Pacific States, etc., Tel. Co. v. Oregon, supra, as between anarchy or building “by judicial action upon the ruins of the previously established government, a new one, ’ ’ but even such new one established by a judicial oligarchy must ever.be fettered by the provisions of the ordinance of 1787. It .would appear that the statement of the proposition suggests the proper answer.
The question involved on this branch of the case is purely political, aud one over which the courts have no jurisdiction, and the Marion Circuit Court erred in holding otherwise.
Appellants next claim that the facts found do not warrant injunctive relief, because no substantial, positive injury is made to appear; because the cost to plaintiff of submitting the proposed Constitution is "too trifling for consideration ; that neither in person nor in property can appellee be affected, unless the instrument be ratified next November by the voters, which renders the question a speculative one merely; and because courts have no jurisdiction to enjoin the people from making constitutions or from voting. That a taxpayer may, by a suit in equity, enjoin the unlawful levy of a municipal tax, or enjoin the unlawful expenditure of public funds, whether he owns much or little property, is too well settled to require the citation of authorities. But this action cannot be fairly termed a taxpayer’s suit. That a paragraph of complaint must pursue a single definite theory is settled. Our code (§343 Burns 1908, §338
Even if the complaint be deemed a suit in equity by a taxpayer, the facts found do not entitle appellee to any substantial relief. Expenses of holding state elections are borne in part by the treasuries of the several counties, and in part by that of the State. The court finds that the total cost to be occasioned will aggregate from $1,000 to $2,000, and that such expense will be borne by the state and the several countj'- treasuries. It fails to find any specific amount to be borne by the treasury of the State, or that of Marion county—the only two in which plaintiff is interested. If all the expense were to be borne by the state treasury—which cannot occur—plaintiff’s share of the $1,000 would be about three cents—an amount so trifling as to invoke the doctrine of de minibus non curat lex.
Only one case .similar to this one has been called to our attention. But if appellee’s contention, that the proposed Constitution is not a new one, but merely a series of proposed amendments, be correct, then the case of State, ex rel., v. Thorson, supra, is in point on every proposition involved in this branch of the discussion. In that case a suit was filed in the supreme court of South Dakota to enjoin the secretary of state from certifying to county officers a proposed constitutional amendment. The court said: “The relator is an elector and taxpayer. Defendant intends to, and will, unless restrained by injunction or other legal process, certify the question as a proposed constitutional amendment. The relator contends that the passage of the resolution, and the submission of the question embraced therein, are steps in an attempt to amend the state constitution; that the methods prescribed for its amendment have not been complied with; therefore defendant has no authority to certify the same. * * * He claims * * * that the constitution will not be changed, whatever reply may be returned. * * * It is a familiar principle that substantial and positive injury must always be made to appear to the satisfaction of a court before it will grant an injunction, and acts which, however irregular and unauthorized, can have no injurious results, constitute no ground for relief. 1 High, Injunction §9. The party seeking an injunction must show, not only a clear legal right, but a well grounded apprehension of immediate injury. An injunction will not be granted where the injury is doubtful, or the violation of complainant's rights is merely speculative. Injury material and actual, not fanciful or theoretical, or merely possible, must be shown as the necessary or probable result of the action to be restrained. * s;:: * This court has no power to examine an act of the legislature generally
The cogent reasoning of the South Dakota court applies with equal force here, for no one will pretend that the provisions of our proposed Constitution can ever have the effect of law unless approved by the people next November: And not then, unless free of conflict with the Federal Constitution, and unless proposed in accordance with the terms of the present Indiana Constitution. The voters of the State may reject the instrument—and the only presumption now allowable is that they will do so if it violates the Federal Constitution, or was proposed in violation of our present one. In such event, the preparation of briefs here, aggregating five or six hundred printed pages; the oral argument, occupying thrice the time usually allowed; the long time necessarily spent by this court in considering this appeal, with the resultant further postponement in considering others long pending, and where the questions are real, and not moot; the expense occasioned to the State and the parties by this appeal, aggregating vastly more than that of submitting the proposed instrument, will have been each and all in vain, for the writer feels assured that appellee will not contend that his motive in bringing this suit was to save his share of taxes to be caused by the submission, and amounting, as appellants’ counsel facetiously remark, to the “price of a postage stamp”. As appellants well say, if this suit be deemed one for all the taxpayers and voters
But in the opinion of the writer, the decision of this really moot question, in favor of appellee, -includes a new and erroneous departure from established doctrines of the division of governmental powers. Holding elections and voting, involve the exercise of political powers only, and this injunction is really against the voters of the State. Heretofore courts of equity have ever been denied such power. Landes v. Walls (1903),
A further particular reason why courts should not enjoin the submission of proposed constitutional amendments by reason of some alleged infirmity, is because they must be voted on, if evei’, on a fixed day. It might happen that this court should decide, as in the highway case of Smith v. Board, etc., supra, against the constitutionality of an amendment proposed for submission, and in the meantime, on petition for rehearing, after the election, reach a different conclusion. Such a situation might arise in this ease. By
My apology for this long dissenting opinion is found in the gravity of the questions presented, and which is fully recognized by the Supreme Court of the United States and those of other states, but which is not, in my judgment, properly realized in the majority opinion.
There was a time in the history of the English people when, by the combined usurped powers of the executive and the courts, members of parliament were cast into prison, and the constitutional authority of parliament was insulted and defied by the courts until it almost ceased to exist. The Puritans, in despair, sought an asylum in America. Macaulay’s History of England 90. The court of Star-Chamber, guiltiest of all in usurping power, was abolished in 1640. 4 Blackstone’s Comm. 267; Hallam, Const. History 258, 292. Since then no English court has deigned to dictate to parliament what laws it shall, or shall not, enact.
The descendants of the Puritans took no small part in framing our early American Constitutions. In all these the independence of the legislative department was thought to be impregnably guarded. Constitution Art. 4, §§8, 9, 16. All power is inherent in the people (Constitution, Art. 1, §1), and they alone may exercise the paramount legislative power of formulating a constitution. State, ex rel., v. Thorson, supra. If the courts may dictate to the people in advance what provisions they may or may not insert in their constitutions, they certainly cannot be denied the lesser power of dictating to .the General Assembly what laws it may or may not enact.
The plaintiff here comes into court, demanding in advance of the electors’ expression of approval or disapproval, of what he claims is a series of constitutional amendments, the determination and adjudication of their future validity,
Por the foregoing reasons, and for others set out in appellants’ briefs, the circuit court had no jurisdiction of the cause of action, and the judgment should be reversed, with instructions to sustain the motions in arrest of judgment.
Where the lower court has no jurisdiction of the subject matter of the action, it is improper for this court to consider other questions urged. State, ex rel., v. Thorson, supra.
Note.—Reported in
