Lead Opinion
ON PETITION FOR REHEARING
(Opinion March 8, 1990, 11th Cir.,
This case is before the panel on petition for rehearing. The previous opinion in this case, published at
The issue in this case is whether a landowner’s contentions that Sarasota County violated his equal protection and due process rights are ripe for decision.
I. FACTUAL BACKGROUND
Florida’s land use planning statutes provide for the adoption of comprehensive plans “to control and direct the use and development of property within a county or municipality.” Machado v. Musgrove,
On June 30, 1981, Sarasota County (the “County”) adopted a statutorily mandated comprehensive plan (“Apoxsee”) to map out the future development of land in the County. This comprehensive plan identified various areas as “village activity centers,” “community centers,” and “town centers.” Village activity centers are permitted to have approximately 75 acres of commercially zoned land while community centers may have 125 acres in commercial use.
Elling Eide, the appellee, owns two parcels of land — one of approximately fourteen acres (the “14-acre parcel”) and the other of approximately nineteen acres (the “19-aere parcel”) — which are situated west of U.S. 41 about five miles south of the city limits of the City of Sarasota in Sarasota County. Eide also owns a parcel east of U.S. 41 which he leases to developers who have transformed it into a Kmart shopping center. Apoxsee designates this area as a village activity center around a regional center (the Sarasota Square Mall). Prior to the development of a sector plan for this area, the 19-acre parcel was zoned RSF-2 (residential, single family, 3.5 units/acre), and the 14-acre parcel was zoned RMF-2 (residential, multi-family, 9 units/acre).
In 1984 a property owner in the area requested permission from Sarasota County to prepare a proposed sector plan. Eide discovered that the sector plan included his 14-acre parcel but not his 19-acre parcel. After a County official informed Eide that inclusion in the sector plan was the only way that his properties would ever be considered for commercial zoning in the future, he asked that the sector plan boundary be amended to include his larger property as well. The County amended the sector plan as per his request.
In 1986, because Eide wanted to take advantage of the favorable capital gains tax law, he complained that the landowners who were preparing the sector plan were taking too long; at his request, the County’s professional planning staff undertook the completion of the plan. The completed sector plan identified three possible alternatives for future zoning; two of these alternatives recommended some of Eide’s property for commercial development, while the third recommended that all of Eide’s property remain residential (with the exception of the Kmart parcel). The sector plan’s final recommendation adopted a hybrid of two of the alternatives; however, it recommended that Eide’s parcels continue to be zoned, residential. The sector plan also indicated that an amendment to Apox-see designating the area as a community or town center would be appropriate in the future; however, the plan suggests that future commercial development should be located east of U.S. 41, and Eide’s parcels are located to the west of 41. Sector Plan 84-2, pp. 47-48, 64, 93. On September 16, 1986, the County adopted the sector plan.
Before the completion of the sector plan, Eide filed a petition for the rezoning of- his 14-acre parcel. However, a traffic study was required to accompany all rezoning petitions. After the County’s planning
Challenging that the sector plan was unconstitutional as applied to his property,
We disagree with the district court’s determination that this case was ripe for adjudication. Therefore, we reverse the district court’s judgment and order that the Section 1983 claims be dismissed as not ripe.
II. ANALYSIS
Before we can analyze the district court’s decision, we must first determine what type of claim Eide is making. Eide’s reason for bringing suit is that the County did not grant him commercial zoning, and he requests that the County be required to rezone his property commercial. For grievances similar to Eide’s, there are four types of challenges which a plaintiff may bring.
First, a plaintiff can claim that the regulation at issue has taken his or her property without just compensation in contravention of the Fifth Amendment.
Second, a plaintiff can bring a claim that the application of the regulation goes so far and destroys the value of his or her property to such an extent that it has the same effect as a taking by eminent domain. Such an application would be an invalid exercise of the police power. We will call this type of claim a “due process takings” claim. The difference between a due process takings claim and a just compensation claim is that, for a due process takings claim, a successful suit would result in an invalidation of the local authority’s application of the regulation and, perhaps, actual damages, whereas a just compensation claim is remedied by monetary compensation for the value taken.
Third, a plaintiff may argue that the regulation is arbitrary and capricious, does not bear a substantial relation to the public health, safety, morals, or general welfare, and is therefore an invalid exercise of the police power. See Nectow v. City of Cambridge,
The fourth type of claim is that the regulation denies equal protection. If the plaintiff claims that the regulation acts against him or her because of race or another suspect class or that the regulation involves a fundamental right, then the regulation is subject to strict scrutiny. See San Antonio Indep. School Dist. v. Rodriguez,
Courts have confused the standards for the first three claims (just compensation, due process takings, and arbitrary and capricious due process), and often one cannot tell which claim has been brought or which standard is being applied. See Smoke Rise, Inc. v. Washington Suburban Sanitary Comm’n,
This confusion may result in incorrect analyses of cases because different standards of ripeness are required for each of
We must first determine under which category or categories Eide’s claim fits. At trial, Eide argued (1) that the County’s denial of commercial zoning for his property was arbitrary and capricious and (2) that the distinction between his property and those properties which were designated commercial was not rationally related to a legitimate government purpose. The relief he requested was an injunction barring the County from using any ordinance, regulation, or land use plan to deny him commercial zoning. He also sought and received damages for the temporary loss of the value of his property as commercial for the period he was denied commercial zoning.
Eide made no claim in his complaint or at trial that he was due just compensation for the “taking” of his property. Therefore, he is not making a just compensation claim. Eide does not make a claim that the regulation has restricted his use of the property to such an extent that the result can only be accomplished by eminent domain. In his complaint and in the pretrial stipulation, the words, “taking” and “eminent domain,” do not even appear. Thus, Eide is not making a due process takings claim. It is clear that Eide’s claim amounts to an arbitrary and capricious due process claim. He claims that the County’s denial of commercial zoning was arbitrary and capricious and unrelated to public health, safety, and welfare. Therefore, the only due process claim he advocates is an arbitrary and capricious due process claim.
An arbitrary and capricious due process claim can be either a facial challenge to the regulation or a challenge to the regulation as applied to the plaintiff’s property. For a facial challenge, Eide’s claim would be that the mere adoption of the sector plan was arbitrary and capricious. See Hodel v. Virginia Surface Mining and Reclamation Ass’n,
In Greenbriar v. City of Alabaster,
It is important first to note that Eide’s challenge is an as applied challenge, not a facial challenge. In order to challenge the County’s application of the sector plan to his property, Eide must first demonstrate that the sector plan has been applied to his property.
In this case, Eide does not merely challenge the rationality of the sector plan. Rather, he asserts that he was arbitrarily denied commercial zoning, and he proved and received damages for the temporary loss of the value of his property as commercial property. As demonstrated above, such an as applied arbitrary and capricious due process claim is not ripe until the decision denying commercial zoning has been finally made and applied to the property.
Eide has not met this burden. He has not submitted even a single plan for the commercial development of his properties. He has not submitted a petition to rezone his properties from their present residential zoning to commercial zoning. Therefore, the County has not been given an opportunity to apply the sector plan to his property.
Eide argues that his reasons for wanting his land rezoned commercial were presented to the Planning Commission and to the County during the proceedings which culminated in the adoption of the sector plan. He argues that his reasons were fully considered and rejected by the appropriate decision-making bodies, and thus it would be futile for him to pursue further action before the County. In addition, Eide argues that, because Florida law requires that all future zoning be consistent with the sector plan and because the sector plan designates his property residential, commercial development of his property would obviously be inconsistent with the sector plan and, therefore, contrary to Florida law.
The so-called “futility exception” to the final decision requirement for due process takings and just compensation claims does excuse the repeated submission of development plans where the submission would be futile.
We therefore turn to Eide’s argument that further proceedings before the County would be futile because the County is constrained by Florida law requiring that all future zoning be consistent with the sector plan and that commercial zoning of his property would be inconsistent with that plan. The major flaw in this argument is that Eide’s determination of what is inconsistent with the sector plan is not controlling here; the County and the Florida courts are arbiters of what is consistent. As stated above, the sector plan does not rezone any land commercial or noncommercial; it merely dictates that all future development be consistent with it.
In this regard, there is a split in the Florida state courts over what is meant by the requirement of consistency. In Southwest Ranches Homeowners Ass’n v. Broward County,
Decisions on ripeness issues are fact-sensitive. On the particular circumstances of this case and for the foregoing reasons, we conclude that the instant Section 1983 claims are not ripe. Accordingly, the judgment of the district court is reversed, and the case is remanded for further proceedings not inconsistent with this opinion.
REVERSED and REMANDED.
Notes
. Sarasota County has raised a number of other grounds on appeal. However, because we dispose of this case on ripeness grounds, we need not consider the County’s other arguments.
. At trial, there was testimony that the 75 acres permitted for a village activity center was simply a guideline, not a cap on the amount of commercial acreage permissible. R5-65. However, the possibility of a flexible amount of commercial acreage is not vital to our holding, and we assume that the 75 acres allotted for village activity centers and the 125 acres allotted for community centers are caps.
. In the district court, Eide abandoned any claim of facial unconstitutionality.
. 42 U.S.C. § 1983 (1981) provides in relevant part:
Every person who, under color of any statute, ordinance, regulation, custom, or usage, of any State or Territory or the District of Columbia, subjects, or causes to be subjected, any citizen of the United States or other person within the jurisdiction thereof to the deprivation of any rights, privileges, or immunities secured by the Constitution and laws, shall be liable to the party injured in an action at law, suit in equity, or other proper proceeding for redress.
. The Fourteenth Amendment provides in relevant part:
No State shall ... deprive any person of life, liberty, or property, without due process of law; nor deny to any person within its jurisdiction the equal protection of the laws.
U.S. Const. amend. XIV, § 1.
. In the following discussion, we consider only the standards that would be applied to a claim which involves a grievance similar to Eide’s. We express no opinion as to what the standards would be for other types of claims such as physical taking and procedural due process claims.
. The Fifth Amendment of the United States Constitution provides in relevant part:
[P]rivate property [shall not] be taken for public use, without just compensation.
U.S. Const. amend. V.
. This distinction may be academic if the Supreme Court decides that a non-physical "taking” claim is properly redressed by only the Just Compensation Clause or only the Due Process Clause. Much legal debate has been generated over this issue; see, e.g., Note, Testing the Constitutional Validity of , Land Use Regulations: Substantive Due Process as a Superior Alternative to Takings Analysis, 57 Wash.L.Rev. 715 (1982); Note, Balancing Private Loss Against Public Gain to Test for a Violation of Due Process or a Taking Without Just Compensation, 54 Wash.L.Rev. 315 (1979); Comment, Just Compensation or Just Invalidation: The Availability of a Damages Remedy in Challenging Land Use Regulations, 29 UCLA L.Rev. 711 (1982); however, neither the Supreme Court nor this Circuit has yet addressed this issue, and we need not decide it in this case.
. Most courts have referred to this type of claim as a substantive due process claim. See, e.g., Williamson County,
. To illustrate, if a governmental entity has acted arbitrarily and capriciously (e.g. because of race) in the course of eminent domain proceedings, the fact that just compensation is paid would not undo the arbitrary act, nor cure the constitutional violation.
. The fact that Eide sought and received damages measured by the value of his land as commercial as well as an injunction barring the County from denying him commercial zoning reveals the nature of his claim — i.e., that the gravamen of his claim is that he was denied commercial zoning.
. Eide claims that he was denied equal protection because the County treated his property different from other properties for no rational reason. In other words, Eide claims that the County’s classifications of residential and commercial properties are irrational. Because his equal protection claim relies upon the same rationale as his as applied arbitrary and capricious due process claim, we apply the same ripeness standard to both claims. See Anthony v. Franklin County,
. In Greenbriar, this court assumed that Williamson County controlled and required that the as applied arbitrary and capricious due process claim at issue had to overcome the Williamson County finality hurdle in order to be ripe. However, a closer reading of Williamson County reveals that it did not involve what we refer to in this opinion as an arbitrary and capricious due process claim. In footnote 4, the Supreme Court clearly stated that it was not addressing a substantive due process claim (i.e., what we refer to in this opinion as an arbitrary and capricious due process claim). Rather, Williamson County involved the type of claim we have referred to in this opinion as a due process takings claim.
.This requirement does not apply to a facial challenge. Fry v. City of Hayward,
. The Court did not make absolutely clear whether the due process claim was an arbitrary and capricious due process claim or a due process takings claim. However, since 1) the Court treated the equal protection claim in the same manner as the due process claim, 2) the appellants attacked the ordinance with a facial arbitrary and capricious due process claim, and 3) the Court’s discussion does not indicate that appellants claimed the ordinance destroyed the value of their property to such an extent that it had the same effect as a taking by eminent domain, we find that the due process claim involved was an arbitrary and capricious due process claim.
. As Greenbriar recognizes, the standard for a final decision in the as applied arbitrary and capricious due process area is not the same as that of the due process takings and just compensation areas.
In addition, the just compensation hurdle applied in the just compensation claim context does not apply to arbitrary and capricious due process claims. Greenbriar v. City of Alabaster,
. In as applied arbitrary and capricious due process challenges to ordinances and land use plans, the Seventh and Ninth Circuits have held that, until "at least one ‘meaningful application’ ” has been submitted for the local authority's review and application of the zoning regulations, futility is not established and a constitutional challenge to local zoning may not be entertained. Shelter Creek,
The Seventh and Ninth Circuits’ requirement of a final decision involving a specific development plan before suit may be filed is supported by an important reason: zoning is a delicate area where a county’s power should not be usurped without giving the county an opportunity to consider concrete facts on the merits prior to a court suit. For the reasons stated in the text, we are not convinced that the facts of this case demonstrate that it would be futile for Eide to pursue commercial zoning. Therefore,
Concurrence Opinion
concurring:
I concur with the majority opinion insofar as it provides an appropriate, though unwieldy, framework for analysis of ripeness issues. The majority probably reaches the correct conclusion in light of this Court’s decision in Greenbriar, Ltd. v. City of Alabaster,
The deficiencies of the ripeness standard in zoning cases are most apparent with regard to the “futility exception.” To qualify for this exception to the final decision requirement, at least two circuits demand submission of one meaningful zoning application. See Unity Ventures v. County of Lake,
The district court concluded that the adoption of a sector plan by appellants was tantamount to an adverse zoning decision. The district court further found, in view of the circumstances surrounding adoption of that sector plan, that any attempt to obtain a more favorable zoning decision would be futile. I would not disturb lightly the conclusions of the district court, which is infinitely more knowledgeable about the practical realities in this case. Moreover, where such factual considerations are involved, I do not believe the appellate court should substitute its detached view of whether further participation in the zoning process would be futile for the informed findings of the trial court.
For the foregoing reasons, I concur in the result only.
. Although it does not reach a decision on this issue, the majority cites with approval the position of the Seventh and Ninth Circuits. In addition, by stating that "we are not convinced that the facts of this case demonstrate that it would be futile for Eide to pursue commercial zoning" the majority demonstrates a similar lack of deference to the district court’s factual findings.
