Case Information
*2 Before P ROST , Chief Judge, N EWMAN and D YK , Circuit
Judges.
P ROST , Chief Judge .
Eli Lilly & Co. (“Eli Lilly”) is the owner of U.S. Patent No. 7,772,209 (“’209 patent”). It filed this consolidated Hatch-Waxman suit against Teva Parenteral Medicines, Inc.; APP Pharmaceuticals LLC; Pliva Hrvatska D.O.O.; Teva Pharmaceuticals USA, Inc.; and Barr Laboratories, Inc. (collectively, “Defendants”) to prevent Defendants from launching a generic version of a chemotherapy drug with accompanying product literature that would alleged- ly infringe methods of treatment claimed by the ’209 patent. The United States District Court for the Southern District of Indiana held two bench trials, one on infringe- ment and one on invalidity. The district court found that no single actor performs all steps of the asserted claims because the actions of both physicians and patients are required. Nonetheless, under Akamai Technologies, Inc. v. Limelight Networks, Inc. ( Akamai V ), 797 F.3d 1020, 1022 (Fed. Cir. 2015) (en banc) (per curiam), cert. denied , 136 S. Ct. 1661 (2016), the court found direct infringe- ment attributable to physicians and held Defendants liable for inducing that infringement. The court also determined that the asserted claims were not invalid for, inter alia, indefiniteness, obviousness, or obviousness- type double patenting.
For the reasons below, we affirm.
B ACKGROUND
The ’209 patent, which issued in 2010, relates to methods of administering the chemotherapy drug pemetrexed disodium (“pemetrexed”) after pretreatment with two common vitamins—folic acid and vitamin B12. Pemetrexed is an antifolate that kills cancer cells by inhibiting the function of folates, a class of nutrients necessary for cell reproduction. The purpose of the dual vitamin pretreatments is to reduce the toxicity of pemetrexed in patients. Eli Lilly markets pemetrexed under the brand name ALIMTA®, and the drug is used to treat certain types of lung cancer and mesothelioma.
Around 2008–2009, Defendants notified Eli Lilly that they had submitted Abbreviated New Drug Applications (“ANDAs”) seeking approval by the Food and Drug Ad- ministration (“FDA”) to market generic versions of ALIMTA®. After the ’209 patent issued, Defendants sent Eli Lilly additional notices regarding their ANDAs, in- cluding notices that they had filed Paragraph IV certifica- tions under 21 U.S.C. § 355(j)(2)(A)(vii)(IV), declaring that the ’209 patent was invalid, unenforceable, or would not be infringed. Eli Lilly subsequently brought this consoli- dated action against Defendants for infringement under 35 U.S.C. § 271(e)(2). Specifically, Eli Lilly alleged that Defendants’ generic drugs would be administered with folic acid and vitamin B12 pretreatments and, thus, result in infringement of the ’209 patent. Defendants raised noninfringement and invalidity defenses.
Eli Lilly asserted claims 9, 10, 12, 14, 15, 18, 19, and 21 of the ’209 patent at trial. Importantly, all of the asserted claims require patient pretreatment by “admin- istering” or “administration of” folic acid. Claims 9 and 10 depend from claim 1, which recites:
1. A method of administering pemetrexed disodium to a patient in need thereof comprising administering an effective amount of folic acid and an effective amount of a methylmalonic acid low- ering agent followed by administering an effective amount of pemetrexed disodium, wherein the methylmalonic acid lowering agent is se- lected from the group consisting of vitamin B12, hydroxycobalamin, cyano-10-chlorocobalamin, aquocobalamin perchlorate, aquo-10-cobalamin perchlorate, azidocobalamin, cobalamin, cyanoco- balamin, or chlorocobalamin.
’209 patent col. 10 ll. 55–65 (emphasis added). The addi- tional limitations of claims 9 and 10 restrict the dose of folic acid to particular ranges. at col. 11 ll. 19–22.
Asserted claim 12 is independent and recites: 12. An improved method for administering pemetrexed disodium to a patient in need of chemotherapeutic treatment, wherein the im- provement comprises:
a) administration of between about 350 μ g and about 1000 μ g of folic acid prior to the first administration of pemetrexed disodi- um;
b) administration of about 500 μ g to about 1500 μ g of vitamin B12, prior to the first administration of pemetrexed disodium; and
c) administration of pemetrexed disodium. Id. at col. 11 l. 25–col. 12 l. 4 (emphasis added). Asserted claims 14, 15, 18, 19, and 21 depend from claim 12 and further limit the dose, schedule, or route of folic acid or vitamin B12 administration. at col. 12 ll. 7–11, col. 12 ll. 16–20, col. 12 ll. 24–27.
The parties agree for purposes of this appeal that no single actor performs all steps of the asserted claims; rather, the steps are divided between physicians and patients. Though physicians administer vitamin B12 and pemetrexed, patients self-administer folic acid with guidance from physicians. Eli Lilly’s theory of infringe- ment therefore requires establishing liability for divided infringement—an area of law that this court was actively reconsidering during the pendency of this case.
In June 2013, Defendants conditionally conceded in-
duced infringement under then-current law set forth in
Akamai Technologies, Inc. v. Limelight Networks, Inc.
(
Akamai II
),
Eli Lilly and Defendants proceeded with a bench trial
on invalidity, after which the district court held that the
asserted claims were not invalid for, inter alia, obvious-
ness or obviousness-type double patenting. The court had
also previously rejected Defendants’ contention that the
asserted claims were invalid for indefiniteness of the term
“vitamin B12.” Defendants filed an appeal on invalidity,
which was docketed in this court as Case No. 14-1455.
While that appeal was pending, the Supreme Court
reversed
Akamai II
, holding that liability for inducement
cannot be found without direct infringement, and remand-
ing for this court to possibly reconsider the standards for
direct infringement.
Limelight Networks, Inc. v. Akamai
Techs., Inc.
(
Akamai III
),
The district court held a second bench trial in May 2015 and concluded in a decision issued on August 25, 2015 that Defendants would induce infringement of the ’209 patent. As explained in further detail below, the court applied our intervening Akamai V decision, which had broadened the circumstances in which others’ acts may be attributed to a single actor to support direct- infringement liability in cases of divided infringement. [2] See Akamai V , 797 F.3d at 1022. The court accordingly entered final judgment against Defendants, barring them from launching their generic products before the expira- tion of the ’209 patent.
Defendants timely appealed. We have jurisdiction under 28 U.S.C. § 1295(a)(1).
D ISCUSSION
Defendants appeal the district court’s finding of in- duced infringement, as well as the court’s decision that the asserted claims are not invalid for indefiniteness, obviousness, or obviousness-type double patenting. We will address each of these issues in turn.
I
Pursuant to 35 U.S.C. § 271(b), “[w]hoever actively induces infringement of a patent shall be liable as an infringer.” [3] Importantly, liability for induced infringe- ment under § 271(b) “must be predicated on direct in- fringement.” Akamai III , 134 S. Ct. at 2117. The patentee must also show that the alleged infringer pos- sessed the requisite intent to induce infringement, which we have held requires that the alleged infringer “knew or should have known his actions would induce actual in- fringements.” DSU Med. Corp. v. JMS Co. , 471 F.3d 1293, 1304 (Fed. Cir. 2006) (en banc in relevant part) (internal quotation marks omitted). A patentee seeking relief under § 271(e)(2) bears the burden of proving in- fringement by a preponderance of the evidence. Warner- Lambert Co. v. Apotex Corp. , 316 F.3d 1348, 1366 (Fed. Cir. 2003).
“Infringement is a question of fact that, after a bench
trial, we review for clear error.”
Alza Corp. v. Mylan
Labs, Inc.
,
The district court relied in part on Defendants’ pro- posed product labeling as evidence of infringement. For purposes of this case, the parties have agreed that De- fendants’ product labeling would be materially the same as the ALIMTA® product labeling, which consists of two documents: the Physician Prescribing Information and the Patient Information. Both documents include instruc- tions regarding the administration of folic acid—the step that the district court found would be performed by pa- tients but attributable to physicians. For example, the Physician Prescribing Information provides, among other things:
“Instruct patients to initiate folic acid 400 [μ g] to 1000 [μ g] orally once daily beginning 7 days before the first dose of [pemetrexed] . . . .” J.A. 11256.
“Instruct patients on the need for folic acid and vita- min B [12] supplementation to reduce treatment-related hematologic and gastrointestinal toxicity . . . .” J.A. 11278.
The Patient Information includes similar information:
“To lower your chances of side effects of [pemetrexed], you must also take folic acid . . . prior to and during your treatment with [pemetrexed].” J.A. 11253 (em- phasis omitted).
“It is very important to take folic acid and vitamin B during your treatment with [pemetrexed] to lower your chances of harmful side effects. You must start taking 400–1000 micrograms of folic acid every day for at least 5 days out of the 7 days before your first dose of [pemetrexed]. . . .” (emphasis omitted).
A
Where, as here, no single actor performs all steps of a method claim, direct infringement only occurs if “the acts of one are attributable to the other such that a single entity is responsible for the infringement.” Akamai V , 797 F.3d at 1022. The performance of method steps is attributable to a single entity in two types of circum- stances: when that entity “directs or controls” others’ performance, or when the actors “form a joint enterprise.” Id. Eli Lilly did not pursue a joint enterprise theory, so the question of direct infringement before us is whether physicians direct or control their patients’ administration of folic acid. [4]
In Akamai V , we held that directing or controlling others’ performance includes circumstances in which an actor: (1) “ conditions participation in an activity or receipt of a benefit” upon others’ performance of one or more steps of a patented method, and (2) “ establishes the man- ner or timing of that performance.” Id. at 1023 (emphases added). In addition to this two-prong test, we observed that, “[i]n the future, other factual scenarios may arise which warrant attributing others’ performance of method steps to a single actor. Going forward, principles of at- tribution are to be considered in the context of the partic- ular facts presented.”
*10 10
Here, the district court decided that “the factual cir-
cumstances [we]re sufficiently analogous to those in
Akamai
[
V
] to support a finding of direct infringement by
physicians.”
Eli Lilly & Co. v. Teva Parenteral Meds., Inc.
(
Eli Lilly III
),
With respect to the first prong—conditioning partici-
pation in an activity or receipt of a benefit upon perfor-
mance of one or more method steps—Defendants argue at
the outset that the district court did not make a relevant
finding because it misidentified the benefit that would be
conditioned as the “benefit of the patented method, i.e., a
reduction of potentially life-threatening toxicities caused
by pemetrexed.” Appellants’ Opening Br. 21–22. We
agree that a reduction in toxicities is not a benefit that
physicians can condition (as it follows from folic acid
pretreatment) and that the relevant benefit that may be
conditioned on folic acid administration is pemetrexed
treatment. But the court’s discussion of reducing
pemetrexed toxicities in relation to its direction-or-control
analysis was not erroneous. A reduction in pemetrexed
toxicities is relevant only if pemetrexed treatment is
administered, and it provides a reason why physicians
would condition the receipt of pemetrexed treatment on
folic acid administration. The court recognized this
relationship and correctly identified pemetrexed treat-
ment as the benefit to be conditioned: “What is relevant is
whether the physician sufficiently directs or controls the
acts of the patients in such a manner as to condition
participation in an activity or receipt of a benefit—
in this
case, treatment with pemetrexed
in the manner that
reduces toxicities—upon the performance of a step of the
patented method and establishes the manner and timing
of the performance.”
Eli Lilly III
,
The district court’s finding that physicians “condition” pemetrexed treatment on the administration of folic acid is supported by the record evidence. The Physician Pre- scribing Information, which is “directed to the physician,” J.A. 2181, explains that folic acid is a “[r]equirement for [p]remedication” in order “to reduce the severity of hema- tologic and gastrointestinal toxicity of [pemetrexed].” J.A. 11258. Consistent with the importance of folic acid pre- treatment, the product labeling repeatedly states that physicians should “[i]nstruct patients” to take folic acid and includes information about folic acid dosage ranges and schedules. J.A. 11256; see also J.A. 11255, 11278. The Patient Information also informs patients that physi- cians may withhold pemetrexed treatment: “You will have regular blood tests before and during your treatment with [pemetrexed]. Your doctor may adjust your dose of [pemetrexed] or delay treatment based on the results of your blood test and on your general condition.” J.A. 11253 (emphasis added).
Furthermore, Eli Lilly’s expert, Dr. Chabner, testified that it is “the physician’s responsibility to initiate the supplementation” of folic acid. J.A. 2181. He explained that the product labeling shows that taking folic acid is “an absolute requirement” before pemetrexed treatment because “it wouldn’t be safe to take the drug without the vitamin supplementation. . . . [I]t must be done this way.” J.A. 2192; see also J.A. 2195 (“[I]t’s an absolute require- ment.”), 2246 (“I think it’s that important.”). He further testified that if a physician realizes that a patient did not follow his or her instructions to take folic acid, then the “doctor will not give the pemetrexed.” J.A. 2218. Even Defendants’ expert, Dr. Schulz, acknowledged that it is “standard practice”—both his personally and physicians’ generally—that a patient “must have taken their required folic acid in order to have the pemetrexed administered.” J.A. 2329–40; see also J.A. 2304 (“I would withhold the pemetrexed therapy until [the patient] had initiated or resumed their folic acid treatment . . . [s]o as to avoid the toxicities associated with pemetrexed without vitamin replacement.”). Dr. Schulz agreed that he was “not aware of any reputable institution or doctor . . . who, when they think the patient hasn’t taken the required folic acid” would go ahead and administer pemetrexed. J.A. 2330– 31.
The record is thus replete with evidence that physi- cians delineate the step of folic acid administration that patients must perform if they wish to receive pemetrexed treatment.
Defendants argue that mere guidance or instruction is insufficient to show “conditioning” under Akamai V . But the evidence regarding the critical nature of folic acid pretreatment and physicians’ practices support a finding that physicians cross the line from merely guiding or instructing patients to take folic acid to conditioning pemetrexed treatment on their administration of folic acid. If a patient does not take folic acid as instructed, a physician, in his or her discretion, need not provide pemetrexed treatment based on the patient’s failure to perform the step of folic acid administration. Defendants also complain that there is no evidence that physicians go further to “verify compliance” with their instructions or to “threaten” denial of pemetrexed treatment. Appellants’ Opening Br. 22. Conditioning, however, does not neces- sarily require double-checking another’s performance or making threats.
We also reject Defendants’ argument that an actor
can only condition the performance of a step “by imposing
a legal obligation to do so, by interposing that step as an
unavoidable technological prerequisite to participation,
or, as in [
Akamai V
], both.”
Id.
In
Akamai V
, we found
“conditioning” based on evidence that the defendant
required all of its customers to sign a standard contract
delineating the steps that customers had to perform to
use the defendant’s service.
The product labeling, combined with the testimony discussed above, provide sufficient evidence that physi- cians condition pemetrexed treatment on folic acid pre- treatment.
*14 14
With respect to the second prong—establishing the manner or timing of performance—Defendants argue that the product labeling “gives patients wide berth to select the dose . . . , the dosage form . . . , and the timing . . . of folic acid self-administration.” Appellants’ Opening Br. 23. Eli Lilly submits that expert testimony and product labeling demonstrate that “physicians prescribe or specify a dose of folic acid, specify that patients must ingest the folic acid daily during a particular span of days, and withhold pemetrexed if patients do not follow orders.” Appellee’s Br. 25. We agree with Eli Lilly.
The product labeling is again informative. For in- stance, the Physician Prescription Information instructs physicians not only to tell patients to take folic acid orally, but also to take “400 [μ g] to 1000 [μ g] [of folic acid] once daily beginning 7 days before the first dose of [pemetrexed],” accompanied with warnings about the consequences of non-compliance. J.A. 11256. That dosage range and schedule overlaps with all of the assert- ed claims’ dosage ranges and schedules. [6] In addition, Dr. Chabner testified that “it’s the doctor” who “decides how much [folic acid] the patient will take and when the patient takes it.” J.A. 2197. In view of the record evi- dence, the court’s finding that physicians establish the manner and timing of patients’ folic acid intake is not clearly erroneous. Even if, as Defendants argue, patients are able to seek additional outside assistance regarding folic acid administration, such guidance is beyond what is required here to establish the manner or timing of per- formance and is therefore immaterial.
We therefore see no reversible error in the district court’s finding that physicians condition patient partici- pation in an activity or receipt of a benefit (pemetrexed treatment) on folic acid administration and also establish the manner or timing of performance. Our holding today does not assume that patient action is attributable to a prescribing physician solely because they have a physi- cian-patient relationship. We leave to another day what other scenarios also satisfy the “direction or control” requirement. The two-prong test that we set forth in Akamai V is applicable to the facts of this case and re- solves the existence of underlying direct infringement.
B
Although we conclude that the two-prong
Akamai V
test is met here, this does not end our inquiry. “The mere
existence of direct infringement by physicians, while
necessary to find liability for induced infringement, is not
sufficient for inducement.”
Takeda Pharm. USA, Inc. v.
West-Ward Pharm. Corp.
, 785 F.3d 625, 631 (Fed. Cir.
2015). To show inducement, Eli Lilly carries the burden
of further proving “specific intent and action to induce
infringement.”
Takeda
, 785 F.3d at 631. Mere
“knowledge of the acts alleged to constitute infringement”
is not sufficient.
DSU Med.
,
As noted before, the district court found that the ad-
ministration of folic acid before pemetrexed administra-
tion was “not merely a suggestion or recommendation, but
a critical step.”
Eli Lilly III
,
Defendants submit that, even if there is direct in- fringement, their product labeling does not induce such infringement. They argue that Eli Lilly has not offered any evidence of what physicians do “ in general ,” offering instead only “speculation about how physicians may act.” Appellants’ Opening Br. 24 (second emphasis added). Furthermore, they submit that physicians “who merely follow the product label” are not induced to infringe because physicians must go beyond the labeling instruc- tions—such as by prescribing specific doses of folic acid or requiring patients to keep “pill counts” or “pill diaries”— to infringe. Id. at 23, 26. We agree with Eli Lilly that Defendants’ arguments are unavailing.
We make two observations at the outset. First, to be
clear, the intent for inducement must be with respect to
the actions of the underlying direct infringer, here physi-
cians. Second, we have not required evidence regarding
the general prevalence of the induced activity. When the
alleged inducement relies on a drug label’s instructions,
“[t]he question is not just whether [those] instructions
describ[e] the infringing mode, . . . but whether the in-
structions teach an infringing use
such that
we are willing
to infer from those instructions an affirmative intent to
infringe the patent.”
Takeda
, 785 F.3d at 631 (internal
quotation marks omitted). “The label must encourage,
recommend, or promote infringement.” For purposes
of inducement, “it is irrelevant that some users may
ignore the warnings in the proposed label.”
AstraZeneca
LP v. Apotex, Inc.
,
Depending on the clarity of the instructions, the deci- sion to continue seeking FDA approval of those instruc- tions may be sufficient evidence of specific intent to induce infringement. Id. at 1059. With respect to those instructions, we held in AstraZeneca that a label that instructed users to follow the instructions in an infringing manner was sufficient even though some users would not follow the instructions. Id. at 1059–60. This was true even though the product in question had substantial noninfringing uses. Id.
Conversely, “vague” instructions that require one to “look outside the label to understand the alleged implicit encouragement” do not, without more, induce infringe- ment. Takeda , 785 F.3d at 632, 634. Defendants try to analogize the product labeling here to the labeling in Takeda that we held did not provide clear enough instruc- tions for the infringing use to show inducement. Takeda , however, is distinguishable. The generic manufacturer in that case sought FDA approval for a generic drug to be used as a prophylaxis for gout flares—a use not covered by the patents that had been asserted. Id. at 628. The only link between the proposed use described on the labeling and the patented use was an instruction stating, “[i]f you have a gout flare while taking [the drug], tell your healthcare provider.” Id. at 632 (first alteration in original) (internal quotation marks omitted). The patent owner argued that physicians who are accordingly con- sulted might prescribe the drug for the infringing, off- label use and that the accused infringer was willfully blind to this possibility. Id. We rejected the patent owner’s reliance on such “vague label language” and “speculation about how physicians may act.” The product labeling here is not so tenuously related to the use covered by the asserted claims, and Eli Lilly does not need to rely on speculation about physician behavior.
Again, the product labeling includes repeated instruc- tions and warnings regarding the importance of and reasons for folic acid treatment, and there is testimony that the Physician Prescribing Information, as the name indicates, is directed at physicians. See J.A. 2181, 11253, 11255, 11256, 11258, 11278. The instructions are unam- biguous on their face and encourage or recommend in- fringement.
Defendants rely heavily on evidence that physicians as a matter of practice take steps beyond the instructions in the product labeling, such as asking patients to keep pill diaries or pill counts, or confirming compliance with folic acid administration. For example, they point to Dr. Chabner’s testimony that he gives patients instructions “beyond what the instruction is in th[e] patient infor- mation.” J.A. 2235–36. But the asserted claims do not recite additional steps such as pill diaries, pill counts, and compliance measures. Where the product labeling al- ready encourages infringement of the asserted claims, as it does here, a physician’s decision to give patients even more specific guidance is irrelevant to the question of inducement. [7]
In sum, evidence that the product labeling that De- fendants seek would inevitably lead some physicians to infringe establishes the requisite intent for inducement. The district court did not clearly err in concluding that Defendants would induce infringement of the asserted claims of the ’209 patent.
II
We turn next to the district court’s holding that the limitation “vitamin B12” was not indefinite. Pursuant to 35 U.S.C. § 112, ¶ 2, a patent specification must “conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention.” [8] The district court considered the indefiniteness of the asserted claims before the Su- preme Court changed the relevant standard in Nautilus, Inc. v. Biosig Instruments, Inc. , 134 S. Ct. 2120 (2014), and held that “vitamin B12” was not indefinite. [9] Eli Lilly & Co. v. Teva Parenteral Meds., Inc. ( Eli Lilly I ), No. 1:10- cv-1376-TWP-DKL, 2012 WL 2358102, at *11–12 (S.D. Ind. June 20, 2012). The district court further construed “vitamin B12” to mean “cyanocobalamin,” a particular vitamin supplement. Id. at *12.
In
Nautilus
, the Supreme Court rejected our “not
amenable to construction or insolubly ambiguous” stand-
ard for indefiniteness and articulated, instead, that “a
patent is invalid for indefiniteness if its claims, read in
light of the specification delineating the patent, and the
prosecution history, fail to inform, with reasonable cer-
tainty, those skilled in the art about the scope of the
invention.” 134 S. Ct. at 2124. Indefiniteness is a ques-
tion of law that we review de novo.
Teva Pharm. USA,
Inc. v. Sandoz, Inc.
,
The parties do not dispute that, depending on the con- text, “vitamin B12” can be used in the art to refer either to cyanocobalamin specifically or, more broadly, to a class of compounds including pharmaceutical derivatives of cyanocobalamin. The parties do not dispute that the written description of the ’209 patent uses the term both ways. [10] Defendants argue that, because “vitamin B12” is used in two different ways in the intrinsic record, “it is impossible to determine” which meaning applies to the claims “with any reasonable certainty,” as required by Nautilus . Appellants’ Opening Br. 31. Eli Lilly counters that the claims of the ’209 patent “involve administering a vitamin B [12] supplement to a patient,” and in that context, “the one and only meaning” of vitamin B12 to a person of ordinary skill is cyanocobalamin. Appellee’s Br. 35.
The district court expressly “accept[ed]” the testimony
of Eli Lilly’s expert, Dr. O’Dwyer, who concluded that a
person of ordinary skill would understand “vitamin B12”
to mean cyanocobalamin in the context of the patent
claims.
Eli Lilly I
,
The claim language here would inform a person of or- dinary skill that the term “vitamin B12,” as used in the ’209 patent claims, refers to “cyanocobalamin.” First, the claims, on their face, are directed to administering vita- min supplements, including vitamin B12, followed by chemotherapy treatment. This context informs persons of ordinary skill that “vitamin B12” is being used to refer to the supplementation form of vitamin B12, cyanocobala- min. Second, the structure of the claims also supports such an understanding. Claim 1 requires administering a “methylmalonic acid lowering agent . . . selected from the group consisting of,” inter alia, vitamin B12 and cyanoco- balamin. ’209 patent col. 10 ll. 61–65. Claim 2, which depends from claim 1, further requires that “the methylmalonic acid lowering agent is vitamin B12.” at col. 10 ll. 66–67. Eli Lilly asserts, and Defendants do not dispute, that if “vitamin B12” were to refer to a class of compounds, then claim 2 would be the same scope as claim 1, as claim 2 “would encompass the same methylmalonic acid lowering agents set forth in claim 1.” Appellee’s Br. 36. The doctrine of claim differentiation, however, presumes that dependent claims are “of narrow- er scope than the independent claims from which they depend.” AK Steel Corp. v. Sollac & Ugine , 344 F.3d 1234, 1242 (Fed. Cir. 2003). Reading the claims to re- quire “vitamin B12” to be a specific compound in the class of “methylmalonic acid lowering agents” would avoid this problem, as it would render claim 2, and all of the claims that depend from it, narrower than claim 1.
Defendants submit that, if “vitamin B12” means “cya-
nocobalamin,” then claim 1 recites a Markush group of
“methylmalonic acid lowering agents” that lists the same
compound twice. Although we have in some instances
interpreted claim terms to avoid redundancy, “the rule is
not inflexible.”
Power Mosfet Techs., LLC v. Siemens AG
,
378 F.3d 1396, 1409–10 (Fed. Cir. 2004);
see also Multi-
layer Stretch Cling Film Holdings, Inc. v. Berry Plastics
Corp.
,
We are not persuaded by Defendants’ contention that the prosecution history fails to “provide reasonable confi- dence in any particular meaning of the term ‘vitamin B12.’” Appellants’ Opening Br. 30. In response to the examiner’s statement that “vitamin B12” and “cyanoco- balamin” are synonymous, the patentee initially removed the term “cyanocobalamin” from the proposed claims. See J.A. 4825–27, 4832–33. Later during prosecution, the patentee added “cyanocobalamin” back into the claim that eventually issued as claim 1. J.A. 4836. Defendants do not point to any reason, though, that a person of ordinary skill would understand the patentee’s decision to ulti- mately include “cyanocobalamin” in the claim language to be a departure from the understanding expressed by the examiner that “vitamin B12” and “cyanocobalamin” refer to the same compound. The prosecution history here does not detract from, and is consistent with, the other intrin- sic evidence that would inform a skilled artisan regarding the scope of the claim term “vitamin B12.”
We therefore hold that a person of ordinary skill in the art would understand the scope of the claim term “vitamin B12” with reasonable certainty. Applying Nauti- lus in this case does not lead us to a different result from the district court’s conclusion on the question of indefi- niteness.
III
Next, we address Defendants’ arguments that the as- serted claims were obvious over several references that are not disputed to be prior art as of the critical date in June 1999. To prevail on obviousness, an alleged infring- er must prove by clear and convincing evidence “that a skilled artisan would have been motivated to combine the teachings of the prior art references to achieve the claimed invention, and that the skilled artisan would have had a reasonable expectation of success in doing so.” Procter & Gamble Co. v. Teva Pharm. USA, Inc. , 566 F.3d 989, 994 (Fed. Cir. 2009) (internal quotation marks omit- ted). Obviousness is a question of law based on underly- ing facts, and “[o]n appeal from a bench trial, this court reviews the district court’s conclusions of law de novo and findings of fact for clear error.” Prometheus Labs., Inc. v. Roxane Labs., Inc. , 805 F.3d 1092, 1097 (Fed. Cir. 2015) (internal quotation marks omitted).
In a thorough opinion, the district court found, inter alia, that a skilled artisan would not have been motivated to: (1) use folic acid pretreatment with pemetrexed; (2) use vitamin B12 pretreatment with pemetrexed; or (3) use the claimed doses and schedules of folic acid and vitamin B12 pretreatments with pemetrexed. The court also found that Eli Lilly had established several secondary considerations in favor of nonobviousness. On appeal, Defendants contend that all of those findings were erro- neous. Eli Lilly submits that Defendants’ arguments “amount to nothing more than an effort to reargue the facts.” Appellee’s Br. 46.
We agree with Eli Lilly that Defendants’ arguments fail to raise reversible error with respect to at least the findings that a skilled artisan would not have been moti- vated to use vitamin B12 pretreatment with pemetrexed, let alone the appropriate doses and schedules of such vitamin B12 pretreatment.
A
The district court found, based upon two abstracts published in 1998 by Dr. Niyikiza (“the Niyikiza ab- stracts”), [12] that a skilled artisan “would have concluded that vitamin B [12] deficiency was not the problem in pemetrexed toxicity.” Eli Lilly & Co. v. Teva Parenteral Meds., Inc. ( Eli Lilly II ), No. 1:10-cv-01376-TWP-DWL, 2014 WL 1350129, at *10 (S.D. Ind. Mar. 31, 2014). It further found that a skilled artisan would not have used vitamin B12 supplementation to address antifolate toxici- ties because of “concern[] about . . . a reduction of efficacy of the antifolate” treatment. Id. at *11.
Dr. Niyikiza was an Eli Lilly scientist at the time and is the named inventor on the ’209 patent. In 1997, he performed statistical analyses to try to determine which clinical trial patients were likely to develop toxicities from pemetrexed treatment. J.A. 1045, 1071–72. He published the results in the Niyikiza abstracts and reported a correlation between increased pemetrexed toxicities and elevated homocysteine levels. J.A. 7948, 7950–51. Ele- vated homocysteine levels serve as an indicator of either a folic acid or vitamin B12 deficiency, but they do not indi- cate which of those two vitamins is specifically lacking. J.A. 622, 719, 7910. Levels of another marker, methylma- lonic acid (“MMA”), serve more specifically as an indicator of vitamin B12 deficiency. J.A. 720. But the Niyikiza abstracts reported that “no correlation between toxicity . . . and [MMA levels] was seen.” J.A. 7948.
Given the toxicity correlations that Dr. Niyikiza ob- served with homocysteine levels but not with MMA levels, Eli Lilly’s experts testified that the Niyikiza abstracts “present[ed] no evidence for a relationship of vitamin B12 and pemetrexed toxicity” and would not have motivated a skilled artisan to administer vitamin B12 to patients to address pemetrexed toxicity. J.A. 1466–67; see also J.A. 1475, 1942. Defendants’ expert, Dr. Ratain, confirmed that if a patient exhibits elevated homocysteine but normal MMA levels, a skilled artisan “would conclude that that patient was folate deficient” but “not [vitamin] B12 deficient.” J.A. 622–23.
To try to overcome this missing link between vitamin B12 deficiency and pemetrexed toxicity, Defendants turn to other prior art references. They argue that, based on those references and perhaps preexisting knowledge, a person of ordinary skill would have known that folate deficiency is correlated with pemetrexed toxicity and that vitamin B12 “directly affect[s] the amount of folate avail- able to healthy cells.” Appellants’ Opening Br. 45 (citing J.A. 2482, 7894, 7910–11, 8086). As a result, they argue, skilled artisans would have been motivated to use vitamin B12, along with folic acid, to address pemetrexed toxici- ties. Id. Put another way, if we assume that the prior art would have motivated skilled artisans to use folic acid pretreatment to counter pemetrexed toxicity (an issue we do not reach), Defendants submit that those skilled arti- sans would have also used vitamin B12 as part of the pretreatment because the biochemical pathways for vitamin B12 and folic acid are related. Defendants fur- ther submit that other prior art “expressly teaches that folic acid supplementation improves the therapeutic index of pemetrexed,” so a skilled artisan would not have been concerned about using vitamin B12 supplementation to reduce pemetrexed toxicities. at 46.
But the parties’ experts agreed that nothing in the lit- erature as of the critical date described “cancer patients being provided with vitamin B12 supplementation prior to receiving any antifolate,” with or without folic acid. J.A. 597–98; see also J.A. 1957. Defendants fail to point to evidence that, even if folic acid supplementation were known to improve effects of pemetrexed treatment, a skilled artisan would have thought the same of vitamin B12. Indeed, Eli Lilly offered expert testimony that a skilled artisan would have viewed the use of vitamin B12 with antifolates as “a problem” based on “having to in- crease the [antifolate] dose to get the same activity” of cancer treatment. J.A. 1453–54.
We are therefore not convinced that the district court committed clear error in concluding that Defendants failed to carry their burden of proving that it would have been obvious to a person of ordinary skill to use vitamin B12 pretreatment to reduce pemetrexed toxicities.
B
Regarding the dose and schedule of vitamin B12, the district court reiterated that “there are no prior art refer- ences where any amount of vitamin B pretreatment had been used with an antifolate in the treatment of cancer.” Eli Lilly II , 2014 WL 1350129, at *13 (emphasis added). The court also discounted Defendants’ citations to litera- ture outside the field of oncology. at *13–14.
Defendants argue that, “[o]nce a [skilled artisan] is motivated to use vitamin B12 pretreatment,” selecting a dose and schedule for vitamin B12 “would have been routine.” Appellants’ Opening Br. 47. Setting aside motivation to use vitamin B12 pretreatment in the first instance, Defendants only cite evidence of vitamin B12 doses and schedules that are “routine” in other medical contexts. See, e.g. , J.A. 8150, 8169, 756–57. There is no evidence that, considering the context of pemetrexed treatment and associated toxicity problems, a person of ordinary skill would have applied such doses and sched- ules wholesale.
We therefore also see no clear error in the court’s find- ing that Defendants failed to carry their burden of prov- ing that the prior art disclosed the claimed doses and schedules of vitamin B12 for purposes of pemetrexed pretreatment.
C
Defendants make two additional, overarching argu- ments that we also find unavailing.
First, Defendants cite PharmaStem Therapeutics, Inc. v. ViaCell, Inc. , 491 F.3d 1342 (Fed. Cir. 2007), to argue that the district court erred by accepting expert testimony that was inconsistent with the express disclosures of the prior art. But PharmaStem is distinguishable. In that case, we discounted testimony regarding prior art refer- ences that “[could not] be reconciled with statements made by the inventors in the joint specification [of the asserted patents] and with the prior art references them- selves.” at 1361. Here, despite Defendants’ aver- ments, we do not perceive any irreconcilable differences between the prior art disclosures on their face and the testimony regarding whether a person of ordinary skill would have been motivated to use vitamin B12 pretreat- ment in the claimed doses and schedules with pemetrexed treatment.
Second, Defendants argue that the district court
committed legal error by requiring an express prior art
disclosure of the claimed combination because
KSR Inter-
national Co. v. Teleflex Inc.
,
The district court did not commit reversible error in finding that the prior art fails to render obvious use of vitamin B12 pretreatment with pemetrexed, or use of the doses and schedules of vitamin B12 that are recited in the asserted claims. We therefore affirm the determination of nonobviousness. We need not reach the other grounds put forth for obviousness.
IV
Finally, we address Defendants’ argument that the district court erred in holding that the asserted claims are not invalid for obviousness-type double patenting over U.S. Patent No. 5,217,974 (“’974 patent”), an earlier patent also owned by Eli Lilly.
The judicially-created “doctrine of obviousness-type
double patenting is intended to ‘prevent the extension of
the term of a patent . . . by prohibiting the issuance of the
claims in a second patent not patentably distinct from the
claims of the first patent.’”
Eli Lilly & Co. v. Teva Paren-
teral Meds., Inc.
, 689 F.3d 1368, 1376 (Fed. Cir. 2012)
(alteration in original) (quoting
In re Longi
,
Defendants argued to the district court that the as-
serted claims of the ’209 patent are obvious variants of
claim 20 of the ’974 patent. The court found that the
asserted claims differ from claim 20 of the ’974 patent “in
that the Asserted Claims limit the drug to pemetrexed
and the administration to a patient, use a dose range for
folic acid of 350– 1000 μ g or 350– 600 μ g and add[] vitamin
B , whereas claim 20 of the ’974 Patent discloses the use
of a much greater amount of folic acid—500– 30,000 μ g—
with an antifolate . . . administered to a mammal.”
Eli
Lilly II
,
For many of the same reasons it articulated in its ob- viousness analysis and with additional explanation, the district court found that the use of pemetrexed, use of vitamin B12, and doses and schedules of the asserted claims were patentably distinct from claim 20 of the ’974 patent. at *17–18. In relevant part, the district court held that, “as previously discussed, there would have been no reason for a [skilled artisan] to add vitamin B to the folic acid pretreatment.” at *17. For the same reasons that we discussed with respect to nonobviousness, the court did not err in finding that those limitations regard- ing vitamin B12 would not have been obvious to a person of ordinary skill.
Therefore, we affirm the district court’s conclusion that the asserted claims are not invalid for obviousness- type double patenting.
C ONCLUSION
For the foregoing reasons, we affirm the district court’s judgment.
AFFIRMED
Notes
[1]
Akamai II
held that “induced infringement can be
found even if there is no single party who would be liable
for direct infringement.”
[2] Following remand from the Supreme Court, a
panel of this court initially found that the accused in-
fringer in
Akamai
was not liable for direct infringement,
Akamai Techs., Inc. v. Limelight Networks, Inc.
(
Akamai
IV
), 786 F.3d 899 (Fed. Cir. 2015), as had the first panel
in the case,
Akamai Techs., Inc. v. Limelight Networks,
Inc.
(
Akamai I
),
[3] Section 271 was not amended by the Leahy-Smith America Invents Act (“AIA”), Pub. L. No. 112–29, 125 Stat. 284 (2011).
[4] Before the district court, Eli Lilly also asserted theories of direct infringement that did not rely on show- ing physicians’ direction or control of patient action, arguing that: (1) as a matter of claim construction, physi- cians “administer” folic acid; and (2) under the doctrine of equivalents, physicians’ actions are equivalent to putting folic acid into patients’ bodies. The district court did not reach those issues. Although Eli Lilly asks us to reach them in the alternative, we need not do so in light of our decision to affirm the district court under Akamai V .
[5] As Eli Lilly points out, nor did we rely on legal ob- ligations or technological prerequisites to reach our deci- sion in Akamai V . The standard contract in that case was not significant for imposing potential civil liability but for “delineat[ing] the steps” that customers would have to perform “if [they] wish[ed] to use [defendant’s] product.” Akamai V , 797 F.3d at 1024. And we did not focus on whether a customer’s failure to perform certain steps might have made it technologically impossible for other steps to occur.
[6] Asserted claims 9, 12, 14, and 15 recite adminis- tering “about 350 μ g to about 10 00 μ g” of folic acid. ’209 patent col. 11 ll. 19–20, col. 11 l. 25–col. 12 l. 4, col. 12 ll. 7–11. Asserted claims 10, 18, and 19 recite administer- ing “350 μ g to 600 μ g” of folic acid. Id. at col. 11 ll. 21–23, col. 12 ll. 16–20. Asserted claim 21 recites either of those folic acid dosage ranges. at col. 12 ll. 24–27. Asserted claim 19 further recites a schedule for folic acid admin- istration “wherein folic acid is administered 1 to 3 weeks prior to the first administration of the pemetrexed.” Id. at col. 12 ll. 18–20.
[7] As Dr. Chabner testified, such additional instruc- tions are rightfully “left to the medical judgment of [the] doctor,” depending on the circumstances. J.A. 2231.
[8] Paragraph 2 of 35 U.S.C. § 112 was replaced with § 112(b) by § 4(c) of the AIA, and § 4(e) makes that change applicable “to any patent application that is filed on or after” September 16, 2012. Pub. L. No. 112–29, § 4, 125 Stat. at 296–97. Because the application resulting in the ’209 patent was filed before that date, we refer to the pre- AIA version of § 112.
[9] Under the prevailing standard at the time, a term
was indefinite only if it was “not amenable to construc-
tion” or was “insolubly ambiguous.”
Datamize, LLC v.
Plumtree Software, Inc.
, 417 F.3d 1342, 1347 (Fed. Cir.
2005) (internal quotation marks omitted),
overruled by
Nautilus
,
[10] The specification provides that “[t]he term ‘vita-
min B12’ refers to vitamin B12 and its pharmaceutical
derivatives,” and that “[p]referably the term refers to
vitamin B12, cobalamin, and chlorocobalamin.” ’209
patent col. 5 ll. 5–10. The district court held, and Defend-
ants do not dispute on appeal, that this language did not
signify that the patentee was redefining the term “vita-
min B12.”
Eli Lilly I
,
[11] Indeed, Defendants’ expert, Dr. Green, agreed that “in the strict biochemical nomenclature, the term ‘vitamin B12’ is restricted to cyanocobalamin,” J.A. 3767, and that it can refer specifically to cyanocobalamin in the context of vitamin B12 injections, J.A. 3748–49.
[12] C. Niyikiza et al., LY231514 (MTA): Relationship of Vitamin Metabolite Profile to Toxicity , 17 P ROC . OF A M . S OCIETY OF C LINICAL O NCOLOGY 558a, Abstract 2139 (1998); C. Niyikiza et al., MTA (LY231514): Relationship of Vitamin Metabolite Profile, Drug Exposure, and Other Patient Characteristics to Toxicity , 9 A NNALS OF O NCOLOGY 126, Abstract 609P (4th Supp. 1998).
