Petitioner-Cross-Respondent Electrical Contractors, Inc. (“ECI”) petitions this Court to set aside a decision and order by Respondent-Cross-Petitioner, the National Labor Relations Board (“NLRB” or the “Board”), finding that ECI had engaged in unfair labor practices in violation of Section 8(a)(1) of the National Labor Relations Act (“NLRA”), 29 U.S.C. § 158(a)(1), by coercing employees to sign anti-union letters addressed to the Connecticut Department of Labor (“DOL”) in the presence of their supervisors and threatening to retaliate against at least one employee who initially refused to sign such a letter. The Board cross-petitions for enforcement of its order requiring ECI to cease and desist from its unfair labor practices, to notify the government agencies and other entities that received the anti-union letters that the letters were null and void and to be given no effect, and to post remedial notices to its employees. For the reasons that follow, we deny ECI’s petition and grant the Board’s cross-petition for enforcement of its order.
BACKGROUND
ECI is a nonunion contractor that installs electrical systems on construction sites throughout the state of Connecticut. Since 1986, Local 90, International Brotherhood of Electrical Workers, AFL-CIO (“Local 90”) has been engaged in an attempt to unionize ECI’s workforce. As part of its effort to organize the ECI workforce, Local 90 compiled a mailing list of ECI employees derived from certified payroll records that were maintained and publicly filed by ECI as required by the state prevailing wage law, ConN. GeN.Stat. § 31-53(f) (1997), and obtained by Local 90 under the Connecticut Freedom of Information Act (“CFOIA”),
1
Conn. Gen.Stat. § 1-212. Upon obtaining copies of ECI’s certified payroll records, Local 90 sent information about the union and the prevailing wage regulations — including the wage rates that ECI was obligated to pay under those regulations, the wage rates and ben
Beginning in May 1999, ECI initiated a campaign to transmit letters to the Connecticut Department of Labor (“DOL”) from its employees objecting to the disclosure of ECI’s payroll information to Local 90. The decision to commence this effort was made by ECI’s owner and president, Lou Bona, in response to Local 90’s correspondence to ECI’s employees. With the assistance of counsel, Bona drafted a form letter that was distributed to ECI’s employees for their signatures. The signed letters were then collected and forwarded to the DOL Commissioner. The ECI employee responsible for maintaining payroll records, Jan Berry, instructed supervisors to obtain signatures on the form letters from their employees, characterizing the initiative as an effort to send a “petition” to DOL. The letters were prepared for distribution to and signature by the employees at each of ECI’s work sites, and the employees’ signatures actually were solicited at all of the ECI work sites except for one.
For example, on May IS, 1999, a project manager, Cliff Clausen, distributed sets of papers to eight employees during their lunch break, including the form letter addressed to the DOL Commissioner, and stated, “Here, I have this paper that I need you guys to sign for me.” When asked what the letter regarded, Clausen replied, “It’s a letter we’re going to send to our lawyer to get the union off our back.” The letter explicitly complained about DOL’s disclosure of “personal and confidential employment and financial information” to Local 90 and about the correspondence from the CLMCC, describing that organization as an “outfit [that] is simply a front for the electrical workers union” and characterizing that correspondence as “nothing more than harassment, as well as an insult to my intelligence.” The letter attributed to its signatories the following view: “I am not a member of that union. I do not want to become a member of that union. I work for a merit shop, non-union contractor, by my free choice, and am very happy doing so.” The letter closed by insisting that the signatories be informed in writing “before my personal and confidential employment information is released to anyone” (emphasis omitted).
After distributing copies of the letter addressed to DOL, Clausen then proceeded to distribute copies of a second document, stating, “I need you to sign this too, it just says that you weren’t forced to sign this first letter.” The first page of that stapled, two-page document explained ECI management’s motivation for requesting its employees to sign the letter addressed to DOL:
We need to get as many of these letters as possible signed — we are doing this in an effort to stop the D.O.L. and any one [sic] else from releasing YOUR personal information contained on the certified payroll forms to any one [sic] who asks for it.
Upon signature return to Jan — we will type in your names and addresseson the heading and forward them — in one big package to the commissioner.
We have got to put a stop to this.
In relevant part, the second page — bearing the header, “NON-REPRISAL NOTICE” — purported to release the employees from any obligation to sign the letter:
You do not have to sign and transmit the attached letter to the department [sic] of Labor.
There will be no reprisals if you choose not to sign and transmit the attached letter. Your position on this issue will not subject you to any reprisal from ECI, nor will your position result in any benefit being given to you by ECI.
However, at least one employee, Jose Oli-veira, refused to sign the letter when the documents were distributed and, as a result, was paged by Clausen later that afternoon. When Oliveira called Clausen in response to that page, Clausen directed Oliveira to “just sign it.”
Ultimately, 83 out of ECI’s approximately 100 employees actually signed the letters that ECI had prepared, and upon receipt of the signed letters ECI bundled and mailed them together to the DOL Commissioner. 3 Thereafter, Local 90 requested from the Town of Hamden, pursuant to the CFOIA, ECI’s prevailing wage payroll records. That request was denied; the Town of Hamden offered instead to provide copies of those payroll records with the employees’ names and addresses redacted. Local 90 formally filed a complaint regarding this incident with the State Freedom of Information Commission; that complaint was still pending at the time of the hearing before the administrative law judge. A similar incident occurred involving the Town of Norwich, which, after initially denying Local 90’s CFOIA request, provided the prevailing wage records after intervention by the DOL Commissioner.
On June 22, 1999, Local 90 brought an unfair labor practice charge against ECI to the National Labor Relations Board. In its amended charge, filed on September 20, 1999, Local 90 maintained that ECI
interfered with, restrained and coerced employees in the exercise of the right guaranteed by Section 7 of the Act by soliciting employees to sign letters expressing opposition to the International Brotherhood of Electrical Worker, [sic] a labor organization, and by interrogating employees regarding the [sic] union activities and sympathies.
After investigating Local 90’s allegations, the NLRB General Counsel brought a complaint upon that charge on September 24, 1999. In its answer to the Board’s complaint, ECI admitted that it was a Connecticut corporation with its place of business in Hartford, that it had been engaged in the business of providing electrical contracting services, that it had performed services valued in excess of $50,000 to customers located outside of Connecticut during the prior twelve months, and that it was an employer engaged in commerce within the meaning of NLRA §§ 2(2), (6), and (7), 29 U.S.C. §§ 152(2), (6), and (7). However, ECI denied that the company had interfered with or coerced its employees in the exercise of their rights under NLRA § 7, or that any such conduct had affected commerce within the meaning of NLRA § 2(6) and (7).
A hearing was held in Hartford before an administrative law judge on December 15, 1999. On April 14, 2000, the ALJ issued a Decision and Order finding that
Jurisdiction was transferred to the NLRB on April 14, 2000, and on June 7, 2000, ECI filed exceptions to the jurisdictional findings and remedial scope of the ALJ’s decision and order. ECI’s exceptions did not challenge the merits of the ALJ’s findings and conclusions. In a decision and order entered on July 21, 2000, the NLRB affirmed the ALJ’s conclusions and adopted his recommended order.
See Electrical Contractors, Inc.,
No 34-CA-8911,
DISCUSSION
In its petition for review, ECI challenges only (1) the Board’s statutory jurisdiction under NLRA § 10(a), 29 U.S.C. § 160(a), to prevent the unfair labor practices alleged to have been committed in this ease and (2) the Board’s exercise of remedial authority under NLRA § 10(c), 29 U.S.C. § 160(c). ECI does not challenge the ALJ’s substantive findings that the company’s actions constituted unfair labor practices in violation of NLRA § 8(a)(1), 29 U.S.C. § 158(a)(1), and did not advance any such challenge in its exceptions to the ALJ’s decision. As such, ECI has failed to preserve any such claims for review.
See
NLRA § 10(e), 29 U.S.C. § 160(e) (“No objection that has not been urged before the Board ... shall be considered by the [Court of Appeals], unless the failure or neglect to urge such objection shall be excused because of extraordinary circumstances.”);
see also
29 C.F.R. § 102.46(g) (“No matter not included in exceptions or cross-exceptions may thereafter be urged before the Board, or in any further proceeding.”). To the extent that ECI’s challenges to the Board’s jurisdiction and exercise of remedial authority require us to review those underlying conclusions on the merits, ECI’s claims are waived under NLRA §§ 10(e) and 10(f), and we lack jurisdiction to review those findings.
See Woelke & Romero Framing, Inc. v. NLRB,
I. The Board’s Statutory Jurisdiction Under NLRA § 10(a)
ECI asserts two distinct challenges to the Board’s statutory jurisdiction under
In reviewing the Board’s factual findings, including those in support of its exercise of jurisdiction, we must determine whether they are supported by “substantial evidence” in light of the record as a whole.
See
NLRA § 10(e) & (f), 29 U.S.C. § 160(e) & (f);
Schnurmacher Nursing Home v. NLRB,
A. The Board’s Jurisdiction Under NLRA § 10(a) to Prevent Unfair Labor Practices ‘Affecting Commerce”
ECI’s first jurisdictional challenge raises a question of statutory interpretation concerning the degree to which unfair labor practices must “affect[ ] commerce” to be within the Board’s statutory jurisdiction. Section 10(a) of the NLRA confers jurisdiction upon the Board “to prevent any person from engaging in any unfair labor practice ... affecting commerce.” NLRA § 10(a), 29 U.S.C. § 160(a). “Commerce” is defined under the NLRA to mean
trade, traffic, commerce, transportation, or communication among the several States, or between the District of Columbia or any Territory of the United States and any State or other Territory, or between any foreign country and any State, Territory, or the District of Columbia, or within the District of Columbia or any Territory, or between points in the same State but through any other State or any Territory or the District of Columbia or any foreign country.
NLRA § 2(6), 29 U.S.C. § 152(6). This definition of “commerce” has been construed to refer to “interstate and foreign commerce in the constitutional sense” contemplated by the Commerce Clause of the
It long has been established that by conferring jurisdiction upon the NLRB “to prevent any person from engaging in any unfair labor practice ... affecting commerce,” NLRA § 10(a), 29 U.S.C. § 160(a), “Congress intended to and did vest in the Board the fullest jurisdictional breadth constitutionally permissible under the Commerce Clause.”
NLRB v. Reliance Fuel Oil Corp.,
In its Complaint, Local 90 alleged that ECI, in the course of conducting its electrical contracting services business, “performed services valued in excess of $50,000 directly to customers located outside the
We agree with the ALJ and the Board that since ECI is engaged in commerce within the meaning of NLRA § 2(6), any unfair labor practices committed by ECI necessarily “affect[ed] commerce” within the meaning of NLRA §§ 2(7) and 10(a) and, therefore, that any unfair labor practices that ECI may have committed were within the Board’s statutory jurisdiction to prevent. ECI’s argument misunderstands the nature of the nexus to commerce required by NLRA § 10(a). Based on a straightforward application of the definition of “affecting commerce” provided in NLRA § 2(7), the Board has jurisdiction to prevent alleged unfair labor practices once it establishes either (1) that the unfair labor practices in question themselves are “in commerce,” or (2) that they “burden[ ] or obstruct[ ] ... the free flow of commerce,” or (3) that they “hav[e] led or tend[ ] to lead to a labor dispute burdening or obstructing commerce or the free flow of commerce.” NLRA § 2(7), 29 U.S.C. § 152(7) (defining “affecting commerce” for purposes of NLRA);
see Reliance Fuel Oil Corp.,
The jurisdictional argument advanced by ECI in its petition for review rests on an interpretation of NLRA § 10(a) that resembles an interpretation we accepted almost forty years ago in
NLRB v. Reliance Fuel Oil Corp.,
On a petition for enforcement of the Board’s order, we concluded that the Board had failed to find facts sufficient to establish statutory jurisdiction.
See NLRB v. Reliance Fuel Oil Corp.,
we may be sure that a reasonably complete picture of the manner in which a work stoppage would affect commerce should be required before we rule on the jurisdictional issue. We cannot tell from the meager record before us anything about the volume of commerce in heating oils in the relevant market, Gulfs participation therein, Reliance’s contract relationship, if any, with Gulfs national distribution system, Reliance’s proportion of Gulfs commerce in the relevant market, or the number and availability of alternate distributors to Gulf and to Reliance’s customers. While volume of commerce affected is not in itself material, such factual findings might well throw light upon the manner in which a [work] stoppage at Reliance would affect commerce, if it all.
Id. at 99 (emphasis added). Finding insufficient evidence “on the manner in which a labor dispute at Rebanee affects or tends to affect commerce,” id., we declined enforcement of the Board’s order and remanded the case to the Board for further findings concerning the jurisdictional issue. On consideration of the Board’s petition for rehearing, we clarified our holding even further:
[I]f the employer is himself engaged in interstate commerce, without more the jurisdiction of the Board is established. If the employer is not engaged in interstate commerce, the acts [i.e., the unfair labor practices] in question must lead or tend to lead to a dispute which must burden or obstruct the free flow of interstate commerce.... Had Congress meant to give the Board jurisdiction of all labor disputes involving employers who purchased more than a de minimis amount of supplies which had at one time moved in interstate commerce, it would have been easy enough to say so.
Id. (denying petition for rehearing).
In a unanimous
per curiam
opinion, the Supreme Court reversed, holding that we
Whether or no[t] practices may be deemed by Congress to affect interstate commerce is not to be determined by confining judgment to the quantitative effect of the activities immediately before the Board.... Through the National Labor Relations Act, Congress has explicitly regulated not merely transactions or goods in interstate commerce but activities which in isolation might be deemed to be merely local but in the interlacings of business across state lines adversely affect such commerce .... This being so, the jurisdictional test is met here: the Board properly found that by virtue of Reliance’s purchases from Gulf, Reliance’s operations and the related unfair labor practices ‘affected’ commerce, within the meaning of the Act.
NLRB v. Reliance Fuel Oil Corp.,
The interpretation of NLRA § 10(a) set forth in
Reliance Fuel Oil Corp.
is therefore controlling in this case: by virtue of ECI’s engagement in commerce, “[its] operations and the related unfair labor practices ‘affected’ commerce, within the meaning of [NLRA § 10(a)].”
Reliance Fuel Oil Corp.,
B. Significance of Whether Local 90 Is a “Labor Organization” Within the Meaning of NLRA § 2(5)
ECI’s second jurisdictional challenge questions whether the ALJ properly established that Local 90, the “Charging Party” in this case, is a “labor organization” within the meaning of NLRA § 2(5), 29 U.S.C. § 152(5). The ALJ reached that conclusion based on undisputed testimony from Local 90’s organizer that “the Union is an organization made up of electricians and manufacturing employees that provides people in construction and manufacturing a better opportunity through representation, contracts, wages, benefits, and things of that nature.”
Electrical Contractor's, Inc.,
No 34-CA-8911,
However, we fail to see how the question of Local 90’s status as a “labor organization” bears any relevance to the question of the Board’s statutory jurisdiction. Nothing in the language of the Act limits the Board’s jurisdiction to the prevention of unfair labor practices charged by labor organizations or even, more broadly, to labor disputes involving labor organizations. Moreover, the Supreme Court long ago made clear that the identity of the charging party is irrelevant to a determination of whether the Board has jurisdiction. In rejecting the Sixth Circuit’s view that only certain types of employees or labor organizations could file charges with the Board,
see NLRB v. Ind. & Mich. Elec. Co.,
To the extent that ECI means to argue that Local 90’s status as a “labor organization” is relevant to the Board’s underlying findings on the merits that ECI had committed unfair labor practices in violation of NLRA § 8(a)(1), 29 U.S.C. § 158(a)(1), ECI has arguably waived any such claim. Before the Board, ECI asserted an exception to the ALJ’s finding that Local 90 was a labor organization only with respect to the jurisdiction of the Board, not as to the ALJ’s findings on the merits of the action.
See
NLRA § 10(e), 29 U.S.C. § 160(e) (“No objection that has
II. The Board’s Exercise of Its Remedial Authority Under NLRA § 10(c)
ECI maintains that the Board exceeded its remedial authority under NLRA § 10(c), 29 U.S.C. § 160(c) by ordering ECI to
[n]otify the State Labor Commissioner, the State Department of Transportation, the Towns of Hamden and West Hartford, and any other entities to which the Respondent sent copies of the unlawfully solicited letters that those letters are null and void and to be given no effect by these parties.
Electrical Contractors, Inc.,
No 34-CA-8911,
Because of the Board’s “unique expertise in labor disputes” and its broad statutory discretion to fashion remedies for violations of the NLRA, the particular remedy selected by the Board “is subject to limited judicial review, and ‘will not be overturned if it may fairly be said to have as its purpose ends that will effectuate the policies of the Act.’ ”
NLRB v. Coca-Cola Bottling Co. of Buffalo, Inc.,
As with its challenges to the Board’s jurisdiction, our consideration of the arguments that ECI presents here is limited to review of the Board’s exercise of its remedial authority under NLRA § 10(c) itself. . To the extent that ECI means to challenge the underlying merits of the Board’s findings that ECI had engaged in unfair labor practices, any such claims have been waived by ECI’s failure to assert those arguments in its exceptions before the Board.
See
NLRA § 10(e), 29 U.S.C. § 160(e);
KBI Sec. Serv., Inc.,
CONCLUSION
We conclude that the Board properly asserted jurisdiction under NLRA § 10(a) and that its remedial order constituted a proper exercise of its authority under NLRA § 10(c). To the extent that ECI means to challenge the merits of the Board’s findings, it has failed to preserve any such challenge for appellate consideration. Accordingly, we DENY the petition filed by ECI and GRANT the Board’s cross-petition for enforcement of its order.
Notes
. Section 31-53(0 of the Connecticut General Statutes requires all employers that are subject to state prevailing wage requirements to "keep, maintain and preserve such records relating to the wages and hours worked by each employee ... in such a manner and form as the Labor Commissioner establishes” and to "submit monthly to the contracting agency a certified payroll which shall consist of a complete copy of such records accompanied by a statement signed by the employer” indicating, inter alia, that the records are accurate and that the prevailing wage rate has been paid to each of the contractor’s employees. Conn. Gen.Stat. § 31 — 53(f)- The certified payroll records filed by the contractors are public records, and under the prevailing wage law "every person shall have the right to inspect and copy such records in accordance with the provisions of section 1-212 [the Connecticut Freedom of Information Act].” Id.
. Local 90 represents that certified payroll records do not include employees’ telephone numbers, and that social security numbers typically are redacted on the copies of those records that are obtained under the Freedom of Information Act.
. Copies of the signed letters were also forwarded to the Connecticut Department of Transportation, several townships, and general contractors with whom ECI worked.
. We note our doubts as to whether that issue would, in fact, be relevant to the merits in this case, for the unfair labor practices at issue under NLRA § 8(a)(1) concern ECI's alleged interference and coercion not only with the employees' right to “form, join, or assist labor organizations," but also their other rights under NLRA § 7, which include "the right to self-organization,” "to bargain collectively through representatives of their own choosing,” and "to engage in other concerted activities for the purpose of collective bargaining or other mutual aid or protection”' — none of which explicitly requires the involvement of a "labor organization” as defined in the Act. NLRA §§ 7 & 8(a)(1), 29 U.S.C. §§ 157 & 158(a)(1).
. The statutory aspect of ECI's argument is premised on two provisions of the Act: (1) NLRA § 7, which protects the rights of employees not only to engage in concerted labor activities, but in most circumstances also to refrain from involvement in such activities, see NLRA § 7, 29 U.S.C. § 157; and (2) NLRA § 8(c), which provides that
[t]he expressing of ANY views, argument, or opinion, or the dissemination thereof, whether in written, printed, graphic, or visual form, shall not constitute or be evidence of an unfair labor practice under any of the provisions of this [Act], if such expression contains no threat of reprisal or force or promise of benefit.
NLRA § 8(c), 29 U.S.C. § 158(c). As the Board correctly argues, however, ECI’s reliance on NLRA § 8(c) is misplaced, for that provision only protects ECI’s own speech or expression from being used by the Board as evidence of the unfair labor practices alleged to have been committed by ECI in this case. Section 8(c) of the NLRA does not prevent the Board from determining, as it did in this case, whether the statements attributed to ECI’s employees in the letter distributed by ECI for their signature might have been the product
. In any event, that conclusion is amply supported by substantial evidence when considering the record as a whole. ECI’s conduct was not found in violation of NLRA § 8(a)(1) simply by virtue of it having drafted and distributed a letter for its employees to sign and deliver to Connecticut officials concerning the disclosure of employees’ personal information. Rather, as the ALJ concluded, ECI
went further and crossed the line between permissible and impermissible communication with its employees. By distributing these letters at employees' worksites and asking them to sign in the presence of their supervisors and then by collecting the signed letters, [ECI] engaged in conduct that could reasonably have led employees to believe that they were at peril if they refrained from signing it.... Moreover, the fact that the Respondent collected the letters ... indicates an attempt by [ECI] todetermine whether the employees chose to avail themselves of this opportunity to stop the "union harassment.”
Electrical Contractors, Inc.,
No 34-CA-8911,
