52 F. 130 | 2d Cir. | 1892
This is an appeal from a decree of the circuit court for the southern district of New York, which enjoined the defendants against the infringement of the 7th and 14th claims of letters patent No. 266,090, dated October 17,1882, and of the 1st, 2d, 3d, 6th, 7th, and 12th claims of letters patent No. 337,299, dated March 2,1886, each of said patents having been granted to Charles F. Brush for improvements in secondary batteries for the current storing of electrical energy. The applications were filed as follows: that of No. 266,090 on June 9, 1881, and that of No. 337,299 on June 13, 1881.
The subject-matter of this litigation has been three times examined by Judge Coxe, in the cases of the present defendant against the Julien Electric Company, (38 Fed. Rep. 126,) of the present complainant against the Julien Electric Company, (41 Fed. Rep. 679,) and in this suit, (47 Fed. Rep. 48.) This repeated scrutiny has caused some of the questions which were presented in the pleadings to disappear from the case, while the vigor of other defenses, which have been successively supported and resisted, has become impaired. The questions which still remain for investigation are important, and, mainly by reason of the numerous patents which Mr. Brush has taken, are entangled; but the three opinions which have been written have freed the subject from much of its perplexity.
Patent No. 337,299 is the most important, and will be first considered. It solely relates to secondary batteries. A secondary battery was well defined by Judge Coxe to be “a battery which has no original power of developing a current of electricity, and is active only when rendered so by sending a current, elsewhere generated, through it.” Sir William,
Prior to the invention of the Brush and the Faure batteries, the only secondary battery in use was that of Plante, which was invented about the year 1860. The following statement of the chemical effect of the successive charges of the electric current upon the two plain plates of rolled or pressed lead, of which this battery was composed, is condensed from the more elaborate statement in the appellee’s printed argument: The plates having been immersed in an electrolyte of dilute sulphuric acid, and having been respectively connected to the two poles of any suitable source of electricity, by means of which a current was passed through the plates, oxygen was developed on one plate and hydrogen on the other. The hydrogen passed off in bubbles; leaving its lead plate practically unaffected, but the oxygen combined chemically with the lead of the other plate until it had formed a film or skin of peroxide of lead, of a finely-divided, granular character, like rust. The skin of peroxide, operating to protect the underlying lead, soon stopped the action of the oxygen on the lead. A small current or discharge was produced , but too small to be of value. Plante ascertained that there must be corresponding!}' thick films on each plate. He therefore reversed the direction of his current, developed oxygen on the hydrogen plate and
The improvement described in No. 337,299 was confessedly an improvement upon the Plante battery and upon no other, and, in the language of the specification, consisted “broadly in a secondary battery plate or element having active or absorptive material primarily and mechanically applied thereto or combined therewith, as contradistinguished from a plate or element having the active material produced by the disintegrating action of electricity, as in the well-known Plante process.” The mechanical application of a layer of lead oxide to each one of two lead plates, before the plates are placed in the battery fluid,—these coatings being at once active material, and ready for the charging current when immersed in the battery fluid,—was, speaking in general terms, the distinguishing feature of the Brush invention. The drawings of the patent show a plain plate, and also corrugated, ribbed, slotted, honeycombed, and studded plates of various forms. The first conception of Brush was a plain plate of lead coated with lead oxide, which was retained in position by a sheet of paper or felt, which was secured to the plate by strips of wood. The more perfected method of construction consisted in changing the plate into a ribbed or corrugated or slotted plate, and in filling the ribs and corrugations with the lead oxide, which was retained in position by being rammed or pressed into the open receptacles. The patentee deemed peroxide to be the best oxide of lead to be used, but, as i-t is expensive, directed that red lead might be used, and suggested that protoxide of lead or litharge might also be used.
The specification says:
“When a pair of plates such as I have described are associated together to form a secondary battery, and immersed in dilute sulphuric acid, and charged by the passage of an electric current in the usual manner, one of the plates has its coating peroxidized, if a lower oxide of lead was employed for the coating and forms the oxygen element of the battery, while the other plate has*134 its coating of oxide reduced to the metallic state and then absorbs hydrogen, thus constituting the hydrogen element of the battery.”
The claims which are to he considered upon the present appeal are as follows:
“(1) A secondary-battery element or electrode, consisting of a plate or suitable support primarily coated or combined with mechanically-applied active material, or material adapted to become active, substantially as set forth.
“(2) In a secondary battery, an electrode consisting of a plate or support provided with a coating or surface layer of an absorptive substance, such as metallic oxide, applied thereto, substantially as set forth.
“(3) A plate or suitable support primarily coated or combined with mechanically-applied oxide of lead or equivalent lead compound, substantially as set forth.”
“(6) A plate or suitable support provided with grooves, perforations, or receptacles, and primarily coated, combined, or filled with mechanically-applied active material, or material adapted to become active, substantially as set forth.
“(7) A plate or suitable support provided with grooves, perforations, or receptacles, and primarily coated, combined, or filled with mechanically-applied oxide of lead or equivalent lead compound, substantially as set forth. ”
“(12) The method of making plates or electrodes for secondary batteries, consisting in primarily combining active material with suitable plates or supports mechanically, in contradistinction to forming the active material by an electrical disintegration of the plate or support, substantially as set forth. ”
These claims describe and necessarily refer to a secondary battery as heretofore defined, a plate or supportwhich is insoluble in the liquid, mechanically supports the active material and electrically conducts the current of electricity through it, the specified active or absorptive materials being oxides of lead which are primarily mechanically applied to the plates, and in such state of minute division as to be at once capable of being charged without previous process of “formation” by electrical disintegration.
The first question, that of novelty, brings directly into view the much discussed subject of priority of invention as between Mr. Brush and Camille A. Faure, who, in France, of which country he was a citizen, invented, in 1878, the same improvement upon the Plante battery, by the use of lead oxide, which he applied to the plates in the form of a paste or cement. His French patent was dated October 20, 1880, and, inasmuch as he was a citizen of France, he is not permitted to claim his invention before that date, as against a citizen of the United States, who, being also an original inventor, subsequently received a patent for his own invention in this country. Faure’s application for a patent in this country was filed April 20, 1881, and the patent thereon, No. 252,002, was issued on January 3, 1882. Brush’s application and the Faure patent were put into interference in March, 1882, in the patent office. The subject-matter involved in the interference was the fundamental principle of each invention,—that of “a plate of a secondary battery provided with a surface layer of an absorptive substance, such as metallic oxide, applied thereto.” After a long delay in the office, priority was adjudged to Brush, and his patent was issued in 1886. The defend
We next come to other devices which are alleged to anticipate especially the first three claims of the patent, in the event of a liberal and broad construction of those claims. This question was most extensively discussed in the record of the first Julien Case, with respect to the Faure patent, and has been less elaborately considered by the experts in this case, and turns upon the proper construction of the term “secondary battery.” It is admitted that the definition of a secondary battery, which has been already given, is a correct one; but it is said that, at the date of the Brush and Faure inventions, the term “secondary battery ” was often used by writers and scientists in a larger and looser sense, and included a battery in which electrodes of different materials are employed, and capable of yielding a current without being previously charged from an external source; that such a battery, although also a primary battery, is a secondary battery when it is used as such, and it is so used when it has become exhausted and “ is regenerated or brought back to its former condition by the direct action upon itself of an independent source of electric energy.” Hence it is claimed that if Brush used the term in this larger sense, and if the language of his claims is liberally construed, then, in some of the pre-existing descriptions of batteries, there are described structures which possessed the elements of a plate primarily combined with mechanically-applied active material of some sort. It is perhaps sufficient to say that such a construction of the Brush patent requires one to assume that Brush did not mean what the history of the invention and of the patent and its manifest intent make it apparent that he did mean. He is describing an improvement upon a Plante secondary battery, and upon his method of producing active material by the disintegrating action of electricity upon two lead electrodes insoluble in the battery fluid. Brush’s secondary battery is Plante’s sec
Passing by, therefore, batteries of the primary type, the structures of another character, which are in this case deemed by the defendant to bear adversely upon the Brush claims to novelty, are those described in the patents to George G. Percival, dated April 3, 1866, and to Georges L. Leclanche, dated April 23, 1867. Percival’s invention, he says in his patent, consisted “in substituting layers of pulverized gas carbon, or some other conducting powder, (coarse lead powder,) separated by a layer or plate of some porous substance, for the metallic plates of which the electrodes of the pole are ordinarily formed.” The layers constitute the electrodes, are wet by a proper solution, and, for convenience in establishing connection with these layers, there is on each end of the box a screw cup, fastened to a slip of copper. This invention, as described, resided solely in the substitution of separate layers of coarse powder for the two metallic plates of a Plante battery. The copper slips, which when exposed to dilute sulphuric acid would be dissolved, are not plates or supports, but are mere connecting devices; the layers are not coatings of plates, and probably are to be “formed” by the Plante process of electrical disintegration. Leelanche’s “polarization apparatus or electrical accumulator” is composed of two flasks, in which are placed two plates of graphite, or two plates of unoxidizable metal. These two plates are buried in powdered graphite,—a good conductor of electricity, —and moistened with a liquid which is an equally good conductor, such as “potash water.” There is no similarity between Leclanche’s plates and his powdered graphite, which is practically unoxidizable, though it may be minutely oxidized, and the lead plates and the absorptive oxide of lead of Brush or Fauré. The Leclanche device was furthermore intended to be constantly associated with the primary battery, when in use. These structures do not affect Brush’s patent 337,299. Not only the invention, as described in the 1st, 2d, and 3d claims, belongs to him, but he was the first who rammed or pressed the dry powder—the form in which his absorptive substance was used—into grooves or receptacles in the plates, as described in the 6th and 7th claims.
There being no question as to infringement, the next point relates to the validity of the various claims which are solely the subject of this appeal, in view of other patents to Mr. Brush of a prior or of the same date. On July 9,1881, Mr. Brush filed in the patent office eight divisional applications for patents, marked from “A” to “H,” inclusive, and on June 13, 1881, he filed two more applications respectively marked “Case I” and “Case J.” He drew the ten original specifications himself. The
The defendants insist that, as 337,298 is the earlier patent, and is for the same invention as 337,299, the latter patent is void. This conclusion would be true if the premises were true. The applications were filed on the same day, the patents were issued on the same day, and are owned by the same person. The testimony shows that it can never be ascertained which patent actually first received the final signature which rendered it a complete and legal deed; the mere fact that one has an earlier number signifies merely that the patent office followed Brush’s alphabetical order; so that a judicial ascertainment of the fact of priority is impossible, and there are no known presumptions which can be resorted to upon which to base a finding. The owner of both patents has elected
The next defense is that the Brush patents Nos. 260,653 and 276,-155 cover and include everything properly claimed and described in the first seven claims of No. 337,299. No. 260,653 was a division of the-application designated as Case I, was applied for June 15, 1882, and was patented July 4,1882. The remainder of that application was patented as No. 337,298. The single claim is as follows:
“In a secondary battery, an element consisting of a structure of etagere like form, containing, in the spaces between its shelves, lead in a finely-divided state, substantially as set forth.”
This claim was inserted in Case I in September, 1881, at the suggestion of the patent office, and was put in interference with an application» of August de Meritens, which was decided in Brush’s favor on December 5, 1881. On June 15, 1882, he filed an application which contained only the claim which was the subject of this interference. No. 260,653 states on its face that it is a division of Case I in which other-features of the invention were claimed, so that the public was not misled into the idea that unpatented portions of the invention had been abandoned. The specification, although the broad invention is described, and the claim show that the patent is for the etagere like form or series of shelves in which the finely-divided lead of Case I was held. If letters-patent were to be treated by courts in the critical and hostile spirit which a plea in abatement formerly encountered, the contention of the defendant would have technical importance; but courts do not construe letters-patent for the purpose of their destruction. The history of No. 260,653 entirely contradicts the theory of its breadth. The broad invention was-the subject of Case I. Pending its consideration in the patent office, a subordinate claim became the subject of interference upon which a patent was issued, which proclaimed its divisional character. Subsequently the patents were issued upon the broad claims which had lingered in, interference in the patent office, and it is now contended that the main-invention had been in fact included in the claim for a series of shelves-which held finely-divided lead. Such a construction is not demanded
No. 276,155 was originally Case B, and is apparently for a corrugated plate, which has an active coating electrically produced thereon, or which is provided with an active or absorbing coating. The same suggestions which have already been made apply to this patent, which was intended-to include only a limited part of the improvements of Brush. Whether it anticipates the fourth and fifth claims of 337,299, which are not in issue in this litigation, is not important in this case.
The effect of Brush’s Italian patent upon No. 337,299 remains to be considered. Brush applied for an Italian patent on July 28,1882. It was sealed August 8, 1882, was issued for the term of three years from September 30, 1882, and was not prolonged. It had expired when 337,299 was issued. It was in force when No. 266,090 was issued. Under section 4887, an existing foreign patent is not a bar to a subsequent United States patent for the same invention to the same inventor, unless the invention has been in public use in this country for two years prior to the application. Existing foreign patents for a claimed invention limit the duration of subsequent United States patents for the same essential invention to the same inventor. The defendant claims that an expired foreign patent for a specified and described invention is so substantial a limitation that it is in fact a bar to a subsequent United States patent for the same invention to the same inventor, and that an expired foreign patent for a subordinate feature of a described but unclaimed invention is-a bar to a subsequent United States patent to the same inventor for the generic invention, because, by not taking out his foreign patent for the generic invention, and by permitting the short-term patent to expire, he had abandoned the generic invention to the world. The interesting questions of law which are involved in these two propositions will become practically important if the facts of the case require their decision. In our opinion, the Italian patent is not the same in its essential particulars with any one of the inventions which are claimed in 337,299, and the home “patent would not be infringed by a structure made in accordance with the provisions of the foreign patent.” The question in regard to No. 337,299 turns upon the character of the invention disclosed or claimed in divisions C and D of the Italian patent, particularly in division D. The alleged destructive effect of this division was the question upon which the experts most strenuously contended, the question being whether division D is the Brush battery of 1880, in which active material in the form of powder is primarily pressed into receptacles, whereby the process of electrical disintegration is superseded, or is for a different invention, made in 1882, of a secondary plate prepared by compressing partially oxidized powdered lead into a core of roughened or perforated sheet lead, so as to create a solid plate coherent and malleable, having minute seams of oxide of lead, upon which plate the active material is to be produced by electrical disintegration, the alleged improvement being to facilitate the Plante process. Another
The language of the Italian patent, its history, and that of the United States patents Nos. 275,986, 266,762, 266,089, 262,533, which were applied for May 27, 1882, being Cases K, M, N, and 0, and which are are for the general characteristics of division D, as distinguished from Cases I or J, cause us to believe that there is a clearly-marked separation between Cases I or J. and division D, and satisfy us of the weakness of this part of the defense. The electrodes of the respective patents are different things, and one does not interfere with the other. The discussion of this question, and of the reasons which lead to our conclusion, could be greatly prolonged, but we prefer to summarize the important considerations, and as the principal reasons which led Judge Coxe to adopt the same view have also controlled us, we restate them in substantially his language:
(1) The language of the Italian patent is entirely different from that of the patent in suit. The drawings are different. (2) The inventor’s statement of his intent and purpose in taking the foreign patent and his reasons for not attempting to patent the invention of No. 337,299 abroad is corroborated by his notes made at the time he was perfecting the inventions patented abroad. When these notes are placed side by side with corresponding portions of the Italian patent it will be seen that they are substantially similar. (3) The fact that a sharp distinction is drawn in No. 337,299 between the inventor’s and Plante’s method. There is nothing of this in the Italian patent. On the other hand, the inventor clearly intimates that the plates of division T> are to be formed by the Plante process. (4) The Italian patent is capable of a narrow construction which differentiates it from the patents in suit. (5) The fact that the element of the Italian patent is produced by heavy pressure, hydraulic or otherwise, whereby the particles of lead and lead oxide are compacted into a firmly coherent mass having minute veins of oxide of lead everywhere ramifying through it, unlike the plate of the United States patents in suit. (6) The “mass” described in the Italian patent is malleable, and capable of being made into strips or wires, and manipulated so as to form any style of element. Neither the active material of No. 337,299 nor the completed plate of that patent is capable of such treatment. (7) No. 337,299 is designed to cover Mr. Brush’s inventions made in the summer of 1879 and in the summer and autumn of 1880. The Italian patent is designed to cover the inventions of 1882.
Division C was for the same invention which is described in United States patent No. 261,512, originally Case F. It describes a method of providing a coating of porous metal upon the plate of a secondary battery, which metal is reduced from the oxide “through the agency of a hot atmosphere of any suitable reducing gas, and at a temperature insufficient to fuse the reduced metal.” Plain or corrugated or perforated
The question respecting 266,090 remains to he considered. The first form of Brush’s broad invention of the primary mechanical application of active material to the lead core or plate was a plain plate covered with lead oxide, which was retained in position by blotting paper, which was secured to the plate by strings or strips of wood. This was obviously a clumsy and insufficient method of combining or coating the plate with active material, and the ribbed or corrugated plate was substituted, in which the oxide was easily retained in position. This more perfect form of the invention is described in the sixth and seventh claims of 337,299. The battery of these claims is the one distinctly known as the storage battery of Brush, and is the one with which the battery of the defendants, which is filled with the paste or cement of Faure, corresponds. But it is also obvious that the ribbed or grooved plate possessed advantages in a secondary battery in which the Plante process of electrical disintegration or some kindred process of “forming” was used. A larger surface of metal was exposed, the expansion or contraction of the active coating was confined to many small areas, and the peeling, which was unavoidable upon a large plain surface, was diminished, if not prevented. Accordingly, Mr. Brush applied in Case C, which subsequently became No. 266,090, for a patent upon a secondary-battery plate, ribbed, honeycombed, studded, “or equivalently prepared.” The descriptive part of this specification manifestly referred only to the method of producing active material by formation from the substance of the plate and ribs, whether by the Plante-process of electrical disintegration, or by the improved forming process of division A. The scratched, perforated, thin platina foiled plates of Kirchoff were no anticipation of the plate as described in the specification. The distinction between Cases I or J and
Upon the strength of the clause “in any manner provided with active coating,” which slipped by the scrutiny of the patent office, it is now insisted that the general language of the various claims covers a plate in a secondary battery provided with any kind of active coating either electrically formed or mechanically applied. The literal language of the claims is broad enough for such a construction, but it would be obtained by an undue enlargement of the meaning of an amendment, the effect of which was not appreciated by the examiner. Mr. Brush has obtained all to which he was entitled by construing his patents for improved form of plates in the order and system in which they were originally presented to the patent office. What the construction ought to be had different inventors taken the progressive steps, it is not necessary to inquire, but when one inventor makes a generic invention and also subordinate specific inventions, and presents the whole series in a set of contemporaneous applications, the patentee must not be enabled, by an ingenious use of general terms, to enlarge the boundaries of each invention, to extend each into the borders of another, and obtain a series of overlapping patents. This construction is narrower than that permitted by Judge Coxe, who found an infringement by the defendants of two claims only. As construed by this court there is no infringement of No. 266,090. The decree of the circuit court will be modified in accordance with the directions herein contained, with costs of this court to the appellant. In other respects the decree will be affirmed.