Opinion by Watts, J.
temporary partial disability (disability which is temporary in duration and partial in extent) ...; temporary total disability (disability which is temporary in duration but total in extent) ...; permanent partial disability (disability which is permanent in duration and partial in extent) ...; and permanent total disability (disability which is permanent in duration and total in extent)[.]
Wal Mart Stores, Inc. v. Holmes ,
In this matter of first impression-where an employee suffered an accidental personal injury and incurred a subsequent
Michael L. LaBonte ("LaBonte"), Respondent, was an electrician who worked for Electrical General Corporation, Petitioner, which had workers' compensation insurance through Selective Insurance Company of America, Petitioner (together, "Electrical General"). LaBonte suffered an accidental personal injury to his back at work when he caught and pushed a large ladder that had been falling down. LaBonte filed a claim for workers' compensation and multiple Issues
Later, LaBonte was injured outside of the workplace in an unrelated matter. Specifically, a law enforcement officer initiated a traffic stop of a vehicle that LaBonte had been driving outside the course of his employment. According to LaBonte, during the traffic stop, the law enforcement officer grabbed him and pushed him down onto the vehicle, causing his existing back pain to be aggravated.
LaBonte filed Issues with the Commission again, seeking additional temporary total disability benefits. The Commission issued an Order denying LaBonte's request, observing that he had been "involved in a subsequent event on" the date of the incident with the law enforcement officer. LaBonte filed Issues with the Commission again, this time seeking permanent partial disability benefits. In an Award of Compensation, the Commission awarded LaBonte permanent partial disability benefits, finding that his disability was partly due to his
Years later, LaBonte filed a Petition to Reopen
LaBonte filed a Petition for Judicial Review. In the Circuit Court for Anne Arundel County, a jury found that LaBonte's accidental personal injury was the cause of the recent worsening of LaBonte's back condition. Electrical General noted an appeal, and the Court of Special Appeals affirmed, holding that the incident with the law enforcement officer did not preclude Electrical General's liability for the worsening of LaBonte's back condition.
Before us, Electrical General argues that, where an employee suffers both an accidental personal injury that causes a permanent partial disability and a subsequent intervening event-e.g. , an injury sustained outside the course of employment-a finding that the employee has incurred a subsequent intervening event precludes the accidental personal injury from being the proximate cause of worsening of the disability. In other words, Electrical General asserts that a finding that
As explained below, in our view, Electrical General conflates the law that applies to a temporary disability with the law that applies to a permanent disability. Liability for a temporary disability depends on the injury that occurred last. See Martin v. Allegany Cty. Bd. of Cty. Comm'rs ,
Further, the existence of a subsequent intervening event does not, per se , preclude an employer's liability for workers' compensation benefits. An employer may be liable for workers' compensation benefits where an employee demonstrates that a worsening of the employee's medical condition was
BACKGROUND
Accidental Personal Injury, Claim, and Initial Issues
On September 2, 2004, while on the job, LaBonte and a helper maneuvered a 40-foot ladder that weighed more than 300 pounds. The ladder started to fall, and LaBonte caught it and pushed it back up. LaBonte felt something shift in his back. Later, LaBonte began experiencing constant back pain, and it was determined that LaBonte had suffered a herniated disc.
LaBonte was either not working, or working in "a light duty position," throughout nearly all of the period from September 13, 2004 to December 19, 2006. During that period, on May 24, 2006, LaBonte underwent back surgery.
On September 27, 2004, LaBonte filed a claim for workers' compensation with the Commission, requesting temporary total disability benefits, medical treatment, and medical expenses. On June 15, 2005, the Commission conducted a hearing. In an Award of Compensation dated June 22, 2005, the Commission found that, on September 2, 2014, LaBonte had suffered an accidental personal injury that caused a disability. The Commission did not specify the type of disability that LaBonte's accidental personal injury had caused. The Commission reserved on the issue of temporary total disability benefits because no medical documentation had been submitted. The Commission granted LaBonte's requests for medical treatment and medical expenses.
LaBonte filed Issues with the Commission, requesting additional medical treatment in the form of a neurological consult;
LaBonte filed Issues with the Commission a second time, requesting additional medical treatment that his physician had recommended, and temporary total disability benefits from January 5, 2006 onward. On March 10, 2006, the Commission conducted a hearing. In an Order dated March 15, 2006, the Commission granted LaBonte's request for additional medical treatment, and awarded LaBonte temporary total disability benefits starting on January 5, 2006, and continuing as long as he remained temporarily totally disabled as a result of his accidental personal injury.
LaBonte filed Issues with the Commission a third time, requesting temporary total disability benefits from March 18, 2005 to October 21, 2005, and temporary partial disability benefits from March 18, 2005 onward. On June 29, 2006, the Commission conducted a hearing. In an Order dated July 20, 2006, the Commission awarded LaBonte all of the temporary total
Incident with the Law Enforcement Officer and Subsequent Issues
On December 31, 2006, a law enforcement officer initiated a traffic stop of a vehicle that LaBonte had been driving outside
On January 15, 2007, a doctor recommended that LaBonte be placed on off-work status, and scheduled another appointment for February 5, 2007. Sometime after the February 5, 2007 appointment, LaBonte returned to work. LaBonte was prescribed medication and exercise, but no additional surgery was performed on his back.
LaBonte filed Issues with the Commission a fourth time, requesting temporary total disability benefits from January 4, 2007 to March 9, 2007 and additional medical treatment in the form of lumbar epidural injections. On March 9, 2007, the Commission conducted a hearing. In an Order dated March 30, 2007, the Commission found that LaBonte's need for lumbar epidural injections was not causally related to his accidental personal injury. The Commission further stated that LaBonte had been "involved in a subsequent event on December 31, 2006"-i.e. , the date of the incident with the law enforcement officer-and denied LaBonte's requests for temporary total disability benefits and additional medical treatment.
LaBonte filed Issues with the Commission a fifth time, requesting temporary total disability benefits from February 11, 2006 to March 20, 2006; temporary partial disability benefits from October 6, 2006 to December 19, 2006; permanent partial disability benefits from December 20, 2006 onward; and expenses for medical treatment that he had received between January 15, 2007 and March 5, 2007. On October 4, 2007, the Commission conducted a hearing. In an Award of Compensation dated October 15, 2007, the Commission found that LaBonte had "overall 30% industrial [permanent partial] disability to the body due to an injury to the
Petition to Reopen
Approximately five years later, on October 10, 2012, LaBonte filed a Petition to Reopen with the Commission, alleging that his back condition had worsened, and requesting additional medical treatment, payment of medical expenses that he had incurred on February 16, 2012, and additional permanent partial disability benefits. The Commission granted the Petition to Reopen. On January 16, 2013, the Commission conducted a hearing. In an Order dated January 24, 2013, the Commission found that there had not been a worsening of LaBonte's back condition that was causally related to his accidental personal injury
Proceedings in the Circuit Court
LaBonte filed a Petition for Judicial Review in the Circuit Court for Prince George's County. The case was transferred to the Circuit Court for Anne Arundel County ("the circuit court").
Electrical General filed a Motion for Summary Judgment, contending that, as a matter of law, the Commission's orders
At a jury trial, in a video deposition, Michael Franchetti, M.D., testified as an expert witness for LaBonte in the fields of orthopedic surgery and medicine. Dr. Franchetti testified that he examined LaBonte at his counsel's request on two occasions-first on May 22, 2007, and second on September 18, 2012.
In another video deposition, Edward R. Cohen, M.D., testified as an expert witness for Electrical General in the fields of orthopedic surgery and medicine. Dr. Cohen testified that he examined LaBonte at Electrical General's request on two occasions-first in 2004, and second in 2014. Dr. Cohen opined that, in light of the incident with the law enforcement officer, LaBonte's existing back condition was not causally related to his accidental personal injury.
Using a special verdict sheet, the jury found that LaBonte's existing back condition was causally related to his accidental personal injury; that 100% of the worsening of LaBonte's permanent partial disability since October 15, 2007 was due to
The circuit court reversed the Commission's January 24, 2013 order and remanded with instructions to issue an order consistent with the jury's verdict. Electrical General filed a motion for judgment notwithstanding the verdict, which the circuit
Opinion of the Court of Special Appeals
The Court of Special Appeals affirmed the circuit court's judgment, holding that the incident with the law enforcement officer "did not, per se , preclude further liability on the part of [Electrical General] for the permanent partial injury [that LaBonte] sustained on the job." Elec. Gen. Corp. v. LaBonte ,
Petition for a Writ of Certiorari
Electrical General petitioned for a writ of certiorari , raising the following four issues:
1. Whether the previously determined finding that [LaBonte] sustained a subsequent intervening accident barred any further liability of [Electrical General] for workers' compensation benefits due to a prior [accidental personal] injury?
2. Whether the Circuit Court erred by allowing the jury to consider whether [LaBonte] sustained a subsequent intervening accident to his back because litigation of that issue was precluded under the doctrine of collateral estoppel?
3. Whether the Circuit Court erred in submitting the jury question of whether [LaBonte]'s back condition was causally related to the [accidental personal] injury because the question was insufficient to resolve the factual disputes between the parties and improperly shifted the burden of proof to [Electrical General]?
4. Whether the Circuit Court erred by allowing the jury to decide issues that were not previously decided by the [ ] Commission?
This Court granted the petition. See Elec. Gen. Corp. v. LaBonte ,
The Parties' Contentions
Electrical General contends that it is not liable for permanent partial disability benefits or any other workers' compensation benefits due to the worsening of LaBonte's back condition because the Commission previously found the existence of a subsequent intervening act. Electrical General argues that it is undisputed that LaBonte sustained a subsequent intervening accident on December 31, 2006, and that the Commission found as much in its Order dated March 30, 2007 and its Award of Compensation dated October 15, 2007. Electrical General asserts that, because LaBonte suffered an accidental personal injury, and the Commission found that he incurred a subsequent injury outside the course of employment, the subsequent intervening accident severed the causal nexus between LaBonte's disability and the accidental personal injury.
As such, Electrical General maintains that, although it was liable for the portion of LaBonte's back condition that was caused by his accidental personal injury, the subsequent intervening event-namely, the incident with the law enforcement officer-precluded its liability for any worsening of LaBonte's back condition. Electrical General contends that the Commission's Order dated March 30, 2007 and its Award of Compensation dated October 15, 2007 constituted the law of the case because no party petitioned for judicial review of either decision. According to Electrical General, once the incident with the law enforcement officer was found to be a subsequent
LaBonte requests that the Court affirm the decision of the Court of Special Appeals because his back condition's worsening was independent of the subsequent event. LaBonte contends that, where an accidental personal injury causes a permanent disability, the finding of a subsequent intervening event does not discharge the employer from any further responsibility under the Workers' Compensation Act. LaBonte argues that the determination of a subsequent intervening event does not sever the causal relationship between the accidental personal injury and any worsening of the employee's medical condition. LaBonte notes that, unlike liability for temporary disability benefits, liability for permanent disability benefits may be apportioned among multiple injuries. Specifically, LaBonte observes that, under LE § 9-656(a), where it appears that an employee's permanent disability is partly due to an accidental personal injury and partly due to a preexisting condition, the Commission must determine the proportion of the permanent disability that is reasonably attributable to the accidental personal injury, and the proportion of the permanent disability that is reasonably attributable to the preexisting condition. LaBonte asserts that, irrespective of the Commission's Order dated March 30, 2007 and its Award of Compensation dated October 15, 2007, the jury had the authority to determine how much, if any, of the worsening of his back
LaBonte contends that adopting Electrical General's position would create a new legal rule and allow employers and insurers to escape liability for accidental personal injuries in situations in which a subsequent intervening event is not the cause of an employee's ongoing or worsening injury. LaBonte argues that such a result would be contrary to the Workers' Compensation Act's language and remedial purpose, which is
Standard of Review
In an action for judicial review, this Court reviews the administrative agency's decision, not the decision of the circuit court or the Court of Special Appeals. See Hollingsworth ,
The goal of statutory interpretation is to effectuate the General Assembly's intent. See Hollingsworth ,
Workers' Compensation Act
LE § 9-656, part of the Workers' Compensation Act, provides for apportionment of liability for permanent disability benefits as follows:
(a) Determination by Commission .-If it appears that a permanent disability of a covered employee following an accidental personal injury or occupational disease is due partly to the accidental personal injury or occupational disease and partly to a preexisting disease or infirmity, the Commission shall determine:
(1) the proportion of the disability that is reasonably attributable to the accidental personal injury or occupational disease; and
(2) the proportion of the disability that is reasonably attributable to the preexisting disease or infirmity.
(b) Payment of compensation .-The covered employee:
(1) is entitled to compensation for the portion of the disability of the covered employee that is reasonably attributablesolely to the accidental personal injury or occupational disease; and
(2) is not entitled to compensation for the portion of the disability that is reasonably attributable to the preexisting disease or infirmity.
LE § 9-655(1) and (2) state: "This Part VIII of this subtitle[, which includes LE § 9-656,] does not apply to: (1) a temporary partial disability; [or] (2) a temporary total disability[.]" (Paragraph break omitted).
LE § 9-736(b) provides for continuing jurisdiction and authorizes the Commission to modify its findings as follows:
(1) The Commission has continuing powers and jurisdiction over each claim under this title.
(2) Subject to paragraph (3) of this subsection, the Commission may modify any finding or order as the Commission considers justified.
(3) Except as provided in subsection (c) of this section, the Commission may not modify an award unless the modification is applied for within 5 years after the latter of:
(i) the date of the accident;
(ii) the date of disablement; or
(iii) the last compensation payment.
In Reeves Motor Co. v. Reeves ,
This Court reversed,
In Martin ,
As to causation, Maryland Civil Pattern Jury Instruction 30:12, which applies to workers' compensation cases and was given at trial in this case, states:
In order to be compensable there must be proof that the injury could have been caused by the accident and nothing else after the accident occurred to cause the injury.
When an Employee has an injury that arises out of and in the course of employment, every natural consequence that flows from the injury likewise arises out of the employment.
Analysis
Here, we conclude that, where the Commission has awarded permanent partial disability benefits based on an accidental personal injury, and the Commission has also determined that the employee has incurred a subsequent intervening event-
It is evident that, in this case, the Commission interpreted its Order dated March 30, 2007-in which it stated that LaBonte had been "involved in a subsequent event"-and its Award of Compensation dated October 15, 2007-in which it apportioned LaBonte's permanent partial disability, with 10% of the disability as being "causally connected to preexisting and subsequent conditions"-to be findings of a circumstance that, as a matter of law, precluded further liability on the part of Electrical General for worsening of LaBonte's medical condition.
The analysis that applies to the determination of permanent disability benefits significantly differs from the one that applies to a determination of temporary disability benefits. As LE § 9-655(1) and (2) provide, LE § 9-656 is inapplicable to temporary disability benefits. Instead of being apportioned among multiple injuries under LE § 9-656, liability for a temporary disability depends entirely on the injury that occurred last. In other words, as the Court of Special Appeals stated in Martin ,
In the Order dated January 24, 2013, the Commission found a subsequent intervening event and denied authorization for medical treatment and the payment of medical expenses.
Electrical General is also incorrect in contending that, here, the Commission's Order dated March 30, 2007 and its Award of Compensation dated October 15, 2007 became the law of the case because there was no petition for judicial review of either decision. Generally, "[t]he law of the case doctrine is one of appellate procedure. Once an appellate court rules upon a question presented on appeal, litigants and lower courts become bound by the ruling, which is considered to be the law of the case." Dep't of Pub. Safety & Corr. Servs. v. Doe ,
Electrical General provides no authority, and we know of none, in which the doctrine of the law of the case has been applied to an award or order of the Commission. Indeed, at oral argument, when asked by the Court to explain Electrical General's contention regarding the doctrine of the law of the case, tellingly, without addressing the doctrine of the law of the case, Electrical General's counsel responded that the doctrine of collateral estoppel applied to the issue of whether the incident with the law enforcement officer was a subsequent intervening event because neither party sought judicial review of the Commission's March 30, 2007 Order and its October 15, 2007 Award of Compensation. When asked whether a Maryland appellate court had ever applied the doctrine of the law of the case in a workers' compensation case to enforce orders or awards of the Commission, Electrical General's counsel identified the case of Criminal Injuries Comp. Bd. v. Gould ,
For obvious reasons, this Court's holding in Gould does not support Electrical General's contention regarding the doctrine of law of the case. Gould did not involve an issue as to the doctrine of the law of the case, and this Court did not mention
In any event, the doctrine of the law of the case and the doctrine of collateral estoppel are distinct. The doctrine of the law of the case precludes a party from re-litigating an issue of which an appellate court in the same case has already disposed. See Doe ,
The Workers' Compensation Act negates both Electrical General's contention regarding the doctrine of the law of the case in its brief, and its contention regarding the doctrine of collateral estoppel at oral argument. LE § 9-736(b)(1) provides that "[t]he Commission has continuing powers and
LE § 9-736(b) unequivocally supports our holding that, where the Commission has determined an employee's permanent partial disability and apportioned between an accidental personal injury and a subsequent intervening injury, if the employee's condition worsens, the Commission is not precluded from awarding workers' compensation benefits due to the accidental personal injury. In its March 30, 2007 Order, the Commission properly denied LaBonte's request for additional temporary total disability benefits because the injury that occurred last-i.e. , the injury that resulted from the incident with the law enforcement officer-precluded liability for temporary disability benefits, as opposed to permanent disability benefits. In its October 15, 2007 Award of Compensation, because LaBonte had sought permanent disability benefits instead of temporary disability benefits, the Commission properly determined the portion of his back condition that was due to his accidental personal injury. Nothing in either of these two orders precluded the Commission from determining at a later date how much, if any, a worsening of LaBonte's back condition was due to his accidental personal injury. Indeed, LE § 9-656(a) empowered the Commission to make such a determination, and LE § 9-736(b)(2) authorized the Commission to modify its previous finding of the proportion of LaBonte's back condition that was due to his accidental personal injury.
Electrical General is mistaken in arguing that Reeves ,
In contrast to Reeves , in this case, ample evidence supports the jury's finding that LaBonte's accidental personal injury, not the incident with the law enforcement officer, caused the worsening of LaBonte's back condition. As a result of his accidental personal injury, LaBonte was mostly either not working, or working in a light duty position, for more than two years; by contrast, as a result of the incident with the law enforcement officer, LaBonte missed less than a month from work. Whereas LaBonte underwent back surgery as a result of his accidental personal injury, medication and exercise were prescribed as a result of the incident with a law enforcement officer. Dr. Franchetti, LaBonte's medical expert, examined him on two occasions; the first examination occurred approximately five months after the incident with the law enforcement officer, and the second examination occurred more than five years after the incident. As a result of the first examination,
In sum, the Commission erred in concluding that its March 30, 2007 Order and its October 15, 2007 Award of Compensation were dispositive as to the issue of whether LaBonte's accidental personal injury had caused a worsening of his back condition. Where an employee seeks reopening of a workers' compensation claim based on the worsening of a medical condition, the employer may be liable for permanent partial disability benefits for the portion of any subsequent worsening of the employee's medical condition that is caused by and reasonably attributable solely to the accidental personal injury or occupational disease. In other words, in the event that the Commission has apportioned liability for an employee's permanent partial disability between an accidental personal injury or occupational disease,
JUDGMENT OF THE COURT OF SPECIAL APPEALS AFFIRMED. PETITIONERS TO PAY COSTS.
Notes
"After [a] claim [for workers' compensation] has commenced, any party may raise an issue by filing [ ] Issues[.]" Md. Code Regs. ("COMAR") 14.09.03.02B. The issues that a party may raise by filing Issues include "[w]hether the employee is entitled to temporary partial and temporary total disability benefits" and "[t]he nature and extent of a permanent disability to specified body parts[.]" COMAR 14.09.03.02C(13), (14).
"[T]he general practice before the Commission, when a claimant seeks a modification of an award, is to file a petition to reopen or for modification[.]" Buskirk v. C.J. Langenfelder & Son, Inc. ,
During the video deposition, the date on which Dr. Franchetti conducted the second examination of LaBonte is identified as both September 8, 2012 and September 18, 2012; however, the date on which the second examination occurred is of no consequence to the outcome of this case.
After LaBonte rested, Electrical General moved for judgment, contending that the incident with the law enforcement officer severed the causal relationship between LaBonte's accidental personal injury and his disability. The circuit court denied the motion.
The Court of Special Appeals also concluded that the Commission's finding of a subsequent intervening event, i.e., the incident with the law enforcement officer, "did not, under the doctrine of collateral estoppel, preclude the jury from considering whether [LaBonte]'s current back condition is causally connected to his [accidental personal injury]"; that the circuit court did not abuse its discretion in submitting to the jury the issue of whether LaBonte's back condition's worsening was causally related to his accidental personal injury; and that the circuit court did not err in allowing the jury to decide issues related to apportionment and the reasonableness and necessity of LaBonte's requests for medical treatment and payment of medical expenses. See LaBonte ,
This Court granted the petition as to all of the questions presented. Nonetheless, in its brief, Electrical General addresses only the first question presented-i.e., the issue regarding whether the incident with the law enforcement officer barred liability-and did not brief the questions presented regarding collateral estoppel, the burden of proof, or issues being submitted to the jury that were not previously decided by the Commission. Because Electrical General has not briefed the second, third, and fourth questions presented, we do not address them. Cf. Menefee v. State ,
At the time, the Court of Special Appeals did not exist.
The parties have at various times have referred to the Commission's finding in denying workers' compensation benefits due to the worsening of LaBonte's medical condition as the finding of a subsequent injury, subsequent intervening accident, subsequent intervening event, and subsequent intervening injury. The Commission labelled the circumstance a subsequent intervening event. For purposes of this opinion, we use the terms subsequent intervening event and subsequent intervening injury.
The general principle that a trial judge's ruling does not bind another trial judge in the same case is fully consistent with the Court of Special Appeals's holding in Martin ,
As explained earlier, Electrical General has not briefed the issue of the applicability of the doctrine of collateral estoppel in this case. Normally, this Court does not address issues that were not briefed. See, e.g. , HNS Dev., LLC v. People's Counsel for Baltimore Cty. ,
