*1 ELDRED, al., Appellants, et Eric capacity RENO, her official
Janet Appellee. Attorney General, 99-5430.
No. Appeals, Court of Circuit.
District of Columbia
Argued 2000. Oct. Feb.
Decided
373 GINSBURG, Judge: Circuit case, in this corporations, associations, and rely individuals who for their vocations or avocations works in domain, challenge the constitu- tionality of the Copyright Term Extension (CTEA), Act of 1998 Pub.L. No. 112 2827. This Stat. marks the first occa- sion for an appellate court to address whether the First Amendment or the of of Constitution United States constrains the period from for a years of duration of copyrights, already both those extant and come. We hold that neither does. Lessig Lawrence for argued cause appellants. With him were on briefs Background I. Nesson, Zittrain, Charles R. L. Jonathan The CTEA provisions amends various of Castanias, Stewart, Geoffrey Gregory A. S. § Act 17 U.S.C. A. and Portia Robert. portions et seq. the CTEA at issue Erik Jaffe was on the brief of amicus S. here extend the terms of all copyrights for Forum Eagle Legal curiae Education & (1) years as follows: For a work created Defense Fund. later, in 1978 or to which an individual copyright, author holds the Act ex- Gasaway, Lyman N. Ray Laura Patter- tends the term to the life of author son, Walterscheid, Edward appearing plus years. See Pub L. No. 105-298 se, pro on were the brief amici curiae 102(b)(1), 2827; § 112 Stat. 17 U.S.C. Gasaway, Laura N. et al. 302(a). (2) § For a work created Mollin, Counsel, Department Alfred anonymous, or later that is or pseudony- Justice, argued appellee. the cause for mous, hire, or is term made With him the brief were W. David years extended from 75 from the General, Ogden, Acting Attorney Assistant year publication or from Kanter, Counsel, William A. and Wilma creation, year from the whichever Lewis, Attorney. first. See Pub.L. 105-298 occurs No. Felcher, Carey Ramos, Peter L. R. Carl 102(b)(3), 2827; § 17 U.S.C. Hampe, Lynn Bayard, W. B. K. Gaela 302(c). (3) § For a work created before Adler, Gehring-Flores, Allan Fritz E. Att- 1978, for initial of copy- which the term DiMona, Joseph I. away, Koenigs- J. Fred years, was 28 the renewal term is berg, and James J. Schweitzer were on years, thereby 47 to extended from brief amici curiae The Sherwood creating a term 95 years. combined See Trust, Literary Anderson Estate et al. 102(d), § Pub.L. No. 105-298 112 Stat. 2827; In all three situa- U.S.C. 304. GINSBURG, SENTELLE, Before: and tions, therefore, applies retro- HENDERSON, Judges. Circuit that it extends the spectively sense copyrights. As re- terms Opinion for the filed Circuit sult, aligns the terms of the CTEA better Judge GINSBURG. those of copyrights opinion governed by Un- Separate dissenting part European filed 104-315, at Judge S.Rep. No. 7-8 Circuit SENTELLE. ion. 93/98, Among are a (1996); art. constitutional. Council Directive (L 290) association distributes over non-profit 1993 O.J. electronic internet free versions in a series of latest CTEA is domain; *3 the a public company books in of the congressional extensions rare, books that reprints out-of-print made term, appli- each of which been domain; public the a vendor have entered retrospective- prospectively and cable both director, music a choir and who sheet provided, ly. Congress In 1790 First the purchase sell and music respectively “already for printed” both and for works relatively it is in inexpensive made and is because the “[thereafter that would be domain; terms of 14 a composed,” public company pre- initial and renewal and years. term of 28 years, for a combined old films and serves and restores insofar 1, 124, 81, § 1 May Act of 1790 Stat. works are do- such the Congress In the extended initial 1831 main, permission needs their copy- from thereby creating a years, term to 28 com- are often holders —who hard 3, years. of 42 See Act of Feb. bined term exploit order to them. find—in 1, 436, § 4 1831 Stat. 436. So term judgment The district court entered Congress remained until when the in favor of pleadings the Government term as well to 28 extended renewal plaintiffs’ and dismissed the case in its years, making for a combined term of 56 entirety. appeal, On renew § years. 1909 See Act of March 35 their claims that the CTEA both violates 1075,1080. Stat. the First Amendment Between and 1974 the 1962 ways and is various inconsistent with incrementally passed a series of laws that I, § Copyright of Article 8 subsisting copyrights. extended See Constitution, which authorizes (1962); 87-668, No. 76 555 Pub.L. Stat. Progress Congress: “To 89-142, (1965); 79 Pub.L. No. Stat. 581 Arts, by securing Science useful 90-141, (1967); Pub.L. No. 81 464 Stat. limited Times to Authors and Inventors 90-416, (1968); Pub.L. No. 82 397 Stat. Right respective the exclusive to their' 91-147, (1969); No. Pub.L. 83 Stat. 360 Writings and Discoveries.” 91-555, (1970); No. 84 1441 Pub.L. Stat. 92-170, (1971); Pub.L. No. 85 Stat. 490 92-566, (1972); No. 1181
Pub.L. Stat. Analysis II. 93-573, I, No. Pub.L. title Stat. claim that the CTEA In 1976 the altered beyond of the way comput- the term of three therefore unconstitutional for rea ed so as to conform with the Berne Con- CTEA, first, prospec sons: both its practice. vention with international 94-1476, (1976), retrospective fails H.R.Rep. applications, No. tive scrutiny Cong. appropriate U.S. Code & Admin. News the intermediate un second, Amendment; 5751. Thenceforth the term would be the der the First in its or, life plus years of the author works, where application to preexisting author, was no there identifiable earli- requirement originality CTEA violates the years year publication er from Clause; third, in ex years year from of creation. tending the term of copyrights, §§ See Pub.L. No. 94-553 90 the “limited Times” CTEA violates 2541, 2572-76 amends of the requirement Clause—a by adding scheme this they say is informed requirement every term of copyright. “promot[ing] Progress the goal of Arts.” Science and useful Because each of against plaintiffs filed suit Attorney grounds presents pure to these General United States See, law, de e.g., obtain a that the CTEA un- we consider them novo. declaration Video, FCC, Popa, F.3d 674 court in United Inc. v. (D.C.Cir.1999). F.2d 1173 stand as insuperable bars to plaintiffs’ theory. first amendment
A. First Amendment
Harper
mag-
& Row
Court held that a
aspect
The First Amendment
publication
azine’s advance
excerpts
plaintiffs’ complaint attacks
CTEA not
from the
memoirs
former President
application
subsisting copy-
Gerald
infringed
Ford
the copyright there-
also
rights but
insofar as
extends the
on.
tant works which the are keeping approach, with this held expire; about to the Government does not are United Video cate- any meaningful draw distinction between challenges gorically immune from under categories the two We works. conclude There, the First Amendment. certain ca- plaintiffs therefore that the have standing ble companies petitioned for review claim pursue prospective their under regulation providing supplier FCC the First Amendment. syndicated
of a
television
could
program
2. The merits
agree
program being
broadcast ex-
clusively by
single
a
station
a local
The decisions of
1176-78.
broadcast area.
F.2d at
We
Harper
& Row Publishers Inc. v.
rejected
Enters.,
aspect
the first amendment
Nation
S.Ct.
their
challenge
distinction between a new
of
C. The Limitation
of
“limited
to which
originality is
issue—
—as
Times”
the
an existing grant.
extension of
reflects,
bottom,
distinction
That
the
plaintiffs’
We come now the
con
constitutionally
difference between the
de-
tention that the CTEA violates the consti
subject
copyright
limited
matter of
and the
requirement
tutional
en
Congress’s
exercise of its
au-
dure only for “limited Times.” This claim
thority
respect
subject
with
to that
matter.
speaks
at last
to the duration rather than
plaintiffs
The
point
do
out that the Su-
If
subject
copyright:
the
matter of a
“Congress
Court has
the
preme
may
said
the
copyright pro
were make
patents
not authorize the issuance of
permanent,
tection
then it surely would
whose effects are
remove
existent
exceed the
the
conferred
domain,
knowledge from the
or
to Copyright Clause.
free
already
restrict
access to materials
present
want a limit well
Co.,
John
available.” Graham v.
Deere
against perpetuities,
short of
of
the rule
1, 6,
86
15 L.Ed.2d
claim
course. And
to have found it—
stated,
similarly
The Court
over a
or at least a
the life of a
bar to
century ago, that the issuance of a trade-
subsisting copyright
preamble
the—in
could
justified
mark
not be
under
the
the
“The
Clause:
subject
the
Copyright Clause because
mat-
shall
...
the
To
adoption
of trademark
ter
is “the
some-
”
Progress
of Science
useful Arts....
thing already in existence.” Trade-Mark
phrase
Their idea
“limited
Cases,
is
82, 94,
25 L.Ed.
interpreted
literally
Times” should be
not
Applied mutatis mutandis to
copyright,
teachings
reaching only
as far
is
these
indeed
rather as
See,
16A
properly
e.g.,
not
before us.
statement of
justified by
preambular
enough to
R.
years
“pro-
ARTHUR Miller &
Wright,
purpose: If 50
are
Alan
ChaRles
a
Progress,”
mote ...
then
Edward H.
Cooper,
Federal
Practice
(3d
Here the plain-
ed.1999);
unconstitutional.
3975.1 & n.3
Procedure
holding
our
up against
tiffs run squarely
Allen
v.
Parkway
Resident Council
Vill.
102, 112
Foley,
F.2d
Schnapper v.
(5th Cir.1993)
HUD,
F.2d
rejected
argument
in which we
(amicus
rule
“by
[it]
constrained
language of the
introductory
“that
scope
cannot
generally
expand
constitutes
limit on
Copyright Clause
appeal
implicate
issues that have not
congressional power.”
plaintiffs,
how-
parties
ap-
been
presented
ever,
any purpose
disclaim
FCC,
Lamprecht
peal”);
v.
cf.
indeed,
holding
Schnapper,
they ex-
(intervenor
(D.C.Cir.1992)
as non-
preamble
pressly acknowledge “that the
or
party
expand
proceedings”
“cannot
not a substantive
Clause is
“enlarge
presented”).
those issues
This
Congress’
legislative power.”
limit on
particularly
because a court
inappropriate
simply
Their
that “the Su-
argument
avoid,
out,
should
not seek
a constitutional
preme
interpreted
terms
of which is
issue the resolution
not essen-
light
‘Writings’
‘Authors’ and
disposition
tial to
the case
it.
before
and that
this Court should do
preamble,
Moreover,
plaintiffs conspicu-
because the
”
‘limited
the same with
Times.’
ously
adopt
argument
failed to
argument
problems
this
are
amicus, the Government was not alerted to
First, one cannot concede that
manifest.
argue
point
need to
and did not do
preamble
“is
a substantive limit”
Thornburgh,
so. See Harmon
F.2d
permis-
that it limits the
maintain
(court
(D.C.Cir.1989)
“avoid
must
more
strictly
sible duration of
unnecessary
premature
constitutional
requirement
than
the textual
that it
does
rulings”
heightened by
this concern “is
Second, although
be for a “limited Time.”
meaningful argument by
absence
supports
claim that Feist
us-
parties
question”);
on [constitutional]
ing
interpret
rest of
preamble
Valley Authority,
Ashwander v. Tennessee
sug-
the Court in Feist never
56 S.Ct.
80 L.Ed.
*7
its
gests
preamble
that the
informs
inter-
(1936)
(Brandéis,
J.,
concurring)
pretation
power
of the substantive
(“Court
‘anticipate
will
(which
Congress
upon
there turned
law in advance of
neces-
constitutional
meaning
of “Authors” and of “Writ-
”).
it’
sity
deciding
alone).
ings,”
standing
each
U.S.
we to
as
proceed
urged by
Even were
345-47,
Similarly,
Judge Sentelle concludes
otherwise
applicable
subsisting
because he
a categorical
sees
distinction
arising under the copyright
laws of the
between extending the term of a subsisting
31, 1790,
several states.
May
See Act of
prospec-
that of a
3,1
§§ 1 and
124-25.*
The construc
tive copyright. This distinction is not to tion of
“by
the Constitution
con
[those]
itself,
be found
howev-
formation,
temporary with
many
er. The
nothing
dissent identifies
text whom were members of the convention
or in history
suggests
that a term of
it,
which framed
is of itself entitled
very
for a
is not a “limited great weight, and when it is remembered
Time” if may
later be extended for an-
rights
thus established have not
Instead,
other “limited Time.”
the dissent
disputed
been
long],
[for this
it is almost
suggests
rather,
—or
conclusive.”
Lithographic
Burrow-Giles
many successive
Congresses might
ef-
—
Sarony,
Co. v.
perpetual
fect confer a
copyright by
Such
in this view
has
further
us
given
objection
confirms
fails
tiffs’ first amendment
be-
plain
made
of the matter.
Court has
they have no
cognizable
cause
amend-
the Con-
permits
the same Clause
copyrighted
ment interest
the
works of
existing
the
gress
amplify
to
terms
objection
others. Their
the
patent.
early
As
as 1843 it established
violates the
subsisting copyright
term of
particular
of a
invention
the status
the
requirement
originality misses
mark
protections
its
by its
originality
because
nature a
it stood at
depend on the law as
must
inquiry
copyright-
threshold
relevant
together
the patent,
the emanation
ability,
continuing
not a
concern relevant
as
since
changes
such
have been
authority of
Congress
to the
the
extend
made;
though
may be retro-
they
for
of a copyright.
the term
not a
spective
operation,
in their
that is
folly
Whatever wisdom or
the
validity;
objection to
the
sound
their
particular
the
“limited
may see in
Times”
powers Congress
legislate upon
Congress
for which
has set
dura-
subject
patents
plenary
decision is
copyrights,
tion
Constitution,
terms of the
and as there
judicial
rationality.
review
exercise,
only
for
This
there
are no restraints
its
when
can be no limitation of their
is no less true
modifies
at their
so that
modify
pleasure,
them
of an existing copyright
the term
than
rights
not take
away
do
initially,
it sets the
when
term
existing patents.
property
opposed to one of the ami-
—as
How.)
(1
McClurg Kingsland,
dispute
ci—do not
that the CTEA satisfies
202, 206,
IV. Conclusion: progress mote the of science and useful arts, sum, by securing for limited times to hold is a In the CTEA proper of the Congress’s power right exercise authors and inventors the exclusive
38J
respective writings
pressed
posit any
to their
and discov-
activity by an individ-
...
eries.
ual that
power
is without
reg-
ulate.”).
I fear that the rationale offered
an
ascertaining
breadth of
enumer
government
power,
ated
would follow the lead of the
for the
ex-
Supreme
tension,
Court
United
accepted
by the district court
549, 552,
Lopez,
v.
514
States
U.S.
115
majority,
and the
leads to such an unlimit-
1624,
(1995),
with a
determining
whether the
(1990) (“The copyright
legal theories advanced
