JOSEPH ELASSAAD, Appellant v. INDEPENDENCE AIR, INC.; DELTA AIR LINES, INC.,
No. 08-3878
United States Court of Appeals for the Third Circuit
Filed: July 6, 2010
PRECEDENTIAL
Argued January 28, 2010
Appeal from the United States District Court for the Eastern District of Pennsylvania (D.C. Civil No. 05-cv-02328)
District Judge: Honorable Edmund V. Ludwig
Before: RENDELL and JORDAN, Circuit Judges, and AMBROSE, District Judge*
211 North Olive Street
Media, PA 19063
Counsel for Appellant
Jonathan M. Stern, Esq. [ARGUED]
Schnader Harrison Segal & Lewis LLP
750 9th Street, NW, Suite 550
Washington, DC 20006
Counsel for Appellee Independence Air Inc.
AMENDED OPINION OF THE COURT
RENDELL, Circuit Judge.
Joseph Elassaad appeals from an order granting summary judgment in favor of Independence Air, Inc., with respect to his negligence claim for injuries sustained when he fell while disembarking from an airplane at the Philadelphia International Airport. His appeal requires us to consider the extent to which the Federal Aviation Act (“Aviation Act“),
I. Background
Elassaad‘s right leg was amputated above the knee in 1978, and he relies on a pair of crutches to walk. On February 9, 2004, he boarded a Boston-to-Philadelphia flight operated by Independence under the auspices of Delta Air Lines. The flight was on a Dornier 328, a small commuter jet, which passengers boarded from the tarmac via a 3 1/2-foot long flight of steps built into the door of the aircraft. After arriving at his seat without incident, Elassaad attempted to place his crutches in the overhead bin, which was not long enough to accommodate them. Adrien Lavoie, the lone flight attendant on the plane, then took the crutches and stowed them in the baggage area for the duration of the flight.
Upon landing in Philadelphia, Lavoie asked Elassaad to stay in his seat until the other passengers had deplaned. Lavoie
As Elassaad began to descend the stairs, he lost his balance and fell off the right side of the staircase, striking his shoulder on the pavement. According to his complaint, this resulted in severe injuries, including torn cartilage in his shoulder that required surgical repair.
Elassaad commenced this lawsuit in the Court of Common Pleas of Philadelphia County, Pennsylvania, advancing three separate negligence claims under Pennsylvania law against Independence and Delta: that the airlines were negligent in (1) operating an aircraft made defective by design features of the aircraft steps; (2) failing to inspect and maintain the steps; and (3) failing to offer and render personal assistance to Elassaad as he disembarked from the jet. The case was removed to the United States District Court for the Eastern District of Pennsylvania on May 18, 2005, based on diversity of citizenship. Shortly thereafter, on June 14, 2005, Elassaad
Independence moved for summary judgment on Elassaad‘s remaining claim, arguing that the controlling standard of care, dictated by federal law, obligates an airline to provide assistance only upon request, and that it is undisputed that Elassaad did not ask for assistance. Specifically, Independence argued that the regulations implementing the ACAA,4 which address air carriers’ conduct toward the disabled, see
Elassaad responded to Independence‘s motion for summary judgment by asserting that the ACAA and its regulations were intended only to prevent discrimination against disabled passengers, not to establish standards for the safe operation of an aircraft. He argued that air carriers could be held liable for failing to affirmatively offer assistance to disabled passengers, notwithstanding the ACAA, if that failure compromised passenger safety. Elassaad noted that the Federal Aviation Administration (“FAA“), which has the authority to establish air safety standards, has not promulgated any safety regulations describing what, if any, assistance air carriers must offer passengers when deplaning. In the absence of a controlling federal safety regulation, Elassaad argued, state negligence law governs an air carrier‘s duty of care in that situation, and the failure of Independence to offer him aid
The District Court concluded that, under our holding in Abdullah, federal law dictated the standard of care for Elassaad‘s negligence suit. The District Court adopted Independence‘s view of the applicable standard of care, as found in the ACAA regulations. The District Court concluded that the ACAA and its regulations impose no affirmative duty to offer assistance to a disabled airline passenger, and that, even if the standard under
II. Jurisdiction and Standard of Review
Independence removed the present action to federal court under
Summary judgment is proper where “the pleadings, the discovery and disclosure materials on file, and any affidavits show that there is no genuine issue as to any material fact and that the movant is entitled to judgment as a matter of law.”
III. Discussion
On appeal, Elassaad challenges the District Court‘s determination that the ACAA and its implementing regulations preempt state negligence law with respect to an air carrier‘s duty to offer aid to disabled passengers when deplaning. Elassaad asserts that state negligence law governs an air carrier‘s duty of care under such circumstances, or in the alternative, that if our holding in Abdullah dictates that there is federal preemption, then the standard of care is the “careless or reckless” standard established by
Independence argues that whether or not Abdullah applies, the ACAA and its implementing regulations “preempt state law on air carrier interaction with passengers with a disability.” Appellee‘s Br. at 7. Independence alternatively urges that Abdullah “remains good law, extends to boarding and disembarking, and applies in this case,” but that the level of care
We agree with Elassaad‘s main contention, namely, that his common law negligence claim is not preempted by federal law. We will explain our reasoning by addressing each of the arguments made by Independence on appeal. To do this, we will begin by discussing our decision in Abdullah, the scope of its holding, and why the instant case does not fall within that scope. Then we will discuss why the Aviation Act and the ACAA, and the regulations implementing those statutes, do not preempt the state law standard of care in this case. These are issues of first impression in our court, as we have not previously considered the intersection of the Aviation Act safety regulations and the ACAA regulations, or their proper applications in this context.
A.
In Abdullah, passengers aboard an American Airlines flight were injured as a result of severe turbulence en route from New York to Puerto Rico. 181 F.3d at 365. The passengers initiated two separate lawsuits in the District Court of the Virgin Islands against American Airlines, which were consolidated for trial. Id. The passengers claimed that the flight crew was negligent as a matter of Virgin Islands law both in failing to take reasonable precautions to avoid, and in failing to warn the passengers about, the turbulence. Id. After a jury in Saint Croix returned a verdict in favor of the passengers, the trial court granted American Airlines’ motion for a new trial, on the ground that the court had improperly instructed the jury on the
At the passengers’ request, the trial court then certified a two-part question for appeal: “Does federal law preempt the standards for air safety, but preserve State and Territorial damage remedies?” Id. at 364. We granted interlocutory review, and answered both parts of the question in the affirmative. We held that there was “implied preemption of the entire field of aviation safety,” but that “despite federal preemption of the standards of care, state and territorial damage remedies still exist for violation of those standards.” Id. at 365.
Abdullah‘s holding was grounded in our finding that Congress, by enacting the Aviation Act, intended “‘to promote safety in aviation and thereby protect the lives of persons who travel on board aircraft‘” by resting “sole responsibility for supervising the aviation industry with the federal government.” Id. at 368 (citation omitted). This conclusion as to congressional intent was primarily supported by the Aviation Act‘s legislative history and its judicial interpretation in City of Burbank v. Lockheed Air Terminal, Inc., 411 U.S. 624 (1973). We noted that the Supreme Court in City of Burbank had analyzed the Aviation Act‘s legislative history to reach the conclusion that “Congress‘s consolidation of control of aviation in one agency indicated its intent to federally preempt aviation safety.” Abdullah, 181 F.3d at 369 (citing City of Burbank, 411 U.S. at 639).
In Abdullah, we specifically found that Congress intended the Administrator of the FAA to exercise “sole
We did not conclude in Abdullah that the passengers’ common law negligence claims themselves were preempted; instead, we determined only that the standard of care used in adjudicating those claims was preempted. Local law still governed the other negligence elements (breach, causation, and damages), as well as the choice and availability of remedies. This was consistent with our prior observation, in the context of airline deregulation, that “[i]t is highly unlikely that Congress intended to deprive passengers of their common law rights to recover for death or personal injuries sustained in air crashes.” Taj Mahal Travel, Inc. v. Delta Airlines, Inc., 164 F.3d 186, 194 (3d Cir. 1998).
Again, Abdullah‘s primary holding was that federal law preempted “the entire field of aviation safety.” 181 F.3d at 365.
B.
Courts have recognized three species of preemption: express preemption, conflict preemption, and field preemption. Express preemption requires that Congress‘s intent to preempt be “‘explicitly stated in the statute‘s language or implicitly contained in its structure and purpose.‘” Cipollone v. Liggett Group, Inc., 505 U.S. 504, 516 (1992) (citation omitted). Conflict preemption occurs when state law “actually conflicts with federal law,” such that “it is impossible for a private party to comply with both state and federal requirements, or where state law stands as an obstacle to the accomplishment and execution of the full purposes and objectives of Congress.” English v. Gen. Elec. Co., 496 U.S. 72, 79 (1990) (internal quotation marks and citations omitted). Field preemption occurs when a field is “reserved for federal regulation, leaving no room for state regulation,” and “congressional intent to supersede state laws [is] clear and manifest.” Holk v. Snapple Beverage Corp., 575 F.3d 329, 336 (3d Cir. 2009) (internal quotation marks and citations omitted). Both statutes and regulations can preempt state law. Id. at 339.
C.
There is no basis for finding that the Aviation Act preempts Elassaad‘s state law claims through express
In Abdullah, we found that there was implied field preemption “of the entire field of aviation safety” as a result of the Aviation Act and its implementing regulations. 181 F.3d at 365. However, our analysis of field preemption in Abdullah—specifically, the “field” of “aviation safety“—was in the context of in-flight safety. This is clear from a careful reading of our decision. In describing our conclusion regarding preemption, we stated that “federal law establishes the applicable standards of care in the field of air safety,” and that the FAA has “sole discretion in regulating air safety.” Id. at 367, 369 (emphases added). As examples of what we meant by the term “air safety,” we noted that a goal of the Aviation Act was to reduce “accidents in air transportation,” id. at 369 (quoting
Our discussion of the regulatory framework giving rise to preemption in Abdullah focused exclusively on safety while a plane is in the air, flying between its origin and destination. Our use of the term “aviation safety” in Abdullah to describe the field preempted by federal law was thus limited to in-air safety. The supervision of the disembarkation process by a flight crew therefore falls outside the bounds of what we were considering in Abdullah.7
As we have not opined as to the preemptive effect of federal law in this context, we must do so here. Accordingly, we will consider an issue presented to us for the first time: whether the Aviation Act, the ACAA, and their implementing regulations preempt state tort law with respect to accidents that occur when a passenger is disembarking a plane.
D.
When considering preemption of an area of traditional state regulation, we “begin our analysis by applying a presumption against preemption.” Holk, 575 F.3d at 334
In addition, as Justice Stevens has stated, “‘Congress did not intend to give airlines free rein to commit negligent acts subject only to the supervision of the Department of Transportation, any more than it meant to allow airlines to breach contracts with impunity,” because “the standard of ordinary care, like contract principles, ‘is a general background rule against which all individuals order their affairs.‘” Id. at 192 (quoting Am. Airlines, Inc. v. Wolens, 513 U.S. 219, 236-37 (1995) (Stevens, J., concurring in part and dissenting in part)). Even though Taj Mahal addressed a different statute than the
As noted above, to find field preemption, we must find that federal law “leav[es] no room for state regulation” and that Congress had a “clear and manifest” intent to supersede state law. Holk, 575 F.3d at 336 (internal quotation marks and citations omitted). In undertaking this inquiry, we consider the language and goals of the applicable statute and regulations, as well as any explicit statements by Congress or an agency regarding preemption. Id. at 336-39.
When the Aviation Act was enacted in 1958, it, among other things, created the FAA, gave the government authority to review airfares, instituted a system for registering and certifying aircraft, and set safety standards for air carriers and aircraft. See Federal Aviation Act of 1958, Pub. L. No. 85-726, 72 Stat. 731. Only the portions of the Aviation Act relating to safety are relevant here. In their current form, the statute‘s safety-related provisions set forth standards for certifying pilots, flight attendants, air carriers, airports, and other facilities, see
It is not surprising, then, that most of the regulations adopted pursuant to the Aviation Act concern aspects of safety that are associated with flight. For example, the regulations detail certification and “airworthiness” requirements for aircraft parts.9 They include flight rules familiar to air travelers, such as those requiring the use of seatbelts, restricting the use of electronic devices, regulating where carry-on baggage can be stored, and requiring the stowage of food and beverage equipment during taxiing, takeoff, and landing.10 They also set
The regulations also contain a broader standard in
In order to interpret the phrase “operations for the purpose of air navigation” as used by
The definitions provided by the Aviation Act also help to elucidate the meaning of
In light of these definitions, we conclude that the aircraft was not being operated for the purpose of air navigation at the time of Elassaad‘s accident, and thus that the standard of care provided by
We also conclude that the aircraft was not being operated “other than for the purpose of air navigation” as envisioned by
Aircraft operations other than for the purpose of air navigation. No person may operate an aircraft, other than for the purpose of air navigation, on any part of the surface of an airport used by aircraft for air commerce (including areas used by those aircraft for receiving or discharging persons or cargo), in a careless or reckless manner so as to endanger the life or property of another.
The statutory and regulatory framework of the Aviation Act thus provides no evidence of any intent—much less a “clear and manifest” intent—to regulate safety during disembarkation. In Abdullah, we concluded that, given the overwhelming number of relevant Aviation Act safety regulations, the Aviation Act preempted the field of aviation safety. Here, there is no
E.
After the District Court found federal preemption based on Abdullah, it looked to the ACAA regulations for the applicable standard of care. On appeal, Independence goes further than the District Court, and argues that, as a matter of both field preemption and conflict preemption, the ACAA independently preempts Elassaad‘s negligence claim. We reject these arguments.
Congress passed the ACAA in 1986 as an amendment to the Aviation Act. See Pub. L. No. 99-435 § 2(a), 100 Stat. 1080 (1986). The statute was intended to close a gap in anti-discrimination law that was made apparent by the Supreme Court‘s decision in Department of Transportation v. Paralyzed Veterans of America, 477 U.S. 597, 610-12 (1986), in which the Court held that, despite receiving federal funding, air carriers were not subject to certain provisions of the Rehabilitation Act,
It is clear that the ACAA is aimed at ensuring respect and equal treatment for disabled airline passengers. But Elassaad did not claim that Independence violated any of its obligations under the ACAA, nor did he even suggest that discrimination
In light of the purposes of the ACAA and its implementing regulations, we are not persuaded that they
Nor do we believe that there is conflict preemption here. When conflict preemption applies, it is because state and federal requirements are diametrically opposed so as to frustrate each others’ goals. In Fidelity Federal Savings and Loan, for
The present case is quite different. The ACAA was intended to ensure nondiscriminatory treatment of airline passengers. If it is true, as Elassaad contends, that the standard of care supplied by state law required Independence to assist him with his disembarkation and to provide a means for him to safely exit the aircraft,19 those duties could easily coexist with the ACAA‘s mandate that Independence not discriminate against him. Independence urges that a goal of the ACAA was to protect “the dignity of disabled passengers,” and that this objective would be frustrated by the state law duties cited by
IV. Conclusion
For the reasons given above, we conclude that Elassaad‘s case is governed by state law negligence principles and, since the District Court measured Elassaad‘s claim according to a different standard, we will vacate the District Court‘s order and remand for further proceedings consistent with this opinion.
