The Governor of Puerto Rico appeals from a judgment that struck down an Executive Order on constitutional grounds.
El Dia, Inc. v. Hernandez Colon,
*491 I. THE EXECUTIVE ORDER
On April 15, 1991, in the roiled wake of a bitter controversy anent public access to government documents, and most especially, access to records reflecting the chief executive’s off-island travel expenses, Governor Hernandez Colon issued Executive Order OE 1991-15. The Executive Order is reproduced in an appendix to the district court’s rescript.
See El Dia, Inc.,
The Order starts with six unnumbered “whereas” clauses. For the most part, these hortatory clauses limn a series of underlying aspirations. The fourth clause recites a litany of nine factors which, in the Governor’s view, ought properly to restrict rights of access to public documents. In its directory paragraphs, the Order commands a broad array of government agencies “to establish the necessary internal regulations for the search, evaluation, inspection and reproduction of the public documents requested by ... interested persons and to establish [fee schedules for same].” Id. at 28. 1 While the agencies retain some latitude in framing regulatory particulars, each agency’s rules must cover eleven specific points “as a minimum.”
The Order’s “minimum requirements ... t[ook] effect as an emergency measure in each of the Agencies” on April 15, 1991. Id. at 31. Each agency was directed “to establish its necessary rules for compliance with th[e] Executive Order” within sixty days thereafter. Id.
II. THE CHALLENGE
On April 22, 1991, El Dia, Inc., the publisher of a daily newspaper, and Andrea Martinez de Jesus, a reporter, sued in the United States District Court for the District of Puerto Rico to declare the Order unconstitutional and enjoin its enforcement. 2 The plaintiffs charged that several of the Order’s provisions violated their First Amendment right of informational access; impermissibly chilled expression; thwarted freedom of the press; contravened due process; and undercut equal protection of the laws. On April 25, the plaintiffs filed a somewhat similar complaint in the Puerto Rico Superior Court. The paramount difference between the two suits was that the plaintiffs’ federal court action sought relief under federal law (principally, the United States Constitution) whereas the plaintiffs’ superior court action sought relief under local law (principally, P.R.Laws Ann. tit. 32, § 1781). 3
In response to the federal action, the Governor raised questions about the plaintiffs’ standing. He also claimed that the Order filled a regulatory void and comprised a “vehicle for access” rather than a restriction upon it. The Governor contended, furthermore, that the Order constituted a permissible regulation of expressive activities — a regulation whose terms and principles were anchored in, and would be interpreted by reference to, Puerto Rican jurisprudence. The Governor’s response to the superior court action, although not a part of the present record, was presumably along the same lines.
The early bird does not always catch the worm. Despite the fact that the federal suit had a three-day head start, matters proceeded more celeritously in the newer action. On April 30, the superior court granted a preliminary injunction (the TRO) blocking enforcement and implementation *492 of OE 1991-15 “until a final decision is made as to whether [OE 1991-15] is or is not a valid regulatory exercise on the part of the [Commonwealth].” The TRO is still in force.
Notwithstanding their success in obtaining the TRO, the plaintiffs continued to press the federal court action. In due course, the opposing sides cross-moved for summary judgment. On July 18, 1991, the district court granted plaintiffs’ motion against Hernandez Colon.
El Dia, Inc.,
III. STANDARD OF REVIEW
Some courts of appeals exhibit no deference whatever to the trier in the declaratory judgment context, affording plenary review of orders granting or denying declaratory relief.
See, e.g., Allstate Ins. Co. v. Mercier,
We have occupied the middle ground, utilizing a form of independent review when passing upon orders granting or withholding declaratory relief.
See National R.R. Passenger Corp. v. Providence & Worcester R.R. Co.,
The posture of the instant appeal also affects the calculus of review. Here, the lower court acted on cross-motions for summary judgment rather than after a trial or evidentiary hearing. In that mode, the judge could not serve as a factfinder; rather, he was required to scrutinize the record in the light most flattering to the party opposing summary judgment, indulging all reasonable inferences in that party’s favor.
4
See Griggs-Ryan v. Smith,
904
*493
F.2d 112, 115 (1st Cir.1990);
Brennan v. Hendrigan,
We must, therefore, afford a particularly stringent version of independent review to the judgment below. 5
IV. DISCUSSION
The Declaratory Judgment Act is uncommon in that it neither imposes an unflagging duty upon the courts to decide declaratory judgment actions nor grants an entitlement to litigants to demand declaratory remedies.
6
See Green v. Mansour,
Declaratory judgment actions, being statutory creatures, are neither inherently legal nor inherently equitable.
See Moretrench Am. Corp. v. S.J. Groves & Sons Co.,
The judicial discretion which inheres in the declaratory judgment context should be exercised circumspectly and, in an “equity-like” suit, in accordance with traditional equity principles.
Cf., e.g., First Fed. Sav. & Loan Ass’n v. Greenwald,
In exercising this bounded discretion, a court, once satisfied that the constitutional prerequisites of jurisdiction and justiciability have been met, should consider the totality of the circumstances. Affording independent review to the record before us, giving due weight to appropriate prudential considerations, and bearing in mind the equitable features of plaintiffs’ suit, we conclude that, in the special circumstances of this case, the lower court erred in glossing over the existing TRO and granting a declaration of rights. Wary of belaboring the obvious, we merely summarize the five key factors which underlie our conclusion.
1. A factor which is always to be considered in determining whether to grant declaratory relief in constitutional cases is the need for courts to be chary about adjudicating constitutional rights by means of declaratory judgment actions. Uncertain questions of constitutional law should be addressed only when absolutely necessary.
See Alabama State Fed’n of Labor v. McAdory,
We do not suggest that adjudicating constitutional rights in declaratory actions is never appropriate. We do suggest, however, that allowing too easily available declaratory relief has a marked tendency to erode the postulate that needless adjudication of constitutional questions should be avoided.
See, e.g., Kelly v. Illinois Bell Tel. Co.,
The very best that can be said for plaintiffs’ position is that the constitutional issues are fuliginous. While the Supreme Court has recognized a qualified First Amendment right of access to records and proceedings connected to the criminal justice system,
see, e.g., Press-Enterprise Co. v. Superior Court,
In this situation, we are doubly skeptical. In the first place, we seriously question whether Richmond Newspapers and its progeny carry positive implications favoring rights of access outside the criminal justice system. 8 In the second place, we doubt whether plaintiffs’ shotgun attack could conceivably meet the rigors of the Court’s criteria for access. We need not resolve these doubts today, but mention them merely to illustrate the problematic nature of the plaintiffs’ constitutional claims.
Unsettled constitutional questions should be decided only as a last resort. Since that is so, and since the plaintiffs were fully protected for the time being by the TRO—a remedy grounded in Puerto Rico law, not in the federal Constitution— we think the district court acted too hastily. By leaping into the fray even though, as a practical matter, there may no longer have been any fray into which to leap, the court interposed itself in a heated political controversy at a time when the likelihood of injury was remote, the need for federal intervention difficult to grasp, and the status of the claimed constitutional rights shrouded in uncertainty. The circumstances call to mind Justice Reed’s warning: “Should the courts seek to expand their power so as to bring under their jurisdiction ill-defined controversies over constitutional issues, they would become the organ of political theories.”
United Public Workers v. Mitchell,
2. A second key factor is the extent to which the federal case was ripe for adjudication. Ordinarily, courts use a two-part test in determining ripeness.
See Abbott Lab. v. Gardner,
Whether the plaintiffs’ claims were ripe under this test is difficult to say. At initial blush, it would seem not, except for the fact that plaintiffs claimed,
inter alia,
that the Order was invalid on its face. A
*496
facial challenge of this sort, implicating First Amendment values, customarily works a relaxation of the ripeness criteria.
See, e.g., Martin Tractor Co. v. Federal Election Comm’n,
In addition, unlike in most “facial challenge” cases, the government action under siege (the Order) is of dubious finality. Although the Order contains a provision making its “minimum requirements” immediately effective as an “emergency measure,” much of what the district court found objectionable is recited only in the series of aspirational “whereas” clauses. It is elementary that these hortatory pronouncements do not, in themselves, work an alteration in the plaintiffs’ rights, duties, or obligations. Their embodiment in the Order is merely a precursor to the later formulation of actual regulations by the affected agencies — regulations which have not yet been promulgated. This scenario, then, bears a strong resemblance to agency action that this court found insufficiently final in
Roosevelt Campobello Int’l Park Comm’n v. United States EPA,
In sum, regardless of whether the case, strictly speaking, is unripe — and we are willing to assume, for argument’s sake, that it is not — the policies that underscore the ripeness doctrine militate strongly against granting discretionary (declaratory) relief.
3. A third key factor touches upon the desirability of abstention. Although it is doubtful that the district court was
required
to abstain, as we understand the various abstention theories currently in vogue,
see, e.g., Colorado River Water Conservation Dist. v. United States,
The unity of concerns underlying abstention in cases involving broad facial attacks on state laws is threefold.
Pull
*497
man
evidences the concern that federal courts will be forced to interpret local law without a local court first adumbrating its sweep, thereby rendering the federal court decision advisory in nature.
See Pullman,
4. A fourth key factor supporting es-chewal of federal declaratory relief is our keen interest in nourishing comity between federal and commonwealth courts.
See Mitcheson,
5. The final factor which enters into the picture is the equity-like nature of plaintiffs’ action. Simply because an equitable remedy may be available does not necessarily mean that it must automatically issue.
See Tennessee Valley Auth. v. Hill,
For one thing, it is a “basic doctrine of equity jurisprudence that courts of equity should not act ... when the moving party has an adequate remedy at law and will not suffer irreparable injury if denied equitable relief.”
Younger,
For another thing, “[e]quity must always be mindful of the public interest.”
Rosario-Torres,
Third, equity acts in the present. Thus, the primary requirement for equitable relief is that it will be effective in accomplishing its remedial purpose.
See Stewart v. United States,
V. CONCLUSION
This is a case where the whole is greater than the sum of the individual parts. While any one of the factors we have mentioned, taken in isolation, may not have warranted denying federal declaratory relief, their combined force is overpowering. We see no. sign that these, and other, pertinent considerations were adequately weighed by the court below. 11 These concerns lead us to believe that the district court should have been more appreciative of the situational realities and, conversely, less ready to stride headlong into a constitutional thicket. Under all the circumstances — the novelty of plaintiffs’ constitutional theories, the questions the Governor raised anent plaintiffs’ standing, the conjectural nature of the government action (the Order, after all, was neither final nor self-executing, and the individual agencies had not yet promulgated regulations to implement it), the specificity of the applicable Puerto Rico statute, the interest of the Commonwealth and its citizens in determining the legality of the Order under that statute, the pendency of a parallel action between the same parties, the alacrity with which the superior court responded to that suit, the scope of protection afforded by the TRO, the respect properly to be accorded by a federal court to a state court that has matters well in hand, the desirability of conserving scarce judicial resources, the balance of the relevant equities, the plaintiffs’ inability to demonstrate any ongoing injury, and the absence of any irreparable harm — there was no sound basis for granting a declaratory judgment. 12 To the contrary, the course of prudence and informed discretion was to withhold, at least for the time being, the relief requested.
*499
We need go no further. Three decades ago, the Supreme Court “cautioned against [granting] declaratory judgments on issues of public moment, even falling short of constitutionality, in speculative situations.”
Rickover,
The judgment below is reversed. The case is remanded to the district court with directions to vacate its previous orders. Costs in favor of appellant.
Notes
. The Order affects a googol of entities:
For the purposes of this Executive Order, the term "Agency” means any board, body, examining board, public corporation, commission, independent office, division, administration, bureau, department, authority, official, person, entity or any instrumentality of the Executive Power of the Commonwealth of Puerto Rico, to include the Governor’s Own Office.... [but] the term "Agency” does not include the University of Puerto Rico.
El Dia, Inc. v. Hernandez Colon,
. The plaintiffs’ suit was originally brought against the Governor, the Secretary of Justice, and the Commonwealth. The district court granted summary judgment in favor of the latter defendants.
. The Puerto Rico statute provides:
Every citizen has a right to inspect and take a copy of any public document of Puerto Rico, except as otherwise expressly provided by law.
P.R.Laws Ann. tit. 32, § 1781 (1968).
.
The fact that the parties cross-moved for
bre-vis
disposition neither alters the summary judgment praxis nor authorizes the district court to resolve factual disputes. In such a situation,
*493
"the court must evaluate each motion separately, being careful to draw inferences against each movant in turn.”
Griggs-Ryan v. Smith,
. The lower court's grant of injunctive relief does not change either the essential character of plaintiffs' action or the standard of review. See infra note 12.
. The Declaratory Judgment Act reads in relevant part:
In a case of actual controversy within its jurisdiction ... any court of the United States, upon the filing of an appropriate pleading, may declare the rights and other legal relations of any interested party seeking such declaration, whether or not further relief is or could be sought. Any such declaration shall have the force and effect of a final judgment or decree and shall be reviewable as such.
28 U.S.C. § 2201 (1988).
.
Penthouse
is particularly instructive for the purpose at hand. Observing that the Supreme Court had shown a reluctance to decide the precise First Amendment issue there at stake— whether government criticism of publications violated the First Amendment rights of publishers—the District of Columbia Circuit affirmed the district court's declination to render a declaratory judgment until such time as the issue was more squarely presented.
See Penthouse,
.
See, e.g., Houchins v. KQED, Inc.,
. To be sure, plausible arguments can be made for abstention here.
Pullman
abstention might lie, given that the proceedings before the Puerto Rico courts had the realistic potential to eliminate any need for adjudicating federal constitutional issues.
Cf., e.g., Harris County Comm’rs Court v. Moore,
. We think the Moore Court’s insights bear repeating at this juncture:
Almost every constitutional challenge ... offers the opportunity for narrowing constructions that might obviate the constitutional problem and intelligently mediate federal constitutional concerns and state interests. When federal courts disrupt that process of mediation while interjecting themselves in such disputes, they prevent the informed evolution of state policy by state tribunals.
Moore v. Sims,
. In fairness to the district court, we note that appellant never specifically requested that relief be denied as a matter of discretion. We believe, however, that, just as a federal court must independently satisfy itself about basic concerns such as subject matter jurisdiction, mootness, ripeness, and standing, so it must independently satisfy itself about the suitability of granting discretionary relief under the Declaratory Judgment Act.
. It is beside the point that injunctive relief was also requested and received. An injunction will not issue when the threatened harm has abated and no more than the mere possibility of recurrence can be shown.
See Lopez v. Garriga,
