Scottie EDWARDS, Appellant-Defendant, v. STATE of Indiana, Appellee.
No. 49A05-0401-CR-61.
Court of Appeals of Indiana.
Feb. 28, 2005.
Steve Carter, Attorney General of Indiana, Cynthia L. Ploughe, Deputy Attorney General, Attorneys for Appellee.
OPINION
SULLIVAN, Judge.
Appellant, Scottie Edwards, challenges the forty-year sentence imposed upon his conviction for Attempted Murder, a Class A felony.1 Specifically, Edwards argues: (1) that in sentencing him to an enhanced sentence, the trial court relied upon facts not found by a jury in violation of his Sixth Amendment right under Blakely v. Washington, 542 U.S. 296, 124 S.Ct. 2531, 159 L.Ed.2d 403 (2004), and (2) that his sentence is inappropriate.
We reverse and remand.
On February 14, 2001, the State charged Edwards with attempted murder. After his first jury trial, Edwards was found guilty of attempted murder. Upon direct appeal, this court reversed Edwards‘s conviction and remanded for a new trial. See Edwards v. State, 773 N.E.2d 360 (Ind.Ct.App.2002), trans. denied. Following a second jury trial conducted December 15 through December 17, 2003, Edwards was again found guilty of attempted murder, a Class A felony. The trial court held a sentencing hearing on January 9, 2004. In its sentencing statement, the court identified three aggravating circumstances and no mitigating circumstances and then sentenced Edwards to an enhanced term of forty years imprisonment.2 Specifically, the court found as follows:
“In determining what sentence to impose the Court will consider the evidence presented during trial in this matter that this Judge heard, the evidence presented during the sentencing hearing today, the contents of the pre-sentence report that was done in relation to the first trial of this matter, and the addendum that was prepared for this Court. This Court also considers the risk the Defendant will commit another crime,
the nature and circumstances of this crime, the defendant‘s prior criminal record, character and condition, the defendant‘s statement and the input of the victim through his brother, or the victim‘s family. The court finds three aggravating factors; one, the defendant has a prior history of criminal conduct. The court considers the matter contained in the pre-sentence report, it was reduced to a conviction. Also, the defendant is in need of correctional rehabilitation that can only be provided by a penal facility or the Department of Corrections. [sic] Probably the most significant aggravating factor are the facts of this case and the degree of planning and preparation that the Defendant used to stalk the victim‘s residence on a number of occasions including surveillance with binoculars and such that were found in his vehicle. So the degree of preparation and planning for the attempt on Mr. Ford‘s life that eventually culminated on the date that this incident occurred. No mitigating factors are found. In weighing the aggravating factors versus the mitigating factors the Defendant is sentenced to forty years at the Indiana Department of Corrections [sic].” Transcript at 560-61 (emphasis supplied).
Upon appeal, Edwards argues that imposition of an enhanced sentence runs afoul of the rule set forth in Blakely, supra. Before addressing the Blakely issue, we must first respond to two preliminary issues presented by the State. First, the State argues that Indiana‘s sentencing scheme is not implicated by the Blakely analysis. We disagree. As held by this court in Berry v. State, 819 N.E.2d 443, 455-56 (Ind.Ct.App.2004), we reject the State‘s assertion that the presumptive sentence functions merely as a sentencing guidepost for Indiana trial courts. The rule as stated in Blakely prohibits our courts from imposing a sentence greater than the presumptive if based upon a factor not admitted by the defendant or submitted to a jury and proven beyond a reasonable doubt.
The State also argues that Edwards has waived his right to challenge his sentence under Blakely because he failed to preserve the error with the trial court. We again disagree. Here, Edwards was sentenced on January 9, 2004 and timely filed his notice of appeal on January 28, 2004. On June 24, 2004, the Blakely opinion was handed down and shortly thereafter, on July 14, 2004, Edwards filed his Appellant‘s Brief presenting his Blakely argument. It is clear that newly announced constitutional rules must be applied to all cases still pending on direct review when the rule was announced. Griffith v. Kentucky, 479 U.S. 314, 328, 107 S.Ct. 708, 93 L.Ed.2d 649 (1987). Given that Blakely was decided after sentencing and after this appeal was initiated, this is Edwards‘s first opportunity to make a Blakely argument.3 We will therefore address the merits of Edwards‘s Blakely claim.
On January 12, 2005, the United States Supreme Court decided United States v. Booker, 543 U.S. 220, 125 S.Ct. 738, 160 L.Ed.2d 621 (2005). In a two-part split opinion, one five to four majority reaffirmed the Court‘s holding in Blakely. In the second part of the decision, a different five
Secondly, Booker must be understood with reference to what the Justices believed to be unconstitutionally “mandatory.” One might say that because both the Federal Sentencing Guidelines and the Indiana statutory language require the sentencing court to consider certain factors, they are both “mandatory” in that sense. However, what was fatal to the provisions of the Guidelines stricken down in Booker was that the Guidelines mandated a sentence as set forth in the Guidelines themselves. As Judge Barnes‘s dissent here notes, under the Indiana sentencing scheme the trial court has discretion and is not required to impose a sentence exceeding the presumptive sentence whether or not aggravating circumstances are found. It is in this respect that we conclude that Booker does not impact Indiana‘s sentencing scheme.
In Blakely, the United States Supreme Court applied the rule set forth in Apprendi v. New Jersey, 530 U.S. 466, 490 (2000), wherein the court stated, “Other than the fact of a prior conviction, any fact that increases the penalty for a crime beyond the prescribed statutory maximum must be submitted to a jury and proved beyond a reasonable doubt.” The Blakely Court, relying upon the Apprendi rule, held that the sentencing scheme at issue violated the petitioner‘s Sixth Amendment right to a trial by jury. 542 U.S. at 303-04, 124 S.Ct. at 2543. The Court noted that precedent made clear that the “statutory maximum” for Apprendi purposes is the maximum sentence a judge may impose solely on the basis of facts reflected in the jury verdict or admitted by the defendant. Id. at 303, 124 S.Ct. at 2537 (emphasis in original). The Court further clarified, stating that the relevant statutory maximum for Apprendi purposes “is not the maximum sentence a judge may impose after finding additional facts, but the maximum he may impose without any additional findings.” Id. at 303-04.
Edwards asserts that in convicting him of attempted murder, the jury was required to find only that he attacked his victim with the specific intent to kill. Edwards thus argues that the “degree of planning and preparation” was a fact not found by the jury and therefore, could not have been considered by the court as justification for imposing an enhanced sentence. We agree.
Here, although evidence tending to show planning and preparation was presented to the jury, the facts of planning and preparation need not have been found by the jury in order for the jury to have found Edwards guilty of attempted murder. Indeed, the evidence presented at trial showed that Edwards approached his victim and stabbed him approximately twelve times. His victim was treated for stab wounds to the back, arm, side, and back of the head and was also treated for a pierced lung. This evidence was sufficient from which the jury could have found that Edwards attacked his victim with intent to kill. Thus, the facts of planning and preparation are not necessarily “reflected in
While it was error for the court to consider additional facts not inherent within the jury‘s verdict in sentencing Edwards, a sentence may still be upheld if there are other valid aggravating factors from which we can discern that the trial court would have imposed the same sentence. See Holden v. State, 815 N.E.2d 1049, 1060 (Ind.Ct.App.2004), trans. denied; Powell v. State, 751 N.E.2d 311, 317 (Ind.Ct.App.2001).
Here, we cannot say that reconsideration by the trial court without regard to the circumstances of the crime as an aggravating factor would result in the same outcome. In its sentencing statement, the trial court made clear that “[p]robably the most significant aggravating factor” was the circumstances of the offense—specifically referring to Edwards‘s planning and preparation. Further, as to the remaining aggravators, we note that Edwards‘s criminal history consists of only one unrelated misdemeanor battery conviction in 1996 and thus of minimal significance.5 With regard to the court‘s finding that Edwards was in need of correctional rehabilitation which can only be provided by a penal facility or the Department of Correction, we observe that such was merely a rote recitation of the statutory aggravating factor.6 The trial court did not explain why the circumstance was aggravating and did not seem to afford it much weight. Given the foregoing, we must reverse Edwards‘s forty-year sentence and remand to the trial court with instructions to either convene a jury for sentencing purposes or impose the presumptive sentence of thirty years for Edwards‘s attempted murder conviction.7
The judgment of the trial court is reversed and the cause is remanded with instructions.
NAJAM, J., concurs.
BARNES, J., dissents with opinion.
BARNES, Judge, dissenting.
I respectfully dissent. The majority here concludes that Blakely v. Washington impacts Indiana‘s sentencing scheme and,
Now, the Supreme Court has decided United States v. Booker, 543 U.S. 220, 125 S.Ct. 738, 160 L.Ed.2d 621 (2005). In my view, Booker requires a significant reconsideration of our earlier holdings regarding Blakely‘s impact in Indiana.8 It contains an important clarification and limitation on Blakely‘s holding, agreed upon by all nine justices, that was not apparent in Blakely itself. Specifically, to quote Justice Stevens’ majority opinion holding that the Federal Sentencing Guidelines were unconstitutional as written:
If the Guidelines as currently written could be read as merely advisory provisions that recommended, rather than required, the selection of particular sentences in response to differing sets of facts, their use would not implicate the Sixth Amendment. We have never doubted the authority of a judge to exercise broad discretion in imposing a sentence within a statutory range.... Indeed, everyone agrees that the constitutional issues presented by these cases would have been avoided entirely if Congress had omitted from the [Sentencing Reform Act] the provisions that make the Guidelines binding on district judges.... For when a trial judge exercises his discretion to select a specific sentence within a defined range, the defendant has no right to a jury determination of the facts that the judge deems relevant.
Justice Breyer authored an opinion for a different majority, composed of the four Blakely dissenters and with the addition of Justice Ginsburg (who also joined Justice Stevens’ opinion), holding that it was possible to render the Guidelines constitutional by severing the provisions that made them mandatory and calling for de novo appellate review of sentencing decisions. Id. at 258-59, 125 S.Ct. at 764-65. Instead, the Guidelines are to be read as advisory only, with appellate review of sentencing decisions to be for “reasonableness.” Id. at 261, 125 S.Ct. at 764. Justice Breyer explicitly stated that
The particular facts of Booker were that the defendant was charged with possession with intent to distribute at least 50 grams of crack cocaine, which by itself carries a sentencing range of 10 years to life. The jury specifically found that the defendant possessed 92.5 grams of crack. Under the Federal Sentencing Guidelines, this jury finding of the amount of the drug, combined with the defendant‘s criminal history, placed him in a mandatory sentencing range of 210 to 262 months. However, the district court found after a bench sentencing hearing that the defendant had possessed an additional 566 grams of crack, for a total of 658.5 grams. Under the Guidelines, this fact required the district court to impose a sentence of between 360 months and life imprisonment; the district court decided to impose the minimum possible 360-month sentence.
The Stevens majority held that this violated the defendant‘s Sixth Amendment right to a jury trial. Id. at 235, 125 S.Ct. at 751. The “statutory maximum” sentence for Blakely purposes authorized by the jury‘s verdict and the defendant‘s criminal history was 262 months. Id. The Breyer majority concluded that the remedy for this constitutional violation was, generally, to make the Federal Sentencing Guidelines advisory only across the board and to subject district court sentencing decisions to appellate “reasonableness” review. Id. at 259, 125 S.Ct. at 764-65. The Court held specifically that Booker was entitled to be resentenced, and have his sentence reviewed on appeal, in accordance with the Court‘s opinions. Id. at 267, 125 S.Ct. at 769. Presumably, on remand Booker could be sentenced to a precisely identical 360-month sentence, above the 262 month “presumptive” maximum under the Federal Sentencing Guidelines based solely on the jury‘s verdict, so long as the district court was not required to impose that sentence and a reviewing appellate court found the sentence to be reasonable.
I conclude, pursuant to Booker‘s clarifications, that Blakely does not impact Indiana‘s sentencing scheme. Simply put, Indiana‘s sentencing scheme now somewhat resembles the Federal Sentencing Guidelines as reshaped by the Supreme Court, albeit that the Federal rules are much more explicit and precise as to what sentence ought to be imposed in response to particular facts.
In this particular case, a jury found Edwards to have committed attempted murder, a Class A felony carrying a sentencing range of twenty to fifty years and a presumptive of thirty years.
In other words, while Indiana‘s sentencing scheme does not allow judges to increase a sentence above the presumptive unless they have found at least one aggravating circumstance, which seemed to run afoul of Blakely, neither does the scheme mandate judges to increase a sentence if they find aggravating circumstances, which makes the scheme constitutional under Booker. Under the Indiana sentencing scheme, judges have broad discretion to determine an appropriate sentence within a defined sentencing range, after considering the nature of the offense and character of the offender, with the caveat that they adequately explain an aggravated sentence above the statutory presumptive by identifying and weighing aggravating and mitigating (if any) circumstances. Leone v. State, 797 N.E.2d 743, 748 (Ind.Ct.App. 2003); Ind. Appellate Rule 7(B).10 Judges
As a practical matter, it is clear to me that the Supreme Court has, by the Breyer majority opinion, done its best to allow trial judges to use their collective discretion when sentencing criminal defendants. That discretion must be given, as much as it is constitutionally and statutorily possible, to Indiana trial judges. Because very few defendants come before the bar of justice with exactly the same background, criminal history or lack thereof, and various other attributes and flaws, and because no two crimes are precisely alike, I believe it is correct to read the Booker opinion to allow the present Indiana sentencing scheme to pass constitutional muster. See State v. Barker, 809 N.E.2d 312, 317 (Ind.2004) (stating, in case concerning application of Apprendi to Indiana‘s death penalty statute, that courts have “an overriding obligation to construe our statutes in such a way as to render them constitutional if reasonably possible.“).
It also appears that Edwards’ case is precisely the type of case Justice Breyer had in mind when he extolled the virtues of allowing trial judges discretion in determining an appropriate sentence as opposed to having juries determine any “facts” other than criminal history that may warrant an increased sentence. For example, Justice Breyer noted the vastly increased complexity that would result from regularly conducting jury sentencing “trials“:
How would courts and counsel work with an indictment and a jury trial that involved not just whether a defendant robbed a bank but also how? Would the indictment have to allege, in addition to the elements of robbery, whether the defendant possessed a firearm, whether he brandished or discharged it, whether he threatened death, whether he caused bodily injury, whether any such injury was ordinary, serious, permanent or life threatening, whether he abducted or physically restrained anyone, whether any victim was unusually vulnerable, how much money was taken, and whether he was an organizer, leader, manager, or supervisor in a robbery gang?
Booker, 543 U.S. at 252-53, 125 S.Ct. at 761-62. Justice Breyer also notes that a successful sentencing system depends “upon judicial efforts to determine, and to base punishment upon, the real conduct
Most of what Justice Breyer is describing in these passages is what would fall under the “nature and circumstances” of the crime under Indiana sentencing law, and which the trial judge here relied upon in enhancing Edwards’ sentence.11 Like Justice Breyer, I am concerned about the workability of a system where a jury, not a judge, must evaluate and find (or not find) a potential multitude of other facts relating to how a crime was committed before an appropriate sentence may be determined. As Justice Breyer makes clear, such a system is not only impractical, but also is not required by the Sixth Amendment, so long as the finding of a particular aggravator does not mandate an enhanced sentence.
Because the majority has decided to remand for resentencing on Blakely grounds, it did not address whether Edwards’ sentence is inappropriate. I have no qualms with the appropriateness of the sentence, particularly in light of the evidence of extensive planning and stalking of the victim before the brutal knife attack. Such facts warrant an enhanced sentence in my opinion. In sum, I would affirm the sentencing decision of the trial court.
