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Edwards v. State
107 S.W.3d 107
Tex. App.
2003
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*3 аrgument based on evidence. Edwards’ is MORRISS, C.J., and Before ROSS in- that the statement was contention CARTER, JJ. moved admissible because the State never OPINION the trial court to declare child unavail- matter, able, held on hearing no was that by Justice Opinion CARTER. to presented and the State never appeals Brandi Edwards from her con- ar- show the child was unavailable. She by jury aggra- viction for the offense of that, specific there no gues because was vated sexual assault of a child. The testify finding the child was unavailable to punishment forty years’ im- assessed Edwаrds, in trial court presence $10,000.00 and a fíne. prisonment Amend- violated the and Fourteenth Sixth Edwards that the trial contends court to ments the United States Constitution by admitting videotaped 38.071, erred the child’s and the Texas Article Section of evidence, statement into that the statute See Const. Procedure. Code Criminal permitting VI, XIV; the admission of such evidence amends. TexCode PROC. Crim. (Vernon unconstitutional, experts 38.071, § is that the State’s Supp.2003). Ann. art. improperly provide were permitted court, testify in open The child did not perceived opinion testimony abоut con- but the child, truthfulness of and that the ad- ducted with her before indictment testimony by mission of the sexual assault jury. objected presented to the Counsel by nurse examiner about statements made hearsay, grounds including denial of the right the child was violative of her of con- confrontation, right of unavailabili- frontation. also Edwards contends objections ty issue. were overruled. the cumulative effect of all of these errors contends there no evidence Edwards right process denied her to due under the un- the child was support a conclusion is legal- Constitution that the evidence that, in absence argues available. She factually support ly and insufficient evidence, necessary precursor of such verdict. videotape met to admission of the was not five-year- officials observed this School trial court therefore erred “acting in a old child out” sexual fashion. admitting it into evidence. her, spoke A counselor and the school determination that encounters. The court’s having child described sexual preliminary step child is unavailable is A was made to Child Protective reрort taken, that must be met in satisfy order to not been and the out-of-court testi- requirements of mony is inadmissible. Tex.Code CRIM. PROC. Ann. (Vernon art. 38.071 Supp.2003). See Live The Texas expresses statute1 the con- (Tex. ly 366-67 cept that a may be “unavailable” to Crim.App.1998). The statute requires testify open court certain circum- that, before such an interview may be stances. It mandates that the entire arti-

used, the court must determine the child is applies cle only hearing to a in which the reasons, unavailable based proper in court determines the child is unavailаble. cluding the factors set out Article It type sets out the of evidence that must 38.071, Section 8 of the Texas Code of be considered the trial court: the rela- *4 Criminal Procedure. The law has recog tionship defendant, of the the the alleged offense, nized that children age, who are victims of maturity, and emo- stability child, in tional may crimes some instances be so trau the time elapsed since the by matized in offense. testifying open court in the presence of the accused that an accommo It further allows the court to cоnsider dation should be made. Section 8 of the the physical emotional or effect on the provides statute guidelines and factors for child confronting the defendant and wheth- the trial court to making consider in er the child would psychologi- suffer undue determination of unavailability. cal harm by testifying at the trial. After matters, the court considers all these attempts Texas statute to address would be able to make a In decision. this recognize importance the of right the ease, no hearing was conducted on this to confront witnesses and bаlance it with issue and no for evidence was introduced possible imposed trauma on a child the trial court to consider. in attempting testify presence of a reviewing im trial court’s defendant. Article 38.071 allows evidence plied finding unavailability, we look to by statements made a child victim in see whether the trial court abused its dis settings outside the traditional in-court making cretion in that determination. See procedure, under limited circumstances. State, Marx v. 987 S.W.2d 580-81 38.071, Article Section 1 explicitly states (Tex.Crim.App.1999). We will not reverse that the applies article to a in proceeding a trial ruling court whose was within which the court determines a child would disagreement. zone of reasonable Green be in testify presence unavailable (Tex.Crim. 2(a) the defendant. Section of the Texas App.1996); Montgomery v. Code of Criminal Procedure then allows (op. 391 (Tex.Crim.App.1990) the recording of an oral statement of the on reh’g). child to be admitted if court makes Thus, specified pre- determinations. as a In this the court admitted the matter, liminary requires the statute with the child without trial court to determine thе child is un- any un evidence reflect the was available before the statements obtained testify. doing, available to In so it allowed out of may court be used. Without evi- evidence into the record violation of the dence of this nature and a review such ruling Texas statute. The of the trial court, by evidence the trial preliminary court is therefore outside the zone of rea step necessary by made statute has disagreement. sonable The State has not (Ver- Supp.2003). 1. Tex.Code non Crim. Proc. Ann. art. 38.071 extremely from the victim required adequate showing made the fair say cannot assur- significant. unavailable. See Tex.Code Ajnn. admitting tape 38.07, § ance that error this art. 1. In CRiM. PROc. influence the into evidence did not showing required absence of the but a unavailable, slight had effect. trial child was we conclude the by admitting court abused its discretion remanding are this case for fur- As we the evidence. will discuss proceedings, ther we other Edwards, though even by issues raised that the admission of We have concluded disposition they necessary are not clearly violated Article statement of this aрpeal. 38.071 the Texas Code Criminal Pro- Therefore, analysis cedure. our of harm is Clause —Admission II. Confrontation Tex.R.App. 42.(b). governed P. Under Videotape analysis, if it disregard we error implicates This out-of-court statement does not affect Edwards’ substantial the Confrontation Clause. U.S. Const. rights. Wright, amend. VI. In Idaho rights Substantial are not affected *5 805, 3139, 110 111 L.Ed.2d 638 S.Ct. the the erroneous admission evidence if (1990), Supreme the United States Court court, appellate examining after the record between recognized the difference situa- whole, a fail- as has assuranсe the error tions where a child who testifies at trial jury, did not influence the or but a had subjected may be to cross-examination State, slight effect. Solomon v. where child’s out-of-court state- those a 356, (Tex.Crim.App.2001). 365 are as evidence.2 In its ments admitted the statement of opinion, long- the discussed the Court child is in detail in III. described Section allowing standing rationales for admission damaging Other to Edwards was a hearsay against defendant statements witness, outcry the who testified child the ad- though in a criminal even proceeding, mother; told her with her she had sex violate the literal mission would otherwise aide, teacher’s the “act who testified terms of the Clause. Id. at Confrontation class; ed out” in manner in a sexual the 813,110 S.Ct. 3139. child; nurse who examined the and ex Later, Illinois, 346, in 502 White U.S. perts explaining the child’s actions on (1992), 356, 736, 848 116 L.Ed.2d S.Ct.

videotape. Supreme Court ex- the United States videotape sets out the actions of plained procedures constitutional- Edwards in a manner that does appear not ly under the Confrontation required Specifically, elsewhere the evidence. when a witness has testified in Clause only identifies Edwards as court from the open require- are different perpetrator, ‍‌‌‌​‌‌‌‌​‌​‌‌​​​​‌​‌‌​‌‌‌‌​​​‌​​‌​‌‌‌​‌‌‌​​​​​‌‌‍graphically but demon- imposes ments the Clause Confrontation occasions to inter- predicate strated several as a for the introduction of out- case, activity In this viewer how such sexual occurred of-court declarations.3 we believe that such with mother. We have out-of-court declarations. mission, alternatively, Wright, if the evidence was

2. In Idaho v. the Court determined particularized showing supported by a apply appropriate that it same guarantees of trustworthiness. analysis types as to to such evidence other (1990). 111 L.Ed.2d 638 S.Ct. hearsay applied the of reliabili- "indicia ty” requirement to determine whether a firm- analysis procedures 3. The for in-court testi- hearsay exception ad- ly rooted allowed its mony such closed circuit television should as The Texas Court of Criminal Appeals Wright, Supreme Court identified has analysis directed that the in a case of several applied factors to be in assessing nature be accordance Idaho reliability of a statement made by an Wright. See Smith v. 61 S.W.3d 409 alleged child victim of sexual abuse. (Tex.Crim.App.2001). (1) Those factors include: a spontaneity repetition and consistent statement; of the Wright, Under the court is to ex (2) (3) declarant; mental state of the videotape amine whether the has suffi the use of terminology unexpected of a cient indicia reliability. This can be (4) age; of similar the lack of shown either demonstrating that motive to Wright, fabricate. 497 U.S. at statement within “firmly falls rooted” 821-22, 110 S.Ct. 3139. In hearsay Smith v. exception or that it is supported the Texas “particulаrized guarantees of Court of Criminal Appeals trustwor di- Smith, (and thiness.” rected that 412. After several additional nonex- clusive) the remand in the Smith Tyler considered, factors be including: Court of Appeals (1) an reviewed out-of-court the giving of an age-appropriate oath statement offered under Article 38.071 (2) made; before the statement similar to the statement in Af this case. presence of the defendant the inter- thorough ter a analysis, the court held that (3) view; presence parent the child’s Article 38.071 hearsay exception was not a (4) interview; during the the relationship firmly that is jurisprudence. rooted our interviewer; (5) of the declarant to the Therefore, analyzed the court the state length of time between the child’s first “particularized ment under the guarantee outcry making statement; and the *6 of to trustworthiness” rubric determine re (6) (7) the quality tape; of the the method liability. conducted, which the interview is in- cluding In questions we have held that the whether are leading; intro- (8) of duction the child’s statement and interrogatories violated whether written Smith, Texas statute. We now consider are submitted from thе defendant. whether likewise violated the United S.W.3d 412.

States by examining Confrontation Clause the “indicia reliability” of the carefully statement. We have reviewed the agree analysis We ‍‌‌‌​‌‌‌‌​‌​‌‌​​​​‌​‌‌​‌‌‌‌​​​‌​​‌​‌‌‌​‌‌‌​​​​​‌‌‍with the and conclusion videotape and examined these as factors of the Tyler Appeals Court of that Article follows: firmly hearsay

38.071 is not a rooted ex- The ception. statute is of relative recent Spontaneity Consistency A. The origin and cannot be firmly considered the Statement question rooted. turn to the wheth- outcry, After the the child er the was takеn to presumption State rebutted the County inadmissibility by showing Advocacy the Fannin Child Center such statement Griffith, to such particular guarantees have for an Michelle interview reliability. trustworthiness to establish coordinator and forensic interviewer. Maryland be conducted necessary prove in accordance with determined not it is to a child 836, 845, Craig, 497 U.S. 110 S.Ct. protection physical needs of his or her (1990), Iowa, Coy L.Ed.2d 666 psychological well-being prerequisite as a 1012, 1019, 108 S.Ct. 101 L.Ed.2d 857 introducing statements the child made out of (1988), requiring the witness to be unavail- 346, 358-59, court. 502 U.S. 112 S.Ct. able to such authorize modified in-court testi- (1992). 116 L.Ed.2d 848 whereas, Illinois, mony; in White v. the court

H3 Terminology Unexpected of a the interview C. Use of appeared Griffith conduct Age Child of Similar nonleading questions. As Griffith with identify body parts, having the child terminology sexual The child did use she to refer to her mother’s state- began However, five-year-old. expected of a actions, as, “mom says ments and such videotape on the clearly what is evident sexy.” child on occasions at- several activity was not that such child’s belief tempted to demonstrate sexual acts to occasions, re- many she On abnormаl. Griffith. After the child mentioned her graphi- allow her quested that Griffith mom, asked, your sexual some cally Griffith “What acts. On demonstrate occasions, child in fact demonstrat- replied, “nasty mom do?” and child clearly Griffith ed such acts. She showed again The child then tried dem- stuff.” position in to Edwards relationship onstrate. activity. terminology, Her sexual interview, Throughout the child was importantly, her demonstration more very At all expressive and talkative. oc- in which sexual acts way times, only person who she stated curred, knowledge which a far exceed “nasty did stuff” and “tоuches me” was her five-year-old normally possess. would instances, many mom. volun- than request- teered more information D. Lack of Motive to Fabricate ed questions. in the The statements made in this The defendant case is the child’s interview are not inconsistent with mother. is no in the tes- There indication the outcry those made to witness and any animosity timony that the child feels nurse. We find statement exhibited a mention dur- toward her mother. She did high degree spontaneity and was consis- ing the did not like she tent other statements made. ab- family. another member of the аny

sence of motivation for the child to story as moth- fabricate such a to her own B.Mental State of Declarant truth- er that such statement was indicates *7 Griffith, In the interview with the child ful. school, teacher, her identified and the lived, persons

names of all whom she with Giving Age-Appropriate E. The ‍‌‌‌​‌‌‌‌​‌​‌‌​​​​‌​‌‌​‌‌‌‌​​​‌​​‌​‌‌‌​‌‌‌​​​​​‌‌‍of an including dog, her On the Rascal. video- Oath

tape, the demeanor of the child was that inquiring concerning Before of the child expected five-year-old. of a moved She involved, clearly ex- any Griffith issue up room on around the and stood severаl they “truth plained the child were in the occasions, and would indicated she rather it room.” to the child was explained She Overall, play nearby toys. ap- she only really hap- important to tell what peared relaxed and with the cooperative, asked the if she pened and then child knew normally usual movement that ac- would what if she should he. The child happened a child of It was company age. her obvi- get “whooping” (whip- you answered that many ous references the child from if he. ping) you clearly tell a Griffith gravity did not she understand brought child’s the need to to the attention she conduct described. interview interview, and the child be honest in the five-year-old reveals the candor the conse- acknowledged she understood acts, explaining compre- sexual without This the relia- quences lying. supports bility activity. of such of her statement. hending seriousness F. Presence of the Defendant J. Submission Interrogato- of Written

Interview ries September On the State filed a no- instance, In this the defendant is the tice of intention to use the videotaped mother. The defendant was not present began statement. Voir dire 22. October agree the interview. While we Defense counsel stated at voir dire she absence of the defendant is a serious factor would interrogatories submit written to be considered, to be weighed must be videotaped and submitted to the along against all other indicia of reliability of statement, with the but later decided not such statement when viewed the totality interrogatories to do so. No were submit- of the circumstances. ted. Relationship G. of the Declarant to the K. Manner in which the Interview was

Interviewer Conducted The record not indicate the child appeared be conducted any prior had relationship with Griffith. professional began in a manner. Griffith From all appearances on the videotape, by asking simple questions, such they strangers were before this interview. school, as where went to who was her she It does appear not the child had rea- any teacher, family dog. the names of her try son to to “please” Griffith. The ab- The child As placed seemed to be at ease. sence of such a relationship lеnds addition- discussed, we have ad- properly Griffith al credibility to the child’s statement. necessity of tell- monished the focus,

ing the truth. As the child lost they Griffith would remind the child need- Length H. of Time First Between Out- talk, ed she to continue their would cry Making a Statement again reasonably become attentive. The The outcry witness testified the initial demeanor child indi- and behavior of the contact occurred January 2001. It active, cated she was an talkative five- appears con- interview was year-old. continually told the Griffith ducted day. Griffith that same This get child that she said whatever would virtually would indicate that opportuni- no her in the child on though trouble. Even ty could exist for the child to refine several occasions indicated she wanted story or to have extensive contacts Griffith, demonstrate sexual acts with Grif- might affect the nature of that Ac- story. only fith reminded the child she needed cordingly, this weighs favor of admis- *8 explain such acts. The entire interview sion. approximately forty-five lasted minutes. interview, At the conclusion of the Griffith Quality Tape I. The the of left the child in the room for a few alone videotape operating. minutes while the videotape clearly both shows Grif- The child drew on the blackboard and fith and during the child at all times the appeared at ease. Furthermore, interview. portion the audio above, videotape the is clear. The can For analyzed voices the reasons we have that, be readily. totality heard and identified The activ- on the we conclude based ity circumstances, of the fully particular child the is the in the and documented. The is of videotape high “particularized factors to cоnsider for a quality. trustworthiness,” guarantee of the child’s

ns Now, Q. [Objections.]- sufficiently allow factors? type reliable to statement asking you not wheth- admissibility you understand I’m of this without videotape the asking I’m are telling the truth. er she’s of the Confrontation Clause. violation that indi- that see there you there factors sup- the factors we find that Specifically, to you some truthfulness cate to there’s of the porting reliability the statement The answer consisted saying.” what she’s outweigh that do not. We clearly those gestures McCarty’s explanation constitutional error has therefore conclude tape, child on the by the demonstrations shown. not been trying encour- unusual behavior to Testimony Expert III. Witness in a with her age participate Griffith demonstration, clear- of her actions sexual trial court erred in Edwards asserts the a ly demonstrating describing admitting expert testimony Wagoner Ed to her and of know- happened couch what com- McCarty. and Loretta Edwards good. ing it felt plains testimony an im- such constituted as to the truthfulness and proper opinion may testify expert An witness not veracity of the child. truthful, exрert but an that witness is symp may testify Protective that the exhibits Wagoner, Ed a former Child worker, sexual abuse. Cohn toms consistent with was asked: Services (Tex.Crim. State, 819 S.W.2d Q. you After an outcry received may “cross not App.1993). witness abuse, you sexual what factors ‍‌‌‌​‌‌‌‌​‌​‌‌​​​​‌​‌‌​‌‌‌‌​​​‌​​‌​‌‌‌​‌‌‌​​​​​‌‌‍did look directly testify line” and as to the' you at to determine —what factors would truthfulness, con victim’s as does not telling look at to determine if a child was subject on which testi matter cern the truth? expert of an assist the mony witness could answering question, the witness trier of fact. Yount age, stated the factors werе level (Tex.Crim.App.1993). of development, typical- a child would what ly sexuality at point know about admissible, To testi expert be time, appropriate knowledge, oppor- sexual of fact. mony must “assist” trier tunity, and access to the defendant. 702; Duckett v. Tex.R. Evid. (Tex.Crim.App.1990). Ex S.W.2d Thereafter, asked, “How Wagoner testimony of fact pert assists trier you does saw on [the victim]—what “the jury qualified is not best when tape, how does that —how does her testi- possible degree” intelligently to determine mony tape fit into what those fac- help issue without partiсular tors are?” The witness then answered Duckett, 797 at 914. testimony. great exhibited deal But, testimony aid—not expert must knowledge activity about sexual and that Expert decision. Id. supplant jury’s —the to identify inappropriate she was able sex- if it testimony assist the nasty. it as activity being ual describe truth opinion “a on the constitutes direct pointed also she Wagoner out was able allega complainant’s a child fulness” of detail what had happened describe *9 Yount, 872 S.W.2d 708. tions. her. asked, than Later, here does more McCarty “How does was among common criteria characteristics your [the victim] how describe —in Wagoner was tape sexually that abused children. you she—what that see in factors if a child factors to determine indicate that she would truthful asked about be 116 “telling 1991, ref'd)

was the truth.” describing After pet. (finding Christi emergency truthfulness, the factors for the witness testify room nurse could as to victim’s asked, was “How does ... 803(4) [the victim] fit statement under Rule though even into what those factors are?” The witness evidence). collecting nurse was also then testified she exhibited such factors. challenges Edwards this evidencе on the McCarty likewise objection testified over right basis that it violates her of confronta as to factors that indicated to her the child tion under the Amendment Sixth to the exhibited some indicia of truthfulness United States Constitution. She cites Lo the interview. State, pez v. (Tex.Crim.App. 18 220 S.W.3d The witnesses here were asked to com- 2000), proposition for the that the Confron ment directly factors to if determine tation if prevail Clause will there is a telling child was the truth. These conflict the Rules of between Evi observations, such age, as level of develop- Loрez, dence. In the defendant was at ment, sexual knowledge, opportunity, and tempting to that the vic present evidence access, may all be judged and determined tim had previously made false accusations by jury without help of an expert. against sexual assault other individuals. We find that testimony regarding 608(b) objected State under Rule the factors for truthfulness observed The issue Texas Rules of Evidence. the experts directly comment as to the was whether the Clause de Confrontation such, truthfulness of the child. As it does complain manded that the еvidence of the not assist and is inadmissible. prior allegations ant’s abuse false Tex.R. Evid. 702. against person than the defendant other 608(b)’s despite pro Rule admissible History Testimony IV. Medical scription in against admitting specific urges Edwards further stances of conduct. Id. at 222-23. The trial court erred allowing testimony Appeals Texas Court of stated Criminal Lawson, of Geri the sexual assault nurse that “the Confrontation occasional Clause examiner, concerning statements the child ly may admissibility of evi require made to her a medical examination. dence that of Evidence would the Rules The evidence exclude.” final shows the child was taken Id. at 225. The conclusion to the nurse for a medical examination at court was such evidence 803(4) hospital. Rule of the Texas inadmissible and the Confrontation Clause provides admissibility. Rules of Evidence did not Id. at exception an mandate its hearsay rule “statements made for 226. purposes diagnosis of medical or treatment arguing for the Edwards is describing medical history, past or or exclusion of evidence rather than its ad- present sensations, symptoms, pain, or or missibility, Lopez. as in inception general character of the discussed, cause or external source thereof insofar as all previously As we have reasonably pertinent to diagnosis prohibited by or treat- out-of-court are statements 803(4); ment.” Tex.R. Evid. Wright, Mendoza the Confrontation Clause. State, 628, 805, 3139, S.W.3d 633 (Tex.App.-Cor U.S. 110 S.Ct. 111 L.Ed.2d 638. 2002, ref'd); pus pet. Christi firmly If Beheler the statement does fall within a (Tex.App.-Fort hearsay reliability then exception, rooted ref'd); pet. Worth Torres v. can be inferred without more. There is no 886-87 (Tex.App.-Corpus exception doubt the for statements made

H7 pro opinion the before Craig treat- diagnosis or benefit purposes for of medical at 51. Hightower, 822 S.W.2d White, at ceeded. firmly ment is rooted. 502 U.S. Therefore, the Texas Court Criminal 736; v. n. 112 S.Ct. United States 356 and appeal the authorized Appeals abated (8th Cir.2000). Sumner, 204 F.3d 1182 hearing such a court to conduct the trial excep- diagnosis hearsay As the medical findings and conclusions. and enter firmly well as a rooted tion is established court conduct- Driggers, the trial had In rule, hearsay to the admission exception hearing to determine evidentiary ed an this evidence not violate the Confron- testimony to closed-circuit allow whether to tation Clause of the Sixth Amendment granted court the child. The trial of a States Constitution. The testi- the United oral This Court concluded such motion. nurse examiner mony sexual assault and inadequate was finding court properly was admitted. findings. specific the case more for abated remand judgment reverse the We dif- altogether cases find those two We cause to the trial court for further High- from the at bar. Unlike ferent case proceedings opinion. consistent with this tower, change in case the law did not for statutory requirement after trial. OPINION ON MOTION una- a the court to make determination FOR REHEARING an vailability allowing of a child before urges this Court remand State to testimony child’s method for the alternate for hearing the case to the trial court a many in this been effect state for has unavailability complainant of the child has not years. statutory requirement This finding to the ex- reconsider our fulfilled, trial court abused its been and the pert testimony witness was inadmissible by admitting evidence without discrеtion or, analy- a alternatively, to conduct harm complying with the statute. testimo- concerning expert

sis witness court had conduct- Driggers, In the trial ny. hearing and made a evidentiary an ed from This is also different determination. Hightower The State cites the cases of where no evidence present (Tex.Crim.App. v. 48 no hearing court and presented 1991), Driggers Here, nothing is there conducted. refd), (Tex.App.-Texarkana pet. trial which to base determination support of its motion to remand to the that the was unavailable. court for trial cоurt on the issue of hearing unavailability complainant of the child it is appropriate we do not believe ‍‌‌‌​‌‌‌‌​‌​‌‌​​​​‌​‌‌​‌‌‌‌​​​‌​​‌​‌‌‌​‌‌‌​​​​​‌‌‍As testify. it is abate this appeal, this late date to analysis a harm unnecessary conduct Hightower, the issue was whether testimony. concerning expert complied trial court had the constitu inadmissible portions of specified the have Craig, requirements Maryland tional testimony expert witnesses 3157, 111 L.Ed.2d S.Ct. any proceedings. further assist (1990), court evi requiring a to hear de- rehearing The State’s motion to autho specific findings dence and make nied. testimony by rize closed-circuit television Ap The Texas Court Criminal

child. com stated trial court had not

peals also requirements, but

plied with these have the

noted the trial court did not

Case Details

Case Name: Edwards v. State
Court Name: Court of Appeals of Texas
Date Published: May 14, 2003
Citation: 107 S.W.3d 107
Docket Number: 06-01-00215-CR
Court Abbreviation: Tex. App.
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