Edward Spreitzer is under a sentence of death. He appeals the dismissal of his habeas corpus petition that was remanded to the district court following our decision in
Spreitzer v. Peters,
I. HISTORY
On March 4, 1986, in an Illinois state court, Spreitzer was found guilty of the aggravated kidnapping and murder of Linda Sutton. He previously had pleaded guilty to the murders of four other individuals and admitted involvement in four more murders. The very gruesome facts that underlie these offenses, which include a string of kidnappings, tortures, rapes and murders, are recounted thoroughly in the Illinois Supreme Court’s opinion on Spreitzer’s direct appeal.
See People v. Spreitzer,
Spreitzer received a sentencing hearing before a jury to determine if he was eligible to receive the death penalty. At the hearing, the jury heard testimony from Dr. Kent Mohr, a court-appointed clinical psychologist, that Spreitzer had an IQ of 76, had a “schizoid personality,” related to people in an inferior way and responded to his environment in an impulsive way. Mohr had previously met with Spreitzer and performed diagnostic tests, including a Bender Visual Gestalt test, but Mohr did not have Spreitzer submit to a complete neurological examination, which would have included an MRI and blood tests. Spreitzer testified on his own behalf that he knew his actions were wrong, that he would have reported them eventually and that he felt at peace in prison. The jury also heard evidence of the nature of Spreitzer’s conduct and of his age and previous guilty pleas. The jury found Spreitzer eligible to receive the death penalty, and the circuit court imposed a sentence of sixty years for kidnapping Sutton and a death sentence for her murder.
Spreitzer timely filed a direct appeal of his conviction, in which he alleged a conflict of interest in the public defender’s offiqe as well as a number of issues related to sentencing. However, at this time, Spreitzer did not argue that his sentencing counsel was ineffective. Spreitzer argued that he was deprived of a fair sentencing hearing by improper cross-examination made by the prosecutor. He claimed that the prosecutor cross-examined him about “devilworshipping” in violation of a stipulation against so doing, improperly mentioned the victims’ families, attempted to elicit sympathy for the victims, appealed to the fears of jurors, argued that Spreitzer was racially prejudiced, attempted to dehumanize him, speculated about his and co-defendant Robin Gecht’s character and personality traits and misstated the applicable burden of proof.
See Spreitzer I,
Spreitzer then filed a six-count
pro se
petition for post-conviction relief with the state trial court, claiming
inter alia
that he was deprived of the right to effective counsel at sentencing. The court appointed counsel to represent Spreitzer, and Spreit-zer’s appointed counsel presented each of Spreitzer’s claims at a hearing held on his petition, but did not attach affidavits to the petition alleging additional evidence that would show ineffective assistance of sentencing counsel. The trial court denied
*643
Spreitzer’s petition. The court did not hold an evidentiary hearing on the issue whether the ineffective assistance of sentencing counsel claims had been waived by not being raised on direct appeal. Spreit-zer appealed this denial to the Illinois Supreme Court, raising three claims, including (1) that he had not been provided with effective counsel for the post-conviction relief hearing because his appointed counsel failed to append evidence of sentencing counsel’s ineffective investigation, (2) that he had been deprived of effective counsel during his pretrial motion to quash his arrest and (3) that the sentencing court should have permitted the jury to hear Spreitzer’s counsel present an alternative sentence of life imprisonment without parole.
See People v.
Spreitzer,
The Illinois Supreme Court held that the issues raised under the rubric of ineffective assistance of counsel were not raised on direct appeal, which meant that waiver or
res judicata
applied. For this reason, the merits of Spreitzer’s claims on appeal were irrelevant; the only claim Spreitzer could raise about effectiveness was whether his counsel should have researched issues concerning waiver or
res judicata.
Because Spreitzer did not argue that waiver would not bar these claims, the Illinois Supreme Court found no prejudice in the counsel’s failure to do so and denied these claims.
See id.
at 936. The court also found that the sentencing court need not have instructed the jury about an alternative sentence of life imprisonment without the possibility of parole.
See id.
at 937. On these bases, the Supreme Court denied Spreitzer’s petition.
See id.
at 937. The United States Supreme Court again denied Spreitzer’s petition for certio-rari.
See Spreitzer v. Illinois,
Spreitzer then filed a petition for habeas corpus relief in federal court under 28 U.S.C. § 2254. In his petition, Spreitzer raised six issues, including allegations he previously made of prosecutorial misconduct, the sentencing court’s wrongful failure to instruct on an alternative sentence, a conflict of interest in his representation, ineffective assistance of pre-trial counsel on a motion to quash and of sentencing counsel (but not of post-conviction counsel) and the unconstitutionality of the death penalty. The district court denied all Spreitzer’s claims unrelated to sentencing, but held that the state trial court should have given Spreitzer’s proposed instruction on the alternative sentence and granted Spreitzer’s petition to allow re-sentencing. Because it vacated Spreitzer’s sentence, the district court declined to rule on sentencing issues unrelated to the instruction issue. On appeal, we reversed the district court on the instruction issue, finding that the state trial court was not required to allow the jury to hear about alternative sentences, but affirmed the district court’s denial of Spreitzer’s other claims. We remanded the habeas petition to resolve Spreitzer’s sentencing claims that the district court left undecided.
See Spreitzer v. Peters,
On remand, the district court confronted two issues: prosecutorial misconduct at sentencing and ineffective assistance of sentencing counsel. The district court found that the former claim had been correctly resolved by the Illinois Supreme Court on direct appeal and that Spreitzer had waived his ineffective assistance of sentencing counsel claims. The court found waiver because the Illinois Supreme Court had found that the inadequate assistance claims should have been made on direct appeal, which constituted an independent and adequate ground sufficient to justify dismissal. Nonetheless, the district court considered both of these claims on *644 their merits. The court found that Spreit-zer’s claims of ineffective assistance of counsel were meritless because in each case Spreitzer had failed to make an adequate showing of prejudice. The court refused to grant Spreitzer an evidentiary-hearing to determine whether the evidence that he presented established a deficiency in his prior representation. Therefore, the district court denied both remaining claims and dismissed his habeas corpus petition.
Spreitzer now claims that the district court erred in finding his ineffective assistance of counsel claims waived. Spreitzer does not appeal the district court’s denial of his prosecutorial misconduct claim. Spreitzer contends that the district court erred by refusing to grant him an eviden-tiary hearing on his ineffective assistance claims because its finding of no prejudice was speculative without the benefit of an evidentiary hearing.
II. Analysis
We review
de novo
Spreitzer’s allegations of constitutional error in the context of a habeas petition.
See Crivens v. Roth,
A. Waiver
Prior to reaching the merits of any constitutional claim raised in his habeas corpus petition, we review the district court’s determination that Spreitzer defaulted his claims. A federal court must ensure that the habeas corpus petitioner has overcome two procedural hurdles, exhaustion and procedural default, before reaching the merits of his claim.
See Henderson v. Thieret,
1. Exhaustion
The state presents an alternative ground for the dismissal of Spreitzer’s ineffective assistance claims, arguing that federal courts should not review Spreitzer’s petition because he failed to exhaust all available state court remedies. Spreitzer raised his remaining claims of the ineffectiveness of sentencing counsel at the post-conviction proceeding, but changed tactics on appeal to the Illinois Supreme Court, contending that his post-conviction counsel, rather than his sentencing counsel, failed to provide effective representation. For this reason, the state contends that the Illinois Supreme Court was never presented with the issue of the ineffectiveness of sentencing counsel.
Federal law requires that state prisoners give state courts a fair opportunity to act on their claims before bringing
*645
habeas claims in federal court.
See
28 U.S.C. § 2254(c);
see also O’Sullivan v. Boerckel,
In
Howard,
we faced a very similar claim to Spreitzer’s.
Howard,
Spreitzer’s post-conviction appellate counsel made the same error as in
Howard.
His postconviction counsel argued that Spreitzer’s sentencing counsel failed to represent him effectively by insufficiently developing evidence of organic brain defects or of Spreitzer’s good conduct while incarcerated. However, on appeal to the Illinois Supreme Court, Spreitzer’s appellate counsel jettisoned these arguments, choosing instead to argue that the ineffectiveness of Spreitzer’s post-conviction counsel required the Illinois Supreme Court remand Spreitzer’s case to the trial court to appoint new post-conviction counsel. The court denied this claim because Spreitzer failed to present evidence that his post-conviction counsel had actually been ineffective or that this ineffective representation had prejudiced him.
See Spreitzer II,
Spreitzer did not present the complaints that he raised in his federal habeas corpus petition to the Illinois Supreme Court. He did not brief this issue to the Illinois Supreme Court, nor did the Supreme Court address sua sponte whether he was denied effective representation at sentencing by his counsel’s failure to investigate fully matters relating to organic brain defects or his prison conduct. Thus, the Illinois Supreme Court never had a fair opportunity to rule on these claims, and we are barred from considering them here unless Spreitzer establishes that his case meets one of the exceptions to procedural default that we set forth below.
2. Fair Presentment
Spreitzer argues that his claims should not be barred for failure to exhaust his administrative remedies. He contends that the Illinois Supreme Court was fairly presented with the question of the competence of sentencing counsel because he raised this issue in his petition for postconviction relief, and he believes that the lili- *646 nois Supreme Court reviewed the decision of the post-conviction trial court in its dismissal of the claim by finding that the trial court’s dismissal was based on waiver and res judicata. According to Spreitzer, both parties briefed the question whether the district court ruled correctly on the remaining claims at the postconviction proceedings, and the Illinois Supreme Court’s affirmance of the post-conviction court’s dismissal thus constitutes a fair presentment of these claims.
Spreitzer’s argument misstates the procedural posture under which the Illinois Supreme Court analyzed the post-conviction court’s holding. In his opening brief to the Supreme Court, Spreitzer argued that his post-conviction counsel failed to provide effective representation because he did not attach appendices containing new evidence to Spreitzer’s post-conviction petition and asked that the Supreme Court remand the claim to postconviction court for appointment of new counsel. The state responded that this failure could not constitute prejudice because the post-conviction court based its holdings on these issues on waiver or res
judicata,
rather than on a failure to append additional evidence, and for this reason, it was unnecessary to remand to appoint new counsel. Spreitzer answered in his reply brief that the post-conviction court’s findings of waiver and
res judicata
were improper because Spreitzer’s post-conviction claims were based on evidence not within that court’s record. The Illinois Supreme Court, in reviewing Spreitzer’s ineffective assistance of counsel claim, first noted that “[t]he record in this case shows that [Spreitzer’s] post-conviction counsel consulted with him, examined the record and conducted an investigation,” meeting all the Illinois requirements for effective post-conviction counsel.
Spreitzer II,
Contrary to Spreitzer’s contentions, the Illinois Supreme Court was not presented with the issue of sentencing counsel’s effectiveness during the course of this interchange. The issue briefed to the court by the parties was the effectiveness of post-conviction counsel, not sentencing counsel. The court held that postconviction counsel was effective and, alternatively, that Spreitzer had not shown prejudice caused by his representation. In its finding that no prejudice had been shown, the Supreme Court noted that the hearing court based its dismissal on waiver and res judicata. However, the Supreme Court did not review the hearing court’s decision because the substance of its decision, whether Spreitzer should have raised claims of ineffective sentencing counsel sooner, was irrelevant to the question of prejudice caused by post-conviction counsel. Moreover, the Illinois Supreme Court did not reach the question whether the post-conviction court correctly applied the waiver doctrine.
The only presentment of the question of sentencing counsel’s effectiveness came in Spreitzer’s reply brief as a part of his argument that the post-conviction court erred in applying the waiver doctrine, which in turn was argued in the context of Spreitzer’s contention that postconviction counsel was ineffective. Illinois Supreme Court Rule 341(e)(7) deems arguments presented for the first time in a reply brief waived,
see People v. Brown,
8. Futility
Spreitzer also argues that he was not required to claim ineffective assistance of sentencing counsel before the Illinois Supreme Court because any such action would have been futile. Spreitzer claims that because his post-conviction counsel failed to append affidavits to his postconviction petition, the Illinois Supreme Court would have dismissed this claim as insufficiently substantiated. For this reason, he argues that he had no likelihood of success on his claim and need not have brought it to the Illinois Supreme Court.
Illinois courts routinely dismiss claims for post-conviction relief that lack support in the record or supporting affidavits for the proposition that the petitioner’s constitutional rights have been violated.
See People v. Erickson,
Because Spreitzer’s post-conviction counsel failed to append additional affidavits to the record, the Illinois Supreme Court probably would have dismissed Spreitzer’s claim as unsubstantiated without reaching the merits. Nonetheless, Spreitzer does not contest that Illinois maintained a process to present such claims. As such, he presents no colorable argument that it would have been futile to present this argument before the Illinois Supreme Court. We do not believe that such action would have been futile in the sense required by Duckworth, and we reject Spreitzer’s contention that he need not have presented these claims on the basis of this purported futility.
A Exceptions to Procedural Default
Although we have found Spreitzer to have defaulted his habeas claims, we may excuse his default and review his claims under two circumstances. Either Spreitzer must show cause and prejudice for his failure to exhaust his state claims, or he must show that a failure to review these claims results in a fundamental miscarriage of justice.
See Howard,
B. Denial of Evidentiary Hearings
Finally, Spreitzer contends that the district court erred in denying him the opportunity to conduct an evidentiary hearing on his ineffective assistance of sentencing counsel claims. The district court did not express the reasons for his denial, but in reaching the merits of Spreitzer’s claim, the court noted that Spreitzer would be unable to demonstrate prejudice caused by the truth of either claim in the face of overwhelming evidence against him. Spreitzer appeals these denials, claiming that under
Strickland v. Washington,
“[A] federal evidentiary hearing is required if a habeas petitioner alleges facts which, if proved, would entitle him to relief and the state courts — for reasons beyond the control of the petitioner — never considered the claim in a full and fair hearing.”
Porter,
The district court dismissed Spreitzer’s habeas petition for an evidentiary hearing without comment on Spreitzer’s request for an evidentiary hearing. However, in its memorandum order of dismissal, the court reached the merits of Spreitzer’s claims. The court found that Spreitzer had not shown actual prejudice caused by the claimed errors in the face of the overwhelming evidence presented to the jury in favor of Spreitzer’s eligibility for execution. Spreitzer claims that this finding of no prejudice is mere speculation without the benefit of an evidentiary hearing to determine whether prejudice existed. However, this argument reverses the burden of proof required by a petitioner to receive an evidentiary hearing. To receive a hearing, Spreitzer was required to append affidavits alleging evidence of actual prejudice to the district court. Spreitzer did not append affidavits alleging sufficient *649 evidence of prejudice, so the court found that Spreitzer failed to make his requisite showing.
Spreitzer presented evidence which suggests that his sentencing counsel did not pursue adequately evidence of organic brain defects and Spreitzer’s good conduct while incarcerated. He claims that this evidence should have been presented to the jury at his sentencing. However, at Spreitzer’s sentencing, counsel presented Dr. Mohr to provide evidence of Spreit-zer’s psychological state, and Spreitzer testified on his own behalf about his conduct in prison. In the face of the overwhelming evidence demonstrating the grisly nature of his crimes, the jury favored the evidence provided by the state over that provided by Spreitzer. Spreitzer has presented no novel evidence that would tend to upset this balance, so we agree with the district court that Spreitzer has not demonstrated that the state court’s failure to hold an evidentiary hearing caused him actual prejudice. We affirm the district court’s denial of Spreitzer’s request for an evidentiary hearing.
III. Conclusion
Because Spreitzer failed to present his postconviction claims properly to the Illinois Supreme Court, we are barred from reviewing these claims. Because he has defaulted all his claims and failed to show cause for this default or prejudice arising from it, we Affirm the decisions of the district court and Dismiss Spreitzer’s petition.
Notes
. AEDPA § 104 codified the "cause and prejudice” test applied in
Keeney v. Tamayo-Reyes,
