561 F.2d 938 | D.C. Cir. | 1977
Lead Opinion
The pivotal question confronting us is whether the six-year limitation imposed generally by 28 U.S.C. § 2401(a)
I
On November 26, 1965, the Department of the Navy terminated appellant’s employment as a civilian aircraft engine mechanic.
Appellees, mainly the Department of the Navy,
That appellant actively engaged in other endeavors to rectify his situation seems to be conceded. He wrote many letters and made numerous visits to members of the business, governmental and political communities, complaining of his dismissal and soliciting assistance. He also contacted more than a dozen attorneys in efforts to maintain legal representation, often without success.
On November 24, 1971, appellant applied pro se to the District Court for the District of Columbia for a writ of mandamus to the Secretary of Labor and others, but suffered a dismissal without prejudice.
II
Congress has not seen fit to enact a comprehensive array of time limitations on the enforcement of federally-created rights.
Suits against the United States — -at least some of them — however, comprise one of the special categories of litigation for which Congress has erected a time barrier. Section 2401(a) specifies that “[e]very civil action commenced against the United States shall be barred unless a complaint is filed within six years after the right of action first accrues.”
Ill
Dismissal, on the basis of Section 2401(a), of appellant’s claim for a monetary judgment, we are satisfied, was eminently correct. On this branch of the case appellant sought damages, including salary and other financial benefits lost by reason of the termination of his employment. Relief of that character would have been possible only by resort to the federal fisc, and the effort in court to obtain it, nominally against named federal officials, was in every sense a “civil action commenced against
Appellant’s endeavors to secure reinstatement to his job, however, generates somewhat more difficulty, which the parties’ argumentative approach has accentuated. In this court, the briefs on both sides, while postulating monetary recovery as a matter implicating Section 2401(a), have treated reinstatement solely as a problem of laches. Accordingly, the litigants, like the District Court, have focused exclusively on disputes over the reasonableness of the delay in instituting the case before us and resulting prejudice to the Navy. Despite the relevance of those considerations on an issue of laches had appellant’s action been brought within the six-year period,
IV
Even prior to unification of district-court proceedings in one form of action,
We have no doubt but that the rule, independently of any other consideration, governs the case at bar. The one right that appellant presses in this litigation is to freedom from legally unjustified molestation in the job he held as an employee of the Navy. On the premise that the right has been infringed by an unlawful discharge, appellant demands redress in the form of both restoration and damages. While the former undoubtedly partakes of an equitable hue, the latter undeniably is legal relief in an ancient role; and while these complementary remedies are capable of that sort of distinction, “[tjhere is in fact but a single right and single default involved ....
This, we find, is the kind of parallelism that demonstrates applicability of the concurrency rule. As we read the Supreme Court’s pronouncements on the subject, only when a court is importuned “to enforce rights cognizable only in equity [are] statute[s] barring legal causes of action . not controlling.”
Surely the same result follows where, as here, legal as well as equitable relief is an object of the suit.
V
The case before us calls for an application of the concurrency doctrine even more peculiarly and strongly than the coexistence of legal and equitable remedies ordinarily would. Section 2401(a) is part of the Tucker Act — century-old legislation by which district courts share with the Court of Claims jurisdiction over suits against the United States.
Until recently, the Court of Claims had “specific jurisdiction only to award damages, [and] not specific relief,”
In 1972, the Court of Claims’ remedial authority was enlarged to include job-reinstatement
To tolerate a job-restoration effort through mandamus sought after expiration of Section 2401(a)’s six-year period is itself to wage war with the established requirement that the remedy be invoked with dispatch.
We reject, then, the notion that Section 2401(a) does not extend to the equitable as well as common law features of appellant’s claim. We hold that his suit is barred in its entirety.
Affirmed.
. Quoted in text infra at note 23.
. Having occupied the position since April 6, 1955, appellant sustained a job-related injury
. Appellant was represented throughout the administrative proceedings by union attorneys who, several weeks after completion of the administrative process, informed him that after thorough evaluation of his file they were “of the opinion that proceeding into court would certainly have no useful purpose or be beneficial to you.” Appellant’s Appendix (App. I) 20.
. Saffron v. Department of the Navy, Civ. No. 75-0163 (D.D.C.).
. Remaining appellees are the Secretary of the Navy, the Secretary of Labor, the Civil Service Commission and one of its members.
. Saffron v. Department of the Navy, supra note 4 (order of May 15, 1975).
. But see note 3 supra and notes 9, 15 infra.
. Act of Sept. 6, 1966, Pub.L. No. 89-554, 80 Stat. 383 codified as amended, 5 U.S.C. § 552 (Supp. V 1975), further amended by Act of Sept. 13, 1976, Pub.L. No. 94-409, § 5, 90 Stat. 1247.
. Appellant was represented by counsel in that case.
. Saffron v. Wirtz, Civ. No. 3287 (D.R.I. Oct. 27, 1969) (unreported).
. App. I 6.
. Saffron v. Hodgson, Civ. No. 2352-71 (D.D.C.) (order of Fed. 10, 1972) (unreported). The dismissal was for failure to comply with Fed.R.Civ.P. 8.
. Id. (order of Feb. 29, 1972) (unreported).
. Saffron v. Hodgson, No. 72-1386 (D.C.Cir.) (order of June 2, 1972) (unreported).
. Appellant has been represented by counsel throughout the instant case.
. The right appellant asserts — freedom from unwarranted interference with his employment — depends completely on federal law for its existence and content. Consequently, we are unconcerned with nonfederal statutes of limitation save possibly as one or more may be absorbed in the interstices of federal enactments. See note 19 infra and accompanying text.
. “If Congress explicitly puts a limit upon the time for enforcing a right which it created, there is an end of the matter. The Congressional statute of limitation is definitive.” Holmberg v. Armbrecht, 327 U.S. 392, 395, 66 S.Ct. 582, 584, 90 L.Ed. 743, 746 (1946).
. E.g., id. at 395-396, 66 S.Ct. at 584, 90 L.Ed. at 746-747; N. V. Philips' Gloeilampenfabrieken v. Atomic Energy Comm’n, 114 U.S.App.D.C. 400, 405, 316 F.2d 401, 406 (1963).
. E.g., Johnson v. Railway Express Agency, 421 U.S. 454, 462, 95 S.Ct. 1716, 1721, 44 L.Ed.2d 295, 302 (1975); UAW v. Hoosier Cardinal Corp., 383 U.S. 696, 701-705, 86 S.Ct. 1107, 1110-1113, 16 L.Ed.2d 192, 197-199 (1966); Holmberg v. Armbrecht, supra note 17, 327 U.S. at 395, 66 S.Ct. at 584, 90 L.Ed. at 746-747.
. E.g., Mount Vernon Savs. Bank v. Wardman, 84 U.S.App.D.C. 343, 344, 173 F.2d 648, 649 (1949); Hill v. Chambers, 63 App.D.C. 36, 37-38, 68 F.2d 781, 782-783 (1934).
. E.g., Holmberg v. Armbrecht, supra note 17, 327 U.S. at 395-396, 66 S.Ct. at 584, 90 L.Ed. at 746-747; N. V. Philips’ Gloeilampenfabrieken v. Atomic Energy Comm’n, supra note 18, 114 U.S.App.D.C. at 405, 316 F.2d at 406. But see Parts IV, V infra.
. See cases cited supra notes 17-21.
. 28 U.S.C. § 2401(a) (1970). The section further provides that “[t]he action of any person under legal disability or beyond the seas at the time the claim accrues may be commenced within three years after the disability ceases.”
. See Szyka v. United States Secretary of Defense, 525 F.2d 62, 65 (2d Cir. 1975).
. Dugan v. Rank, 372 U.S. 609, 620-623, 83 S.Ct. 999, 1006-1008, 10 L.Ed.2d 15, 24-25 (1963); Ogletree v, McNamara, 449 F.2d 93, 99-100 (6th Cir. 1971); Allen v. Allen, 291 F.Supp. 312, 314 (S.D.Iowa 1968).
. See text supra at note 23.
. See, e.g., Crown Coat Front Co. v. United States, 386 U.S, 503, 510-511, 87 S.Ct. 1177, 1181-1182, 18 L.Ed.2d 256, 263 (1967); N. V. Philips' Gloeilampenfabrieken v. Atomic Energy Comm’n, supra note 18, 114 U.S.App.D.C. at 405, 316 F.2d at 406.
. Compare Hartford Life Ins. Co. v. Title Guar. Co., 172 U.S.App.D.C. 156, 160, 520 F.2d 1170, 1174 (1975); Emmett v. Eastern Dispensary & Cas. Hosp., 130 U.S.App.D.C. 50, 55-57, 396 F.2d 931, 936-938 (1967); Westinghouse Elec. Corp. v. City of Burlington, 122 U.S.App. D.C. 65, 67-68, 351 F.2d 762, 764-765 (1965).
Although appellant was in and out of the courts before initiating the present case, we need not decide whether any of his prior suits tolled the limitation period because, by our computations, the six-year period expired in any event prior to institution of the action now under review. Administrative remedies were exhausted on April 26, 1966, and the present litigation commenced on February 4, 1975— eight years, nine months and eight days later. Appellant’s suit under the Freedom of Information Act got under way on November 27, 1967, and ended on October 27, 1969, a period of one year, eleven months. His first pro se complaint was filed on October 16, 1971, and the proceeding initiated by his pro se mandamus complaint terminated June 2, 1972 — a period of seven months, seventeen days, assuming that there was no time gap between them. The aggregate of the three previous suits, then, is two years, six months and seventeen days, which when subtracted from the eight years, nine months and eight days elapsing from exhaustion of remedies to inception of the instant case, leaves six years, two months and twenty-one days — more, of course, than the six-year limitation period.
. Compare Kirby v. United States, 201 Ct.Cl. 527 (1973), cert. denied, 417 U.S. 919, 94 S.Ct. 2626, 41 L.Ed.2d 224 (1974); Middleman v. United States, 91 Ct.Cl. 306, 307-308 (1941); Perry v. United States, 405 F.Supp. 1061, 1063 (E.D.Mo.1975).
. Patterson v. Hewitt, 195 U.S. 309, 319, 25 S.Ct. 35, 37, 49 L.Ed. 214, 218 (1904); Godden v. Kimmell, 99 U.S. 201, 202, 25 L.Ed. 431 (1878); Hayward v. Eliot Nat’l Bank, 96 U.S. 611, 617-618, 24 L.Ed. 855, 857-858 (1877). But see Washington Loan & Trust Co. v. Darling, 21 App.D.C. 132, 140 (1903); Royal Air Properties, Inc. v. Smith, 312 F.2d 210, 214 (9th Cir. 1962).
. Parts IV-V infra.
. This occurred in the federal system in 1938.
. Russell v. Todd, 309 U.S. 280, 289, 60 S.Ct. 527, 532, 84 L.Ed. 754, 761 (1940); Baker v. Cummings, 169 U.S. 189, 206, 18 S.Ct. 367, 373, 42 L.Ed. 711, 718-719 (1898); Metropolitan Bank v. St. Louis Dispatch Co., 149 U.S. 436, 448, 13 S.Ct. 944, 948, 37 L.Ed. 799, 803 (1893); Moran v. Schlosberg, 67 App.D.C. 163, 165—166, 90 F.2d 408, 410-411 (1937); Anglo-Columbian Dev. Co. v. Stapleton, 57 App.D.C. 209, 211, 19 F.2d 683, 685 (1927).
. Hurdle v. American Sec. & Trust Co., 59 App.D.C. 58, 60, 32 F.2d 954, 956 (1929).
. E.g., Cope v. Anderson, 331 U.S. 461, 463-464, 67 S.Ct. 1340, 1341, 91 L.Ed. 1602, 1607 (1947); Filson v. Fountain, 90 U.S.App.D.C. 273, 274, 197 F.2d 383, 384 (1952). See also cases cited infra notes 38, 40.
. Hurdle v. American Sec. & Trust Co., supra note 34, 59 App.D.C. at 60, 32 F.2d at 956.
. Russell v. Todd, supra note 33, 309 U.S. at 291, 60 S.Ct. at 533, 84 L.Ed. at 762. See also Holmberg v. Armbrecht, supra note 17, 327 U.S. at 395, 66 S.Ct. at 584, 90 L.Ed. at 746.
. Tobacco & Allied Stocks v. Transamerica Corp., 143 F.Supp. 323, 327 (D.Del.1956), aff'd, 244 F.2d 902 (3d Cir. 1957).
. In addition to cases cited supra notes 33-35, see Washington Loan & Trust Co. v. Darling, supra note 30, 21 App.D.C. at 140; Patten v. Warner, 11 App.D.C. 149, 161-162 (1897); Sis v. Boarman, 11 App.D.C. 116, 121-122 (1897).
. Swan v. Board of Higher Educ., 319 F.2d 56, 59-60 n. 5 (2d Cir. 1963); Baker v. F. & F. Inv., 420 F.2d 1191, 1193 (7th Cir.), cert. denied, 400 U.S. 821, 91 S.Ct. 41, 27 L.Ed.2d 49 (1970); Tobacco & Allied Stocks v. Transamerica Corp., supra note 38, 143 F.Supp. at 325-326; Saylor v. Lindsley, 302 F.Supp. 1174, 1182 (S.D.N.Y.1969), rev'd on other grounds, 456 F.2d 896 (2d Cir. 1972).
We are advertent to decisions in the Third Circuit assessing concurrency, not on the basis of availability of a legal remedy for the asserted violation, but according to whether equitable relief is needed to make the plaintiff whole. If so, that court rules, an applicable statute of limitations bars the legal remedy but the propriety of equitable relief is a matter of laches. Churma v. United States Steel Corp., 514 F.2d 589, 590 n. 2 (3d Cir. 1975); Gruca v. United States Steel Corp., 495 F.2d 1252, 1256 (3d Cir. 1974). In our view, however, the vital inquiry is not the type of relief demanded but the nature of the right at stake, and it is the availability rather than the adequacy of legal redress that harmonizes with the Supreme Court’s interpretation of concurrency. See text supra at note 35. Moreover, since equitable relief may be granted only when the remedy at law is inadequate, the test of adequacy can hardly be expected to ever summon the applicability of the statute. See Note, Laches in Federal Sub
. Swan v. Board of Higher Educ., supra note 40.
. Jurisdiction was invoked under 28 U.S.C. § 1343(3) (1970) and 42 U.S.C. § 1983 (1970). 319 F.2d at 57.
. 319 F.2d at 59 n. 5 (citation omitted).
. id. at 59-60 n. 5, quoting Holmberg v. Arm-brecht, supra note 17, 327 U.S. at 395, 66 S.Ct. at 584, 90 L.Ed. at 746 (citations omitted).
. See cases cited supra notes 32-35, 38-40.
. Act of Mar. 3, 1887, 24 Stat. 505, ch. 359, as amended, Act of Mar. 3, 1911, ch. 231, 36 Stat. 1087, 1093 et passim. The provisions conferring jurisdiction on the district court are codified at 28 U.S.C. § 1346(a) (1970).
. With exceptions not pertinent here, the Court of Claims has jurisdiction without regard to amount, 28 U.S.C. § 1491 (1970), while the federal district courts have jurisdiction “concurrent with the Court of Claims” over cases not exceeding $10,000. 28 U.S.C. § 1346(a)(2) (1970).
. Lee v. Thornton, 420 U.S. 139, 140, 95 S.Ct. 853, 854, 43 L.Ed.2d 85, 86-87 (1975); United States v. Sherwood, 312 U.S. 584, 591, 61 S.Ct. 767, 771-772, 85 L.Ed. 1058, 1063-1064 (1941); United States v. Jones, 131 U.S. 1, 19, 9 S.Ct. 669, 671-672, 33 L.Ed. 90, 92 (1888).
. 28 U.S.C. § 2501 (1970). The Tucker Act, supra note 46, which conferred jurisdiction on both the Court of Claims and the federal district (and then-circuit) courts, originally contained the six-year limitation on suits in the Court of Claims, but did not limit suits in district courts. This ambiguity was rectified by the adoption of what is now § 2401(a) in 1911.
. See cases cited supra note 48.
. United States v. Sherwood, supra note 48, 312 U.S. at 591, 61 S.Ct. at 772, 85 L.Ed. at 1064.
. Glidden Co. v. Zdanok, 370 U.S. 530, 537, 82 S.Ct. 1459, 1476, 8 L.Ed.2d 671, 691 (1962) (per Harlan, J.). See United States v. King, 395 U.S. 1, 2-3, 89 S.Ct. 1501, 1502, 23 L.Ed.2d 52, 54 (1968); United States v. Jones, supra note 48, 131 U.S. at 16-17, 9 S.Ct. at 670-671, 33 L.Ed. at 91.
. See Lee v. Thornton, supra note 48, 420 U.S. at 140, 95 S.Ct. at 853-854, 43 L.Ed.2d at 86-87; Richardson v. Morris, 409 U.S. 464, 465-466, 93 S.Ct. 629, 631, 34 L.Ed.2d 647, 649-650 (1973). Cf. United States v. Sherwood, supra note 48, 312 U.S. at 591, 61 S.Ct. at 771, 85 L.Ed. at 1063.
. See, e.g., Levine v. Farley, 70 App.D.C. 381, 385, 107 F.2d 186, 190 (1939), cert. denied, 308 U.S. 622, 60 S.Ct. 377, 84 L.Ed. 519 (1940). Cf. Hammond v. Hull, 76 U.S.App.D.C. 301, 303, 131 F.2d 23, 25 (1942), cert. denied, 318 U.S. 777, 63 S.Ct. 830, 87 L.Ed. 1145 (1943). See also Eisenberg, The Influence of the Writ of Mandamus in Federal Personnel Litigation, 45 Geo.L.J. 388, 396 (1957); Murphy, Judicial Review of the Removal of Federal Employees, 22 Fed.B.J. 25, 26-27 (1962). In Borak v. Biddle, 78 U.S.App.D.C. 374, 377, 141 F.2d 278, 281, cert. denied, 323 U.S. 738, 65 S.Ct. 42, 89 L.Ed. 591 (1944) (giving declaratory judgment that dismissal was wrongful, but reserving the writ in case of official recalcitrance). As time wore on, the origin of this court’s jurisdiction to grant reinstatement was obscured even as the scope of review grew broader than that associated with mandamus. See, e.g., Pelicone v. Hodges, 116 U.S.App.D.C. 32, 320 F.2d 754 (1963). See also Byse & Fiocca, Section 1361 of the Mandamus and Venue Act of 1962 and "Nonstatutory” Judicial Review of Federal Administrative Action, 81 Harv.L.Rev. 308, 342-344 (1968).
Act of Oct. 5, 1962, Pub.L. No. 87-748, § 1(a), 76 Stat. 744, codified as 28 U.S.C. § 1361 (1970) bestowed mandamus jurisdiction on all federal district courts. Prior to that enactment, only the courts of the District of Columbia had mandamus jurisdiction. Compare M'Intire v. Wood, 11 U.S. (7 Cranch.) 504, 3 L.Ed. 420 (1813), with Kendall v. United States ex rel. Stokes, 37 U.S. (12 Pet.) 524, 9 L.Ed. 1181 (1838).
. Act of Aug. 30, 1964, Pub.L. No. 88-519, 78 Stat. 699, repealed 28 U.S.C. § 1346(d)(2), which had deprived district courts of power to render such awards. See Almour v. Pace, 90 U.S.App.D.C. 63, 193 F.2d 699 (1951). This reform eliminated the “standard procedure of two suits, one in the district court, against the head of the offending department, for restoration of plaintiff to his job, and another in the Court of Claims for back salary.” D. Schwartz & S. Jacoby, Government Litigation 221 (1963), citing Borak v. United States, 78 F.Supp. 123, 110 Ct.Cl. 236, cert. denied, 335 U.S. 821, 69 S.Ct. 43, 93 L.Ed. 375 (1948); Borak v. Biddle, supra note 54.
. Act of Aug. 29, 1972, Pub.L. No. 92-415, 86 Stat. 652, amending 28 U.S.C. § 1491 (1970).
. Id. See S.Rep. No. 1066, 92d Cong., 2d Sess. 2-3 (1972), U.S.Code Cong. & Admin.News 1972, p. 3116; H.R.Rep. No. 1023, 92d Cong., 2d Sess. 1-3 (1972).
. Cf. Kirby v. United States, supra note 29, 201 Ct.Cl. at 537-538. This interpretation seems correct. See authorities cited supra note 57.
. See, e.g., United States ex rel. Arant v. Lane, 249 U.S. 367, 372, 39 S.Ct. 293, 294, 63 L.Ed. 650, 652 (1919), where, in holding the petition for mandamus to restore to position untimely, the Court said:
When a public official is unlawfully removed from public office, . obvious considerations of public policy make it of first importance that he should promptly take the action requisite to effectively assert his rights, to the end that if his contention be justified the Government service may be disturbed as little as possible and that two salaries shall not be paid for a single service.
Cf. Caswell v. Morgenthau, 69 App.D.C. 15, 17, 98 F.2d 296, 298, cert. denied, 305 U.S. 596, 59 S.Ct. 81, 83 L.Ed. 378 (1938).
. Although we do not reach the question, it is noteworthy that two other circuits have found § 2401(a) to bar equitable relief by its own terms. Screven v. United States, 207 F.2d 740, 741 (5th Cir. 1953); Werner v. United States, 188 F.2d 266, 268 (9th Cir. 1951).
. An action is dismissible when the complaint shows on its face that the statute of limitations interposes an insuperable barrier. Jones v. Rogers Memorial Hosp., 143 U.S.App.D.C. 51, 53, 442 F.2d 773, 775 (1971); Hanna v. United States Veterans’ Administration Hosp., 514 F.2d 1092, 1094-1095 (3d Cir. 1975); White v. Padgett, 475 F.2d 79, 85 (5th Cir.), cert. denied, 414 U.S. 861, 94 S.Ct. 78, 38 L.Ed.2d 112 (1973); Ott v. Midland-Ross Corp., 523 F.2d 1367, 1369 (6th Cir. 1975).
Concurrence Opinion
concurring separately:
To affirm the dismissal by the District Court of the complaint in this case, it is enough for me to recognize, as has the Ninth Circuit, Werner v. United States, 188 F.2d 266, 268 (1951) (and see Screven v. United States, 207 F.2d 740, 741 (5th Cir. 1953)), that 28 U.S.C. § 2401(a) constitutes a time bar uniformly applicable to both equitable and legal claims. The purpose of Congress to interpose this statute of limitations against all claims, legal and equitable, seems clear to me from the fact that the statutory predecessor of § 2401(a) referred to “suits” against the United States. The shift to the phrase “civil action” was obviously intended to reflect the merger of law and equity which had been a central objective of the Federal Rules of Civil Procedure promulgated by the Supreme Court a decade earlier. When, in the wake of that significant simplification of legal doctrine, Congress in 1948 commanded that “[ejvery civil action commenced against the United States shall be barred unless the complaint is filed within six years after the right of action first accrues,” there can be no mistaking its purpose to lay to rest the ancient distinctions.