Lead Opinion
ORDER
We must rule on motions to intervene in this Second Amendment case which were filed after our opinion and judgment reversing the District Court were filed.
II
Intervention, both of right and by permission, can occur only “[o]n timely motion.” Fed.R.Civ.P. 24(a)-(b). Timeliness is determined with reference to three factors: “(1) the stage of the proceeding at which an applicant seeks to intervene; (2) the prejudice to other parties; and (3) the reason for and length of the delay.” United States v. Alisal Water Corp.,
A
Regarding the first factor, the stage of the proceedings, the age of the case discourages us from declaring the motions timely. The movants sought intervention more than four years after this case began. See id. (affirming a district court’s denial of a motion to intervene as untimely when it was filed four years into the proceedings).
That this case is now on appeal rather than in the district court further suggests that the motions to intervene are untimely. See Bates v. Jones,
B
The second factor, on the other hand, weighs in favor of timeliness. The parties have not given us any reason to believe that they would face prejudice as a result of delayed intervention by the mov-ants.
C
The third factor, the reasons for and -length of the delay, suggests that the motions to intervene are untimely. Under our longstanding precedent, “[a] party seeking to intervene must act as soon as he ‘knows or has reason to know that his interests might be adversely affected by the outcome of the litigation.’ ” United States v. Oregon,
Although the movants may have avoided some inconvenience to themselves by waiting to seek intervention, such considerations do not justify delay. See Alisal Water,
D
California and the Brady Campaign rely on our order in Day v. Apoliona, in which we granted the State of Hawaii’s motion to intervene even though it was filed after the panel opinion was published.
This case is quite different. Neither California nor the Brady Campaign participated as an amicus below or before this Court. Brady Campaign Mot. to Intervene at 1 n.l (distinguishing between the Brady Campaign and the Brady Center). Although CPCA and CPOA are amici, their participation has not been comparable to Hawaii’s in Day. CPCA and CPOA did not, “singlehandedly” or otherwise, argue any issue that Sheriff Gore refused to litigate.
Ill
Considering each of the relevant factors, we conclude that the movants have
IV
The dissent asserts that 28 U.S.C. § 2403 and Federal Rule of Civil Procedure 5.1 provide a basis for intervention. These assertions are incorrect.
28 U.S.C. § 2403(b) provides:
In any action, suit, or proceeding in a court of the United States to which a State or any agency, officer, or employee thereof is not a party, wherein the constitutionality of any statute of that State affecting the public interest is drawn in question, the court shall certify such fact to the attorney general of the State, and shall permit the State to intervene for presentation of evidence, if evidence is otherwise admissible in the case, and for argument on the question of constitutionality. The State shall, subject to the applicable provisions of law, have all the rights of a party and be subject to all liabilities of a party as to court costs to the extent necessary for a proper presentation of the facts and law relating to the question of constitutionality.
28 U.S.C. § 2403(b) (emphasis added). Similarly, Rule 5.1 requires “[a] party that files a pleading, written motion, or other paper drawing into question the constitutionality of a federal or state statute” to “file a notice of constitutional question” and serve such notice on the relevant sovereign’s attorney general. Fed.R.Civ.P. 5.1 (emphasis added).
The dissent admits that no “law or regulation other than the county-specific good cause requirement was in jeopardy” when Peruta presented his challenge to the District Court, dissent at 577, but argues that “on appeal, the case morphed into another challenge entirely, as the majority opinion instead considered the constitutionality of California’s firearm regulatory framework.” Dissent at 576. But the dissent cannot assert that the case somehow “morphed” on appeal into a new challenge when the only law “drawn into question”' on appeal was the law challenged at the District Court: the San Diego County policy.
Peruta’s challenge is only to the San Diego County policy that “an assertion of self-defense is insufficient to demonstrate ‘good cause’ ” under the California statutory scheme. See Peruta v. County of San Diego,
Most importantly, the opinion never “draws into question” the “constitutionality” of any California statute — it only questions San Diego County’s exercise of regulatory authority under such state statutes. See Mot. of CA to Intervene at 7 (admitting the Court’s opinion does “not directly rul[e] on the constitutionality of state statutes” and only challenges the San Diego County policy regarding “good cause” (internal quotations omitted)). Though the ■Supreme "Court authority interpreting the phrase “drawn in question” is not of recent vintage, it is clear:
The validity of a statute is not drawn in question every time rights claimed under such statute are controverted, nor is the validity of an authority, every timé an act done by such authority is disputed. The validity of a statute or the validity of an authority is drawn in question when the existence, or constitutionality, or legality of such statute or authority is denied, and the denial forms the subject of direct inquiry.
U.S. v. Lynch,
Thus “[d]rawing in question the validity of a statute” requires more than “the mere objection to an exercise'of authority under a statute, whose validity is not attacked.” Jett Bros. Distilling Co. v. City of Carrollton,
V
The State of California’s Motion to Intervene is DENIED.
The Brady Campaign’s Motion for Leave to Intervene is DENIED.
CPCA and CPOA’s Petition for Rehearing En Banc, construed as a motion to intervene, is DENIED.
Notes
. The dissent claims that California's delay is justified because "until the majority opinion was issued, it was not apparent that any law or regulation other than the county-specific good cause requirement was in jeopardy.” Dissent at 578 (citing Peruta v. County of San Diego,
Moreover, as explained in more detail below, see Part IV, infra, no law or regulation other than San Diego County's good cause policy has been invalidated, "drawn in question,” or placed "in jeopardy” by the panel opinion — notwithstanding San Diego County’s claim that state statutes were under "back door attack” or the dissent's insistence that California state law is "in jeopardy.” Dissent at 577, 578.
. Jett Brothers and Wilson interpreted § 237 of the Judicial Code, which conferred jurisdiction on the Supreme Court when a suit "draw[s], in question the validity of a statute of any State, on the ground of its being repugnant to Constitution, treaties, or laws of the United States.” Judiciary Act of 1925, ch. 229, 43 Stat. 936 (enacting Judicial Code § 237).
More recent authority, from this circuit and others, also demonstrates that no state statute has been "drawn into question” here. Interpreting the accompanying provision of § 2403(a), identical to § 2403(b) except that it involves federal rather than state statutes, we have explained that § 2403’s purpose is “ensuring that courts not rule on the constitutionality of an Act of Congress without first receiving input from the United States.” Carroll v. Nakatani,
Concurrence Opinion
dissenting:
The majority’s decision to prevent the State of California from intervening in this case conflicts with controlling circuit precedent and deprives one of the parties most affected by our decision the opportunity to even present an argument to us on an important constitutional question affecting millions of citizens. I respectfully dissent.
I
This case began with consideration of the narrow but important question of whether the scope of the Second Amendment extended to concealed carry of handguns in public and, if so, whether San Diego County’s “good cause” requirement unconstitutionally infringed on that right. However, on appeal, the case morphed into another challenge entirely, as the majority opinion instead considered the constitutionality of California’s firearm regulatory framework.
That the opinion primarily addressed state regulation of handguns could hardly be clearer. Although the majority stated that the plaintiffs “focus[ ] [their] challenge on the licensing scheme for concealed carry,” it construed the plaintiffs’ complaint as contending that “the San Diego County policy in light of the California licensing scheme as a whole violates the Second Amendment” and “targets the constitutionality of the entire scheme.” Peruta v. County of San Diego,
Given the majority’s opinion, the statutory command on intervention is direct. If the constitutionality of a state statute is drawn into question, that state must be afforded the opportunity to intervene. 28 U.S.C. § 2403(b) provides:
In any action, suit, or proceeding in a court of the United States to which a State or any agency, officer, or employee thereof is not a party, wherein the constitutionality of any statute of that State affecting the public interest is drawn in question, the court shall certify such fact to the attorney general of .the State, and shall permit the State to intervene for presentation of evidence, if evidence is otherwise admissible in the case, and for argument on the question of constitutionality. The State shall, subject to the applicable provisions of law, have all the rights of a party and be subject to all liabilities of a party as to court costs to the extent necessary for a proper presentation of the facts and law relating to the question of constitutionality.
Further, Federal Rule of Civil Procedure 24(a) provides, in relevant part, that “[o]n timely motion, the court must permit anyone to intervene who ... is given an unconditional right to intervene by a federal statute.” Given the clear language of 28 U.S.C. § 2403(b), California should be afforded the right to intervene under Rule 24(a).
In addition, California also has the right to intervene under Federal Rule of Civil Procedure 24(a)(2), which provides that a court must permit anyone to intervene who
claims an interest relating to the property or transaction that is the subject of the action, and is so situated that disposing of the action may as a practical matter impair or impede the movant’s ability to protect its interest, unless existing parties adequately represent that interest.
Fed.R.Civ.P. 24(a)(2).
Generally, “Rule 24(a)(2) is construed broadly in favor of proposed intervenors.” United States ex rel. McGough v. Covington Tech. Co.,
By allowing parties with a practical interest in the outcome of a particular cáse to intervene, we often prevent or simplify future litigation involving related issues; at the same time, we allow an additional interested party to express its views before the court.
Id. at 398 (citation omitted).
The opinion at issue directly involves the entirety of California’s handgun regulation scheme, and will greatly impact any future
The majority concludes that California’s motion is not timely, citing to the principle that “[a] party seeking to intervene must act as soon as he knows or has reason to know that his interests might be adversely affected by the outcome of the litigation.” United States v. State of Oregon,
As such, this case is similar to Day v. Apoliona,
The majority contends that Day is distinguishable from this case because California did not file an amicus brief. But California had no need to seek a role in this case until now. In this way, the case for intervention in Day was in fact weaker than the one presented here, because the defendants in Day had declined “from the beginning” to defend the State of Hawaii’s position, while the plaintiffs clearly asserted a theory impacting the State. Id. at 965. Here, the County defended the policy in full before both this Court and the district court, and the plaintiffs attempted to craft a case that would avoid impacting California regulation.
There can be no doubt that California has a “significant protectable interest,” Donnelly v. Glickman,
II
Even if California did not have a right to intervene under Rule 24(a), we should
Federal question jurisdiction exists, and California is not raising any new claims. Therefore, the independent jurisdictional requirement is satisfied. Freedom from Religion Found., Inc. v. Geithner,
Ill
Finally, there is an additional, independent ground for granting California’s motion to intervene. In my dissent to the panel opinion, I expressed the view that the plaintiffs should have been required to comply with Federal Rule of Civil Procedure 5.1. Peruta v. County of San Diego,
If proper certification to the attorney general is not made in the district court, then the remedy on appeal is either to allow intervention on appeal or vacate the decision and remand to the district court to allow intervention. Oklahoma ex rel. Edmondson v. Pope,
IV
In sum, California’s motion is timely, and it should be afforded the right to intervene on appeal under Federal Rule of Civil Procedure 24(a). Alternatively, we should grant its motion for permissive intervention under Rule 24(b). Finally, the failures under Rule 5.1 of the plaintiffs to name the State and the district court to certify that constitutional questions were at issue require us to allow intervention on appeal to correct that error.
I respectfully dissent.
. The majority concludes that "the constitutionality" of California's laws have not been "drawn in question,” based on several cases from the Supreme Court. However, those cases are concerned with the appellate jurisdiction of the Supreme Court, not the proper standard for intervention. See United States ex rel. Lisle v. Lynch,
. If California is granted intervention, I would also vote to grant the Brady Center to
