*2
PRETTYMAN,
Bеfore
BAZELON and
Judges.
DANAIIER, Circuit
PRETTYMAN,
Judge.
Circuit
This is
from a denial filed
motion
under Section
Title
28, of the United States Code.
by action
of counsel is demonstrated
Appellant
1938—six-
was convicted
rather than
inference.
ago
first
murder
teen
—of
long
numerous, and
and the
all
death.
witnesses
degree
sentenced
and was
*3
inquisition the
were cross-
Government witnesses
1940,
Thereafter,
in
prayers
prepared
examined. Nine
insane
held,
to be
found
and he
was
was
by
presented
and
Hospital.
to the trial court
de-
In
Elizabeths
and sent to St.
vigor-
fense counsel. The defense was
1952,
commuted
March,
President
the
stages..
judg-
ously pressed at all
“imprisonment for
The.
to
the death sеntence
life,
appealed
ment of conviction was
court,
this
to
upon
of his
the date
commence
to
by
1952,
in an
October,
and
exhaustive
the
In
commutation.”
(then
Hospital
the late Chief Justice Vinson
As-
Superintendent of
Elizabeths
St.
of
court),
sociate Justice
concurred
Bishop had recovered
certified that
by
in
mind,
then Chief Justice Groner and
and
of sound
and was then
reason
discharged
Edgerton,
Associate
Justice
was af-
the
in
treatment
him from
find no
in
firmed.1 We
merit
the conten-
thereupon
Hospital.
returned to
He was
incompetent.
tion that counsel were
penitentiary
the commuted
the
to serve
sentence.
Bishoр
2. While
makes some
vacate the
to
present motion
Upon
insanity
the
reference to
at the
time
the
conviction, appellant raises
judgment
crime,
commission of the
which would
(1) that counsel
points:
principal
indictment,
be
three
a defense to the
this is
was
the trial
him at
appointed to defend
not the burden of the motion to vacate.
the defense
incompetent; (2) that
;per
insanity
se
issue
as a
defense
and
trial
insanity
at the
raised
presentable
was
appealable
and
trial
mind
unsound
(Bishop) was
respect
it,
he
if
error has been made in
(3)
trial;
and
the time
at
and a motion to vacate under Section
unlawfully certi-
has
Prisons
Bureau of
2255 cannot be used as a substitute for
eligibility
parole
alleged
of his
appeal.2
fied the date
an
ty
Therefore an
insani-
date of
being
fifteen
at the
time
the commission of a
date of
of from
instead
commutation
crime cannot be
used as
basis for a
original sentence.
motion under Section 2255.3
Bishop’s
Appellant
that his
contention
contends
chief
1.
ad-
condition is that
court-appointed
had been
his mental
counsel
competent
only
before
the time
six months
he
to the bar
was
mitted
days
question
trial,
criminal
is whether at the
had
two
trial. The
had
mentally competent
prior
trial and
еxperience
trial he was
to'the
time of
trial
against
represent
incompetent
proceedings
to understand
therefore
lawyer
capital
properly
case. The
assist
his own
in a
him
accused
among
presently
against
a division
There is
whom attack
defense.
attorney
question
by
can
joined
whether that
another
courts
three others
a motion under Section
trial
raised
conduct
be
competence
jurisdiction
appeal. The
notice
2255.4
App.
1939,
States,
606;
Johnston,
Bishop
1939,
71
102 F.2d
Hall v.
v. United
132,
820; Whitney
1936,
Cir.,
F.2d
107
86 F.2d
v.
D.C.
9
Cir.,
970;
1933,
Zerbst,
62 F.2d
Fen
10
D.C.Cir.,
States,
1950,
v.
United
Smith
Aderhold,
Cir., 1930, 44
5
F.2d 787.
ton v.
192,
80,
U.S.App.D.C.
cer
187 F.2d
88
denied, 1951,
927, 71 S.
tiorari
States,
Cir., 1949,
10
178
4. Hahn v. United
L.Ed. 1358.
Ct.
95
Ashley
11;
Pescor,
Cir., 1945,
v.
8
F.2d
318;
Hunter,
States,
10
Cir.,
McMahan v.
F.2d
10
147
Hahn v.
denied,
Cir., 1945, 150
McDonald,
11;
F.2d
certiorari
v.
5
Whelchel
F.2d
178
260;
Byrd
Pescor,
66
Cir.,
S.Ct.
U.S.
176 F.2d
v.
475;
Swope,
Cir.,
Cir.,
Forthoffer
v.
163 F.2d
certiorari
L.Ed.
Pescor,
denied, 1948,
McIntosh
Cir.,
Lloyd,
Rolfe v.
(c)
Allen.56It
The facts that the United States
Sanders
was answered
precaution
Attorney
com
taken
had
that case that
was established
psychiatrist
Bishop
be-
an issue have
examine
petency
raised as
trial
be
corpus.
doctor,
Ev-
fore the trial
a Dr.
of habeas
petition for a writ
on a
writing,
ans,
detailed
made a
then
determine whether
turn
We
concluding:
delu-
“This man has no
Bishop
Court that
District
sions,
anything that
hallucinations nor
sup-
competent
to stand
suggestive
would
of a mental disor-
ported
or was
evidence
substantial
der.”7
clearly
before
The court had
erroneous.
*4
(d)
following
it for consideration:
On
chain
facts:
of
October
the aforementioned
competen-
(a)
presumption
A
report
psychiatrist
of the
was made.
Bishop
cy
had
time of the trial.
the
later,
15th,
About a month
November
incompetent.
found
theretofore been
Bishop was sentenced
death
a
to
after
trial,
Bishop’s testimony
as
(b)
at the
jury.
year
by
conviction
A
later the
by
report of
bill of
the
it in the
shown
by
conviction and sentence were affirmed
prepared
exceptions
detail
in elaborate
psy-
this court. Six weeks thereafter a
length,
by his counsel.6 He testified at
Bishop
chiatrist certified that
then
was
detail,
coherently
in
and
so far
the “suffering
insanity”.
jury
from
A
record shows.
he had
He testified that
impaneled,
inquisition had, Bishop
eight
Navy
or
been in the
for six
months adjudged insane, and the execution of
and had worked W.P.A. for about
suspended
the death sentence
“until
eighteen months. He met the overwhelm
sanity.”
such time as he is restored to
eyewitnesses
ing
to
evidence of the
the
May 31,
That was on
1940. Almost
by the
murder
adroit defense
drunken
years
twelve
thereafter,
January 28,
on
sturdily
long,
He
a
ness.
withstood
Judge
Adkins,
District
Jesse C.
exami
severe cross examination. Under
retired,
then
who had been the trial
by
nation
vorce, annulment,
the court he talked about di
Bishop’s
wise,
case and
awas
careful
phases'of
and other
his
experienced judge,
and
wrote the Pardon
difficulties, explaining
matrimonial
that Attorney
Department
of Justice:
he had discovered
wife had
his
another
opinion
“From the
of Dr. Winfred
(Bishop)
husband
he
when
married her
Superintendent
Overholser,
of Saint
and that he did not know what to do
Hospital
Elizabeths
and
legal
Dr. Bernard
the
about
tremely
situation. He
ex
Cruvant,
assistant,
A.
his
under
explanation
skillful
his
of his
supervision petitioner,
whose
possession
Ed-
of the hammer
time of
at the
Bishop,
ward C.
has been for some
Bishop’s
the murder. The character of
years,
probable
seems
it
testimony
the
own
at the
was convinc
petitioner
ing
sanity
then-capacity
will
recover his
evidence
his
to
long
undergo
stands,
death
as the
sentence
trial and
assist
in his own
defense.
and therefore that
the death sen-
App.D.C.
tence
lows:
Therefore,
let that
cruel to
it seems
foregoing,
“In
I recommend
view
stand.
sentence
bаckground
patient
to life
be commuted
historical
the sentence
savage
family,
imprisonment or a term
and his
his almost
taking
present
life
greater
his
conduct and means used in
than
not
expectancy.”
of his
in con-
the life
second wife
while
tradistinction
his behavior
days thereafter,
sixty
March
About
24,
during
my
under
care and treatment
commuted
President
year period, in addition
the twelve
imprisonment.
to life
death sentence
long
bring
period required
months,
Dr.
on October
seven
recovery,
is,
about
fore, my
full
there-
Bishop “has
certified
Overholser
professional
considered
he
now
and that
reason
recovered
Bishop
that Edward B.
of events
mind”. This chain
of sound
suffering from mental disorder of
Bishop’s
dif-
to belief that
leads
ficulty
degree
such
and nature as
render
prison
might
have been
well
*5
legally
him
he
the
insane when
took
by
psychosis
the shadow
caused
July 23,
life of his
on
second wife
incompe-
to indicate
sentence.
It fails
1938.”
trial.
tence at time
provides
Section 2255
that
(e)
as to com-
issue
The fact
no
upon a motion under it the court must
petence
raised
of trial was
the time
findings
make
of fact and conclusions
although
years,
than fifteen
for more
respect thereto,
of law with
unless the
lawyers
Bishop’s trial
record shows
motion,
conclusively
files and record
diligent
behalf
efforts
made
prisoner
show the
So,
entitled
no
is
to
relief.
appeal.
throughout
upon
the trial and
hearing
a
when
court acts after a
upon
proof
(f)
burden
The
upon
upon
a Section 2255 motion based
Bishop,
It is well established
the movant.
incompetency,
specific
make a
must
a
attack
collateral
movant
finding
competency
incompetency.
or
especially
judgment,
affirmed
upon
one
a
In the case at bar the court
such
burden.8
upon appeal,
a severe
undertakes
finding.
finding
finding
a
That
a
magnified
when
is
And this burden
fact;
respect
the conclusion of law with
fifteen
come until
does nоt
attack
thereto was that
to
the motion
vacate
event.
after the
should
The
be denied.
before us
finding
is whether
having
we will set aside the
that,
orig-
(g)
fact
competency.
sentence,
court,
capital
inally
a
been
judgment
from the
governs
The rule which
us
points
conviction,
considered
Supreme
by the
Court in the
stated
by
appellant
examined the
raised
but
Gypsum
case.10 The courts have
Co.
sug-
and made
for error
whole record
gestion
scope
recognized difference between the
a
part
incompetence
on the
of an
reviewing
court’s examination
undergo
to
trial.
the accused
findings in which the crеdibili
review
ty
involved,
scope
hand,
contrary
is
and the
of witnesses
(h)
and
other
theOn
findings
entirely
which rest
foregoing,
in review of
1954 affidavit of
to
Zerbst, 1938,
Hall v.
60 S.Ct.
v.
Johnson
Cir., 1939,
Johnston,
F.2d
.peteney
sui
stand trial is not
tency
purporting
to stand trial: one
indistinguishable in this
It
is
support
determination,
the ultimate
set
under §
reviewable
(cid:127)from other issues
law,
appel-
forth
conclusion
a
example,
as,
whether
for
2255—
mind”;6
lant was of “sound
the other
competently
prisoner
counsel.3
waived
contrary
findings
thereto. Since both
solely
2255 to are drawn
under
evi-
§
Jurisdiction exists
written
dence,
judge]
on the issue
are
able as
collateral attack
“we
trial
entertain a
[the
Johnston,
1944,
Cir.,
Yelvington
&
Pardon
3. See Michener v.
9
v. Presidential
D.C.Cir., 1954,
171,
corpus
Attorneys,
141
F.2d
where in a habeas
Parole
642;
appropriate
2,
Aрp.D.C.
Stroud v.
case the court
211
remanded
F.2d
findings
171,
question
Johnston,
cer
on the
F.2d
of waiver
coun
139
9
although
796,
sel,
1944,
denied,
64 S.
the trial court had stated
U.S.
321
tiorari
as a conclusion of law that
there had been
846,
Bozel v. United
Ct.
States,
153,
1943,
a waiver.
Cir.,
certio
139 F.2d
6
800,
1944,
denied,
U.S.
321
rari
App.D.C. 307, 310,
69
1087; Lupo
Zerbst,
5
88
717, 720.
denied,
Cir.,
certiorari
F.2d
92
L.
82
emphasis
sup
(1952),
5. 28
§
U.S.C.
plied.
Ed.
opinion,
Majority
F.2d 587.
of Law No. 3:
“Because
6. Conclusion
prisoner
Cir.,
States,
mind he
was of sound
was not
v. United
Michener
subjected
jeopardy
to the hazards
States v.
and United
F.2d
proc-
jury
due
in violation of the
Cook,
Cir.,
hold
fifth amendment
clause
ess
ing
under 28 U.S.C.
that determinations
supported by
federal constitution.”
be
must
fact.
give
credibility.”
our he omitted two. Could not
Hence
to determine
significance
holiday.
any
He could
is
of these
consideration
give
day
year
weighted
the week and
but not
trial court’s assessment
[presumably
viewed,
month
the the
the time of
credibility. So
I think
of
only
finding
clearly
name,
er- the
He wrote his
examination].
supporting
is
legible.”
very
which was
No mention
is
conclude that
I
roneous.
therefore
any possibility
patient
any
support
made of
that the
absence of
feigning ignorance
malingering.
determination,
ultimate
trial court’s
report
concludes
follows:
and remanded
be reversed
must
proceedings.
further
delusions,
“This man has no
hallu-
cinations,
anything
nor
that would
I.
suggеstive of
a mental disorder.
finding,
which the trial
He
however
of rather low intelli-
solely
for his ultimate determina-
relied
gence.
very
He has been
shiftless
clearly
tion,
it is
erroneous because
always
very poor
and has
made a
reading
an erroneous
based
adjustment
sup-
economic
when not
psychia-
Evans,
report of Dr.
a
written
family.
ervised
suggestion
his
There is a
trist :
patient
that this
is some-
Finding
men-
“A
of Fact No. 3:
feeble-minded, probably
what
prisoner was
tal examination
high grade
group.
moron
I am hav-
D.,
Evans,
A. B.
M.
made
Dr.
psychometric
examination
approximately two
October
in order
to determine his exact
trial, which reflects
weеks before
age.
It is felt that this is
prisoner
of low
his
mentality
degree
not of sufficient
responsibility.”
affect
but could discern
suggest
symptoms that would
“suggestion
[appel-
competent
mental disorder and was
feeble-minded,”
lant was] somewhat
Dr.
to stand trial.”8
Evans indicated that a final
determina-
Dr. Evans’
does not deal with the
appellant’s
completion
tion would
competency
psy-
await
states,
alia,
ap-
stand
trial.
inter
Therefore,
chometric examination.
pellant was taken out of
school
appellant’s
statement that
feeble-minded-
age of
* * *
14 or 15when he was in the fourth ness was “felt
not [to
be]
grade,
stayed
grade
that he
in one
four
degree
responsi-
sufficient
to affect his
years,
or five
that his mother and sister bility”
*8
tentative, pending
the out-
poison
took,
died
they
from
which
and
come of
examination. Since the out-
that he did not believe he
killed wife.
appear
record,
come does not
examples
patient’s
It cites
of the
answers
impression
Dr. Evans’
remained tenta-
simple questions:
patient]
“He [the
tive, his statement was entitled to little
plus
plus
said
equals
three
seven
nine
weight
present inquiry.
in
or no
naming
year
the months
to the then
addressed
United States At-
Land, 1950,
U.S.App.D.C.
7. Dollar v.
stamped
torney is not
as filed with
214, 218,
245, 249, quoting
from
filing
court, nor is its
noted on the
Higgins,
sheet
Cir., 1950,
Orvis v.
180 F.
entries
in thе case.
of docket
only
bears
2d
539. Sec United States v. United
stamp
indicating
receipt by
its
Gypsum Co., 1948,
States
395,
Attorney’s
togeth-
olliee
L.Ed. 746.
that office's file number.
er with
Since
2255 “the
Under
filos and records of
“part
file,”
not a
of the Court
it
case”
consulted
the court
filing
prior
motion under §
determining
in
whether
en-
movant
is
2255, and was not admitted in evidence
report, although
titled
This
to relief.
in-
applicable
safeguards,
under
thereafter
not,
appeal,
cluded in the
record
judge
the trial
represented
consideration
its
as Government counsel
to the
“part
court, a
trial
error.
the Oourt
file.”
report,
This
dated October
nothing
petency
imрortant,
in
trial
it
in-
there is
stand
since was
More
merely
to indicate tended
as a
for institution
or in the record
basis
lunacy inquisition
by “responsibili-
pur-
and for that
what Dr. Evans meant
ty.”
pose
commonly
pertinent.
refers to men-
such matters are not
That term
Instead,
offense,
merely states,
pertinent
it
of the
tal condition at the time
in
part,
“Respon-
competency
that the
trial.
affiant made an examina-
stand
“gave
only
sibility”
pertinent
Bishop
tion and
the said Edward B.
in that sense is
psychological
insanity
test,
upon plea
trial
a a
a result
at the
charged;
this
and the
examination and test
is of
[affiant]
defense to the crime
opinion
jurisdiction
Bishop
suffering
applicable
that said
in this
is
tests then
gross
wrong”
“right
deficiency,
from
mental
and “irre-
were the
that he
eight
mentality
year
impulse”
Competency
has the
of an
sistible
tests.
old
child,
depends,
depended,
in addition to his
stand trial
and still
feeble-
considerations;
suffering
insanity
upon very
mindedness he
different
from
* *
ability
as well
While it
understand his
is not made
the accused to
perfectly clear whether
in
situation and assist
his defense.9
determina-
age
upon
tion of exact mental
was based
the trial
other
psychometric
sort
examination
relating
appellant’s
issue of
to the
report contemplated,
which Dr. Evans’
supports
competenсy
to stand
strongly
the context
indicates that
contrary
an ultimate determination
was.
judge reached:
the one the trial
The second affidavit was made
Dr.
Finding of Fact
5: “There
No.
Overholser, Superintendent
Winfred
evidence,
upon expert opin-
based
Hospital,
St.
appel-
Elizabeths
to which
prisoner
ion that the
was of unsound
upon
adjudication
lant was committed
mind at the time that
the offense
insanity May
Although
committed,
approxi-
was
mately
and for
February 16, 1954,
affidavit is dated
it is
twelve
after his con-
expert
based
appellant
close
observation of
viction.”
twelve-year period,
for a
com-
mencing
This
is drawn from the affidavits
with his commitment
psychiatrists.
first,
by Hospital
of two
until his release therefrom to
Klein,
Dr.
jail
Elmer
is dated December
District
the
affidavit,
October 1952. This
year
1939—a
little more than a
after
record,
like all the others in the
provided
opinion regarding
appellant’s
trial —and
the basis
states
lunacy competency
ordered the
the District Court
to stand trial when he was
adjudi-
inquisition
which resulted
tried and sentenced. But
it concludes
insanity May
1940.10
cation of
This
affiant, appel-
any
suffering
affidavit does not contain
conclusions lant “was
from mental disorder
responsibility
respecting
degree
or
criminal
com- of such
and nature as to render
Hunter,
comprehend
In Brewer
his own condition with refer-
*9
Appeals,
pending against
in
the Court of
erence to the accusation
holding
capable
rationally
the evidence
in
that
adduced
him and is
of
conduct-
corpus proceeding adequately
ing
acknowledged
es-
habeas
his defense.” The court
appellant
mentally
case, supra,
that
tablished
error
its
Brewer
ob-
tried,
competent
serving
right
wrong
when
observed that
the
that
the
test
capable
applicable
“although abstractly
correct,
ap-
was whether “he is
test
had no
right
wrong
distinguishing
plication
between
of
to the
before
in
us
respect
with
case.”
time and
to the act
that
the
Subsequently,
however,
committed.”
10. This
affidavit,
unlike the
of Dr.
Hunter,
Cir.,
Moss
Evans,
light upon
qualifica-
throws
the
denied,
certiorari
examining
of
tions
the
doctor.
It states
physician specializing
the affiant
“a
that
applicable
“that
court noted
same
mental diseases
and that he is a mem-
in these circumstances
.is whether
test
of the District of
ber
Columbia Commis-
capacity
has the mental
an accused
Mental Health.
sion on
supported
legally
of the
the time
tried —is
him
insane” at
of
fact.
It avoids such a decision
treat-
crime.
the conclusionas a
of fact and
report,
Evans’
which
While Dr.
special
one
such a
character that
it
single examination,
upon
dis
based
supported directly by any
be
evi-
hallucinations,
delusions,
nor
closed “no
interposi-
dence in the record without the
suggestive
anything
of a mental dis
findings.
supporting
tion of
requires findings
But
§
twelve-year
order,”
hos
Dr. Overholser’s
of fact with
disclosed,
pital study
alia,
inter
that
exception.
“the issues.”
It makes no
appellant
from
had “convulsive seizures
reasoning
And this court offers neither
gradually
early childhood
had
[which]
* *
*
authority
making
exception
nor
an
frequency
lessened in
[and]
competence.
issue mental
Based
during
supplanted
more
recent
view,
the court then concludes
appeared
years
petit
what
mal
supporting findings
that
would amount to
possibly
seizures and
visual hallucina
no more than a recitation of the evidence.
progress beyond
tions. He could
not
judge”,
says,
“A trial
supposed
it
“is not
grade
year
school,
second
and had
recite the evidence
which he
always
regarded as a
been
defective.
* *
finding.”12
bases a
But when the court
During
early part
of his
support
refers
evidence for
of the
Hospital,
residence
agnosed
he was di
below,
ultimate determination made
it
psychosis
as a case of
with men
only
I*********11
not
recites the evidence but draws
deficiency.”
tal
fresh inferences therefrom. These in-
I do not understand
how
can be
ferences,
course,
original support-
are
assumed that
the “feeble-mindedness
ing findings of fact.
insanity,”
diag-
which Dr. Klein
[and]
referring
Thus,
transcript
year
nosed about a
after trial and which
proceedings
in 1938 and the
bill
shortly
was confirmed
thereafter
exceptions
filed on the
from
diagnosis
“psychosis
St. Elizabeths
conviction, the court declares that
deficiency,”
significantly
Bishop’s
testimony
own
“character of
different at the time
trial.
convincing
the trial
evidence of his
II.
undergo
then-capacity to
trial and to
already pointed out,
I
As have
the trial assist in his own defense.”13 Not
recognized
judge
from,
that because it did
an inference
is this
rather than a
conclusively appear
of,
evidence,
from “the motion and mere recital
but these
* * *
and records of
the files
the case
records were
before the trial court.
[appellant
They
entitled to no
was]
relief
were Archives at the
time
* *
hearing.14
required by
he was
§ 2255 to
The court also refers
letter,
make
of fact and conclusions of to a
from the district
who
Nevertheless,
presided
pardon
law.
this court refuses
at the trial to the
attor-
ney,
decide whether his conclusion of
was written
law—
about fourteen
appellant
years
ofwas
“sound mind”
after
when
the trial and in which thе
Concerning appellant’s
recovery
suggested
1 1.
after
within normal
limits.
It was
years
hospitalization,
discrepancy
twelve
between
af
the defec-
hospital adjustment
fidavit states:
test
tive
achievement at the time of his
performance
period
over a
admission and normal
results
in 1948
increasing
strong
component
doubt
led to
as to the
indicated a
exist
functional
ence of actual
irreversible
in his mental
mental defi
illness.
spite
ciency,
of the fact
intel
Majority opinion,
diminishes appeals specifically con-
court by 2255.20
ferred
I would reverse remand required directions make because, I the statute. And have show, presently
tried to the evidence inadequate record an for basis
rational determination on issue appellant’s competency trial, to stand I parties
would also direct that given opportunity present addi- if, example,
tional And evidence. appel-
trial court were to determine that eight-year-old mentality,
lant had require could then submission sort
of evidence essential to a factual determi-
nation whether cir- cumstance, alone or in combination with others, deprived appellant capacity trial, considering, course,
to stand specific charges against nature of the
him. Livingston POMEROY,
Robert Executor, Eagan Pomeroy, Estate Elizabeth Appellant, RAILROAD,
PENNSYLVANIA a cor- poration, Appellee.
No. 12104. Appeals, States Court of District of Columbia Circuit.
Argued Nov.
Decided Feb. provides: Sayre, 1895, Section 2255 Johnson appeal may 115-116, “An be taken to the court 15 S.Ct. L.Ed. appeals from Gillies, the order entered on the Von Moltke v. judgment ap- motion as from a final cf. United plication corpus.” Mulligan, 1935, a writ of habeas ex rel. Kassin v. The district court’s factual determina- tions are reviewable on LEd. 1501. corpus denial of g., habeas relief. See e.
