41 N.Y.S. 723 | N.Y. App. Div. | 1896
Lead Opinion
In May, 1890, Mary A. Edson made her will, which was followed in the same month by. two codicils. In this will and codicil, after making a large number of bequests to various charitable institutions, thé precise nature of which will be considered later, Miss Edson .made the following bequest: “ If for any reason any legacy or legacies left by my will or -by any codicil, either pecuniary or
The will contained a direction to the executors to sell and convey any real estate of which the testator died seized, and to apply the proceeds of such real estate to the purposes of her will. In an action subsequently brought by the executors for a construction of the will it was held that a large number of bequests to charitable and benevolent institutions were void, and that the general devise of the rest, residue and remainder of the estate to the executors to be divided among such incorporated religious, benevolent and charitable societies of the city of New York, and in such amounts as should be fixed or approved by them, with the approval of the Rev. Dr. William R. Huntington, which bequest was contained in the last clause of the will, was also void.
It was further held in the same action that the bequest to the persons named as executors quoted above was valid, and vested in those persons absolutely the residuum of the estate, not otherwise disposed of; and that they took such share personally and not as executors.
After that action had been decided this suit was brought.
The plaintiff in this action is the widow and executrix of Marmont B. Edson, who was the brother of Miss Edson and her only next of kin and heir at law. The plaintiff alleges that the persons named as executors, who took the residuum'of the estate of Mary A. Edson under the bequest to them, received that estate upon a secret trust to dispose of it according to her wishes, and that those wishes, by virtue of which the trust was created, were that the estate should be distributed by the legatees' to the various corporations, the particular legacies to which in the former part of the will were declared void, or that it should be distributed, in accordance with the immediately preceding portion of the will, to such incorporated religious,
The respondents claim that the questions presented in this action were decided adversely to the plaintiff here in the action brought by them for the construction of the will, and that the judgment there is an adjudication in their favor which must dispose of this case. It appears from an examination of the judgment in that case, as it is presented here, that the parties to this action were also parties to that one, and, of course, so far as any questions were raised by the pleadings in that case, the decision of them is conclusive upon the parties in this action. (Cromwell v. County of Sac, 94 U. S. 351.) It was decided in the former suit, upon an interpretation of the will, that the persons named as executors took the title to the residuum of the property absolutely, to do with it as they pleased, and that must be taken as the settled law of the case between these parties.
But the question presented here is not whether the residuary legatees took the estate by virtue of the will of Miss Edson, but whether, by reason of any extrinsic circumstances, that estate came to them charged with a trust. That question was not presented in the action for the construction of the will. The only-question presented there' was whether certain clauses of the will were valid and what was the construction and effect of those clauses which were decided to be good. There was no claim in the former action that the will was at all ambiguous, and for that mason there was no ground for the introduction of extrinsic evidence, but the case was to be decided solely upon the inspection of the paper which was presented as the will of Miss Edson. The question depended simply upon the terms of the will itself and had nothing to do with the alleged extrinsic fraud. Here the construction and effect of the will is admitted, but it is claimed by the plaintiff that by reason of the facts occurring at the time the will was executed the apparently
It is a well-established principle of law that where a person, knowing that a legacy to him is intended by the testator to be applied to purposes other than for his own benefit, either expressly promises or by silence implies that he will carry the testator’s intention into effect, and the property is left to him upon the faith of that promise or undertaking, it is in effect the case of a trust. The rule has been laid down in numerous cases and must be deemed to be settled in this State by the case of O'Hara v. Dudley (95 N. Y. 403). The plaintiff claims that the circumstances under which this will was executed are such as to bring the residuary legatees within this rule of law, and to charge them as trustees of the property which they took by the residuary clause of the will. The rule of law is not disputed, but it was held by the learned judge at Special Term, and is claimed here by the respondents, that the evidence is not sufficient to bring the residuary legatees within the condemnation of that rule, and it was for that reason that the complaint was dismissed.
It is evident from the statement of the rule mentioned above that a secret trust in such cases may be established by some other means than an expressed promise. If the rule were only to be applied where it could be shown that the legatee expressly promised in terms to carry out the provisions of the secret trust, it would be seldom that it could be proven and a wholesome rule would lose much of its beneficial effect. But the rule is not so limited. It is not necessary, in order to establish a trust of this kind, to show that the alleged trustees made an express promise to carry the wishes of the testator into effect. A much broader rule has been established. Where a person even by silent acquiescence permits the testator to make a devise or bequest upon a belief that he will apply it for the
It appears that Miss Edson was desirous of devoting a large part of her estate to charitable objects. Her brother, Marmont Edson, who was her only next of kin, was a man of considerable wealth, and had no need to receive any benefit from his sister. The will
It appears that when these papéis were executed, Mr. Parsons was present; that he read over the will and the codicil to Miss Edson at the several times when they were executed; and that from time to time he paused and looked at Miss Edson, and that she nodded in such a way as to indicate that she understood perfectly what was said. That having been done, the will was executed in proper form. There is no evidence, indeed there could be no evidence, of the wishes which Miss Edson had expressed to the persons named as her executors with regard to the disposition of this absolute devise to them. There is nothing in the case to show that at any time she had any communication with, either Bartow or Fairchild with regard to these bequests. There is nothing to show any further communication to Mr. Parsons than such as must have taken place when he received her instructions for drafting the will; and we can, therefore, look for her wishes only in the paper which is presented as her will. It is quite evident from this paper what her wishes were. They were that this property should go in charity, and in such charity as might be appointed by her executors, with the approval of Dr. Huntington. The person who drew the will must necessarily have been acquainted with those wishes. When he read over the last bequest, by which he, with the other persons named as executors, took that property absolutely, he must have been charged with the knowledge that the wishes of Miss Edson about the disposition of her property had been immediately before that expressed to him in that will, and he must have known that the wishes, which she expressed the belief that he would carry into effect, were those wishes which had just been expressed by her on that solemn occasion. No other conclusion can be drawn from the circumstances surrounding the transaction. Either Mr. Parsons knew what her wishes were, as she said he did in the will and codicil, in which case he was bound in good faith to carry them into effect, because he did not dissent, or
The inference thus drawn is strengthened by the act of the legatees which took place shortly after the probate of the will. Rone of them, as is conceded, except Mr. Parsons, ever had any communication with the testatrix about this will, nor did they know any thing about it; even the fact that the will had been executed or that a bequest had been made to them. Tet we find that in a short time after the probate of the will, with the approval of Dr. Huntington, they proceeded to appoint the residuary estate which had been given to them to certain charitable objects. This appointment could hardly have been made in the way in which it was made with the approval of the gentlemen selected by the testatrix for that purpose unless the legatees had been advised of the wishes of the testatrix. Whence could they have received any such information unless it was from that one of their number who had drawn this will and was aware of Miss Edson’s wishes ?
The evidence, so far as Mr. Parsons is concerned, is not great in amount to be sure. But reading between the lines and drawing such fair inferences as we are compelled to draw from the surrounding circumstances and from subsequent acts, we must conclude from all the facts that when this will was executed he did have an understanding with Miss Edson as to her wishes with regard to this property, and that in making a disposition of her estate she relied upon
But Messrs. Fairchild and Bartow stand upon an entirely different footing. It has been decided in Fairchild v. Edson (77 Hun, 298) that the three gentlemen named as executors took this residuary estate absolutely under this clause of the will. Each one, of them became the owner of the one-third of the estate which was given to him with an absolute right not only to have it, but to have it separated from the rest at,once upon the final disposition of the estate; because he took his share in severalty and absolutely under the terms of the will. By the express provisions of the statute he took this as a tenant in common and not as a joint tenant. (1 R. S. 727, § 44; Matter of Kimberly, 150 N. Y. 90.)
It has been said that the necessary intent of the testatrix in making this devise “to the persons named as my executors” was that they should take it as joint tenants, because otherwise they would not be bound to carry out her wishes. But this involves the consideration of extrinsic proof for the purpose of giving a construction to the grant. The nature of the estate which is granted by a will or deed is to be determined by the words of the grant, and no parol evidence is admissible to alter the construction which must necessarily be given to the words themselves. There is a vast difference between admitting parol evidence for the ¡Durpose of establishing a trust and admitting it for the. purpose of changing the legal construction of a grant. In the one case evidence must necessarily be received. In the other case the party claiming under a will gets his estate by virtue of what is put into the will and the extent and nature of that estate must be determined by the words which are written in the paper, and it cannot be enlarged or diminished by extrinsic considerations as to the intent of the testator which have not been put into the grant itself. This rule of law is so well settled that authorities need not be cited to sustain it. As these gentlemen took this property as tenants in common, with regard to them the bequest was precisely the same as if the residuary estate had been divided into three portions, and one portion given to each of them. If they had taken the estate as joint tenants, it is established by O’Hara v. Dudley {supra) that each one would have
The same rule is to be deduced from the cases. It was expressly decided in Tee v. Ferris (2 K. & J. 357), where that question was the only question presented when the case finally came before the vice-chancellor. The case was followed in Rowbotham v. Dunnett (8 Ch. Div. 430). The same rule is laid down in the case of O'llara v. Dudley (supra). In that case it appears that the testatrix gave her estate to three persons absolutely, but as joint tenants. Such is stated to be the bequest by Judge Finch at the beginning of his opinion. It appears in that case that but one of the legatees had any knowledge of the intention of the testatrix or had made any agreement to be bound by it; and it was claimed that because no such agreement had been made by the others they were not bound and that as to them the devise was good. In repudiating that claim, Finch, J., bases his decision expressly upon the ground that the three legatees took this estate as joint tenants. He lays stress upon the rule that the trust comes to exist, not because of the intention of the testatrix, but because of the implied agreement of the legatee to carry out that intention; and he distinguishes the cases of Rowbotham v. Dunnett and Tee v. Ferris from the case which he had in hand expressly because of the fact that in those cases the legatee as to whom the devise was held to be good was a tenant in common and not a joint tenant; and he insists all through his opinion upon the fact that all the legatees in the case before him were joint tenants, and, therefore, and for that reason alone were bound by the tacit acquiescence of one of them.
Applying the rule laid down in these two cases, we must hold that, so far as the defendants Bartow and Fairchild are concerned, the complaint was properly dismissed as to them and the judgment must be affirmed. But with regard to Mr. Parsons the case is entirely different. He understood the wishes of the testatrix and by acquiescence agreed to carry them into effect. As to him his portion of the estate is charged with this trust.
This 'trust is void becahse of its indefiniteness.' The trust" as
It is perhaps unnecessary to say that there is no claim on the part of anybody that there is any actual fraudulent intent on the part of the executor or anybody else to get possession of this property. The attempt is simply to evade the well-settled rules of law which render a bequest void if it should happen that they were applied to this case. While such an intent, which has for its ultimate end, not private gain, but to devote the property to charitable use, involves no immorality, but the opposite, yet there are grave reasons of public policy why such things should not be permitted. In this particular case there can be no suspicion that any wrong was intended except an evasion of the law. While an evasion of the law like this involves no moral obliquity, it is the duty of tlio courts alw-ays to condemn it. The fact that the gentlemen who attempted it were by their position and character far above any suspicion of attempting to make gain for themselves, affords the greater reason why they should be held to the strictest rules. The thing may just as easily be attempted by soihe less scrupulous person for mere personal objects, but in the one case as well as in the other the policy of the law requires that such bequests should not be encouraged.
With regard to Hr. Huntington it is quite clear that the complaint was properly dismissed. He took nothing under this will, and the plaintiff was entitled to no relief against him whatever. The judgment as to him must be affirmed, with costs.
As to the defendant Parsons the judgment is reversed, with costs, and judgment ordered that the one-third part of the residuary estate which was bequeathed to him did not pass by the will and shall be distributed by the executors to the next of kin.
Van Brunt, P. J., Williams and Patterson, JJ., concurred.
Concurrence Opinion
I concur with Mr. Justice Rumsey so far as he holds that when this will was executed there existed between Mr. Parsons, one of the executors who prepared the will, and Miss Edson, the testatrix, an implied understanding as to her wishes in regard to the property left to her executors, and that she relied in giving it to him and his co-executors upon his tacit consent, to be governed in the disposition of it by her wishes in the will expressed, and that this brings the case, so far as he is affected, clearly within the cases cited by him in his opinion. I do not concur in his conclusion as to its effect upon the share left to the other executors, Messrs. Fairchild and Bartow. By the will in question the testatrix attempted to make a disposition of all her property, dividing the residuary estate among the several charities named by her. Fully appreciating the fact, however, that this disposition of her residuary estate might be invalid according to the law of this State, an attempt was made by her to evade the result of such illegality by the disposition that she made of her residuary estate in case that contingency should happen. The evidence shows that if the conclusion arrived at by Mr. Justice Rumsey is correct, she has been successful, so far as two-thirds of her estate was affected, and that a scheme has been here devised by which a testator, by selecting gentlemen of character and a keen sense of honor, can in all cases render nugatory any provision of law limiting the disposition that can be made of property by a last will and testament. That the court should End themselves in such a predicament and feel themselves bound to enforce a will which, considering its provisions and the acts of those selected to execute its provisions, has resulted in an illegal disposition of this property, a disposition prohibited by the positive law of this State, seems to me to confess an impotence in the administration of the law entirely unjustified.
Mr. Fairchild, another of the executors and residuary legatees, said, “ I don’t think that at any time I had any intention of keeping any of that money for myself. * * * I did not have any such intention.” When asked the question, “ Why didn’t you keep it, or any part of it, for yourself ? ” he answered, “ I thought I would be ashamed to. I did not think that was the intent of the testatrix. I thought that her whole purpose was that the portion of her property given to us by the last clause should go to some benevolent objects. Failing it going as she expressed in her will, I felt that her intention was to give this property to us to be disposed of as we thought best for benevolent objects. I did not think that she intended that I should keep any of it for myself. I did not think that she intended that. I think that keeping it for ourselves would have been what I and Mr. Bartow, or either of us, or Mr. Parsons, might well have been ashamed of.”
It is impossible to resist the conclusion that all three of these executors considered themselves bound — if not legally, at least morally, and as honest men — to use this property left to them by this will to carry out the illegal disposition that Miss Edson had attempted to make by the will; that to have used this legacy in any other manner would have been a dishonorable act on their part, and one that would have exposed them to disgrace, and that she and Mr. Parsons, when he prepared the will, well knew that this consideration would require that they should join with Mr. Parsons in executing the implied or tacit understanding between Mr. Parsons and the testatrix, in pursuance of which this residuary clause was inserted in the will and codicil and thus became a part of Miss Edson’s will.. Mr. Justice Rumsey concedes in his opinion that, if these three
The terms of the will before the court in the O'Hara case are not stated in the report. The nature of the bequest contained in the will is stated by Judge Finch, in delivering the opinion of the court: “ The testatrix gave to three persons, who were her lawyer, her doctor and her priest, absolutely, but as joint tenants, the bulk of her estate; ” and in that case the only one who had any knowledge of the intention of the testator was, as in this case, the lawyer who drew the will. I think it can be said, however, that in this case the bequest or devise was not to the executors as tenants in common, but as joint tenants, and thus the principle established by the will of O’Hara applies. This clause originally appeared in a draft will prepared by Mr. Parsons, and was submitted to the testatrix. That original draft will provided that, if for any reason any legacy should lapse or fail, “ I give and bequeath the amount thereof absolutely to my executors. In tlié use of the same I am satisfied that they will follow what they believe to be my wishes.” If the will as executed had stood in this condition, I do not suppose it would be claimed but that the bequest would be one to the executors as a class, and would thus be joint and not several. In the will, however, as executed the clause stands, “ I give and bequeath the amount which shall lapse, fail or not take effect absolutely to the persons named as my executors.” The rest of the clause is the same, the words interpolated being “ the persons named as.” Did the interpolation of these words change the character of this bequest ? It is a canon of construction, universally applied, that the sole object of a court is to ascertain and enforce the intention of the testator, and we have here before us, in the language in this very will itself, the clearly expressed intent with which this testatrix used these words which she added to a will which disposed of all her property, this
If Mr. Parsons, when he submitted this will to the testatrix, had said to her, “ I agree that in case any of these legacies are void I will apply the property coming to me under this bequest to carrying out your intention with regard to the charitable disposition of your property,” and that “ my co-executors will unite with me in such a disposition of all property that passes to them under this bequest,”’ could it be said that either of the executors could have accepted the bequest with knowledge of this obligation made on their behalf and obtained upon such a representation, and repudiate the obligation ?. It seems to me clear that they could not. That, accepting the bequest, they would be clearly bound by the conditions upon which.
I concur with Judge Rumsey in his disposition of the other questions involved, and I, therefore, think that the judgment entered here should be that the residuary estate of the testatrix not disposed of by the will should go to the plaintiff as the executrix of the next of kin. I think I should say also that I concur with Mr. Justice Rumsey in saying that these executors have but too faithfully attempted to carry out the trust that the testatrix imposed upon them, and that it was the illegal intent of the testatrix to make a disposition of her property prohibited by law, attempted to be carried into effect by her executors, that in my opinion has rendered their action invalid.
As to defendants Bartow, Fairchild and Huntington, judgment affirmed, with costs to be paid by plaintiff; as to defendant Parsons judgment reversed, with costs, and judgment ordered as directed in opinion.