Lead Opinion
Appellant Sharon Kay Edstiappeals ce. of the Izard County Circuit Court denying her petition to probate a purported holographic will written by her mother Oral W. Fountain. On appeal, she argues that the issue of whether the will contains words of testamentary intent is only one factor to be reviewed in determining if the will is valid. This case is before us on a petition for review from an unpublished court of appeals’ opinion in Edmondston [Edmundson] v. Estate of Oral W. Fountain, No. CA02-842 (Ark. App. Dec. 10, 2003)
The present dispute centers on a hand-written instrument purported to be the last will and testament of Fountain. The instrument, titled “Last Will” and dated January 1, 1997, lists all five of Fountain’s children with certain items listed under their names. According to this document, the majority of Fountain’s estate, consisting of a 160-acre farm, its contents, thirty-seven head of cattle, and a 1972 truck, was left to Appellant. Appellant was Fountain’s youngest child, who lived next door to her mother and helped her mother after the other children moved away. The document was signed by Fountain and witnessed by two acquaintances.
Fountain died on April 23, 1998. Initially, her estate was probated as intestate and Appellant objected to a petition filed by her siblings requesting that Fountain’s personal property be sold, because she claimed that it belonged to her. Despite her objection, the trial court ordered the property to be sold. However, in June 1999, Appellant petitioned the court to admit a holographic instrument that had been discovered. Roger Hall had purchased a roll of upholstery from Appellant’s husband and discovered an envelope containing the document signed by Fountain and titled “Last Will.” He then gave the document to Appellant. Appellant’s four siblings objected to the admission of the instrument, claiming that the document was not in the handwriting of their mother.
A trial was held on the admission of the purported will. During the trial, numerous witnesses testified, including family members, the attesting witnesses, and handwriting experts. Verlin Harris, Fountain’s sister, testified that prior to Fountain’s death, she told her sister that she had a will. The deposition testimony of Ricky Smithson and Justin McAlister, the two individuals who witnessed the will, was admitted during the trial. They each testified that they were at Fountain’s house one day looking for an acquaintance. While there, Fountain asked the two men for a favor. She then produced a document they believed to be her will, which they signed.
At the conclusion of the trial, the trial court ruled that the instrument was in Fountain’s handwriting. The court refused, however, to admit the instrument to probate as Fountain’s will, finding that it lacked the requisite testamentary intent. Specifically, the trial court found that there was “no testamentary language whatsoever within the instrument.” According to the trial court, this lack of dispositive wording rendered the instrument invalid on its face.
Appellant appealed the order of the trial court to the court of appeals. The court of appeals found that the trial court erred in denying Appellant’s request to probate the instrument. The court of appeals recognized the long-standing case law of this court that testamentary intent is necessary to the validity of a holographic will, but then distinguished our cases analyzing testamentary intent. The court of appeals determined that the deciding issue in this case was whether words of a testamentary nature are absolutely required by our case law. The court then concluded that they are not, agreeing with Appellant that the use of certain dispositive words should not be placed above the clear intent of the decedent. The court then went on to find that the clear intent of Fountain was for this document to be her last will, as evidenced by certain facts, including that it was titled “Last Will,” was signed, was witnessed by two people, and listed all of her children, with certain property listed under each child’s name.
Following the decision by the court of appeals, the Estate petitioned this court for review, arguing that there is a perceived inconsistency in the court of appeals’ decision and this court’s decisions in prior cases. Specifically, the Estate argued that according to this court’s previous case law, where there are no words of a dispositive nature, the will is defective on its face. This court granted review on January 29, 2004.
When this court grants a petition to review a decision by the court of appeals, this court reviews the appeal as if it had been originally filed in this court. Lewellyn v. Lewellyn,
Appellant’s sole point on appeal is that the trial court erred in refusing to admit the purported will to probate, as the evidence demonstrated that Fountain intended for the document to be her will. According to Appellant, the issue of whether there were dispositive words is only one factor to be considered in determining testamentary intent. The Estate argues that this court’s case law requires the document to contain words that express testamentary intent. The Estate is correct.
The law surrounding testamentary intent is well settled. A will is a disposition of property to take effect upon the death of the maker of the instrument. See Faith v. Singleton,
In McDonald,
Here the instrument is merely a sketch or drawing on the back of a used envelope with names in individual squares, directions indicated, and the decedent’s signature and date. There is absolutely nothing indicating an intent that this instrument should serve as a testamentary disposition of his property. No case is cited to us nor has our research revealed one that would uphold this instrument or a similar one as facially sufficient to permit extrinsic evidence to establish it was intended as a will. Certainly, it cannot be said that its expressions are so clearly stated that, without inference, no mistake can be made as to the existence of a testamentary intention.
Id. at 519-20,
In Dunn v. Means,
Further, where a document sets forth no words of a dispositive nature, it is defective on its face because it lacks the required intent to make a will, and extrinsic evidence is not admissible to prove the necessary intent.
In this case, we find no testamentary intent whatsoever within the passage that Ms. Dunn claims to be the will of Mr. Rogers. Certainly, it cannot be said that this instrument’s expressions are so clearly stated that, without inference, no mistake can be made as to the existence of testamentary intention.
Id. at 475-76,
In the instant case, we note that the court of appeals in reversing the trial court relied, in part, on this court’s decision in Chambers v. Younes,
Moreover, this court has explained that while we recognized in Chambers that inquiry may be made into all relevant circumstances where the existence of testamentary intent is in doubt, such a rule only applies where some testamentary intent can be inferred from the four corners of the document itself. See e.g., Faith,
The dissenters rely in part on Estate of O’Donnell,
Turning back to the case now before us, Appellant is asking this court to speculate on the intent of Fountain when she drafted the document titled “Last Will.” That document contains absolutely no words of testamentary intent. The dissent makes much ado about the fact that the document was titled “Last Will.” The title alone, however, does not cure the defective nature of this document. The lack of any language indicating that Fountain intended to give or leave certain property to each of her children rendered the document facially invalid. Our cases make it clear that where testamentary intent cannot be ascertained from the face of the document, extrinsic evidence may not be admitted. Thus, in this case, the only evidence properly considered in order to determine Fountain’s intent is the holographic document itself. The trial court correctly determined that document was facially invalid, as it lacked any dispositive language and was nothing more than a list of Fountain’s children with certain property under each name. In sum, we agree with the trial court that the document’s expressions are not so clearly stated that, without inference, no mistake can be made that Fountain possessed the requisite testamentary intent when she drafted this document. Accordingly, we cannot say that the trial court clearly erred in refusing to probate the holographic document proffered by Appellant.
Circuit court affirmed; court of appeals reversed.
Notes
There is some apparent confusion over the correct spelling of Appellant’s last name. In its opinion, the court of appeals refers to Edmondston. In documents in the Transcript, Appellant signed her name Edmonston. We, however, adopt the spelling utilized by the Clerk of this court, which is Edmundson.
Smithson could not recall if Fountain signed the document in his and McAlister’s presence. McAlister, on the other hand, testified that the document was already written out before they signed it.
The dissenters also rely on the Restatement (Third) op Property: Wills & Donative transfers § 3.2, cmt. c (1999) for the proposition that“[t]estamentary intent need not be shown from the face of the will, but can be established by extrinsic evidence.” The Restatement is obviously completely in conflict with this court’s holdings as set out in this opinion. In addition, the Restatement was neither argued to nor ruled on by the court below, nor did either party even argue or mention the Restatement in this appeal. Instead, the idea to apply or adopt the Restatement comes from the fertile minds of the dissenters, not the parties.
Dissenting Opinion
dissenting. I disagree stmajority’s ice, that Ms. Fountain’s “Last Will” contained “absolutely no words of testamentary intent.” The majority states that, without testamentary intent ascertainable from the face of the document, extrinsic evidence may not be admitted. In fact, the case law cited by the majority leads one to believe that the document in question contains testamentary language sufficient to allow the trial court to consider extrinsic evidence in order to determine whether testamentary intent can be ascertained. For these reasons, I would reverse and remand in order to allow the trial court to consider extrinsic evidence.
The majority cites to David Terrell Faith Prophet Mininistries v. Estate of Varnum,
Will contest cases come before this court for a trial de novo but we will affirm the order of the probate judge unless it is clearly against the preponderance of the evidence. Greenwood, Guardian v. Wilson, Adm’.x,267 Ark. 68 ,588 S.W.2d 701 (1979). The existence of testamentary intent is not a matter of inference, but must be expressed so that no mistake be made as to the existence of that intention. McDonald, Ex’x v. Petty,262 Ark. 517 , 519,559 S.W.2d 1 , 2 (1977). Inquiry may be made into all relevant circumstances where the existence of testamentary intent is in doubt. Chambers v. Younes, Adm’r,240 Ark. 428 ,399 S.W.2d 655 (1966), citing 94 C.J. S. Wills, % 203. However, use of extrinsic evidence is appropriate only when the instrument expresses an intent, it is inappropriate when the instrument expresses no intent, as in McDonald, Ex’x, supra.
David Terrell Faith Prophet Ministries v. Estate of Varnum,
In Varnum, the trial court'considered, not only the purported will itself, but also several other documents that were purported wills written by the decedent. All were written in the decedent’s handwriting and each had a different principle beneficiary. Id. The document at issue in Varnum, called the “Terrell” will, might have appeared on its face to be a holographic will; but, taken together with the other documents, it was apparent that the “Terrell” will was merely a draft and not Ms. Varnum’s final will. Id.
In another case cited, and summarily overruled, by the majority, In the Matter of the Estate of O’Donnell,
This court has long recognized that a rule of property is rarely, if ever, overturned, so that the bar can rely on the rule in drafting long term instruments and advising clients. Abrego v. United Peoples Federal Savings and Loan Association,
The O’Donnell instrument was dated, signed, had the phrase, “Last Will & Test” written in the decedent’s handwriting, and included names of beneficiaries with amounts or specific items of property written beside the names. In some cases, amounts had been crossed out and new amounts written beside them. In the instant case, Ms. Fountain’s will is dated, signed, has the phrase, “Last Will” at the top of the document, lists her children’s names, and underneath each name are listed specific dollar amounts or property. There are no cross-outs on Ms. Fountain’s will, and she has two witnesses who signed the document.
In O’Donnell, the trial court quoted the Varnum case, among others, noting that “[t]he document itself, along with all the attending circumstances, must overcome all doubt about testamentary intent.” The trial court then considered extrinsic evidence, including the-testimony of several witnesses. The court itemized this extrinsic evidence, along with the document itself, into “Factors Favoring Holographic Instrument as Will” and “Factors Indicating Holographic Instrument Not a Will.” The court finally determined the instrument was not a will, and refused to admit it to probate. In affirming the trial court, we said,
We agree with the reasoning of the probate judge who had the facts before him. His reasoning is within the framework of the applicable law which is cited in the memorandum opinion. We cannot say the probate judge was clearly erroneous in denying the holographic instrument’s admission to probate for lack of testamentary intent.
O’Donnell,
It seems that if it was not error for the trial court in O’Donnell to utilize extrinsic evidence in its reasoning, then the trial court in this case at least had the option of being able to do the same, considering the holographic instrument in both cases are virtually identical. Indeed, Ms. Fountain’s instrument was witnessed and had no cross-outs or changes — both factors to show that this case is, perhaps, even stronger than that in O’Donnell.
The trial court in the instant case cited Dunn v. Means,
Clearly, the O’Donnell instrument must have contained enough testamentary language for the trial court to admit extrinsic evidence, because we affirmed the trial court’s decision and its reasoning in O’Donnell. If that instrument, which is remarkably similar to Ms. Fountain’s, contained the necessary language, I am unable to discern why the trial coupt, or the majority, determined that Ms. Fountain’s instrument does not contain sufficient testamentary or dispositive language to allow the admission of extrinsic evidence. While it is true that Ms. Fountain did not use specific words such as “I give” or “I bequeath” when she listed her property, that fact is also true of the instrument in O’Donnell.
The comments to the Restatement (Third) of Property: Wills & Donative Transfers (1999) support the use of extrinsic evidence to show testamentary intent when presenting a holographic will for probate. See Restatement (Third) of Property (Wills & Don. Trans.) § 3.2 cmt. c (1999). (“[t]estamentary intent need not be shown from the face of the will, but can be established by extrinsic evidence”). Illustration 7 of the Restatement’s comment c provides the following example:
7. Extrinsic evidence of testamentary intent. After G’s death, a document was found in her desk. The document, written in G’s handwriting, appears as follows:
To A, 1/4 To B, 1/4 To C,1/4 To D,1/8 To E,1/8 /s/G 3/12/98
Two of G’s friends testified that G told them that she made a will, and that it could be found in her desk after her death. The testimony of G’s friends may be considered in determining whether G’s document was executed with testamentary intent. As in Illustration 6, the fact that the transfers add up to all of G’s estate raises an inference of testamentary intent.
Restatement (Third) of Property (Wills & Don. Trans.) § 3.2 cmt. c, illus.7 (1999).
Here, as in the Restatement’s illustration, Ms. Fountain accounted for all of her children as well as her entire estate, thus raising an inference of testamentary intent. In a seminal decision on the issue, we held that extrinsic evidence was admissible to establish testamentary intent of a purported holographic will:
Review of our cases clearly indicates that our courts have customarily admitted extrinsic testimony to establish testamentary intent, without considering whether the statute on proof of a holographic will (62-2117, supra) expressly permits such testimony. [From a] [p]erusal oí Arendt v. Arendt,80 Ark. 204 ,96 S.W. 982 , and Weems v. Smith,218 Ark. 554 ,237 S.W.2d 880 , and the letters therein held to be valid holographic wills, it is apparent that extrinsic testimony was necessary to fortify the finding of existence of testamentary intent. We think this is proper.
Chambers v. Younes,
The cases cited by the majority in support of their contention, McDonald v. Petty,
In Dunn v. Means, supra, the document was not even in the decedent’s handwriting, thus violating a basic requirement of any valid holographic will in this state. See Ark. Code Ann. § 28-25-104 (Repl. 2004). Here, the document, with the exception of the witnesses, was found to be completely in Ms. Fountain’s handwriting. In Dunn v. Means, we stated that a document setting forth no words of a dispositive nature is defective on its face as a will. However, the word “dispositive” is defined by Black’s as “being a deciding factor; (of a fact or factor) bringing about a final determination.” Black’s Law Dictionary 484 (7th ed. 1999). The title “Last Will” at the top of Ms. Fountain’s holographic instrument, along with the way she has arranged the document listing all her children and all her property, and her signature at the bottom, are sufficient to show “words of a dispositive nature” enough so that extrinsic evidence should have been considered to determine whether this document is a valid holographic will.
Because I believe the caption “Last Will” meets the requirement of dispositive or testamentary language on the facts of this case, I disagree with the majority’s affirmance of the trial court. This case should be remanded for consideration of extrinsic evidence.
I respectfully dissent.
Dissenting Opinion
dissenting. I join the dissent of sticDickey. e, concept behind a holographic will is to authorize a testator to bequeath and devise property in that person’s handwriting without the statutory formalities of a formal will. Here, Mrs. Fountain left the following instrument:
Last Will Jan. 1 1997
Kay Edmonston
160 acre farm & contents rema[in]ing 37 head of cattle at this time 1972 truck
Wayne Fountain cattle on Wayne’s Farm + Fiddle
Shirley Washington
200.00
E.W. Fountain
200.00 Nell Flarris
200.00
Oral W. Fountain
Witness.
Ricky Smithson Justin McAlister
To conclude, as the majority does, that evidence of testamentary intent is not raised by this writing dismisses the obvious. Mrs. Fountain titled the instrument “Last Will,” listed the heirs in conjunction with specific property, signed it at the end, dated it, and had it witnessed. The majority, however, holds that some dispositive language is essential for a valid holographic will. This court has made it clear in the past that technical testamentary language is not necessary. See, e.g., Cartwright v. Cartwright,
At this stage, we are talking about whether doubt is raised of testamentary intent from the four corners of the document so as to allow extrinsic testimony to be introduced by other witnesses to ascertain what the testator intended. We are not talking about whether the language in the Fountain will absolutely establishes testamentary intent. The majority, however, superimposes strict requirements on a holographic will and disallows extrinsic testimony of intent, which, I maintain, was never the philosophy behind the holographic procedure. Rather, the holographic will was developed to allow a testator to distribute property at his or her death by means of a handwritten document and avoid intestacy. Perhaps that testator had no access to a lawyer for purposes of a formal will or chose not to take advantage of legal services.
This court has looked to extrinsic evidence in the past to determine testamentary intent when an inference of that intent was raised by the handwritten document. We have said:
“[0]ur courts have customarily admitted extrinsic testimony to establish testamentary intent, without considering whether the statute on proof of a holographic will expressly permits such testimony.” . . . “[I]nquiry may be made into all relevant circumstances where the existence of testamentary intent is in doubt[.]”
Chambers v. Younes,
It may be the majority fears that allowing extrinsic evidence opens the door to multiple family squabbles in court over testamentary intent when a handwritten instrument is found after a person’s death. I do not share that concern. It is the decedent’s intent as to how his or her property will be distributed at time of death that is all-important. I am, unwilling to concede that in ascertaining this intent, our court system will be unduly burdened by efforts to discern what a testator meant by a handwritten instrument, under such facts as we have before us. The result of today’s discussion is to go back in time and limit the ability of people to write a handwritten will so as to avoid intestacy.
For these reasons, I respectfully dissent.
