Edgar E. Oliver v. Louie L. Wainwright and Jim SmithEdgar E. Oliver v. Louie L. Wainwright and Jim Smith
Edgar Oliver appeals from the denial of his petition for habeas corpus on' the ground that his ineffective assistance of counsel claim is barred by his procedural default during Florida post-conviction proceedings and that his prosecutorial misconduct claims lack merit. We affirm the denial with respect to Oliver’s ineffective assistance of counsel claim, but for reasons other than those advanced by the district court. We also affirm the denial with re-speet to the prosecutorial misconduct claims.
I. FACTS
On April 30, 1975, Oliver was convicted in the Twentieth Judicial Circuit Court of Florida of first degree murder. He was later sentenced to life in prison. Oliver appealed his conviction to Florida’s Second District Court of Appeal (“Second DCA”), 1 which issued a per curiam summary affirmance on February 6, 1976.
In July of 1976, Oliver instituted his first request for collateral post-conviction relief by filing a pro se motion to vacate, set aside or correct his sentence pursuant to
Oliver next filed a motion for post-conviction relief pursuant to
The trial court appointed counsel and held a hearing at which witnesses testified only with respect to the issue whether Oliver’s trial counsel failed effectively to challenge the identifications of prosecution witnesses. The court orally denied Oliver’s motion at the close of the hearing, which took place on October 13, 1980. Although the denial was recorded in the court’s minute book, it was never otherwise recorded. Oliver never received written notice of the denial informing him of his appeal rights as is required by
Appointed counsel informed Oliver that he had thirty days to appeal the denial of his motion and declined to represent Oliver on appeal. Acting pro se, Oliver mailed a “Petition for Writ of Habeaus [sic] Corpus” to the Second DCA on November 12, 1980. It was filed with the clerk of that court on November 18, 1980. This petition raised the same arguments that hаd been presented to the trial court and stated that his motion for post-conviction relief had been denied on October 13, 1980. On November 20, 1980,
Oliver filed his second
The district court reasoned that the Second DCA must have denied Oliver’s petition/appeal pursuant to the following language of
An application for writ of habeas corpus in behalf of a prisoner who is authorized to apply for relief by motion pursuant to this rule, shall not be entertained if it appears that the applicant has failed to apply for relief, by motion, to the court which sentenced him, or that such court has denied him relief, unless it also appears that the remedy by motion is inadequate or ineffective to test the legality of his detention.
The court concluded that Oliver’s allegations “on appeal” were nevеr considered on the merits. The court noted that Florida decisional law provides a mechanism for requesting a “belated” appeal on the ground the appellant’s right to appeal has been frustrated by state action. In
Baggett v. Wainwright,
Back in federal district court after successfully petitioning the court to reinstate his petition for habeas corpus, Oliver found his petition submitted to a magistrate, who recommended that the petition be denied. With respect to the ineffective assistance of counsel claim, the magistrate found consideration on the merits to be barred by Oliver’s failure timely to appeal the denial of his second 3.850 motion. The magistrate found that the state court “imposed a procedural default” when it “ruled, after an evidentiary hearing [on Oliver’s
Baggett
petition], that Petitioner had not timely filed his apрeal and had not been hindered in any way from doing so” and reasoned that it must defer to the state court’s ruling on procedural default absent a showing by Oliver of cause for the default and prejudice from the court’s failure to reach the merits, citing
Wainwright v. Sykes,
Without explaining why Oliver’s prosecu-torial misconduct claim would not similarly be barred, the magistrate proceeded to address the merits of that claim. The magistrate dismissed most of the challenged remarks as not colorably improper. Addressing the statements аbout Sergeant Sanders, the magistrate found they did not amount to an expression of the prosecutor’s opinion, a personal attestation to the credibility of a witness, or an implication that extra-record evidence supported the state’s ease. They were not, therefore, improper. The magistrate also concluded that the evidence linking Oliver to the murder, apart from Sanders’ testimony, was “strong,” implying that any impropriety was not prejudicial.
The district court adopted the magistrate’s report and recommendation and dismissed Oliver’s petition. 3 Oliver filed notice of appeal from the denial, and we appоinted counsel to represent Oliver before this court.
II. ISSUES
On appeal from the denial of his ineffective assistance claim, Oliver asks us to find that no procedural default occurred under Florida law and argues, in the alternative, that he meets the cause and prejudice requirements of Wainwright v. Sykes. As for the prosecutorial misconduct claim, Oliver argues that the prosecutor’s remarks were improper and prejudicial and so violated his right to a fair trial. We conclude that Wainwright v. Sykes should not be applied in the peculiar circumstances of this case and affirm the denial of Oliver’s petition on the ground his claims lack merit.
III. ANALYSIS
A. Applicability of Wainwright v. Sykеs to Procedural Default during State Collateral Proceedings
The district court’s disposition of this claim raises the novel question whether the
In
Wainwright v. Sykes,
Although it appears that the question remains open, the district court in this case deferred to the Florida court’s application of a procedural bаr that arose during state collateral proceedings without analysis or giving reasons. Because it is not clear whether the Second DCA did in fact rely on a procedural bar to deny Oliver’s attempted appeal and because any procedural bar in this case appears not to have been an “adequate” state ground for refusing to reach the merits, we again avoid consideration of the applicability of Sykes to procedural default committed during state collateral post-conviction proceedings.
Either of two procedural grounds might have formed the basis for the Second DCA’s November 20, 1980 denial of Oliver's hаbeas corpus petition. The first is that Oliver filed a petition for writ of habe-as corpus rather than a notice of appeal with that court, which is an appellate court. The Second DCA might have reasoned, as the district court speculated when it sent Oliver back to state court to request a belated appeal, that such a petition should be denied under the
Our problem is that the Second DCA did not explain its decision; it merely stated:
Petitioner, pro se, having filed a Petition for Writ of Habeas Corpus, upon consideration, it is
ORDERED that said Petition for Writ of Habeas Corpus is hereby denied.
It may be, for all we can tell from this language, that the Second DCA treated the petition as an appeal and denied it for lack of merit and not for noneompliance with a procedural rule.
The lack of explanation is significant because federal review is not barred by the defendant’s violation of a state procedural rule if the state court has overlooked the possible procedural bar and decided the case on the merits.
See, e.g., Campbell v. Wainwright,
The fact that the Second DCA determined, in response to Oliver’s petition for a belated appeal, that his attempted appeal had been untimely filed and not frustrated by state action does not tell us that the court did not deny the petition/appeal on the merits in the first instance. The commissioner did not find that the Second DCA had relied on procedural default to deny the petition/appeal but found that unjustified procedural default barred Oliver from receiving a new appeal. This finding tells us only that there existed a procedural ground оn which the court might have relied to refuse to hear the merits in the first instance. As the untimeliness argument was advanced by the state’s attorney’s for the first time in response to Oliver’s petition for belated appeal, we have no reason to believe it actually formed the basis for the summary denial. 4
There is a second reason that we should reach the merits of Oliver’s claims. Even were
Sykes
to apply, we could not defer to the state court’s rejection of Oliver’s constitutional claim unless it were based on an “independent and adequate” state ground.
Allen, supra; Spencer v. Kemp,
Had the Second DCA and the commissioner correctly applied Florida law, they would have found that the thirty-day period for filing an appeal from the trial court’s denial of Oliver’s 3.850 motion had never begun to run.
In
Williams v. State,
Thus, if the Second DCA indeed denied Oliver’s petition as untimely, it erred under
Because the state court did not indicate that it was applying a procedural bar in denying Oliver’s petition/appeal and because any procedural basis upon which the state court might have relied to refuse to reach the merits of Oliver’s claims is not adequate to foreclose federal review of those claims, we need not decide whether to extend Sykes to procedural default that occurs during state collateral proceedings. Instead, we go on to address the merits of Oliver’s ineffective assistance and prosecu-torial misconduct claims.
B. Ineffective Assistance of Counsel
Oliver argues that his trial counsel rendered ineffective assistance when he failed (1) to challenge identifications central to the state’s case, (2) to challenge the jury composition as racially discriminatory, (3) to investigate certain (unspecified) facts and (4) to object to the comments during the state’s closing argument that form the basis for Oliver’s prosecutorial misconduct claim. To demonstrate that his counsel’s assistance was so defective as to require reversal of his conviction, Oliver must show that his attorney made such serious errors that he was not acting as “counsel” within thе meaning of the Sixth Amendment.
Strickland v. Washington,
Oliver first complains that his counsel failed to challenge the three identifications through which the state placed Oliver at the murder scene. We point out that defense counsel did not neglect to call weaknesses in the identifications to the attention of the jurors. Thrоugh cross-examination and during closing argument, counsel brought out that each witness had seen the person identified as Oliver for only a few seconds six months prior to the identifications, that one witness had previously identified that person as a 5'8" woman (Oliver is 6'2" and male), that Sergeant Sanders had transported Oliver for some distance after his arrest and so had an opportunity to connect Oliver with the murder before making the identification, and that the witnesses could not describe the other men they saw with Oliver. Defense counsel pointed out additional weaknesses and inconsistencies, too numerous to list here, in the identification witnesses’ testimony. Moreover, Oliver’s counsel put on an alibi defense to raise doubts in the jurors’ minds whether Oliver could have been the person seen at the sight of the murder.
Counsel did not use “imaginative trial techniques” to make identification more
As for Oliver’s claim that his counsel failed to challenge the racial composition of the jury, we point out that Oliver does not allege that the jury pool or the traverse jury was discriminatorily selected. Rather, he appears to argue that an attorney who represents a black defendant must always raise the issue of systematic exclusion of blacks from juries or be considered to have rendered ineffective assistance. He does not allege specific facts to show that blacks were systematically excluded in his case but states only that “[t]his factor has been the subject of expansive judicial notice in connection with the persistent failure of white southern lawyers to contest the systematic exclusion of Negroes from juries.” Record at 31. Oliver’s allegations fail to state any constitutional claim and his petition is due to be denied insofar as the jury composition claim is concerned.
Oliver’s two remaining ineffective assistance claims are also without merit. His allegation that his attorney failed to investigate fаcts merely states the general principles of law on the subject without making specific reference to any deficiency in Oliver’s defense. His vague assertions fail to state any constitutional claim and do not warrant further consideration. His claim that trial counsel’s failure to object to the prosecution’s closing statements amounted to ineffective assistance is due to be denied because, as we explain in the discussion of Oliver’s prosecutorial misconduct claim below, the prosecutor’s comments do not require reversal. Oliver therefore cannot meet the prejudice prong of Strickland.
C. Prosecutorial Misconduct
Oliver argues that he was denied due process of law by the prosecutor’s improper statements in closing argument. Although Oliver objected to twenty-three quoted excerpts from that argument in his petition, he focuses on the following four areas of alleged impropriety on appeal: (1) references to Oliver’s prior criminal activity, (2) a suggestion that Oliver suborned perjured testimony from his alibi witnesses, (3) the (allegedly false) assertion that Oliver supported the child of one of his alibi witnesses and (4) remarks about the keen powers of observation of prosecution witness Sergeant Charlie Sanders. The district court reached the merits of the prosecutorial miscоnduct claim and found that the challenged statements were not improper. We affirm. 6
Oliver first objects to the following statement in the prosecutor’s closing argument: “As to motive, three of them did have prior criminal activity.” Trial Transcript at 299. Oliver himself testified on direct examination that he had previously pled guilty to receiving stolen property. He admits that the prosecution could have used this information to comment on Oliver’s credibility, but argues it was improper to use it to insinuate that Oliver had a propensity to commit crime.
Oliver’s second charge of misconduct relates to the following comments made by the prosecutor during closing argument:
The defendant in'this case has endeavored to establish a defense of alibi. He brought into this Courtroom two witnesses who he had hopes would establish this alibi or corroborate his story. Remember, [Oliver] was released from jail December 27th and wasn’t arrested again until February 4th. This is certainly an adequate period of time for him to contact, as he stated, almost on a daily basis, these witnesses to discuss with them the statements he has made.
Trial Transcript at 278. Oliver argues that this language suggests he suborned perjured testimony on the part of his alibi witnesses.
To the extent the prosecutor did suggest that Oliver attempted to influence his witnesses to lie, his comments were improper. While a prosecutor may point out that reсord evidence suggests that a witness may have had some reason to testify as the defendant wished, he or she may not suggest that the defendant has suborned perjury where such a suggestion finds no support in the record. Although the prosecutor merely insinuated that Oliver had the opportunity to influence the testimony of defense witnesses, we think such veiled hints to be beyond the scope of proper argument.
However, Oliver’s alibi defense was so weak and full of inconsistencies that the prosecutor’s insinuation could not have rendered the trial fundamentally unfair. Oliver and his two alibi witnesses each placed Oliver at his girlfriend’s home at different times. One witness, the girlfriend’s mоther, was impeached with her own deposition testimony (the particulars of which she denied having given). Oliver’s testimony was vague. Given the inconsistency and vagueness of the defense, the jury could have disbelieved the alibi testimony altogether or believed that Oliver spent the afternoon of the murder with his girlfriend but that he arrived there after having committed the murder. There was simply no need to discredit the alibi witnesses by suggesting they had lied at Oliver’s behest. The jury already had ample reason to discount their testimony. We therefore deny Oliver’s petition insofar as this facet of his prosecuto-rial misconduct claim is concerned.
Oliver’s third charge of misconduct cоncerns the prosecutor’s bald assertion that Oliver supported his girlfriend’s child, apparently to suggest that the girlfriend had reason to testify on Oliver’s behalf. As Oliver points out, this assertion is not supported by the record. Nonetheless, because Oliver had already testified that his support extended only to providing baby food every once in a while, the jury had the
Finally, we reach the contention that the prosecutor improperly suggested that Sergeant Sanders’ powers of observation were particularly acute due to his experience as a law enforcement officer. As the district court found, the prosecutor was merely drawing permissible inferences from the evidence of Sanders’ experience and training contained in the record. We find nothing improper in commenting that the superior knowledge of a trained observer makes the witness more worthy of credence. Having determined that this and the other claims of prosecutorial misconduct do not warrant reversal of Oliver’s conviction, we conclude that the prosecutorial misconduct portion of Oliver’s
For the foregoing reasons, we affirm the denial of Oliver’s petition for writ of habe-as corpus.
AFFIRMED.
Notes
. On direct appeal, Oliver challenged the sufficiency of the evidence, the prosecuting attorney’s alleged attempt to influence the testimony of defense witnesses by threatening them with prosecution for perjury, the trial court’s denial of Oliver’s motions for dismissal of the indictment and for judgment of acquittal and the trial court’s decision to sustain an objection to unspecified remarks by defense counsel during closing argument.
. Thе commissioner in this case was the trial judge who had first denied Oliver’s second 3.850 motion.
. Rather than objecting to the magistrate’s report and recommendation, Oliver attempted to appeal from it. The district court treated the notice of appeal as a categorical objection to the magistrate’s report and recommendation. This "appeal" was erroneously docketed and assigned Case No. 84-5821. We now dismiss the appeal designated by that number. Our opinion and decision pertain only to Case No. 84-5911.
. No state court has found that Oliver committed procedural default when he filed a habeas petition rathеr than a notice of appeal with the Second DCA. The federal district court merely speculated that such a default had occurred when it sent Oliver back to the state system to seek a belated appeal. The state commissioner who held the belated appeal hearing assumed that the petition could be treated as a notice of appeal in his discussion of the timeliness problem. The state has treated the petition as a notice of appeal throughout the proceedings on Oliver’s current
As no state court has held that the form of the document noticing Oliver’s appeal violated state procedural rules, thereby raising a procedural bar, we need not address the possible adequacy of that state ground for refusing to hear a federal constitutional claim.
. The magistrate, whose report and recommendation were adopted by the district court, did not explain why it did not apply Sykes to defer to the state court’s finding of procedural bar with respect to this claim as well as to the ineffective assistance claim. No reason for this difference in treatment appears in the record. For the reasons given in Part A, supra, we also reach the merits of this claim.
. In
Tucker v. Kemp,