EDDIE E., Petitioner, v. THE SUPERIOR COURT OF ORANGE COUNTY, Respondent; THE PEOPLE, Real Party in Interest.
No. G049637
Fourth Dist., Div. Three.
Feb. 11, 2015.
234 Cal.App.4th 319
IKOLA, J.
COUNSEL
Esperanza Immigrant Rights Project, Catholic Charities of Los Angeles, Lindsay Toczylowski and Rachel Prandini for Petitioner.
No appearance for Respondent.
No appearance for Real Party in Interest.
OPINION
IKOLA, J.—Petitioner Eddie E., an undocumented immigrant, petitions for a writ of mandate to overturn the court‘s refusal to make favorable findings under the Immigration and Nationality Act, title 8 United States Code section 1101(a)(27)(J) (
We disagree. “[One] or both” is disjunctive, and petitioner proved he was abandoned by his mother, satisfying that condition. True, mother died, but that only made the abandonment permanent. We also disagree with the court‘s analysis of petitioner‘s best interest. The evidence shows beyond dispute that it is not in petitioner‘s best interest to return to Mexico. Accordingly, we grant the petition.
FACTS
Petitioner was born in Mexico. When he was five years old, his mother brought him and his two older siblings to the United States, apparently without documentation, to reunify with his father. Petitioner has never returned to Mexico.
Petitioner‘s mother left the family when he was eight years old. Mother never returned, provided financial support, or even attempted to contact the family after she left. Mother died approximately seven years after she left.
Petitioner continued living with his father, but lived a hard life. His father had diabetes and drank excessively, which further exacerbated his diabetes. Though father never abused petitioner, his condition made it hard to find work and provide for the family. As a result of his inability to pay rent, the family was frequently evicted. Petitioner lived in several cities in California and in Phoenix, Arizona. As a result of moving around so much, petitioner rarely went to school, and never attended any school for more than one year.
In April 2011, a juvenile delinquency case was filed against petitioner leading to a finding that he had unlawfully taken a vehicle, was guilty of hit and run causing property damage, and resisted or obstructed a public officer. Petitioner was declared a ward of the court pursuant to
While in custody, petitioner managed to “[get] his life back on the right track” by not only graduating from high school, but doing so with a 4.0 grade point average (excluding the period before his probation), which petitioner described as “by far the most important achievement of my life.”
In December 2012, petitioner requested that the court make findings pursuant to
The three prerequisite findings to filing for SIJ status are: (1) that the petitioner has been declared dependent on a juvenile court or “such a court has legally committed [petitioner] to, or placed [petitioner] under the custody of, an agency or department of a State” (or an individual or entity appointed by a state), (2) “reunification with 1 or both of the immigrant‘s parents is not viable due to abuse, neglect, abandonment, or a similar basis found under State law ... ,” and (3) “it would not be in the alien‘s best interest to be returned to the alien‘s or parent‘s previous country of nationality or country of last habitual residence . . . .” (
In October 2013, we issued a writ of mandate reversing the court‘s decision, holding petitioner need not be a dependent under
With respect to whether “reunification with 1 or both of the immigrant‘s parents is not viable due to abuse, neglect, abandonment, or a similar basis found under State law . . .” (
The court also found it would be in petitioner‘s best interest to be returned to Mexico. Although the court acknowledged that petitioner had “lived the majority of his life in the United States,” and that “[h]e appeared to have gotten his life back on the right track and graduated from high school with excellent grades,” it found his criminal history demonstrated that he had “not been successful on probation and continue[d] to make poor choices in his life.” The court specifically noted petitioner‘s unresolved drug problems. Petitioner‘s only family in Mexico is a brother living in Juarez, Mexico. Petitioner testified that his brother would not be able to provide for him, however, and expressed concern that Juarez was “one of the most dangerous cities in the world.” But the court found those concerns to be “speculative” and opined that an “equally compelling, yet speculative argument [is] that to the contrary, it would seem that a fresh start away from here might work to his benefit.” The court speculated that petitioner‘s high school diploma would be a “useful tool” that “could open doors in Mexico for a job or even continuing his education at a college or university.”
Petitioner petitioned this court for a writ of mandate and/or other appropriate relief, directing the trial court to enter favorable findings on the second and third prerequisites for SIJ status. The People have not appeared but have informed us by letter that they do not oppose the granting of the relief sought.
DISCUSSION
The SIJ statute sets forth a procedure for classification of certain aliens as special immigrants who have been declared dependent on a juvenile court or placed in the custody of a state agency (or someone appointed by a state agency). “Congress created this classification to protect abused, neglected, and abandoned unaccompanied minors through a process that allows them to become permanent legal residents. [Citation.] [Citation.] A minor who obtains SIJ status may become a naturalized United States citizen after five years.” (In re Y.M. (2012) 207 Cal.App.4th 892, 915 [144 Cal.Rptr.3d 54].) “While the federal government has exclusive jurisdiction with respect to immigration [citations], including the final determination whether an alien child will be granted permanent status as [an] SIJ [citations], state juvenile courts” “are charged with making a preliminary determination of the child‘s dependency and his or her best interests, which is a prerequisite to an application to adjust status as a special immigrant juvenile.” (In re Mario S. (N.Y.Fam.Ct. 2012) 38 Misc.3d 444 [954 N.Y.S.2d 843, 849] (Mario S.).)
The SIJ statute was enacted in 1990 and originally required a showing that the petitioner was dependent on a juvenile court, eligible for long-term foster care, and that it would not be in a petitioner‘s best interest to return to his or her country of nationality. (3 Gordon et al., Immigration Law and Procedure (2014) § 35.09[1], p. 35-35 (rel. 141-6/2013).) The SIJ statute has been amended twice since its enactment. (Eddie E., supra, 223 Cal.App.4th at p. 626.) ” In 1997 . . . Congress amended
“The consent determination made by the Secretary, through the [United States Citizenship and Immigration Services] District Director, is now ‘an acknowledgement that the request for SIJ classification is bona fide.’ ” (3 Gordon et al., Immigration Law and Procedure, supra, § 35.09, pp. 35-40 to 35-41.) As explained by a United States Citizenship and Immigration Services (USCIS) field memorandum, this means the SIJ benefit was not ” ‘sought primarily for the purpose of obtaining the status of an alien lawfully admitted for permanent residence, rather than for the purpose of obtaining relief from abuse or neglect or abandonment.’ ” (Donald Neufeld, USCIS Acting Associate Director Domestic Operations, mem. to field leadership, Mar. 24, 2009.)
Petitioner Satisfied the Second Prerequisite of the SIJ Statute Because His Mother Abandoned Him
We first address whether petitioner had been abandoned by “1 or both” of his parents for purposes of the second prerequisite. The court held this language required petitioner to prove both of his parents abandoned him.
We begin our analysis with the observation that this holding runs contrary to a literal interpretation of the statute. “1 or both” is disjunctive. “The plain and ordinary meaning of the word ‘or’ is well established. When used in a statute, the word ‘or’ indicates an intention to designate separate, disjunctive categories.” (Smith v. Selma Community Hospital (2010) 188 Cal.App.4th 1, 30 [115 Cal.Rptr.3d 416].) Under the plain reading of the statute, therefore, a petitioner may satisfy the second prerequisite by showing an inability to reunify with one parent due to abuse, neglect, abandonment, or a similar basis under state law. The majority of commentators and cases to address this issue have adhered to this literal interpretation. (See H.S.P. v. J.K. (2014) 435 N.J.Super. 147 [87A.3d 255, 265] [collecting commentators and cases].) Unless the literal interpretation results in absurdities, we are bound to apply it. (Simmons v. Ghaderi (2008) 44 Cal.4th 570, 583 [80 Cal.Rptr.3d 83, 187 P.3d 934] [“[J]udicial construction of unambiguous statutes is appropriate only when literal interpretation would yield absurd results.“].)
To reach this result, the Erik M. court found the statutory language “1 or both” to be ambiguous for the following reason: “Because ‘or’ describes what a juvenile court must determine in the alternative, we could also reasonably interpret the phrase ‘1 or both’ parents to mean that a juvenile court must find, depending on the circumstances, that either reunification with one parent is not feasible or reunification with both parents is not feasible.” (Erick M., supra, 820 N.W.2d at p. 644.) We find this rationale a bit hard to follow, because that description mostly follows the statutory language. But apparently the court believed that in any given case the statute could only provide one means of satisfying the second prerequisite. In other words, the word “or” is ambiguous. We see no basis for that conclusion, however. As noted above, it is commonplace for statutes to provide alternative means of satisfying a condition using the disjunctive word “or.” Here, the statute provides that a minor can satisfy the second prerequisite by showing that one parent is unfit, or by showing that both parents are unfit. Since there is no ambiguity, the inquiry should end there.3 (Simmons v. Ghaderi, supra, 44 Cal.4th at p. 583.)
More fundamentally, the Erick M. court‘s reliance on USCIS decisions betrays a misunderstanding of the relative roles of the state court and the USCIS in SIJ proceedings. It is not the state court‘s role to weed out applications based on a court‘s perception of the lack of good faith of a particular applicant. (See Leslie H., supra, 224 Cal.App.4th at p. 351 [“A state court‘s role in the SIJ process is not to determine worthy candidates for citizenship, but simply to identify abused, neglected, or abandoned alien children under its jurisdiction who cannot reunify with a parent or be safely returned in their best interests to their home country.“].) The task of weeding out bad faith applications falls to USCIS, which engages in a much broader inquiry than state courts.
There, the petitioner was brought to the United States by her mother to reunify with her father. Sometime later, the father was deported. The petitioner had a guardian appointed, obtained the necessary state court findings, and then successfully petitioned for SIJ status. It later came to light that the petitioner continued to live with her mother and never lived with the guardian. USCIS instituted revocation proceedings, revoked her status, and that order was affirmed on appeal. In the revocation proceeding, there was no evidence that the father or mother had abused, neglected, or abandoned the petitioner. The administrative court noted on appeal, “the Field Office Director found that the petitioner‘s continuous residence with her mother undermined her claim of abuse, abandonment, neglect, and non-viability of family reunification. [Citation.] Further, the Field Office Director determined that the record did not reveal the factual basis for the juvenile court‘s findings, and the evidence suggested that the dependency order was sought primarily for the purpose of obtaining lawful permanent resident status.” (In re [Redacted], supra, 2009 WL 6521113.) This case is not on point because there was no evidence that either parent had abused, neglected, or abandoned the petitioner, and thus it does not speak to our situation, where one parent is unfit but another is not. But beyond that, it illustrates that it is the USCIS field director‘s role to assess whether the petition for SIJ status was brought for the right reasons and whether the petitioner merits an adjustment of status, not the state court‘s role.5
Thus, not only did the Erick M. court fail to identify an ambiguity in the statute, but its resolution of the ostensible ambiguity is unpersuasive.
The second case to employ a nonliteral interpretation of “1 or both” is H.S.P. v. J.K., supra, 87 A.3d 255, which reached the same result as Erick M. Unlike the Erick M. case, however, the H.S.P. court made little effort to identify an ambiguity in the statute. Instead, it jumped straight into the legislative history, which it perceived as supporting its conclusion that both parents must have abused, neglected, or abandoned the petitioner. (H.S.P., at p. 266.) That legislative history generally showed the purpose of the SIJ
Even more so than the Erick M. court, the H.S.P. court fundamentally misunderstood its role in the process. Of course the SIJ statute was not designed to provide citizenship to petitioners who are comfortably living with a loving, supportive parent. But it is USCIS‘s role to determine whether the petitioner has applied for SIJ status primarily for the purpose of obtaining relief from abuse, neglect, or abandonment, not the state court‘s role.
Less obvious, the same misunderstanding infects the H.S.P. court‘s argument that the statute is ambiguous because a literal reading renders “or both” superfluous. Why would a petitioner bother to show both parents are unfit due to abuse, neglect, or abandonment when showing that one is would suffice? Because showing both parents are unfit will be far more effective in proving to USCIS that the petition for SIJ status is brought in good faith. With the proper understanding of the relative roles of the state and federal government in mind, the words “or both” are not superfluous. Showing one parent is unfit
Additionally, the Erick M. and H.S.P. courts underestimated the impact the abandonment of one parent can have. As the present case amply illustrates, the abandonment by one parent, even if another parent is present, can cause a petitioner‘s life to tailspin out of control, as was the case here. Certainly, petitioner has presented a case from which a reasonable USCIS field director could conclude that petitioner has applied for SIJ status in good faith to obtain relief from his mother‘s abandonment. On the other hand, a USCIS field director may determine that is not the case. The problem with the Erick M. and H.S.P. interpretation is that it completely forecloses the ability of USCIS to make that determination. Ultimately, immigration decisions are the purview of the federal government, not the state government. (Leslie H., supra, 224 Cal.App.4th at p. 351 [“State courts play no role in the final determination of SIJ status or, ultimately, permanent residency or citizenship, which are federal questions.“].) The Erick M. and H.S.P. courts improperly usurped that role.
Accordingly, we hold that the second prerequisite is to be interpreted literally: “1 or both” means one or both. A petitioner can satisfy this requirement by showing an inability to reunify with one parent due to abuse, neglect, abandonment, or a similar basis under state law.
Mother‘s Death Did Not Render the Abandonment Ineffective
Alternatively, the court held petitioner‘s inability to reunify with his mother was “due to” death, not abandonment. It would be a particularly parsimonious reading of the statute, however, to deny relief to a petitioner who had been fully abandoned just because his or her parents, by dint of circumstance, died after the abandonment. The Family Code provides that abandonment has occurred where “[o]ne parent has left the child in the care and custody of the other parent for a period of one year without any provision for the child‘s support, or without communication from the parent, with the intent on the part of the parent to abandon the child.” (
It Was Not in Petitioner‘s Best Interests to Return to Mexico
Finally, we reject the trial court‘s admittedly speculative rationale for determining that it was in petitioner‘s best interest to be returned to Mexico. In rejecting a similar rationale, another panel of our court recently stated, “The court based its finding on anecdotal impressions, untethered to any evidence in this case, that parents of troubled immigrant children may sometimes ‘send their children back to Mexico to get them . . . out of the negative environment that has placed them in the juvenile court.’ ” (Leslie H., supra, 224 Cal.App.4th at p. 352.) The trial court here made similar comments. The uncontradicted evidence is that petitioner has lived his entire life here, has family here, and has no one in Mexico to turn to. Further, the trial court‘s speculation about petitioner‘s high school degree being a useful tool in Mexico was inverted logic. The fact that petitioner has, by the court‘s description, turned his life around here only shows that petitioner may continue to benefit from the services he can receive here. The court‘s conclusion—that sending petitioner to a foreign country with no support at all is better than him remaining here—finds no support in either reason or evidence.
We add one final comment for the benefit of trial courts. We sympathize with a court‘s discomfort at the prospect of a petitioner obtaining citizenship when there is reason to doubt the petitioner‘s good faith. And although we have determined that the task of weeding out such applicants lies principally with the federal authorities, trial courts are not powerless. In a court‘s order making the findings required under the SIJ statute, the court can and should include findings of any relevant facts that the court deems pertinent to the federal government‘s inquiry. If a trial court finds the petitioner is living comfortably with another parent, for example, it should say so in its order to ensure that that fact does not escape the notice of federal authorities.
DISPOSITION
Let a peremptory writ of mandate issue commanding respondent Superior Court of Orange County to vacate its order of December 12, 2013, denying petitioner‘s application for SIJ status findings. The juvenile court is directed to enter a new and different order sustaining as of December 12, 2013,
Rylaarsdam, Acting P. J., and Bedsworth, J., concurred.
