ORDER ON MOTION TO PRECLUDE AND/OR LIMIT TESTIMONY
THIS CAUSE is before the Court upon the Motion to Preclude and/or Limit Testimony of Plaintiffs Experts Donald Sommer and Arthur Lee Coffman and Cirrus’s Expert David Klepacki (“Def.’s Mot.”), filed by Defendant Teledyne Continental Motors, Inc. (“Teledyne”) on April 24, 2009. (D.E. 101.) Defendant Cirrus Design Corporation (“Cirrus”) filed its Response in opposition (“Def.’s Resp.”) on May 11, 2009. (D.E. 121.) Plaintiff filed her Response in opposition (“Pl.’s Resp.”) on May 11, 2009. (D.E. 124.)
THE COURT has considered the Motion and the pertinent portions of the record and is otherwise fully advised in the premises.
By way of background, this action arises out of Plaintiffs husband’s death while piloting a Cirrus SR 20 aircraft after it crashed into the Atlantic Ocean near the coast of Greenland. In its Amended Complaint, Plaintiff brings negligence and strict liability claims against the airplane
LEGAL STANDARD
The admissibility of expert testimony at trial is governed by Rule 702 of the Federal Rules of Evidence, which states: “If scientific, technical, or other specialized knowledge will assist the trier of fact to understand the evidence or to determine a fact in issue, a witness qualified as an expert by knowledge, skill, experience, training, or education, may testify thereto in the form of an opinion or otherwise.” Fed.R.Evid. 702. The Supreme Court set forth the criteria for the admissibility of scientific expert testimony under Rule 702 in
Daubert
by instructing trial judges to “determine at the outset, pursuant to Rule 104(a),
1
whether the expert is proposing to testify to (1) scientific knowledge that (2) will assist the trier of fact to understand or determine a fact in issue,” which includes “a preliminary assessment of whether the reasoning or methodology underlying the testimony is scientifically valid and or whether that reasoning or methodology properly can be applied to the facts in issue.”
Daubert v. Merrell Dow Pharmaceuticals, Inc.,
In Rink v. Cheminova, Inc., the Eleventh Circuit Court of Appeals established a three-part test to determine whether expert testimony should be admitted under Daubert, explaining that all of the following elements must be established prior to the presentation of expert testimony to the jury:
(1) the expert is qualified to testify competently regarding the matters he intends to address; (2) the methodology by which the expert reaches conclusions is sufficiently reliable as determined by the sort of inquiry mandated in Dаubert; and (3) the testimony assists the trier of fact, through the application of scientific, technical, or specialized expertise, to understand the evidence or to determine a fact in issue.
With respect to the qualification of an expert, the Eleventh Circuit has recog
Even if a witness is qualified as an expert regarding a particular issue, the process used by the witness in forming his expert opinion must be sufficiently reliable under
Daubert
and its progeny.
See Quiet Tech. DC-8, Inc. v. Hureh-Dubois UK Ltd.,
The trial court may consider the factors set forth in
Daubert
for testing
The final requirement for admissibility of expert testimony is that it “assist the trier of fact.”
Frazier,
ANALYSIS
Defendant Cirrus’s Expert David Klepacki
Even assuming, without deciding, that Mr. Klepacki is qualified as an expert regarding the matters he intends to address, the process he used in forming his expert opinion must be sufficiently reliable under
Daubert
and its progeny.
See Quiet Tech. DC-8, Inc.,
Defendant Teledyne first argues that Mr. Klepacki’s opinion that the engine failure was not caused by a frozen breather line is inadmissible because it would not assist the trier of fact. (Def.’s Mot. 17-19.) Defendant essentially contends that because Mr. Klepacki formed this opinion based solely on the flight testing done by another expert, Dr. Butler, Mr. Klepacki’s testimony regarding this opinion is not based on any specialized, technical, or scientific knowledge or methodology and would not assist the trier of fact because it merely parrots another expert’s opinion. (Def.’s Mot. 18-19.) The Court agrees. While it is true that “an expert’s testimony may be formulated by the use of the facts, data and conclusions of other experts,”
Ohio Environmental Development Ltd. Partnershiр v. Envirotest Systems Corp.,
Defendant Cirrus contends that Mr. Klepacki based his opinion on (1) Dr. Butler’s flight test, (2) his comparison of the subject incident to three prior incidents involving breather line freeze-ups, and (3) the fact that two sister aircraft traveling near the subject aircraft did not experience any problems. (Def.’s Resp. 5.) However, Mr. Klepacki’s deposition testimony makes clear that he bases the oрinion in question solely on the flight test conducted by Dr. Butler. See Klepacki Dep. 166:2-7 (“Q: So really the opinion that this accident was not caused by a frozen crankcase breather is not based on the fact that three others froze in a different way, it’s based only really on the flight testing that Dr. Butler did, correct? A: That’s correct.”); see also Klepacki Dep. 169:2-11 (“Q: The information you have is so incomplete as to what the other two pilots did that you really can’t draw any good conclusions from it. Isn’t that correct? A: Only the conclusion that they did not experiencе, they didn’t report any breather freezing problems. Q: But that doesn’t mean that Mr. Schoder didn’t encounter those freezing problems, correct? A: I guess that’s correct.”).
Additionally, Mr. Klepacki’s deposition testimony demonstrates that the opinion based on Dr. Butler’s flight testing — essentially, that the flight testing supports the conclusion that the breather line did not freeze
(see
D.E. 104-5 at 8) — is Dr. Butler’s, rather than Mr. Klepacki’s, opinion.
See
Klepacki Dep. 171:23-172:1 (“All of these are opinions of both of us, but the one that we just talked about, as far as the flight test conclusions, number 2, would be more Dr. Butler.”)
4
The Court fails to see how Mr. Klepacki’s opinion that the
Next, Defendant Teledyne contends that Mr. Klepacki’s opinions regarding alleged engine failure are inadmissible because they are too speculative. (Def.’s Mot. 19-20.) The Court agrees. “ ‘Under the regime of
Daubert
... a district judge asked to admit scientific evidence must determine whether the evidence is genuinely scientific, as distinct from being unscientific speculation offered by a genuine scientist.’ ”
Allison v. McGhan Medical Corp.,
Plaintiffs Expert Donald Sommer
Even assuming, without deciding, that Mr. Sommer is qualified to testify as an expert on piloting and accident reconstruction, including engine failure analysis, the Court must still find that the process he used in forming his expert opinion is suffi
Defendant Teledyne first argues that Mr. Sommer’s opinion that the breather line connection should have been located in a different place 6 is inadmissible because it is not based upon a sufficiently reliablе foundation. (Def.’s Mot. 7.) According to Defendant Teledyne, in coming to this opinion, Mr. Sommer did not conduct any testing, and he neither had any factual basis that another location would better nor determined how the design change would be accomplished. (Def.’s Mot. 7.) Plaintiff responds that Mr. Sommer’s opinion is admissible even in the absence of testing because Mr. Sommer’s proposed alternative design already exists.
Although the Court agrees that Mr. Sommer need not determine how his proposed design change would be accomplished, given thаt such alternative design already exists in the marketplace, in order for his testimony to be admissible, Mr. Sommer’s opinion must still be based upon a reliable methodology or technique. Here, it appears that Mr. Sommer did not utilize any methodology in forming the opinion in question; instead, he merely concluded, without any testing or comparison of engines, that the breather line should have been located in the rear of the engine because its current location subjects it to cold airflow and because other engines have breathеr lines in the rear.
(See generally
Sommer Dep. 199:16—209:23.)
7
Mr. Sommer’s “why not?” reasoning model cannot truly be considered a methodology at all, for it does not consist of steps or a process.
8
In fact, his analysis
Defendant Teledyne next argues that Mr. Sommer’s opinion that Defendant Teledyne should have advised Defendant Cirrus to insulate the breather line during the installation audit is inadmissible. (Def.’s Mot. 8-10.) The Court agrees. To begin with, this opinion, while it may be supported by the facts on the record, cannot be said to be the product of any sort of methodology, even if it “logically follows from the documents themselves.”
(See
Pl.’s Resp. 7.) Much like Mr. Sommer’s opinion regarding the breather line placement, this оpinion was not formulated through a series of steps or a process. Further, the Court cannot conclude that the opinion in question would assist the trier of fact, as it is a conclusion at which jurors could arrive on their own and requires no scientific or specialized knowledge.
See Hibiscus Assocs.,
Finally, Defendant Teledyne contends that Mr. Sommer’s opinion that a malfunction of engine components is a secondary possibility for the cause of the engine failure should be excluded because it is overly speculative and conflicts with the evidence. The Court agrees. While Plaintiff is correct that an expert need not rule out every possible explanation for an accident in drawing a conclusion (see PL’s Resp. 11), such expert cannot merely float unsubstantiated additional potential causes of the accident. Mr. Sommer’s opinion regarding secondary possibilities is pure speculation and is, thus, inadmissible. In his testimony, Mr. Sommer еven admits that the evidence he reviewed does not support any of his purported secondary possibilities for causation. In short, this opinion is exactly the type of speculation that the Rules of Evidence attempt to preclude. As such, the Court finds that Mr. Sommer’s opinion that, in terms of causation of the engine failure, a secondary possibility was a malfunction of engine components must be excluded.
Plaintiffs Expert Arthur Lee Coffman
Defendant Teledyne seeks to exclude four opinions proffered by Mr. Coffman: (1) that Mr. Coffman was “surprised” that Defendant Teledyne had conducted an installation audit and made no reference to the lack of insulation on the breather line; (2) that Mr. Coffman was “surprised” that Defendant Teledyne did not make any reference during the installation audit to the inclusion of an air/oil separator because he always felt that Defendant Teledyne did not recommend breather separators; (3) that Mr. Coffman was “surprised” to see a rubber hose being used as an oil breather line; and (4) that Mr. Coffman cannot rule out an oil leak having caused the accidеnt. The Court shall consider each of these opinions in turn.
Next, Defendant Teledyne argues that Mr. Coffman’s opinion regarding the lack of reference during the installation audit to the inclusion of an air/oil separator is inadmissible because it is speculative and not based on facts in evidence. Plaintiff asserts that Mr. Coffman will not be offering such opinion at trial. Thus, the Court finds that such opinion should be excluded.
As for Mr. Coffman’s opinion regarding the use of a rubber hose as a breather line, Defendant Teledyne argues that such opinion is irrelevant, given Mr. Coffman’s concession that the use of a rubber hose instead of an aluminum tube “probably [did] not” contribute to the accident. (Def.’s Mot. 16.) The Court agrees. While, as Plaintiff contends, Mr. Coffman might be qualified to render an opinion regarding the industry standard for breather lines, Mr. Coffman stated during his testimony that he does not believe that the choice of rubber tubing for the breather line contributed to the accident or that any of the problems commonly associated with rubber tubes occurred here. 10 Additionally, although this opinion might be slightly probative of Defendant’s Cirrus’s lack of expertise as an airframe manufacturer, the Court finds that such testimony would be unduly prejudicial. See Fed.R.Evid. 403. As such, the Court finds that Mr. Coffman’s opinion regarding the choice of rubber hosing for the breather line should be excluded.
Finally, Defendant Teledyne contends that Mr. Coffman’s opinion that an oil leak cannot be ruled out should be excluded because it is too speculative and not based on any facts in evidence. Much like Mr. Sommer’s opinion regarding secondary possibilities
(supra
pp. 12-13), this opinion is pure speculation. Mr. Sommer’s conclusion that the accident was caused by the freezing of the breather line may very
Accordingly, it is
ORDERED AND ADJUDGED that the Motion (D.E. 101) is GRANTED in accordance with this Order.
Notes
. Rule 104(a) provides: "Preliminary questions concerning the qualification of a person to be a witness, the existence of a privilege, or the admissibility of evidence shall be determined by the court.... In making its determination it is not bound by the rules of evidence except those with respect to privileges.”
. The
Daubert
Court listed the following nonexclusive factors that courts may take into consideration when determining whether the expert's reasoning or methodology is reliable: (1) whether the methodology can be tested; (2) whether the methodology has been subjected to peer review and publication; (3) the known or potential rate of error; (4) genеral acceptance.
. The advisory committee's note to Rule 702 lists additional factors the court may consider:
(1) Whether the expert is proposing to testify about matters growing naturally and directly out of research he has conducted independent of the litigation, or whether he has developed his opinion expressly for purposes of testifying; (2) Whether the expert has unjustifiably extrapolated from an accepted premise to an unfounded conclusion; (3) Whether the expert has adequately accоunted for obvious alternative explanations; (4) Whether the expert is being as careful as he would be in his regular professional work outside his paid litigation consulting; (5) Whether the field of expertise claimed by the expert is known to reach reliable results for the type of opinion the expert would give.
. The Court also finds the following exchange instructive:
Q: The second opinion about flight testing of the SR20, that would be for me to discuss with Dr. Butler, correct?
A: That’s correct.
Q: That’s not your opinion in this case, correct, that’s his? You didn't do the flight testing. You didn't do the thermal computation. So this is going to be his opinion, correct?
A: That’s correct.
(Klepacki Dep. 169:12-20.)
. In fact, as Defendant Teledyne points out, several of the possibilities Mr. Klepacki mentions in his opinion are not supported by the evidence. (See, e.g., Klepacki Dep. 190:1-6 (“Q: I am trying to make sure I understand your opinion and that indeed the failure of the oil delivery system does not seem to mirror the symptoms that Mr. Schoder reported to the other pilots. Would you agree with that? A: That’s correct.”); see also Klepacki Dep. 195:21-196:7 (”Q: If Mr. Schoder experienced cylinder assembly failure, would you expect to see him describing the engine operation аs rough? A: Yes, you could. I mean, yes, you could have that. Q: Do you know ... if in that report Mr. Schoder ever reported that his engine was operating in any capacity other than normal? A: I don't recall if talking about that it was running rough....”).)
. In her Response, Plaintiff discusses Mr. Sommer’s statement that the breather outlet’s location on the front of the engine directly exposes the breather line to cold air coming from the inlet. As Defendant Teledyne has not challenged this apparently factual statement, which appears to form part of the basis for the opinion in question, the Court shall not consider its admissibility.
. In his testimony, Mr. Sommer explains that he concluded that the breather line should have been located in the back of the engine because it is possible for it to be located in the back of the engine, given the fact that it is located there in Defendant Teledyne’s 10-550 engine, and because "I can’t think of a reason in the world why it can't be located in the back of the engine where it belongs and where it's not subjected to the elements.” {See Sommer Dep. 199:19-24.) Mr. Sommer went on to conсede that breather lines are located in a variety of locations on different engines. {See Sommer Dep. 206:13-14 ("There are some that have the breather in the front, some in the back and some in the middle.”).)
. Humphrey v. Diamant Boart, Inc.,
. Because the Court is excluding Mr. Coffman’s opinion, it has no reason to reach Defendant Teledyne’s alternativе argument that Mr. Coffman's opinion should be excluded because Mr. Coffman is not qualified to give expert testimony as to what an engine manufacturer should communicate to an airframe manufacturer during an installation audit.
. The Court notes the following exchange during Mr. Coffman's deposition:
Q: Mr. Coffman, is the fact that this was a rubber hose, did that cause or contribute to what you believe occurred in this accident?
A: Probably not. I think [the] extremely cold temperature of an uninsulated breather line or tube as we want to call this here is the factor.
Q: So you're not going to testify that you thought it changed shape or drooped or deteriorated?
A: No, I am not.
(Coffman Dep. 183:22-184:5.)
